Chapter 5
Chapter 5
Erhard Wielandt
Formerly Institute of Geophysics, University of Stuttgart;
Now: Cranachweg 14/1, D-73230 Kircheim unter Teck, Germany; E-mail: [Link]@[Link]
page
5.1 Overview 2
5.2 Basic Theory 4
5.2.1 The complex notation 4
5.2.2 The Laplace transformation 5
5.2.3 The Fourier transformation 7
5.2.4 The impulse response 8
5.2.5 The convolution theorem 9
5.2.6 Specifying a system 10
5.2.7 The mechanical pendulum 11
5.2.8 Transfer functions of pendulums and electromagnetic seismometers 12
5.3 Design of seismic sensors 15
5.3.1 Pendulum-type seismometers 15
5.3.2 Decreasing the restoring force 16
5.3.3 Sensitivity of horizontal seismometers to tilt 18
5.3.4 Direct effects of barometric pressure 19
5.3.5 Effects of temperature 20
5.3.6 Sensitivity to magnetic fields 20
5.3.7 The homogeneous triaxial arrangement 20
5.3.8 Electromagnetic velocity sensing and damping 21
5.3.9 Electronic displacement sensing 22
5.3.10 Electrochemical (MET) transducers 23
5.4 Force-balance accelerometers and seismometers 23
5.4.1 The force-balance principle 23
5.4.2 Force-balance accelerometers 24
5.4.3 Velocity broadband seismometers 25
5.4.4 Other methods of bandwidth extension 26
5.5 Seismic noise, site selection, installation and instrumental self-noise 27
5.5.1 The USGS low-noise model 27
5.5.2 Site selection 28
5.5.3 Seismometer installation 29
5.5.4 Magnetic shielding 30
5.5.5 Instrumental self-noise 30
5.5.6 Self-noise of electromagnetic short-period seismographs 31
5.5.7 Self-noise of force-balance seismometers 32
5.5.8 Coherency analysis 33
5.5.9 Transient disturbances 33
1
5.6 Seismometer Calibration 34
5.6.1 Electrical and mechanical calibration 34
5.6.2 General conditions 34
5.6.3 Specific procedures for geophones 34
5.6.4 Calibration with sinewaves (obsolete) 36
5.6.5 Step response and weight-lift test (obsolete) 37
5.6.6 Calibration with arbitrary signals 38
5.6.7 Specific procedure for triaxial seismometers 40
5.6.8 Calibration on a shake table 42
5.6.9 Calibration by stepwise motion 42
5.6.10 Calibration with tilt 44
5.7 Testing for non-linear distortions 45
5.8 Free software 46
Acknowledgments 46
References 47
5.1 Overview
There are two basic types of seismic sensors: inertial seismometers which measure ground
motion relative to an inertial reference (a suspended mass), and strainmeters or extensometers
which measure the motion of one point of the ground relative to another. Since the motion of
the ground relative to an inertial reference is in most cases much larger than the differential
motion within a vault of reasonable dimensions, inertial seismometers are generally more
sensitive to earthquake signals. However, at very low frequencies it becomes increasingly
difficult to maintain an inertial reference, and for the observation of low-order free
oscillations of the Earth, tidal motions, and quasi-static deformations, strainmeters may
outperform inertial seismometers. Strainmeters are conceptually simpler than inertial
seismometers although their technical realization and installation may be more difficult (see
IS 5.1). This Chapter is concerned with inertial seismometers only. For a more comprehensive
description of inertial seismometers, recorders and communication equipment see Havskov
and Alguacil (2002).
An inertial seismometer converts ground motion into an electric signal but its properties can
not be described by a single scale factor, such as output volts per millimeter of ground
motion. The response of a seismometer to ground motion depends not only on the amplitude
of the ground motion (how large it is) but also on its time scale (how sudden it is). This is
because the seismic mass has to be kept in place by a mechanical or electromagnetic restoring
force. When the ground motion is slow, the mass will move with the rest of the instrument,
and the output signal for a given ground motion will therefore be smaller. The system is thus a
high-pass filter for the ground displacement. This must be taken into account when the ground
motion is reconstructed from the recorded signal, and is the reason why we have to go to
some length in discussing the dynamic transfer properties of seismometers.
The dynamic behavior of a seismograph system within its linear range can, like that of any
linear time-invariant (LTI) system, be described with the same degree of completeness in four
different ways: by a linear differential equation, the Laplace transfer function (5.2.2), the
complex frequency response (5.2.3), or the impulse response of the system (5.2.4). The first
two are usually obtained by a mathematical analysis of the physical system (the hardware).
The latter two are directly related to certain calibration procedures (5.6.4 and 5.6.5) and can
2
therefore be determined from calibration experiments where the system is considered as a
“black box”(this is sometimes called an identification procedure). However, since all four are
mathematically equivalent, we can derive each of them either from a knowledge of the
physical components of the system or from a calibration experiment. The mutual relations
between the “time-domain” and “frequency-domain” representations are illustrated in Fig.
5.1. Practically, the mathematical description of a seismometer is limited to a certain
bandwidth of frequencies that should at least include the bandwidth of seismic signals. Within
this limit then any of the four representations describe the system's response to arbitrary input
signals completely and unambiguously. The viewpoint from which they differ is how
efficiently and accurately they can be implemented in different signal-processing procedures.
In digital signal processing, seismic sensors are often represented with other methods that are
efficient and accurate but not mathematically exact, such as recursive (IIR) filters. Digital
signal processing is however beyond the scope of this section. A wealth of textbooks is
available both on analog and digital signal processing, for example Oppenheim and Willsky
(1983) for analog processing, Oppenheim and Schafer (1975) for digital processing, and
Scherbaum (1996, 2007) for seismological applications.
The most commonly used description of a seismograph response in the classical observatory
practice has been the “magnification curve”, i.e. the frequency-dependent magnification of the
ground motion. Mathematically this is the modulus (absolute value) of the complex frequency
response, usually called the amplitude response. It specifies the steady-state harmonic
responsivity (amplification, magnification, conversion factor) of the seismograph as a
function of frequency. However, for the correct interpretation of seismograms, also the phase
response of the recording system must be known. It can in principle be calculated from the
amplitude response, but is normally specified separately, or derived together with the
amplitude response from the mathematically more elegant description of the system by its
complex transfer function or its complex frequency response.
While for a purely electrical filter it is usually clear what the amplitude response is - a
dimensionless factor by which the amplitude of a sinusoidal input signal is multiplied - the
situation is not always as clear for seismometers because different authors may prefer to
measure the input signal (the ground motion) in different ways: as a displacement, a velocity,
or an acceleration. Both the physical dimension and the mathematical form of the transfer
function depend on the definition of the input signal, and one must sometimes guess from the
physical dimension to what sort of input signal it applies. The output signal, traditionally a
needle deflection, is now normally a voltage, a current, or a number of counts.
Calibrating a seismograph means measuring (and in some cases adjusting) its transfer
properties and expressing them as a complex frequency response or one of its mathematical
equivalents. For most applications the result must be available as parameters of a
mathematical formula, not as raw data; so determining parameters by fitting a theoretical
curve of known shape to the data is usually part of the procedure. Practically, seismometers
are calibrated in two steps.
The first step is an electrical calibration (5.6.1) in which the seismic mass is excited with an
electromagnetic force. Most seismometers have a built-in calibration coil that can be
connected to an external signal generator for this purpose. Usually the response of the system
to different sinusoidal signals at frequencies across the system's passband (5.6.4), to impulses
or steps (5.6.5), or to arbitrary broadband signals (5.6.6) is observed while the absolute
3
magnification or gain remains unknown. For the exact calibration of sensors with a large
dynamic range such as those employed in modern seismograph systems, the latter method is
most appropriate. Shake tables are not suitable to measure the response of a seismometer over
a large bandwidth.
The second step, the determination of the absolute gain, is more difficult because it requires
mechanical test equipment in all but the simplest cases (5.6.3). The most direct method is to
calibrate the seismometer on a shake table (5.6.9) or step table (5.6.10). The frequency at
which the absolute gain is measured must be chosen so as to minimize noise and systematic
errors, and is often predetermined by these conditions within narrow limits. Other mechanical
devices such as mechanical balances and machine tools can also provide a suitable
mechanical input for an absolute calibration (5.6.10, 5.6.11).
with the same σ and ω. Note that ω is the angular frequency, which is 2π times the
common frequency. Using Euler’s identity
and the rules of complex algebra, we may write our input and output signals as
4
respectively, where ℜ [..] denotes the real part and c1 = a1 − jb1 , c 2 = a 2 − jb2 are complex
amplitudes. It can now be seen that the only difference between the input and output signal
lies in the amplitude, not in the waveform. The ratio c 2 / c1 is the complex gain of the system,
and for σ = 0 , it is the value of the complex frequency response at the angular frequency ω .
What we have outlined here may be called the engineering approach to complex notation. The
sign ℜ [..] for the real part is often omitted but always understood.
