Chapter 14

Software Testing Techniques

- Testing fundamentals
- White-box testing
- Black-box testing
- Object-oriented testing methods
Characteristics of Testable Software
• Operable
– The better it works (i.e., better quality), the easier it is to test
• Observable
– Incorrect output is easily identified; internal errors are automatically
detected
• Controllable
– The states and variables of the software can be controlled directly by the
tester
• Decomposable
– The software is built from independent modules that can be tested
independently

(more on next slide)

Characteristics of Testable Software
(continued)
• Simple
– The program should exhibit functional, structural, and code simplicity
• Stable
– Changes to the software during testing are infrequent and do not
invalidate existing tests
• Understandable
– The architectural design is well understood; documentation is available
and organized
 Test Characteristics

• A good test has a high probability of finding an error

– The tester must understand the software and how it might fail
• A good test is not redundant
– Testing time is limited; one test should not serve the same purpose as
another test
• A good test should be “best of breed”
– Tests that have the highest likelihood of uncovering a whole class of
errors should be used
• A good test should be neither too simple nor too complex
– Each test should be executed separately; combining a series of tests
could cause side effects and mask certain errors
 Two Unit Testing Techniques
• Black-box testing
– Knowing the specified function that a product has been designed to perform, test
to see if that function is fully operational and error free
– Includes tests that are conducted at the software interface
– Not concerned with internal logical structure of the software
• White-box testing
– Knowing the internal workings of a product, test that all internal operations are
performed according to specifications and all internal components have been
exercised
– Involves tests that concentrate on close examination of procedural detail
– Logical paths through the software are tested
– Test cases exercise specific sets of conditions and loops
White-box Testing
 White-box Testing
• Uses the control structure part of component-level design to derive the
test cases
• These test cases
– Guarantee that all independent paths within a module have been exercised at
least once
– Exercise all logical decisions on their true and false sides
– Execute all loops at their boundaries and within their operational bounds
– Exercise internal data structures to ensure their validity
 Basis Path Testing
• White-box testing technique proposed by Tom McCabe
• Enables the test case designer to derive a logical complexity measure
of a procedural design
• Uses this measure as a guide for defining a basis set of execution
paths
• Test cases derived to exercise the basis set are guaranteed to execute
every statement in the program at least one time during testing
 Flow Graph Notation
• A circle in a graph represents a node, which stands for a sequence of one
or more procedural statements
• A node containing a simple conditional expression is referred to as a
predicate node
– Each compound condition in a conditional expression containing one or
more Boolean operators (e.g., and, or) is represented by a separate
predicate node
– A predicate node has two edges leading out from it (True and False)
• An edge, or a link, is a an arrow representing flow of control in a specific
direction
– An edge must start and terminate at a node
– An edge does not intersect or cross over another edge
• Areas bounded by a set of edges and nodes are called regions
• When counting regions, include the area outside the graph as a region,
too
 Flow Graph Example
FLOW CHART FLOW GRAPH
0 0

R4
1 1

2 2

3 R3
3

6 4 6 4
R2
7 8 5
7 R1 8 5
9
9
11 10 11 10
 Independent Program Paths
• Defined as a path through the program from the start node until the
end node that introduces at least one new set of processing
statements or a new condition (i.e., new nodes)
• Must move along at least one edge that has not been traversed
before by a previous path
• Basis set for flow graph on previous slide
– Path 1: 0-1-11
– Path 2: 0-1-2-3-4-5-10-1-11
– Path 3: 0-1-2-3-6-8-9-10-1-11
– Path 4: 0-1-2-3-6-7-9-10-1-11
• The number of paths in the basis set is determined by the cyclomatic
complexity
 Cyclomatic Complexity
• Provides a quantitative measure of the logical complexity of a program
• Defines the number of independent paths in the basis set
• Provides an upper bound for the number of tests that must be conducted
to ensure all statements have been executed at least once
• Can be computed three ways
– The number of regions
– V(G) = E – N + 2, where E is the number of edges and N is the number of nodes
in graph G
– V(G) = P + 1, where P is the number of predicate nodes in the flow graph G
• Results in the following equations for the example flow graph
– Number of regions = 4
– V(G) = 14 edges – 12 nodes + 2 = 4
– V(G) = 3 predicate nodes + 1 = 4
 Deriving the Basis Set and Test Cases
1) Using the design or code as a foundation, draw a corresponding flow
graph
2) Determine the cyclomatic complexity of the resultant flow graph
3) Determine a basis set of linearly independent paths
4) Prepare test cases that will force execution of each path in the basis set
 A Second Flow Graph Example
1 int functionY(void) 3
2 {
3 int x = 0; 4
4 int y = 19;

