Planning and Environment
Linkages
www.environment.fhwa.dot.gov
September 12, 2023
9/22/2023
Add a footer
2
• Disclaimer: Except for the statutes and regulations
cited, the contents of this document do not have the
force and effect of law and are not meant to bind the
public in any way. The document is intended only to
provide clarity to the public regarding existing
requirements under the law or agency
policies. General considerations are not necessarily
required by the statute or regulations; however,
FHWA encourages these for all PEL approaches.
Agenda
• What is PEL?
• PEL Benefits
• Flexibility in PEL Approaches
• Agency Coordination
• PEL Best Practices
• FHWA PEL Resources
9/22/2023
3
Planning
Process
9/22/2023
Add a footer
4
Transportation Planning
Process Briefing Book
www.planning.dot.gov
What is PEL?
• PEL is a collaborative transportation decision-
making approach
o considers environmental, community, and economic
goals early in the transportation planning process
o uses the information, analysis, and products
developed during planning to inform the
environmental review process
• Ultimately, the goal of PEL is early collaboration
to facilitate better planning to inform National
Environmental Policy Act (NEPA) reviews to
accelerate project delivery
9/22/2023
5
PEL Benefits
9/22/2023
6
Accelerate project
delivery
Align with future
requirements
Stimulates development
of new tools
Helps build relationships
for agencies & the public
Early engagement in
decision-making
Helps identify
stakeholders early on
Creates better outcomes
for the community
Improves planning
products
PELToday
Planning Products
8
PEL General Considerations
9 9/22/2023
Follow the transportation planning process
Solicit participation by Federal and State resource
agencies and Indian tribes
Provide an opportunity for public review and comments
Use reliable and reasonably current data and reasonable,
scientifically acceptable methodologies
Involve the FHWA Division and FTA RegionalOffice, as
appropriate
Prepare appropriate documentation
Flexibility in PEL Approaches
9/22/2023
Add a footer
10
Integration of planning and environmental
review statute
23 U.S.C. 168
Efficient environmental reviews statute
23 U.S.C. 139(f)(4)(E)(ii)
Planning Regulations
23 CFR 450.212(a)-(c) & 23 CFR 450.318 (a)-(d)
CEQ NEPA Regulations
40 CFR 1500.4(l) and 40 CFR 1501.12
Programmatic Mitigation Planning statute
23 U.S.C. 169
Planning Regulations
23 CFR 450.214 and 23 CFR 450.320
Analysis and DecisionTools
• Software or web-based systems
designed to improve
effectiveness of decision-
making.
• Leverage existing software
tools, i.e. GIS
• NatureServeVista
• USGSWater Data
• EPA EJ Screening and MappingTool
• Others (HEPGIS/STEAP)
14
Consultation and Coordination
17
Resource Agency Coordination
Interagency Coordination
Early and continuous involvement of
environmental, regulatory, and resource agencies
in the planning process.
Sample Actions:
• Establish interagency
work groups or committees
• Develop MOUs/MOAs
• Fund agency liaison position
18
Collaboration – Planning
Terminology
• Cooperation – Parties work together to achieve a
common goal or objective.
• Consultation – One or more parties confer with other
identified parties in accordance with an established
process and considers the views of the other parties
prior to taking action.
• Coordination – Cooperative development of plans,
programs, and schedules among agencies and
entities with legal standing and adjustment to
achieve general consistency, as appropriate.
23 CFR 450.104
19
Collaboration – NEPA
Terminology
• Consultation – A type of interaction among a set of
parties whose outcome is not yet determined
• Examples:
• Section 106 of the National Historic PreservationAct
• Section 7 of the Endangered Species Act
• Concurrence – A type of decision for which an
outcome by the Federal agencies responsible for any
permit or approval under any other Federal law
• Example:
• 404 Permit NEPA Merger Process
20
Coordination in NEPA
23 CFR 771.111
• Early coordination, public
involvement, and project
development.
Coordination Plan
• Defines the involvement
of cooperating and
participating agencies
and the public
23 U.S.C. 139 (g)
requires that the
lead agencies
establish a plan
for coordinating
for EISs (and
other projects
following 139).
21
PEL Best Practices
9/22/2023
22
Plan before initiating
project
Plan schedule &
budget
Planning informs future
environmental study.
Leverage tools such as
GIS and other mapping
tools to help inform
planning.
Agencies sharing
resources to provide
data.
Comprehensive record of
data, analysis and decision-
making is important
FHWA
PEL Resources
23
FHWA PELWebsite
• PEL Website:
https://www.environment.fhwa.dot.gov/env_initiatives/PEL.aspx
• Federal-Aid Essentials PELVideo:
https://www.fhwa.dot.gov/federal-aidessentials/catmod.cfm?id=122
Credit: © WSP
24
PEL Hypothetical Case Studies
• https://www.en
vironment.fhw
a.dot.gov/env_i
nitiatives/pel/p
ublications.asp
x
9/22/2023
Add a footer
25
Virtual Public Involvement and
PELWebinar Recording
26
VPI and PEL Webinar
Recording
27
FHWA PlanWorksWebsite
NHI Planning and Environment
Linkages (PEL) Course
COURSE NUMBER: FHWA-NHI-142078, 142078 A
and 142078V
9/22/2023
https://www.nhi.fhwa.dot.gov/course-
search?tab=0&key=PEL&sf=0&course_no=142078V
28
Conclusion
• PEL is flexible.
• Consider the future use of the planning analysis and planning
products in the environmental review process.
• Consider environmental, social and economic early into the
planning process to:
• reduce duplication;
• encourage relationship building and public engagement;
• create better products, decisions, and outcomes; and
• accelerate project delivery.