The mathematical approach is slightly different in that real signals are not considered to be the
real parts of complex signals but the sum of two complex-conjugate signals with positive and
negative frequencies:
f (t ) = c1 ⋅ e (σ + jω ) t + c1* ⋅ e (σ − jω ) t (5.5)
where the asterisk * denotes the complex conjugate. The mathematical notation is slightly less
concise, but since for real signals only the term with c1 must be explicitly written down (the
other one being its complex conjugate), the two notations become very similar. However, the
c1 term describes the whole signal in the engineering convention but only half of the signal in
the mathematical notation! This may easily cause confusion, especially in the definition of
power spectra. Power spectra computed after the engineer's method (such as the USGS Low
Noise Model, see 5.5.1 and Chapter 4) attribute all power to positive frequencies and
therefore have twice the power appearing in the mathematical notation.
1 σ + j∞ ∞
F (s) = ∫
2π j ∫σ − j∞
f (t ) = F ( s ) e st ds , f (t ) e − st dt . (5.6)
0
The first integral defines the inverse transformation (the synthesis of the given signal) and the
second integral the forward transformation (the analysis). It is assumed here that the signal
begins at or after the time origin. s is a complex variable that may assume any value for which
the second integral converges; depending on f (t ) , it may not converge when s has a negative
real par). The Laplace transform F (s ) is then said to “exist” for this value of s. The real
parameter σ which defines the path of integration for the inverse transformation (the first
integral) can be arbitrarily chosen as long as the path remains on the right side of all
singularities of F (s ) in the complex s plane. This parameter decides whether f (t ) is
synthesized from decaying ( σ < 0 ), stationary ( σ = 0 ) or growing (σ > 0) sinusoids
Remember that the mathematical expression e s t with complex s represents a growing or
decaying sinewave, and with imaginary s a pure sinewave.
5
The time derivative f (t ) has the Laplace transform s ⋅ F (s ) , the second derivative f(t ) has
s 2 ⋅ F ( s ) , etc. Suppose now that an analog data-acquisition or data-processing system is
characterized by the linear differential equation
where f (t ) is the input signal, g (t ) is the output signal, and the ci and di are constants. We
may then subject each term in the equation to a Laplace transformation and obtain
c 2 s 2 F ( s ) + c1 sF ( s ) + c0 F ( s ) = d 2 s 2 G ( s ) + d1 sG ( s ) + d 0 G ( s ) (5.8)
We have thus expressed the Laplace transform of the output signal by the Laplace transform
of the input signal, multiplied by a known rational function of s. From this we obtain the
output signal itself by an inverse Laplace transformation. This means, we can solve the
differential equation by transforming it into an algebraic equation for the Laplace transforms.
Of course, this is only practical if we are able to evaluate the integrals analytically, which is
the case for a wide range of “mathematical” signals. Real signals must be approximated by
suitable mathematical functions for a transformation. The method can obviously be applied to
linear and time-invariant differential equations of any order. (Time-invariant means that the
properties of the system, and hence the coefficients of the differential equation, do not depend
on time.)
is the (Laplace) transfer function of the system described by the differential equation (5.7). It
contains the same information on the system as the differential equation itself.
Generally, the transfer function H(s) of an LTI system is the complex function for which
with F(s) and G(s) representing the Laplace transforms of the input and output signals.
A rational function like H(s) in (5.10), and thus an LTU system, can be characterized up to a
constant factor by its poles and zeros. This is discussed in section 5.2.6.
6
5.2.3 The Fourier transformation
Somewhat closer to intuitive understanding but mathematically less general than the Laplace
transformation is the Fourier transformation
1 ∞ ~ ~ ∞
f (t ) = ∫ −∞ F (ω ) e jω t dω , F (ω ) = ∫ f (t ) e − jω t dt
2π −∞ (5.12)
The signal is here assumed to have a finite energy so that the integrals converge. The
condition that no signal is present at negative times can be dropped in this case. The Fourier
transformation decomposes the signal into purely harmonic (sinusoidal) waves e jω t . The
direct and inverse Fourier transformation are also known as a harmonic analysis and
synthesis.
Although the mathematical concepts behind the Fourier and Laplace transformations are
different, we may consider the Fourier transformation as a special version of the Laplace
transformation for real frequencies, i.e. for s = jω . In fact, by comparison with Eq. (5.6), we
~
see that F (ω ) = F ( jω ) , i.e. the Fourier transform for real angular frequencies ω is identical
to the Laplace transform for imaginary s = jω . For practical purposes the two
transformations are thus nearly equivalent, and many of the relationships between time signals
and their transforms (such as the convolution theorem) are similar or the same for both. The
~
function F (ω ) is called the complex frequency response of the system. Some authors use the
~ ~
name “transfer function” for F (ω ) as well; however, F (ω ) = F ( jω ) is not the same function
~
as F (ω ) , so a different name are appropriate. The distinction between F (ω ) and F (s ) is
essential when systems are characterized by their poles and zeros. These are equivalent but
not identical in the complex s and ω planes, and it is important to know whether the Laplace
or Fourier transform is meant. Usually, poles and zeros are given for the Laplace transform. In
case of doubt, check the symmetry of the poles and zeros in the complex plane: those of the
Laplace transform are symmetric to the real axis as in Figure 1 of exercise EX 5.7 while
those of the Fourier transform are symmetric to the imaginary axis.
~ ~
The absolute value F (ω ) is called the amplitude response, and the phase of F (ω ) the phase
response of the system. Note that amplitude and phase do not form a symmetric pair; however
a certain mathematical symmetry (expressed by the Hilbert transformation) exists between the
real and imaginary parts of a rational transfer function, and between the phase response and
the natural logarithm of the amplitude response.
The definition of the Fourier transformation according to Eq. (5.12) applies to continuous
transient signals. For other mathematical representations of a signal, different definitions must
be used:
∞
f (t ) = ∑ bv e2πjvt / T bv =
1 T
∫0 f (t ) e − 2π jν t / T dt (5.13)
v = −∞ , T
7
M −1 M −1
1
fk =
M
∑ cl e 2πjkl / M cl = ∑ f k e − 2π jkl / M (5.14)
l =0 , k =0
for time series fk consisting of M equidistant samples (such as digital seismic data). We have
written the inverse transform (the synthesis) first in each case. The successive approximation
of arbitrary signals by sums of sine waves is demonstrated in the fourierdemo program
(section 5.8).
The Fourier integral transformation (Eq. 5.12) is mainly an analytical tool; the integrals are
not normally evaluated numerically because the discrete Fourier transformation (Eq. 5.14)
permits more efficient computations. Eq. (5.13) is the Fourier series expansion of periodic
functions, also mainly an analytical tool but also useful to represent periodic test signals. The
discrete Fourier transformation (Eq. 5.13) is sometimes considered as being a discretized,
approximate version of Eqs. (5.12) or (5.14) but is actually a mathematical tool in its own
right: it is a mathematical identity that does not depend on any assumptions on the series fk. Its
relationship with the other two transformations, and especially the interpretation of the
subscript l as representing a single frequency, do however depend on the properties of the
original, continuous signal. The most important condition is that the bandwidth of the signal
before sampling must be limited to less than half of the sampling rate fs; otherwise the
sampled series will not contain the same information as the original. The bandwidth limit fn =
fs/2 is called the Nyqvist frequency. Whether we consider a signal as periodic or as having a
finite duration (and thus a finite energy) is to some degree arbitrary since we can analyze real
signals only for finite intervals of time, and it is then a matter of definition whether we
assume the signal to have a periodic continuation outside the interval or not.
The Fast Fourier Transformation or FFT (Cooley and Tukey, 1965) is a recursive algorithm to
compute the sums in Eq. (5.14) efficiently, and does not constitute a mathematically different
definition of the discrete Fourier transformation.
A useful (although mathematically difficult) fiction is the Dirac “needle” pulse δ (t ) (e.g.
Oppenheim and Willsky, 1983), supposed to be an infinitely short, infinitely high, positive
pulse at the time origin whose integral over time equals 1. It can not be realized, but its time-
integral, the unit step function, can be approximated by switching a current on or off or by
suddenly applying or removing a force. According to the definitions of the Laplace and
Fourier transforms, both transforms of the Dirac pulse have the constant value 1. The
amplitude spectrum of the Dirac pulse is “white”, this means, it contains all frequencies with
equal amplitude. In this case Eq. (5.11) reduces to G(s)=H(s). The transfer function H(s) is
thus the Laplace transform of the impulse response g(t). Likewise, the complex frequency
response is the Fourier transform of the impulse response. All information contained in these
complex functions is also contained in the impulse response of the system. The same is true
for the step response, which is often used to test or calibrate seismic equipment.