5 A: x++; 5
6 if (x > 999)
7 goto D;
8 if (x % 11 == 0) 6
9 goto B;
0 else goto A; 8 7
1 B: if (x % y == 0) 10 9 16
2 goto C;
3 else goto A;
11 17
4 C: printf("%d\n", x);
5 goto A; 13 12
6 D: printf("End of list\n");
7 return 0; 14
8 }
15
 A Sample Function to Diagram and Analyze
1 int functionZ(int y)
2 {
3 int x = 0;

4 while (x <= (y * y))

5 {
6 if ((x % 11 == 0) &&
7 (x % y == 0))
8 {
9 printf(“%d”, x);
0 x++;
1 } // End if
2 else if ((x % 7 == 0) ||
3 (x % y == 1))
4 {
5 printf(“%d”, y);
6 x = x + 2;
7 } // End else
8 printf(“\n”);
9 } // End while

0 printf("End of list\n");
1 return 0;
2 } // End functionZ
 A Sample Function to Diagram and Analyze
1 int functionZ(int y) 3
2 {
3 int x = 0;
4
4 while (x <= (y * y))
5 { 6 7
6 if ((x % 11 == 0) &&
7 (x % y == 0))
9
8
9
{
printf(“%d”, x);
12 13
0 x++;
1 } // End if 10
2 else if ((x % 7 == 0) || 15
3 (x % y == 1))
4 { 16
5 printf(“%d”, y);
6 x = x + 2; 18
7 } // End else
8 printf(“\n”);
9 } // End while 20
0 printf("End of list\n"); 21
1 return 0;
2 } // End functionZ
 Loop Testing - General
• A white-box testing technique that focuses exclusively on the validity of
loop constructs
• Four different classes of loops exist
– Simple loops
– Nested loops
– Concatenated loops
– Unstructured loops
• Testing occurs by varying the loop boundary values
– Examples:

for (i = 0; i < MAX_INDEX; i++)

while (currentTemp >= MINIMUM_TEMPERATURE)

 Testing of Simple Loops
1) Skip the loop entirely
2) Only one pass through the loop
3) Two passes through the loop
4) m passes through the loop, where m < n
5) n –1, n, n + 1 passes through the loop

‘n’ is the maximum number of allowable passes through the loop

 Testing of Nested Loops
1) Start at the innermost loop; set all other loops to minimum values
2) Conduct simple loop tests for the innermost loop while holding the
outer loops at their minimum iteration parameter values; add other
tests for out-of-range or excluded values
3) Work outward, conducting tests for the next loop, but keeping all other
outer loops at minimum values and other nested loops to “typical”
values
4) Continue until all loops have been tested
 Testing of Concatenated Loops
• For independent loops, use the same approach as for simple loops
• Otherwise, use the approach applied for nested loops
 Testing of Unstructured Loops
• Redesign the code to reflect the use of structured programming practices
• Depending on the resultant design, apply testing for simple loops, nested
loops, or concatenated loops
Black-box Testing
 Black-box Testing
• Complements white-box testing by uncovering different classes of
errors
• Focuses on the functional requirements and the information domain
of the software
• Used during the later stages of testing after white box testing has
been performed
• The tester identifies a set of input conditions that will fully exercise all
functional requirements for a program
• The test cases satisfy the following:
– Reduce, by a count greater than one, the number of additional test cases
that must be designed to achieve reasonable testing
– Tell us something about the presence or absence of classes of errors,
rather than an error associated only with the specific task at hand
 Black-box Testing Categories
• Incorrect or missing functions
• Interface errors
• Errors in data structures or external data base access
• Behavior or performance errors
• Initialization and termination errors
 Questions answered by
Black-box Testing