9/22/2023
29
Contact Information
30 9/22/2023
ChengYan
FHWA Office of Planning
cheng.yan@dot.gov

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Cheng Yan, FHWA PEL Overview

  • 2. 9/22/2023 Add a footer 2 • Disclaimer: Except for the statutes and regulations cited, the contents of this document do not have the force and effect of law and are not meant to bind the public in any way. The document is intended only to provide clarity to the public regarding existing requirements under the law or agency policies. General considerations are not necessarily required by the statute or regulations; however, FHWA encourages these for all PEL approaches.
  • 3. Agenda • What is PEL? • PEL Benefits • Flexibility in PEL Approaches • Agency Coordination • PEL Best Practices • FHWA PEL Resources 9/22/2023 3
  • 4. Planning Process 9/22/2023 Add a footer 4 Transportation Planning Process Briefing Book www.planning.dot.gov
  • 5. What is PEL? • PEL is a collaborative transportation decision- making approach o considers environmental, community, and economic goals early in the transportation planning process o uses the information, analysis, and products developed during planning to inform the environmental review process • Ultimately, the goal of PEL is early collaboration to facilitate better planning to inform National Environmental Policy Act (NEPA) reviews to accelerate project delivery 9/22/2023 5
  • 6. PEL Benefits 9/22/2023 6 Accelerate project delivery Align with future requirements Stimulates development of new tools Helps build relationships for agencies & the public Early engagement in decision-making Helps identify stakeholders early on Creates better outcomes for the community Improves planning products
  • 9. PEL General Considerations 9 9/22/2023 Follow the transportation planning process Solicit participation by Federal and State resource agencies and Indian tribes Provide an opportunity for public review and comments Use reliable and reasonably current data and reasonable, scientifically acceptable methodologies Involve the FHWA Division and FTA RegionalOffice, as appropriate Prepare appropriate documentation
  • 10. Flexibility in PEL Approaches 9/22/2023 Add a footer 10 Integration of planning and environmental review statute 23 U.S.C. 168 Efficient environmental reviews statute 23 U.S.C. 139(f)(4)(E)(ii) Planning Regulations 23 CFR 450.212(a)-(c) & 23 CFR 450.318 (a)-(d) CEQ NEPA Regulations 40 CFR 1500.4(l) and 40 CFR 1501.12 Programmatic Mitigation Planning statute 23 U.S.C. 169 Planning Regulations 23 CFR 450.214 and 23 CFR 450.320
  • 11. Analysis and DecisionTools • Software or web-based systems designed to improve effectiveness of decision- making. • Leverage existing software tools, i.e. GIS • NatureServeVista • USGSWater Data • EPA EJ Screening and MappingTool • Others (HEPGIS/STEAP) 14
  • 13. Resource Agency Coordination Interagency Coordination Early and continuous involvement of environmental, regulatory, and resource agencies in the planning process. Sample Actions: • Establish interagency work groups or committees • Develop MOUs/MOAs • Fund agency liaison position 18
  • 14. Collaboration – Planning Terminology • Cooperation – Parties work together to achieve a common goal or objective. • Consultation – One or more parties confer with other identified parties in accordance with an established process and considers the views of the other parties prior to taking action. • Coordination – Cooperative development of plans, programs, and schedules among agencies and entities with legal standing and adjustment to achieve general consistency, as appropriate. 23 CFR 450.104 19
  • 15. Collaboration – NEPA Terminology • Consultation – A type of interaction among a set of parties whose outcome is not yet determined • Examples: • Section 106 of the National Historic PreservationAct • Section 7 of the Endangered Species Act • Concurrence – A type of decision for which an outcome by the Federal agencies responsible for any permit or approval under any other Federal law • Example: • 404 Permit NEPA Merger Process 20
  • 16. Coordination in NEPA 23 CFR 771.111 • Early coordination, public involvement, and project development. Coordination Plan • Defines the involvement of cooperating and participating agencies and the public 23 U.S.C. 139 (g) requires that the lead agencies establish a plan for coordinating for EISs (and other projects following 139). 21
  • 17. PEL Best Practices 9/22/2023 22 Plan before initiating project Plan schedule & budget Planning informs future environmental study. Leverage tools such as GIS and other mapping tools to help inform planning. Agencies sharing resources to provide data. Comprehensive record of data, analysis and decision- making is important
  • 19. FHWA PELWebsite • PEL Website: https://www.environment.fhwa.dot.gov/env_initiatives/PEL.aspx • Federal-Aid Essentials PELVideo: https://www.fhwa.dot.gov/federal-aidessentials/catmod.cfm?id=122 Credit: © WSP 24
  • 20. PEL Hypothetical Case Studies • https://www.en vironment.fhw a.dot.gov/env_i nitiatives/pel/p ublications.asp x 9/22/2023 Add a footer 25
  • 21. Virtual Public Involvement and PELWebinar Recording 26 VPI and PEL Webinar Recording
  • 23. NHI Planning and Environment Linkages (PEL) Course COURSE NUMBER: FHWA-NHI-142078, 142078 A and 142078V 9/22/2023 https://www.nhi.fhwa.dot.gov/course- search?tab=0&key=PEL&sf=0&course_no=142078V 28
  • 24. Conclusion • PEL is flexible. • Consider the future use of the planning analysis and planning products in the environmental review process. • Consider environmental, social and economic early into the planning process to: • reduce duplication; • encourage relationship building and public engagement; • create better products, decisions, and outcomes; and • accelerate project delivery. 9/22/2023 29