Explicit expressions for the response of a linear system to impulses, steps, ramps and other
simple waveforms can be obtained by evaluating the inverse Laplace transform over a suitable
contour in the complex s plane, provided that the poles and zeros are known. The result,
generally a sum of decaying complex exponential functions (sinusoids), can then be
8
numerically evaluated with a computer or even a calculator. Although this is an elegant way
of computing the response of a linear system to simple input signals with any desired
precision, a warning is necessary: the numerical samples so obtained are not the same as the
samples obtained with a digitizer. The digitizer must limit the bandwidth before sampling and
therefore does not generate instantaneous samples but some sort of time-averages. For
computing samples of band-limited signals, different mathematical concepts must be used
(Schuessler, 1981).
Specifying the impulse or step response of a system in place of its transfer function is not
practical because the analytic expressions are cumbersome to write down and represent
signals of infinite duration that can not be tabulated in full length.
∞ ∞
g (t ) = ∫ h(t ' ) f (t − t ' ) dt ' = ∫ h(t − t ' ) f (t ' ) dt '
0 0
(5.15)
Here f(t) is the input signal and g(t) the output signal while h(t) characterizes the system. We
assume that the signals are causal (i.e. zero at negative time), otherwise the integration would
have to start at − ∞ . Taking f (t ) = δ (t ) , i.e. using a single impulse as the input, we get
The response of a linear system to an arbitrary input signal can thus be computed either by
convolution of the input signal with the impulse response in time domain, or by multiplication
of the Laplace-transformed input signal with the transfer function, or by multiplication of the
Fourier-transformed input signal with the complex frequency response in frequency domain.
Since instrument responses are often specified as a function of frequency, the FFT algorithm
has become a standard tool to compute output signals. The FFT method assumes, however,
that all signals are periodic, and is therefore mathematically inaccurate when this is not the
case. Signals must in general be tapered to avoid spurious results. (A taper is a weight
function that is zero or small at the beginning and end of the time interval). Fig. 5.1 illustrates
the interrelations between signal processing in the time and frequency domains.
9
Fig. 5.1 Pathways of signal processing in the time and frequency domains. The asterisk
between h(t) and f(t) indicates a convolution. An interactive version of this scheme with a
number of test signals is available as a BASIC program filtdemo (section 5.8). Since the
complex frequency response of a layered elastic medium can be expressed by a mathematical
formula, this scheme can also be used for computation of synthetic seismograms.
In digital processing, these methods translate into convolving discrete time series or
transforming them with the FFT method and multiplying the transforms. For impulse
responses with more than 100 samples, the FFT method is usually more efficient. The
convolution method is also known as a FIR (finite impulse response) filtration. A third
method, the recursive or IIR (infinite impulse response) filtration (e.g. Oppenheim and
Schafer, 2009) is often preferred for its flexibility and efficiency. The design of IIR filters
requires special attention because for mathematical reasons they cannot exactly represent
rational transfer functions (see the remarks under 5.6.6).
When P(s ) is a polynomial of s and α is a specific value of s for which P(α ) = 0 , then α is
called a zero, or a root, of the polynomial. A polynomial of order n has n complex zeros α i ,
and can be factorized as P( s ) = p ⋅ ∏ ( s − si ) . Thus, the zeros of a polynomial together with
the constant p determine the polynomial completely. Since our transfer functions H (s ) are
the ratio of two polynomials as in Eq. (5.10), they can be specified by their zeros (the zeros of
the numerator G (s ) ), their poles (the zeros of the denominator F (s ) ), and a gain factor (or
equivalently the total gain at a given frequency). The whole system, as long as it remains in its
linear operating range and does not produce noise, can thus be described by a small number of
discrete parameters.
Transfer functions are usually specified according to one of the following concepts:
1. The real coefficients of the polynomials in the numerator and denominator are listed.
10
3. The poles and zeros of the transfer function are listed together with a gain factor. Poles
and zeros must either be real or symmetric to the real axis, as mentioned above. When the
numerator polynomial is sm, then s = 0 is an m-fold zero of the transfer function, and the
system is a high-pass filter of order m. (Zeros at nonzero frequency do normally not
appear in the transfer function of broadband seismographs because, if they occur
mathematically, their effect must practically be cancelled by nearby poles; otherwise the
response would not be called broadband.) Depending on the order n of the denominator
and accordingly on the number of poles, the response may be flat at high frequencies (n =
m), or the system may act as a low-pass filter there (n > m). The case n < m can occur
only as an approximation in a limited bandwidth because no practical system can have an
unlimited gain at high frequencies.
In the header of the widely used SEED-format data (10.4), the gain factor is split up into a
normalization factor bringing the gain to unity at a specified normalization frequency in the
passband of the system, and a gain factor representing the actual gain at this frequency. Text
versions of dataless SEED headers, named response files or RESP files, can be downloaded
for a large number of seismic stations from the IRIS Data Management Center:
[Link] . EX_5.5 contains an exercise in determining the response
from given poles and zeros. An interactive, tutorial program polzero in BASIC is available
for this purpose (section 5.8). RESP files are normally evaluated under LINUX with the
EVALRESP software offered by the IRIS Data Management Center. The first section of a
RESP file that describes the seismometer can also be interpreted in a MS-DOS environment
with the winresp program (section 5.8, polzero folder). See also the exercises and worksheets
mentioned at the end of section 5.2.
We assume that the seismic mass is constrained to move along a straight line without rotation
(i.e., it performs a pure translation). The mechanical elements are a mass of M kilograms, a
spring with a stiffness S (measured in Newtons per meter), and a damping element with a
constant of viscous friction D (in Newtons per meter per second). Let the time-dependent
ground motion be x(t), the absolute motion of the mass y(t), and its motion relative to the
ground z (t ) = y (t ) − x(t ) . An acceleration
y (t) of the mass results from any external force
f (t ) acting on the mass, and from the forces transmitted by the spring and the damper:
M y(t ) = f (t ) − S z (t ) − D z (t ) . (5.16)
Since we are interested in the relationship between z(t) and x(t), we rearrange this into
We observe that an acceleration ( x t ) of the ground has the same effect as an external force of
magnitude f (t ) = − M x(t ) acting on the mass in the absence of ground acceleration. We may
thus simulate a ground motion x ( t ) by applying a force − M x (t) to the mass while the
11
ground is not moving. The force is normally generated by sending a current through an
electromagnetic transducer, but it may also be applied mechanically.
(s 2 M + s D + S ) Z = F − s 2 M X (5.18)
or
Z = ( F / M − s 2 X ) /( s 2 + s D / M + S / M ) . (5.19)
From this we can obtain directly the transfer functions Tf = Z/F for the external force F and Td
= Z/X for the ground displacement X. We arrive at the same result, expressed by the Fourier-
~
transformed quantities, by simply assuming a time-harmonic motion x(t ) = Xe jω t / 2π as well
~
as a time-harmonic external force f (t ) = Fe jω t / 2π , for which Eq. (5.17) reduces to
~ ~ ~
(−ω 2 M + jωR + S ) Z = F + ω 2 MX (5.20)
or
~ ~ ~
Z = (F / M + ω 2
X ) / (−ω 2 + jω R / M + S / M ) . (5.21)
12
π/2. The imaginary term in the denominator is usually written as 2 jωω 0 h where
h = D /(2ω 0 M ) is the numerical damping, i.e., the ratio of the actual to the critical damping.
In order to convert the motion of the mass into an electric signal, the mechanical pendulum in
the simplest case is equipped with an electromagnetic velocity transducer (see 5.3.8) whose
~
output voltage we denote with U . We then have an electromagnetic seismometer (or
geophone when designed for seismic exploration). When the responsivity of the transducer is
~ ~
E (volts per meter per second; U = − EjωZ ) we get
~ ~ ~
U = − jωE ( F / M + ω 2 X ) /(−ω 2 + 2 jω ω 0 h + ω 02 ) (5.22)
~
from which, in the absence of an external force (i.e. f (t ) = 0 , F = 0 ), we obtain the
frequency-dependent complex response functions
~ ~ ~
H d (ω ) := U / X = − jω 3 E /(−ω 2 + 2 jω ω 0 h + ω o2 ) (5.23)
~ ~ ~
H v (ω ) := U /( jωX ) = −ω 2 E /(−ω 2 + 2 jω ω 0 h + ω o2 ) (5.24)
The mathematical and graphical representation of the response is the subject of several
exercises and information sheets in this manual. EX 5.5 requires different mathematical
descriptions of a broadband seismograph and EX 5.6 derives such descriptions for the now
historical WWSSN-LP seismograph. IS 5.2 and EX 5.1 by J. Bribach explain the construction
of Bode diagrams, a standardized asymptotic representation of the amplitude response.
13
Fig. 5.3 Response curves of a mechanical seismometer (spring pendulum, left) and
electrodynamic seismometer (geophone, right) with respect to different kinds of input signals
(displacement, velocity and acceleration). The normalized frequency is the signal frequency
divided by the eigenfrequency (corner frequency) of the seismometer. All of these response
curves have a second-order corner at the normalized frequency 1. Step responses of second-
order high-pass, band-pass and low-pass filters are shown in Fig. 5.23.