• How is functional validity tested?

• How are system behavior and performance tested?
• What classes of input will make good test cases?
• Is the system particularly sensitive to certain input values?
• How are the boundary values of a data class isolated?
• What data rates and data volume can the system tolerate?
• What effect will specific combinations of data have on system
operation?
 Equivalence Partitioning
• A black-box testing method that divides the input domain of a
program into classes of data from which test cases are derived
• An ideal test case single-handedly uncovers a complete class of
errors, thereby reducing the total number of test cases that must be
developed
• Test case design is based on an evaluation of equivalence classes for
an input condition
• An equivalence class represents a set of valid or invalid states for
input conditions
• From each equivalence class, test cases are selected so that the
largest number of attributes of an equivalence class are exercise at
once
 Guidelines for Defining Equivalence
Classes
• If an input condition specifies a range, one valid and two invalid equivalence
classes are defined
– Input range: 1 – 10 Eq classes: {1..10}, {x < 1}, {x > 10}
• If an input condition requires a specific value, one valid and two invalid
equivalence classes are defined
– Input value: 250 Eq classes: {250}, {x < 250}, {x > 250}
• If an input condition specifies a member of a set, one valid and one invalid
equivalence class are defined
– Input set: {-2.5, 7.3, 8.4} Eq classes: {-2.5, 7.3, 8.4}, {any other x}
• If an input condition is a Boolean value, one valid and one invalid class are
define
– Input: {true condition} Eq classes: {true condition}, {false condition}
 Boundary Value Analysis
• A greater number of errors occur at the boundaries of the input domain
rather than in the "center"
• Boundary value analysis is a test case design method that complements
equivalence partitioning
– It selects test cases at the edges of a class
– It derives test cases from both the input domain and output domain
 Guidelines for
Boundary Value Analysis
• 1. If an input condition specifies a range bounded by values a and b,
test cases should be designed with values a and b as well as values
just above and just below a and b
• 2. If an input condition specifies a number of values, test case should
be developed that exercise the minimum and maximum numbers.
Values just above and just below the minimum and maximum are also
tested
• Apply guidelines 1 and 2 to output conditions; produce output that
reflects the minimum and the maximum values expected; also test
the values just below and just above
• If internal program data structures have prescribed boundaries (e.g.,
an array), design a test case to exercise the data structure at its
minimum and maximum boundaries
Object-Oriented Testing
Methods
 Introduction
• It is necessary to test an object-oriented system at a variety of different
levels
• The goal is to uncover errors that may occur as classes collaborate with one
another and subsystems communicate across architectural layers
– Testing begins "in the small" on methods within a class and on collaboration
between classes
– As class integration occurs, use-based testing and fault-based testing are applied
– Finally, use cases are used to uncover errors during the software validation
phase
• Conventional test case design is driven by an input-process-output view of
software
• Object-oriented testing focuses on designing appropriate sequences of
methods to exercise the states of a class
 Testing Implications for
Object-Oriented Software
• Because attributes and methods are encapsulated in a class, testing
methods from outside of a class is generally unproductive
• Testing requires reporting on the state of an object, yet encapsulation
can make this information somewhat difficult to obtain
• Built-in methods should be provided to report the values of class
attributes in order to get a snapshot of the state of an object
• Inheritance requires retesting of each new context of usage for a class
– If a subclass is used in an entirely different context than the super class,
the super class test cases will have little applicability and a new set of
tests must be designed
 Applicability of Conventional Testing
Methods
• White-box testing can be applied to the operations defined in a class
– Basis path testing and loop testing can help ensure that every statement in an
method has been tested
• Black-box testing methods are also appropriate
– Use cases can provide useful input in the design of black-box tests
