Compiler course

Chapter 3
Lexical Analysis
Outline
Role of lexical analyzer
Specification of tokens
Recognition of tokens
Lexical analyzer generator
Finite automata
Design of lexical analyzer generator
 The role of lexical analyzer
token
Source Lexical To semantic
program Parser analysis
Analyzer
getNextToken

Symbol
table
Why to separate Lexical analysis and
parsing
1. Simplicity of design
2. Improving compiler efficiency
3. Enhancing compiler portability
Tokens, Patterns and Lexemes
A token is a pair a token name and an
optional token value
A pattern is a description of the form that the
lexemes of a token may take
A lexeme is a sequence of characters in the
source program that matches the pattern for
a token
Example
Token Informal description Sample lexemes
if Characters i, f if
else Characters e, l, s, e else
comparison < or > or <= or >= or == or != <=, !=

id Letter followed by letter and digits pi, score, D2

number Any numeric constant 3.14159, 0, 6.02e23
literal Anything but “ sorrounded by “ “core dumped”

printf(“total = %d\n”, score);

Attributes for tokens
E = M * C ** 2
<id, pointer to symbol table entry for E>
<assign-op>
<id, pointer to symbol table entry for M>
<mult-op>
<id, pointer to symbol table entry for C>
<exp-op>
<number, integer value 2>
Lexical errors
Some errors are out of power of lexical
analyzer to recognize:
fi (a == f(x)) …
However it may be able to recognize errors
like:
d = 2r
Such errors are recognized when no pattern
for tokens matches a character sequence
Error recovery
Panic mode: successive characters are
ignored until we reach to a well formed token
Delete one character from the remaining
input
Insert a missing character into the remaining
input
Replace a character by another character
Transpose two adjacent characters
Input buffering
Sometimes lexical analyzer needs to look
ahead some symbols to decide about the
token to return
In C language: we need to look after -, = or <
to decide what token to return
In Fortran: DO 5 I = 1.25
We need to introduce a two buffer scheme to
handle large look-aheads safely
E = M * C * * 2 eof
Sentinels
E = M eof * C * * 2 eof eof

Switch (*forward++) {
case eof:
if (forward is at end of first buffer) {
reload second buffer;
forward = beginning of second buffer;
}
else if {forward is at end of second buffer) {
reload first buffer;\
forward = beginning of first buffer;
}
else /* eof within a buffer marks the end of input */
terminate lexical analysis;
break;
cases for the other characters;
}
Specification of tokens
In theory of compilation regular expressions
are used to formalize the specification of
tokens
Regular expressions are means for specifying
regular languages
Example:
 Letter_(letter_ | digit)*
Each regular expression is a pattern
specifying the form of strings
Regular expressions
Ɛ is a regular expression, L(Ɛ) = {Ɛ}
If a is a symbol in ∑then a is a regular
expression, L(a) = {a}
(r) | (s) is a regular expression denoting the
language L(r) ∪ L(s)
 (r)(s) is a regular expression denoting the
language L(r)L(s)
(r)* is a regular expression denoting (L9r))*
(r) is a regular expression denting L(r)
Regular definitions
d1 -> r1
d2 -> r2
…
dn -> rn

 Example:
letter_ -> A | B | … | Z | a | b | … | Z | _
digit -> 0 | 1 | … | 9
id -> letter_ (letter_ | digit)*
Extensions
One or more instances: (r)+
Zero of one instances: r?
Character classes: [abc]

Example:
letter_ -> [A-Za-z_]
digit -> [0-9]
id -> letter_(letter|digit)*
Recognition of tokens
Starting point is the language grammar to
understand the tokens:
stmt -> if expr then stmt
| if expr then stmt else stmt
|Ɛ
expr -> term relop term
| term
term -> id
| number
Recognition of tokens (cont.)
The next step is to formalize the patterns:
digit -> [0-9]
Digits -> digit+
number -> digit(.digits)? (E[+-]? Digit)?
letter -> [A-Za-z_]
id -> letter (letter|digit)*
If -> if
Then -> then
Else -> else
Relop -> < | > | <= | >= | = | <>
We also need to handle whitespaces:
ws -> (blank | tab | newline)+
Transition diagrams
Transition diagram for relop
Transition diagrams (cont.)
Transition diagram for reserved words and
identifiers
Transition diagrams (cont.)
Transition diagram for unsigned numbers
Transition diagrams (cont.)
Transition diagram for whitespace
Architecture of a transition-
diagram-based lexical analyzer
TOKEN getRelop()
{
TOKEN retToken = new (RELOP)
while (1) { /* repeat character processing until a
return or failure occurs */
switch(state) {
case 0: c= nextchar();
if (c == ‘<‘) state = 1;
else if (c == ‘=‘) state = 5;
else if (c == ‘>’) state = 6;
else fail(); /* lexeme is not a relop */
break;
case 1: …
…
case 8: retract();
retToken.attribute = GT;
return(retToken);
}
Lexical Analyzer Generator - Lex
Lex Source Lexical lex.yy.c
program Compiler
lex.l

lex.yy.c
C a.out
compiler

Sequence
Input stream a.out
of tokens
Structure of Lex programs

declarations
%%
translation rules Pattern {Action}
%%
auxiliary functions
Example
%{
Int installID() {/* funtion to
/* definitions of manifest constants
install the lexeme, whose first
LT, LE, EQ, NE, GT, GE, character is pointed to by
IF, THEN, ELSE, ID, NUMBER, RELOP */ yytext, and whose length is
%} yyleng, into the symbol table
and return a pointer thereto
/* regular definitions */
delim [ \t\n] }
ws {delim}+
letter [A-Za-z] Int installNum() { /* similar to
installID, but puts numerical
digit [0-9]
constants into a separate
id {letter}({letter}|{digit})* table */
number {digit}+(\.{digit}+)?(E[+-]?{digit}+)? }