14
5.3 Design of seismic sensors
Although the mass-and-spring system of Fig. 5.2 is a useful mathematical model for a
seismometer, it is incomplete as a practical design. The suspension must suppress five out of
the six degrees of freedom of the seismic mass (three translational and three rotational) but the
mass must still move as freely as possible in the remaining direction. This section discusses
some of the mechanical concepts by which this can be achieved. In principle it is also possible
to let the mass move in all directions and observe its motion with three orthogonally arranged
transducers, thus creating a three-component sensor with only one suspended mass. Indeed,
some historical instruments have made use of this concept. However, it is difficult to
minimize the restoring force and to suppress parasitic rotations of the mass when its
translational motion is unconstrained. Modern three-component seismometers therefore have
separate mechanical sensors for the three axes of motion.
For small translational ground motions the equation of motion of a pendulum is formally
identical to Eq. (5.17) but z must then be interpreted as the angle of rotation. Since the
rotational counterparts of the constants M, D, and S in Eq. (5.17) are of little interest in
modern electronic seismometers, we will not discuss them further and refer the reader instead
to the older literature, such as Berlage (1932) or Willmore (1979).
The simplest example of a pendulum is a mass suspended with a string or wire (like
Foucault’s pendulum). When the mass has small dimensions compared to the length of the
string so that it can be idealized as a point mass, then the arrangement is called a
15
mathematical pendulum. Its period of oscillation is T = 2π / g where g is the gravitational
acceleration. A mathematical pendulum of 1 m length has a period of nearly 2 seconds; for a
period of 20 seconds the length has to be 100 m. Clearly, this is not a suitable design for a
long-period seismometer.
An astatic spring geometry for vertical seismometers invented by LaCoste (1934) is shown in
Fig. 5.6a. The mass is in neutral equilibrium and has therefore an infinite free period when
three conditions are met: the spring is pre-stressed to zero length (i.e. the spring force is
proportional to the total length of the spring), its end points are seen under a right angle from
the hinge, and the mass is balanced in the horizontal position of the boom. A finite free period
is obtained by making the angle of the spring slightly smaller than 90°, or by tilting the frame
accordingly. By simply rotating the pendulum, astatic suspensions with a horizontal or
oblique (Fig. 5.6b) axis of sensitivity can be constructed as well.
16
Fig. 5.5 Equivalence between a tilted “garden-gate” pendulum and a string pendulum. For a
free period of 20 s, the string pendulum must be 100 m long. The tilt angle α of a garden-gate
pendulum with the same free period and a length of 30 cm is about 0.2°. The longer the period
is made, the less stable it will be under the influence of small tilt changes. (b) Period-
lengthening with an auxiliary compressed spring.
The astatic leaf-spring suspension (Fig. 5.7a, Wielandt, 1975), in a limited range around its
equilibrium position, is comparable to a LaCoste suspension but is much simpler to
manufacture. A similar spring geometry is used in the triaxial seismometer Streckeisen STS2
(Fig. 5.7b, DS 5.1 and Wielandt and Streckeisen, 1982). The delicate equilibrium of forces in
astatic suspensions makes them susceptible to external disturbances such as changes in
temperature; they are difficult to operate without a stabilizing feedback system.
17
Fig. 5.7 Leaf-spring astatic suspensions.
Apart from genuinely astatic designs, almost any seismic suspension can be made astatic with
an auxiliar spring acting normal to the line of motion of the mass and pushing the mass away
from its equilibrium (Fig. 5.5b). The long-period performance of such suspensions, however,
is quite limited. Neither the restoring force of the original suspension nor the destabilizing
force of the auxiliary spring can be made perfectly linear (i.e. proportional to the
displacement). While the linear components of the force may cancel, the nonlinear terms
remain and cause the oscillation to become non-harmonic and even unstable at large
amplitudes. Viscous and hysteretic behavior of the springs may also cause problems. The
additional spring (which has to be soft) may introduce parasitic resonances. Modern
seismometers do not use this concept and rely either on a genuinely astatic spring geometry or
on the sensitivity of electronic transducers.
Fig. 5.8 The relative motion of the seismic mass is the same when the ground is accelerated
to the left as when it is tilted to the right.
18
Undesired tilt at seismic frequencies may be caused by moving or variable surface loads such
as cars, people, and atmospheric pressure. The resulting disturbances are a second-order effect
in well-adjusted vertical seismometers but otherwise a first-order effect (see Rodgers, 1968;
Rodgers, 1969). This explains why horizontal long-period seismic traces are always noisier
than vertical ones. A short, impulsive tilt excursion is equivalent to a step-like change of
ground velocity and therefore will cause a long-period transient in a horizontal broadband
seismometer. For periodic signals, the apparent horizontal displacement associated with a
given tilt increases with the square of the period. At tidal and lower frequencies, all horizontal
seismometers act as tiltmeters.
Fig. 5.9 illustrates the effect of barometrically induced ground tilt. Let us assume that the
ground is vertically deformed by as little ± 1 µm over a distance of 3 km, and that this
deformation oscillates with a period of 10 minutes. A simple calculation then shows that
seismometers A and C see a vertical acceleration of ± 10-10 m/s² while B sees a horizontal
acceleration of ± 10-8 m/s2. The horizontal noise is thus 100 times larger than the vertical one.
In absolute terms, even the vertical acceleration is by a factor of four above the minimum
ground noise in one octave as specified by the USGS Low Noise Model (see 5.5.1)
Fig. 5.9 Ground tilt caused by the atmospheric pressure is the main source of very-long-
period noise on horizontal seismographs.
19
5.3.5 Effects of temperature
The equilibrium between gravity and the spring force in a vertical seismometer is disturbed
when the temperature changes. Although thermally self-compensated alloys are available for
springs, such a spring does not make a compensated seismometer. The geometry of the whole
suspension changes with temperature; the seismometer must therefore be compensated as a
whole. However, the different time constants involved prevent an efficient compensation at
seismic frequencies. Short-term changes of temperature, therefore, must be suppressed by the
combination of thermal insulation and thermal inertia. Special caution is required with
seismometers where electronic components are enclosed with the mechanical sensor: these
instruments heat themselves up when insulated and are then very sensitive to air drafts, so the
insulation must at the same time suppress any possible air convection (5.5.3). Long-term
(seasonal) changes of temperature do not interfere with the seismic signal (except when they
cause convection in the vault) but may drive the seismic mass out of its operating range. Eq.
(5.26) can be used to calculate the thermal drift of a vertical seismometer when the
temperature coefficient of the spring force is formally assigned to the gravitational
acceleration.
20
Fig. 5.10 The homogeneous triaxial geometry of the STS2 seismometer
Since most seismologists want finally to see the conventional E, N and Z components of
motion, the oblique components U, V, W of the STS2 are electrically recombined according
to
X −2 1 1 U
1
Y = 0 3 − 3 V . (5.27)
Z 6
2 W
2 2
The X axis of the STS2 seismometer is normally oriented towards East; the Y axis then points
North. Noise originating in one of the sensors of a triaxial seismometer will appear on all
three outputs (except for Y being independent of U). Its origin can be traced by transforming
the X, Y and Z signals back to U, V and W with the inverse (transposed) matrix (programs
triax and rectax (lincomb folder, section 5.8). Disturbances affecting only the horizontal
outputs are unlikely to originate in the seismometer and are, in general, due to tilt.
Disturbances of the vertical output only may be related to temperature, barometric pressure, or
electrical problems common to all three sensors such as an unstable supply voltage.
21
Fig. 5.11 Electromagnetic velocity and force transducer.
We have so far treated the damping of passive sensors as if it were a viscous effect in the
mechanical receiver. Actually, only a small part hm of the damping is due to mechanical
causes. The main contribution normally comes from the electromagnetic transducer, which is
suitably shunted for this purpose. Its contribution is
where Rd is the total damping resistance (the sum of the resistances of the coil and of the
external shunt). The total damping hm+hel is preferably chosen as 1 / 2 , a value that defines a
second-order Butterworth filter characteristic, and gives a maximally flat response in the
passband (such as the velocity-response of the electromagnetic seismometer in Fig. 5.3).
22
Fig. 5.12 Capacitive displacement transducer (Blumlein bridge).
The motion of a liquid electrolyte in a tube can be sensed with fine mesh electrodes through
which the liquid flows, by utilizing electrochemical effects at the interface between the
electrodes and the liquid. According to one source ([Link]) such sensors
were first developed for the inertial guidance of German rocket weapons in the second world
war, then investigated in the US but soon abandoned there, finally developed to practical
usefulness in Russia based on theoretical work by V. A. Kozlov and V. Agafonof. The
transducers were named Solions (from solution and ion) in the US and Molecular-Electronic
(MET) by Russian authors.
In a partly filled circular tube or in a linear tube closed by elastic membranes, the liquid acts
as a seismic mass, resulting in mechanically simple and very robust seismic sensors. Their
transfer function is however not so simple because hydrodynamic and diffusive processes are
involved. A description by poles and zeros as for pendulum-type sensors is mathematically
inadequate although it can serve as an approximation. MET seismometers have some practical
advantages: they are small and rugged, have a low power consumption, and don’t need mass
locking, mass centering or leveling. This makes them especially useful for ocean-bottom
seismographs (see Chapter 7, section 7.5). They cannot, however, compete with observatory-
grade pendulum instruments in other respects: resolution, precision, linearity. Force feedback
is difficult to combine with the MET principle.