 Fault-based Testing
• The objective in fault-based testing is to design tests that have a high
likelihood of uncovering plausible faults
• Fault-based testing begins with the analysis model
– The tester looks for plausible faults (i.e., aspects of the implementation of the
system that may result in defects)
– To determine whether these faults exist, test cases are designed to exercise
the design or code
• If the analysis and design models can provide insight into what is likely to
go wrong, then fault-based testing can find a significant number of errors
 Fault-based Testing
(continued)
• Integration testing looks for plausible faults in method calls or
message connections (i.e., client/server exchange)
• Three types of faults are encountered in this context
– Unexpected result
– Wrong method or message used
– Incorrect invocation
• The behavior of a method must be examined to determine the
occurrence of plausible faults as methods are invoked
• Testing should exercise the attributes of an object to determine
whether proper values occur for distinct types of object behavior
• The focus of integration testing is to determine whether errors exist
in the calling code, not the called code
 Fault-based Testing
vs. Scenario-based Testing
• Fault-based testing misses two main types of errors
– Incorrect specification: subsystem doesn't do what the user wants
– Interactions among subsystems: behavior of one subsystem creates
circumstances that cause another subsystem to fail
• A solution to this problem is scenario-based testing
– It concentrates on what the user does, not what the product does
– This means capturing the tasks (via use cases) that the user has to
perform, then applying them as tests
– Scenario-based testing tends to exercise multiple subsystems in a single
test
 Random Order Testing
(at the Class Level)
• Certain methods in a class may constitute a minimum behavioral life
history of an object (e.g., open, seek, read, close); consequently, they
may have implicit order dependencies or expectations designed into
them
• Using the methods for a class, a variety of method sequences are
generated randomly and then executed
• The goal is to detect these order dependencies or expectations and
make appropriate adjustments to the design of the methods
Partition Testing (at the Class Level)
• Similar to equivalence partitioning for conventional software
• Methods are grouped based on one of three partitioning approaches
• State-based partitioning categorizes class methods based on their ability to
change the state of the class
– Tests are designed in a way that exercise methods that change state and those
that do not change state
• Attribute-based partitioning categorizes class methods based on the
attributes that they use
– Methods are partitioned into those that read an attribute, modify an attribute, or
do not reference the attribute at all
• Category-based partitioning categorizes class methods based on the generic
function that each performs
– Example categories are initialization methods, computational methods, and
termination methods
 Multiple Class Testing
• Class collaboration testing can be accomplished by applying random
testing, partition testing, scenario-based testing and behavioral
testing
• The following sequence of steps can be used to generate multiple
class random test cases
1) For each client class, use the list of class methods to generate a series
of random test sequences; use these methods to send messages to
server classes
2) For each message that is generated, determine the collaborator class
and the corresponding method in the server object
3) For each method in the server object (invoked by messages from the
client object), determine the messages that it transmits
4) For each of these messages, determine the next level of methods that
are invoked and incorporate these into the test sequence
 Tests Derived from
Behavior Models
• The state diagram for a class can be used to derive a sequence of tests
that will exercise the dynamic behavior of the class and the classes that
collaborate with it
• The test cases should be designed to achieve coverage of all states
– Method sequences should cause the object to transition through all
allowable states
• More test cases should be derived to ensure that all behaviors for the
class have been exercised based on the behavior life history of the object
• The state diagram can be traversed in a "breadth-first" approach by
exercising only a single transition at a time
– When a new transition is to be tested, only previously tested transitions are
used