%%
{ws} {/* no action and no return */}
if {return(IF);}
then {return(THEN);}
else {return(ELSE);}
{id} {yylval = (int) installID(); return(ID); }
{number} {yylval = (int) installNum();
return(NUMBER);}
…
Finite Automata
Regular expressions = specification
Finite automata = implementation

A finite automaton consists of

An input alphabet 
A set of states S
A start state n
A set of accepting states F  S
A set of transitions state input state

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Finite Automata
Transition
s1 a s2
Is read
In state s1 on input “a” go to state s2

If end of input

If in accepting state => accept, othewise =>
reject
If no transition possible => reject

27
Finite
A state
Automata State Graphs

• The start state

• An accepting state

a
• A transition

28
AASimple Example
finite automaton that accepts only “1”

A finite automaton accepts a string if we can

follow transitions labeled with the characters
in the string from the start to some accepting
state

29
Another Simple Example
A finite automaton accepting any number of
1’s followed by a single 0
Alphabet: {0,1}

Check that “1110” is accepted but “110…” is

not

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And Another
Alphabet {0,1}
Example
What language does this recognize?

1 0

0 0

1
1

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And Another Example
Alphabet still { 0, 1 }
1

The operation of the automaton is not

completely defined by the input
On input “11” the automaton could be in either
state
32
Epsilon Moves
Another kind of transition: -moves

A B

• Machine can move from state A to state B

without reading input

33
Deterministic and
Nondeterministic Automata
Deterministic Finite Automata (DFA)
One transition per input per state
No -moves
Nondeterministic Finite Automata (NFA)
Can have multiple transitions for one input in a
given state
Can have -moves
Finite automata have finite memory
Need only to encode the current state

34
Execution of Finite Automata
A DFA can take only one path through the
state graph
Completely determined by input

NFAs can choose

Whether to make -moves
Which of multiple transitions for a single input
to take

35
Acceptance of NFAs
An NFA can get into multiple states
1

0 1

• Input: 1 0 1
• Rule: NFA accepts if it can get in a final
state
36
NFA vs. DFA (1)
NFAs and DFAs recognize the same set of
languages (regular languages)

DFAs are easier to implement

There are no choices to consider

37
NFA vs. DFA (2)
For a given language the NFA can be simpler
than the DFA
1
0 0
NFA
0

1 0
0 0
DFA
1
1
• DFA can be exponentially larger than NFA

38
Regular Expressions to Finite
Automata
High-level sketch

NFA

Regular
expressions DFA

Lexical Table-driven
Specification Implementation of DFA

39
Regular Expressions to NFA (1)
For each kind of rexp, define an NFA
Notation: NFA for rexp A

A
• For 


• For input a
a

40
Regular Expressions to NFA (2)
For AB

A  B

• For A | B
B 


 A

41
Regular Expressions to NFA (3)
For A*


A


42
Example of RegExp -> NFA
conversion
Consider the regular expression
(1 | 0)*1
The NFA is


 C 1 E 
A B G 1
 0 F H  I J
 D 


43
Next
NFA

Regular
expressions DFA

Lexical Table-driven
Specification Implementation of DFA

44
NFA to DFA. The Trick
Simulate the NFA
Each state of resulting DFA
= a non-empty subset of states of the NFA
Start state
= the set of NFA states reachable through -
moves from NFA start state
Add a transition S a S’ to DFA iff
S’ is the set of NFA states reachable from the
states in S after seeing the input a
 considering -moves as well

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NFA -> DFA Example


 C 1 E 
A B G 1
 0 F H  I J
 D 

0
0 FGABCDHI
ABCDHI 0 1
1
1 EJGABCDHI

46
NFA to DFA. Remark
An NFA may be in many states at any time

How many different states ?

If there are N states, the NFA must be in

some subset of those N states

How many non-empty subsets are there?

2N - 1 = finitely many, but exponentially many

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Implementation
A DFA can be implemented by a 2D table T
One dimension is “states”
Other dimension is “input symbols”
For every transition Si a Sk define T[i,a] = k
DFA “execution”
If in state Si and input a, read T[i,a] = k and
skip to state Sk
Very efficient

48
Table Implementation of a DFA
0
0 T
S 0 1
1
1 U

0 1
S T U
T T U
U T U

49
Implementation (Cont.)
NFA -> DFA conversion is at the heart of
tools such as flex or jflex

But, DFAs can be huge

In practice, flex-like tools trade off speed for

space in the choice of NFA and DFA
representations

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Readings
Chapter 3 of the book