The MET principle is also used in rotational sensors where a circular tube is completely filled
with the electrolyte. In this application they appear to be superior to mechanical devices; their
symmetric design makes them virtually insensitive to linear acceleration. Rotational
components of ground motion have been observed with MET sensors in the near-field of
seismic sources, and with costly laser-gyroscopic devices at teleseismic distances from large
earthquakes (see IS 5.3).
23
so that the seismic mass follows the motion of the frame; of course some small relative
motion must remain because otherwise the inertial force could not be observed. The feedback
force is generated with an electromagnetic force transducer or ‘forcer’ (Fig. 5.11). The
electronic circuit (Fig. 5.13) is a servo loop, like in an analog chart recorder, and adjusts the
feedback force so that the mass follows the motion of the frame.
The servo loop is most effective when it contains an integrator, in which case the offset of the
mass is exactly nulled in the time average. (In a chart recorder, the difference between the
input signal and a voltage indicating the pen position, is nulled). Due to unavoidable delays in
the feedback loop, force-balance systems have a limited bandwidth; however, at frequencies
where they are effective, they generate a feedback force that is proportional to ground
acceleration. When the force is proportional to the current in the transducer, then the current,
the voltage across the feedback resistor R, and the output voltage are all proportional to
ground acceleration. Thus we have converted the acceleration into an electric signal without
depending on the precision of a mechanical suspension.
The response of a force-balance system is approximately inverse to the gain of the feedback
path. It can be easily modified by giving the feedback path a frequency-dependent gain. For
example, if we make the capacitor C large so that it determines the feedback current, then the
gain of the feedback path increases linearly with frequency and we have a system whose
responsivity to acceleration is inverse to frequency and thus flat to velocity over a certain
passband. We will look more closely at this option in section 5.4.3.
where M is the seismic mass, R the total resistance of the feedback path, and E the
responsivity of the forcer (in N /A). The conversion is determined by only three passive
components of which the mass is error-free by definition (it defines the inertial reference), the
resistor is a nearly ideal component, and the force transducer very precise because the motion
is small. Some accelerometers do not have a built-in feedback resistor; the user can insert a
24
resistor of his own choice and thus select the gain. The responsivity in terms of current per
acceleration is simply I out / x = M / E .
FBAs work down to zero frequency but the servo loop becomes ineffective at some upper
corner frequency f0 (usually a few hundred to a few thousand Hz), above which the
arrangement acts like an ordinary inertial displacement sensor. The feedback loop behaves
like an additional stiff spring; the response of the FBA sensor corresponds to that of a
mechanical pendulum with the eigenfrequency f0, as schematically represented in the left
panels of Fig. 5.3.
The desired velocity broadband (VBB) response is obtained from the FBA circuit by adding
paths for differential feedback and integral feedback (Fig. 5.14). A large capacitor C is chosen
so that the differential feedback dominates throughout the desired passband. While the
feedback current is still proportional to ground acceleration as before, the voltage across the
capacitor C is a time integral of the current, and thus proportional to ground velocity. This
voltage serves as the output signal. The output voltage per ground velocity, i.e. the apparent
generator constant Eapp of the feedback seismometer, is
25
The output signal of the second integrator is normally accessible at the ,,mass position"
output. It does not indicate the actual position of the mass but indicates where the mass would
go if the feedback were switched off. ”Centering" the mass of a feedback seismometer has the
effect of discharging the integrator so that its full operating range is available for the seismic
signal. The mass-position output is not normally used for seismic recording but is useful as a
state-of-health diagnostic, and is used in some calibration procedures.
The relative strength of the integral feedback increases at lower frequencies while that of the
differential feedback decreases. These two components of the feedback force are of opposite
phase (- π/2 and π/2 relative to the output signal, respectively). At certain low frequency, the
two contributions are of equal strength and cancel each other out. This is the lower corner
frequency of the closed-loop system. Since the closed-loop response is inverse to that of the
feedback path, one would expect to see a resonance in the closed-loop response at this
frequency. However, the proportional feedback remains and damps the resonance; the resistor
R acts as a damping resistor. At lower frequencies, the integral feedback dominates over the
differential feedback, and the closed-loop response to ground velocity decreases with the
square of the frequency. As a result, the feedback system behaves like a conventional
electromagnetic seismometer and can be described by the usual three parameters: free period,
damping, and generator constant. In fact, electronic broadband seismometers, even if their
actual electronic circuit is more complicated than presented here, follow the simple theoretical
response of electromagnetic seismometers more closely than those ever did.
As far as the response is concerned, a force-balance circuit as described here may be seen as a
means to convert a moderately stable short- to medium-period suspension into a stable
electronic long-period or very-long-period seismometer. The corner period may be increased
by a large factor, for example 24-fold (from 5 to 120 sec) in the STS2 seismometer or even
200-fold (from 0.6 to 120 sec) in CMG3 and Trillium seismometers. But this factor says little
about the performance of the system. Feedback does not reduce the instrumental noise; a large
extension of the bandwidth is useless when the system is noisy. According to Eq. (5.26),
short-period suspensions must be combined with extremely sensitive transducers for a
satisfactory sensitivity at long periods.
At some high frequency, the loop gain falls below unity. This is the upper corner frequency of
the feedback system which marks the transition from a response flat to velocity to one flat to
displacement. A well-defined and nearly ideal behavior of the seismometer, like at the lower
corner frequency, should not be expected here both because the feedback becomes ineffective
and because most suspensions have parasitic resonances slightly above the electrical corner
frequency (otherwise they could have been designed for a larger bandwidth). The detailed
response at the high-frequency corner, however, rarely matters since the upper corner
frequency is usually outside the passband of the record. Its effect on the transfer function in
most cases can be modeled as a small, constant delay (a few milliseconds) over the whole
VBB passband.
26
The simplest solution is to send the output signal of the geophone through a filter that
removes its original response (this is called an inverse filtration) and replaces it by some other
desired response, preferably that of a geophone with a lower eigenfrequency. The analog,
electronic version of this process would only be used in connection with direct visible
recording; for all other purposes, one would implement the filtration digitally as part of the
data processing.
Alternatively, the bandwidth of a geophone may be enlarged by strong damping. This does
not enhance the gain outside the passband but rather reduces it at and around the
eigenfrequency; nevertheless, after appropriate amplification, the net effect is an extension of
the bandwidth towards longer periods. Strong damping is obtained by connecting the coil to a
preamplifier whose input impedance is negative. The total damping resistance, which is
otherwise limited by the resistance of the coil (Eq. (5.28)), can then be made arbitrarily small.
The response of the over-damped geophone is flat to acceleration around its free period. It can
be made flat to velocity by an approximate (band-limited) integration. This technique is used
in the Lennartz Le-1d and Le-3d seismometers (see DS 5.1) whose electronic corner period
can be up to 40 times larger than the mechanical one. Although these are not strictly force-
balance sensors, they take advantage of the fact that active damping (which is a form of
negative feedback) greatly reduces the relative motion of the mass.
Fig. 5.15 The USGS New Low Noise Model (NLNM), here expressed as RMS amplitude of
ground acceleration in a constant relative bandwidth of one-sixth decade.
27
The USGS low-noise model (Peterson, 1993; see Fig. 5.15) is a graphical and numerical
representation of the lowest vertical seismic noise levels observed worldwide, and is
extremely useful as a reference for the quality of a site or of an instrument. A recent
compilation of minimum noise levels by Berger at al. (2004) has essentially confirmed the
validity of the NLNM below 5 Hz; at higher frequencies the NLNM appears to be somewhat
too low. Origin and properties of seismic noise are discussed in Chapter 4. The noisecon
program (section 5.8) can be used to convert power spectral densities of the NLNM into other
units (such as rms amplitudes in a given bandwidth) and vice versa.
By definition of the Low Noise Model, most sites have a noise level above the NLNM,
sometimes by a large factor. This factor, however, is not uniform over time or over the
seismic frequency band. At short periods (< 2 s), a noise level within a factor of 10 of the
NLNM may be considered very good in most areas. Short-period noise at most sites is
predominantly man-made, lower during nighttime, and somewhat larger in the horizontal
components than in the vertical. At intermediate periods (2 to 20 s), marine microseisms
dominate. They have similar amplitudes in the horizontal and vertical components and have
large seasonal variations. In winter they may be 50 dB above the NLNM. At longer periods,
the vertical ground noise is often within 10 or 20 dB of the NLNM even at otherwise noisy
stations. Horizontal long-period noise may nevertheless be horrible at the same station due to
tilt-gravity coupling (5.3.3). It may be larger than vertical noise by a factor of up to 300, the
factor increasing with period. Therefore, a site can be considered as favourable when the
horizontal noise at 100 to 300 s is within 20 dB (i.e., a factor of 10 in amplitude) above the
vertical noise. Tilt may be caused by traffic, wind, or local fluctuations of the barometric
pressure. Large tilt noise is sometimes observed on concrete floors when an unventilated
cavity exists underneath; the floor then acts like a membrane. Such noise can be identified by
its linear polarization and its correlation with the barometric pressure. Even on an apparently
solid foundation, the long-period noise often correlates with the barometric pressure (see
Beauduin et al., 1996). If the situation can not be remedied otherwise, the barometric pressure
should be recorded with the seismic signal and used for a correction. An example of
barometric noise is shown in Fig. 2.21 of Chapter 2. For very-broadband seismographic
stations, barometric recording is generally recommended.
28
noise, and seasonal variations of temperature may exceed the manufacturer’s specifications
for unattended operation. Seismometers must be protected against these conditions,
sometimes by hermetic containers as described in the next subsection. Suggestions for vault
design have been given by Uhrhammer and Karavas (1997) and Trnkoczy (1998) and more
recently by the PASSCAL Instrument Center (2009a). Since it is difficult to prevent water
from accumulating in vaults, installation of a drainage or a sump pump should be considered
(Passcal Instrument Center 2009b).
To isolate the seismometer from stray currents, small glass or Plexiglas plates should be
cemented to the ground under its feet. Then the seismometer is installed, tested, and wrapped
with a layer of soft, thermally insulating material such as fiber wool or a synthetic fleece
blanket. It is essential that the inner heat shield is so soft that it cannot transport substantial
forces to the sensor. An additional heat-reflecting blanket (commonly sold as “space blanket”
or “rescue blanket”) protects the sensor from thermal radiation and air drafts. The thermal
shield should also cover the floor around the seismometer (see Figures 1 to 5 in IS 5.4). The
use of Styrofoam seeds is not recommended; they have been observed to cause mechanical
noise. Stiff shields such as Styrofoam boxes provide additional protection but must not touch
the sensor. The self-heating of electronic seismometers can induce convection in any open
space inside the insulation; it is therefore important that the insulation leaves no gap around
the seismometer, or at most a gap that is only a few millimeters wide.
29
Fig. 5.16 The STS2 seismometer of the GRSN inside its shields.
30
5.5.6 Self-noise of electromagnetic short-period seismographs
Electromagnetic seismometers and geophones are passive sensors whose self-noise is of
purely thermal origin and does not increase at low frequencies as it does in active (power-
dissipating) devices. Their output signal level , however, is comparatively low, so a low-noise
preamplifier (Fig. 5.17) must be inserted between the geophone and the recorder. We will call
this combination an electromagnetic seismograph or EMS. Unfortunately the preamplifier
noise does increase at low frequencies and limits the overall sensitivity. EMSs are now rarely
used for long-period or broadband recording because of the superior performance of feedback
instruments.
The sensitivity of an EMS is normally limited by amplifier noise. However, this noise does
not depend on the amplifier alone but also on the impedance of the electromagnetic transducer
coil (which can be chosen within wide limits). Up to a certain impedance the amplifier noise
voltage is nearly constant, but then it increases linearly with the impedance, due to a noise
current flowing out of the amplifier input. On the other hand, the signal voltage increases with
the square root of the coil impedance. The best signal-to-noise ratio is therefore obtained with
an optimum source impedance defined by the corner between voltage and current noise in the
graph of total noise vs. source impedance, and is different for each type of amplifier and also
depends on frequency. Vice versa, when the transducer is given, the amplifier must be
selected for low noise at the relevant impedance and frequency.
Fig. 5.17 Two alternative circuits for an EMS preamplifier with a low-noise op-amp. The
non-inverting circuit is generally preferable when the damping resistor Rl is much larger than
the coil resistance and the inverting circuit when it is comparable or smaller. However, the
relative performance also depends on the noise specifications of the op-amp. The gain is
adjusted with Rg.
The electronic noise of an EMS can be predicted when the technical data of the sensor and the
amplifier are known. Semiconductor noise increases at low frequencies; amplifier
specifications must apply to seismic rather than audio frequencies. In combination with a
given sensor, the noise can then be expressed as an equivalent seismic noise level and
compared to real seismic signals or to the NLNM (Fig. 5.15). As an example, Fig. 5.18 shows
the self-noise of one of the better seismometer-amplifier combinations. It resolves minimum
ground noise between 0.1 and 10 s period. Discussions and more examples are found in
Riedesel et al. (1990) and in Rodgers (1992, 1993 and 1994). The result is easily summarized:
31
rises so rapidly beyond a period of 20 s that the crossover point can not be substantially
moved towards longer periods. Of course, at a reduced level of sensitivity, restoring long-
period signals from short-period sensors may make sense, and the long-period surface waves
of sufficiently large earthquakes may well be recorded with short-period electromagnetic
seismometers.
Fig. 5.18 Electronic self-noise of the input stage of a short-period seismograph. The EMS is
a Sensonics Mk3 with two 8 kOhm coils in series and tuned to a free period of 1.5 s. The
amplifier is the LT1012 op-amp. The curves a and b refer to the circuits of Fig. 5.17. NLNM
is the USGS New Low Noise Model (Fig. 5.15). The ordinate gives rms noise amplitudes in
dB relative to 1 m/s2 in 1/6 decade.
Amplifier noise can be observed by locking the sensor or tilting it so that the mass is firmly at
a stop, or by replacing it with a resistor that has the same resistance as the coil. If these
manipulations do not significantly reduce the noise, then obviously the EMS does not resolve
seismic noise. However, this is only a test, not a way to precisely measure the electronic self-
noise. A locked sensor or a resistor do not exactly represent the electric impedance of the
unlocked sensor.
Although seismic noise is generally a nuisance in this context, natural signals may also be
useful as test signals. Marine microseisms should be visible on any sensitive seismograph
whose seismometer has a free period of one second or longer; they normally are the strongest
continuous signal in a broadband trace. However, their amplitude exhibits large seasonal and
geographical variations. For broadband seismographs at quiet sites, the tides of the solid Earth
are a reliable and predictable test signal. They have a predominant period of slightly less than
12 hours and an amplitude in the order of 10-6 m/s2. While normally invisible in the raw data,
they may be extracted by low-pass filtration with a corner frequency of 1 mHz. For this
32
purpose it is helpful to have the data available with a sampling rate of 1 per second or less. By
comparison with the predicted tides, the gain and polarity of the seismograph may be checked
(e.g. Davis and Berger 2007). A seismic broadband station that records Earth’s tides is likely
to be up to international standards.
The coherency analysis is somewhat tricky in detail when only two instruments are available.
When the transfer functions of both instruments are precisely known, it is in fact theoretically
possible to determine the seismic signal and the instrumental noise of each instrument
separately as a function of frequency. Alternatively, one may assume that the transfer
functions are not so well known but the reference instrument is noise-free; in this case the
noise and the relative transfer function of the other instrument can be determined. The
coherency test with three instruments after Sleeman et al. (2006) permits to determine the
relative transfer functions and the instrumental noise of each instrument at the same time, so it
requires no questionable assumptions. It may fail, however, when physically different sources
of noise are present such as seismic and magnetic noise to which the instruments do not have
a uniform response (they may, for example, have the same response to seismic but not to
magnetic noise). As with all statistical methods, very long time series or multiple observations
are required for significant results. We offer the computer programs twocrosp and tricrosp
for the analysis (see 5.8, sleeman folder).
33
5.6 Seismometer calibration
5.6.1 Electrical and mechanical calibration
The calibration of a seismometer establishes knowledge of the relationship between its input
(the ground motion) and its output (an electric signal), and is a prerequisite for a
reconstruction of the ground motion. Since precisely known ground motions are difficult to
generate, one makes use of the equivalence between ground acceleration and an external force
on the seismic mass, and calibrates seismometers with an electromagnetic force generated in a
calibration coil. This is called an electrical or relative calibration. In the case of feedback
seismometers an electrical calibration essentially characterizes the electronic feedback circuit
but not the mechanical receiver. Only if the factor of proportionality between the current in
the coil and the equivalent ground acceleration is known, the absolute responsivity to ground
motion can be determined from an electric calibration. Otherwise, it must be determined from
a mechanical experiment in which the seismometer is subject to a known mechanical motion
or a tilt. This is called a mechanical or absolute calibration. Since precise mechanical
calibration signals are difficult to generate over a large bandwidth, one does not normally
attempt to determine the complete transfer function in this way.
Sub-sections 5.6.2 to 5.6.7 are is mainly concerned with the electrical (relative) calibration
although some methods may also be used for the mechanical calibration on a shake table
(5.6.9). Procedures for the absolute mechanical calibration that do not require a shake table
are presented in in 5.6.10 and 5.6.11.
34
Fig. 5.19 Half-bridge circuit for calibrating electromagnetic seismometers
Geophones can be absolutely calibrated without a mechanical input provided that the total
moving mass M is known and its motion is linear. In an electric calibration a geophone
behaves like a resonant electric circuit. Its electrical impedance is
~ E2 jωω0
Z (ω ) = RC + ⋅
ω0 M − ω + 2 jωω0 h + ω02
2
(5.31)
RC is the ohmic resistance of the coil, E is the generator constant of the electromagnetic
transducer as in 5.2.8. The term after the plus sign is the response of a resonant electric circuit
consisting of a capacitor C=M/E2, an inductor L=E2/S, and a resistor RD=E2/D in parallel. M,
S, and D are the mechanical components of the pendulum as in 5.2.7. The analysis of the
resonant response, either in time or in frequency domain, supplies all desired parameters when
M is known. For an analysis in time domain, it is convenient to excite a transient response by
interrupting a current through the signal coil (Willmore 1979, Rodgers et al. 1995). In this
case the ohmic voltage disappears when the transient response begins. calex can also be used
here.
Another approach is illustrated in fig. 5.20. The electromagnetic part of the numerical
damping is inversely proportional to the total damping resistance, the factor of proportionality
being E 2 / 2 Mω 0 . The generator constant E can thus be calculated from relative calibrations
with different resistive loads, independent of the method used for the relative calibration.
Fig. 5.20 Determining the generator constant from a plot of damping versus total damping
resistance Rd = Rcoil + Rload. The horizontal units are microsiemens (reciprocal Megohms).
35
5.6.4 Calibration with sinewaves (obsolete)
With a sinusoidal input, the output of a linear system is also sinusoidal, and the ratio of the
two signal amplitudes is the absolute value of the transfer function. An experiment with
sinewaves therefore permits a direct check of the transfer function, without any a-priori
knowledge of its mathematical form and without waveform modeling. This is often the first
step in the identification of an unknown system. A computer program would however be
required to derive a parametric representation of the response from the measured values. A
calibration with arbitrary signals, as described later, is more straightforward for this purpose.
Calibration with sinewaves is time-consuming because the system must reach a steady state
after each change of frequency, which can take more than 10 minutes for some broadband
seismometers. The gain and phase delay can be read manually from a plotted Lissajous ellipse
as in Fig.5.21. The accuracy of the evaluation depends on the purity of the sinewave. A better
accuracy is obtained by numerical analysis of digitally recorded data. By fitting sinewaves to
the signals, amplitudes and phases can be extracted for just one precisely known frequency at
a time; distortions of the input signal don't matter then. If the test frequency is not digitally
controlled, then it should be fitted as well. The fit should be computed for an integer number
of cycles, and offsets should be removed from the data. We offer a computer program sinfit
for this purpose (section 5.8, sincal folder). Although the method is now obsolete for the
purpose of calibration, it is useful for investigating unmodelled details of the response such as
parasitic resonances; these might be lost in a more time-efficient broadband calibration.
Another surviving application is the calibration of passive short-period seismometers in
seismic stations where sinewaves can be remotely applied to the calibration coil but no other
test signals are available. The evaluation can be done with a sincal program (section 5.8).
Fig. 5.21 Measuring the phase between two sine-waves with a Lissajous ellipse.
EX 5.3 by J. Bribach and Ch. Teupser can be used for seismometer calibration by harmonic
drive.
36
Fig. 5.22 Normalized resonance curves.
The step-response experiment can be used both for a relative and an absolute calibration;
when applicable, it is probably the simplest method for the latter. Using a known test weight
w and knowing the seismic mass M, we also know the test signal: it is a step in acceleration
whose magnitude is w/M times gravity (times a geometry factor when the force is applied
through a thread). In case of a rotational pendulum, a correction factor must be applied when
the force does not act at the center of gravity. The method has lost its former importance
because the seismic mass of modern seismometers is not easily accessible, and the correction
factor for rotational motion is not supplied by the manufacturers.
In the context of relative calibration, the step-response method is still useful as a quick and
intuitive test, and has the advantage that it can be visually evaluated. The calex method covers
the step response as well. Fig. 5.23 shows the characteristic step responses of second-order
high-pass, band-pass, and low-pass filters with 1 / 2 of critical damping.
37
Fig. 5.23 Normalized step responses of second-order high-pass, band-pass and low-pass
filters.
Each response is a strongly damped oscillation around its asymptotic value. With the
specified damping, the systems are Butterworth filters, and the amplitude decays to e −π or
4.3% within one half-wave. The ratio of two subsequent amplitudes of opposite polarity is
known as the overshoot ratio. It can be evaluated for the numerical damping h: when xi and
xi+n are two (peak-to-peak) amplitudes n periods apart, with integer or half-integer n, then
2
1 2π n
= 1 + . (5.32)
ln xi − ln xi + n
2
h
The free period, in principle, can also be determined from the impulse or step response of the
damped system but should be measured preferably without electrical damping so that more
oscillations can be observed. A system with the free period T0 and damping h oscillates with
the period T / 1 − h 2 and the overshoot ratio exp( −π h / 1 − h 2 ) .
0
Calibration is a classical inverse problem that can be solved with standard least-squares
methods. The general solution is schematically depicted in Fig. 5.24. A computer algorithm
(filter 1) is implemented that represents the seismometer as a filter and permits the
computation of its response to an arbitrary input. An inversion scheme (3) is programmed
around the filter algorithm in order to find best-fitting filter parameters for a given pair of
input and output signals. The purpose of filter 2 is explained below. The sensor is then
calibrated with a test signal (4) for which the response of the system is sensitive to the
unknown parameters but which is otherwise arbitrary. When the system is linear, parameters
obtained from one test signal will also predict the response to the other signal.
38
Fig. 5.24 Block diagram of the calex procedure. Storage and retrieval of the data are omitted
from the figure.
When the transfer function has been correctly parameterized and the inversion has converged,
then the residual error consists mainly of noise, drift, and nonlinear distortions. At a signal
level of about one-third of the operating range, typical residuals are 0.03% to 0.05% rms for
force- balance seismometers and ≥ 1% for passive electrodynamic sensors.
The approximation of a rational transfer function with a discrete filtering algorithm is not
trivial. The program calex (section 5.8) uses an impulse-invariant recursive filter (Schuessler,
1981). This method formally requires that the seismometer has a negligible response at
frequencies outside the Nyqvist bandwidth of the recorder, a condition that is severely
violated by most digital seismographs; but this problem can be circumvented with an
additional digital low-pass filtration (Filter 2 in Fig. 5.24) that limits the bandwidth of the
simulated system. Signals from a typical calibration experiment are shown in Fig. 5.25. A
sweep as a test signal permits the residual error to be visualized as a function of time or
frequency. Since essentially only one frequency is present at a time, the time axis may as well
be interpreted as a frequency axis.
With an appropriate choice of the test signal, other methods like the calibration with sine-
waves step functions, random noise or random telegraph signals, can be duplicated and
compared to each other. An advantage of the calex algorithm is that it makes no use of special
properties of the test signal, such as being sinusoidal, periodic, step-like or random.
Therefore, test signals can be short (a few times the free period of the seismometer) and can
be generated with the most primitive means, even by hand (you may turn the dial of a
sinewave generator by hand, or even produce the test signal with a battery and a switch or
potentiometer). A breakout box or a special cable may, however, be required for feeding the
calibration signal into the digital recorder.
For a quick and easy check of the transfer function, the simple method of spectral division
may be sufficient. When the input signal (the stimulus) and the output signal (the response)
have both been recorded, and if the system was quiet at the beginning and the end of the
record, then dividing the Fourier transform of the output signal by that of the input signal may
result in a reasonable approximation to the actual response, at least in a limited bandwidth. A
parametric (mathematical) representation of the response, such as by poles and zeros, is
however more difficult to obtain in this way.
39
Fig. 5.25 Electrical calibration of an STS2 seismometer with calex. Traces from top to
bottom: input signal (a sweep with a total duration of 10 min); output signal; synthetic output
signal; residual. The rms residual is 0.05 % of the rms output. See also EX 5.4.
Some other routines for seismograph calibration and system identification are contained in the
PREPROC software package (Plešinger et al., 1996).
However, if the U, V, W sensors are reasonably well matched, then we need not care about a
matrix of transfer functions. The X, Y, Z channels can then each be described by a single
transfer function that is a weighted average of those of the U, V, W sensors:
TX 4 1 1 TU
1
TY = 0 3 3 TV
T 6 T
Z 2 2 2 W (5.33)
40
This formula applies to transfer functions or parameters but not to signals; the matrix
elements in (5.33) are the squares of those in 5.27. For any real instrument they will differ
slightly from their nominal values but this is negligible in the present context.
Using ground noise or other seismic signals, an unknown sensor can be calibrated against a
known one by operating the two sensors side by side (Pavlis and Vernon, 1994). The method
is limited to a frequency band where suitable seismic signals occur well above the
instrumental noise level and are spatially coherent between the two instruments. The
instruments must be close to each other on the same pier. The frequency response and the
gain of the unknown instrument can be determined at the same time. We offer a program
inverseif (section 5.8) for this analysis. If the frequency response of both sensors is already
known or can be measured electrically, then it will suffice to deconvolve both records to a
common response and compare the signal amplitudes in a frequency band where the
waveforms are identical.
41
5.6.8 Calibration on a shake table
Using a shake table is the most direct way of obtaining an absolute calibration. In practice,
however, precision is usually poor outside a frequency band roughly from 0.5 to 5 Hz. At
higher frequencies, a shake table loaded with a broadband seismometer may develop parasitic
resonances, and inertial forces may cause undesired rotations. At low frequencies, the
maximum displacement and thus the signal-to-noise ratio may be insufficient, and the motion
may be non-uniform due to friction or roughness in the bearings. Still worse, most shake
tables do not produce a purely translational motion but also some tilt. Gravity is then coupled
into the seismic signal. Its relative contribution increases with the square of the signal period
and causes an intolerable error in the horizontal components at long periods. One might think
that a tilt of 10 µrad per mm of linear motion should not matter; however, at periods longer
than 20 s, such a tilt will cause a larger output signal than the linear motion. At a period of 1 s,
the effect of the same tilt would be negligible. Long-period measurements on a horizontal
shake table, if possible at all, require extreme care.
Electromagnetic shake tables may have large stray fields. They can be picked up by
electromagnetic transducers or electronic circuits in the sensor so strongly that no calibration
is possible at any frequency.
Although most calibration methods mentioned in the previous section are applicable on a
shake table, the preferred method is to record both the motion of the table (as measured with a
displacement transducer) and the output signal of the seismometer, and to analyze these
signals by linear modeling with calex (section 5.8) or equivalent software. Depending on the
definition of active and passive parameters, one might determine only the absolute gain
(responsivity, generator constant) or any number of additional parameters of the frequency
response. calex permits the elimination of tilt effects from a shake-table calibration, under the
assumption that the tilt is proportional to the displacement.
The precision of the method depends on avoiding two main sources of error:
42
1 - Restoring ground displacement from the seismic signal (a process of inverse filtration) is
uncritical for broadband seismometers but requires a precise knowledge of the transfer
function for short-period seismometers. Instruments with unstable parameters (such as
electromagnetic seismometers) must be electrically calibrated while installed on the test table.
However, once the response is known, the restitution of absolute ground motion is no problem
even for a geophone with a free period of 0.1 s.
2 - The effect of tilt can only be removed from the displacement signal when the motion is
sudden and short. The tilt is unknown during the motion, and since it is equivalent to an
acceleration, it produces an unknown offset in the displacement trace that cannot be
distinguished from a true displacement. The magnitude of this error signal can however be
estimated from the apparent velocity observed when the true motion has ended. In contrast,
static tilt before and after the motion produces linear trends in the velocity, which are easily
removed.
The computational evaluation consists in the following major steps (Fig. 5.26):
1) the trace is de-convolved with the velocity transfer function of the seismometer.
2) the trace is piecewise de-trended so that it is close to zero in the motion-free intervals.
Interpolated trends are removed from the interval of motion.
3) the trace is integrated to represent displacement
4) the displacement steps are measured and compared to the actual motion.
Fig. 5.26 Absolute mechanical calibration of an STS1-BB (20s) seismometer on the table of
a milling machine, evaluated with DISPCAL. The table was manually moved in 14 steps of 2
mm each (one full turn of the dial at a time). Traces from top to bottom: recorded BB output
signal; restored and de-trended frame velocity; restored frame displacement.
43
In principle, a single step-like displacement is all that is needed. However, the experiment
takes so little time that it is convenient to produce a dozen or more equal steps, average the
results, and do some error statistics. On a milling machine or lathe, it is recommended to
install a mechanical device that stops the motion after each full turn of the spindle. On a
balance, the table is repeatedly moved from stop to stop. The displacement may be measured
with a micrometer dial or determined from the motion of the beam (Fig. 5.27).
From the mutual agreement between different experiments, and from the comparison with
shake-table calibrations, the absolute accuracy is estimated to be better than 1%.
The method that we propose (for horizontal components only; program tiltcal, section 5.8) is
similar to what was described under 5.6.10, but this time we calibrate the seismometer with
known steps of tilt, and evaluate the recorded output signal for acceleration rather than
displacement.
44
This is simple: the difference between the drift rates of the de-convolved velocity trace before
and after the step equals the tilt-induced acceleration. No baseline interpolation is required. If
a tilt platform is not available, one can also tilt the seismometer with a lever under one of its
feet, or by pulling out a strip of shim stock. In order to improve the signal-to-noise ratio, it is
possible to use a tilt step that exceeds the static operating range of the seismometer. One then
has to monitor the output signal and reverse the tilt before the output signal reaches the
clipping level.
Testing a seismometer for nonlinear distortions, and reporting results properly, is a complex
task and one must often be satisfied with a partial answer. Distortions can originate in the
mechanical receiver, in the transducers, and in electronic circuits. While for a linear system a
current through the calibration coil is unconditionally equivalent to a mechanical acceleration
(see 5.2.7), with respect to nonlinear distortion it is not. An electrically linear sensor can still
be nonlinear for a seismic input signal. An electrically nonlinear sensor is however unlikely to
respond linearly to ground motion, so electrical tests are not useless; but such tests essentially
probe the feedback circuit, not the transducers or the mechanical receiver. A serious test for
nonlinear distortions therefore requires a nearly sinusoidal mechanical input from a shake
table.
Fortunately it turns out that the shake table needs not be more linear than the seismometer if
we use the right method. Two methods are available:
1 – The classical two-tone test. The shake table is excited with two superimposed sinewaves
of nearly the same frequency, such as 1.00 and 1.02 Hz. Nonlinearity, either of the table or of
the sensor, will generate a spurious output signal at the difference (beat) frequency ωB , here
0.02 Hz. It can be separated from the 1 Hz signals by low-pass filtration or Fourier analysis.
The contributions from the table and from the seismometer can be separated from each other
by repeating the experiment at different beat frequencies (0.05 Hz, 0.02 Hz, 0.01 Hz or even
lower). Nonlinearity of the table motion causes an offset of the average table position; the
amplitude of the equivalent acceleration at the beat frequency is proportional to ωB2.
Nonlinearity in the seismometer causes a spurious acceleration signal whose amplitude is
independent of ωB. Thus, at sufficiently low beat frequencies, seismometer nonlinearity will
always predominate. (Whether we see the beat signal or not depends, of course, on the noise
level.) Other signal frequencies (2.00 and 2.02 Hz, 5.00 and 5.02 Hz etc.) should also be used
because the distortion level depends strongly on the signal frequency.
45
2 – Linear modeling. The table is excited with a sinewave or a sweep signal. Its motion is
measured with a displacement transducer (which may already be there as part of the control
electronics) and recorded together with the output signal. With calex or an equivalent method,
we can then compute a synthetic output signal and compare it to the observed one. The
difference (residual, misfit) is composed of seismic noise, nonlinear distortions, and an error
signal due to imperfect modeling. Nonlinear distortions can be distinguished from the other
contributions because in this experiment their most prominent frequency is twice the input
frequency. Although these distortions may not be harmful by themselves, we know that they
are always associated with the low-frequency distortions for which the two-tone test was
designed. If we want to see these directly, we can duplicate the two-tone test with linear
modeling by using a two-tone input signal.
The combination of both methods – linear modeling followed by low-pass filtration of the
residual – is especially suitable to detect low-frequency distortions (intermodulation). Modern
broadband seismometers typically have mechanical intermodulation ratios around -100 dB in
the same units. Electrical intermodulation ratios are typically around -130 dB in the same
units. In other units, the dependence on the signal and beat frequencies is normally so strong
that it would not be meaningful to quote a typical value. The test procedures outlined here are
described in more detail in an USGS Open-File Report (Hutt et al. 2009, p. 21-24;
[Link]
[Link]
[Link]
Test data are supplied where appropriate. Use the “software overview” on the given websites
to select what you need, go to the appropriate software folder, and read the “program
descriptions” for details.
A supplementary calibrat system, offered by J. Bribach, can also be downloaded via the
summary listing. It comprises the programs response, caliseis and seisfilt. A short
description of these programs is given in PD 5.1.
Acknowledgments
This is a revised version (2009 and 2010) of Chapter 5 (Wielandt, 2002a) in the printed first
edition of the IASPEI New Manual of Seismological Observatory Practice (NMSOP). For
complete citation of this first edition see Bormann, P. (ed.) (2002) under References.
46
Three careful reviews by the Editor of the NMSOP, Peter Bormann, and suggestions by Axel
Plešinger and Jens Havskov have significantly improved the clarity and completeness of this
text. A shorter version (Wielandt, 2002b), with some advanced topics added, appeared in part
A of the IASPEI International Handbook of Earthquake and Engineering Seismology, ed. W.
H. Lee et al. (2002), ISBN-13: 978-0-12-440652-0, ISBN-10: 0-12-440652-1.
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