Introduction to Operating System (OS)

BY DR.M.THIRUNAVUKKARASAN
SCOPE,VIT,VELLORE
Topics to be covered:

 Introduction
 Course Objectives & Course Outcomes
 Course Contents (Syllabus)
 Text & Reference books.
 What is an OS.
 What are its key functions.
 The evaluation of OS.
 What are the popular types of OS.
What is an Operating System?
 Computer System = Hardware + Software
 Software = Application Software + System Software(OS)
 An Operating System is a system Software that acts as an
intermediary/interface between a user of a computer and the computer
hardware.
 Operating system goals:
 Execute user programs and make solving user problems easier
 Make the computer system convenient to use
 Use the computer hardware in an efficient manner
9597394733

Prp 218-f
Course Objectives

 To introduce the operating system concepts, designs and provide skills required to
implement the services.
 2. To describe the trade-offs between conflicting objectives in large scale system
design
 To develop the knowledge for application of the various design issues and services.
Course Outcomes

 On completion of this course, student should be able to:

 Interpret the evolution of OS functionality, structures, layers and apply various types
of system calls of various process states.
 2.Design scheduling algorithms to compute and compare various scheduling criteria.
 3. Apply and analyze communication between inter process and synchronization
techniques.
 4. Implement page replacement algorithms, memory management problems and
segmentation.
 5. Differentiate the file systems for applying different allocation, access technique,
representing virtualization and providing protection and security to OS
syllabus
Text & Reference books.
The Structure of Computer Systems
 Accessing computer resources is divided into layers.
 Each layer is isolated and only interacts directly with the layer below or above it.
 If we install a new hardware device
 No need to change anything about the user/applications.
 However, you do need to make changes to the operating system.
 You need to install the device drivers that the operating system will use to control the new
device.
 If we install a new software application
 No need to make any changes to your hardware.
 But we need to make sure the application is supported by the operating system
 user will need to learn how to use the new application.
 If we change the operating system
 Need to make sure that both applications and hardware will compatible with the new
operating system.
 Computer Architecture

Special busses (roads) connecting

all input/output devices to
motherboard.
 CPU – Central Processing Unit
 This is the brain of your computer.
 It performs all of the calculations.
 In order to do its job, the CPU needs commands to perform, and data to
work with.
 The instructions and data travel to and from the CPU on the system bus.
 The operating system provides rules for how that information gets back
and
forth, and how it will be used by the CPU.
RAM – like
 This is Random
a desk, or aAccess
workspace,Memory
where your computer temporarily stores all of the
information (data) and instructions (software or program code) that it is currently using.
 Each RAM chip contains millions of address spaces.
 Each address space is the same size, and has its own unique identifying number
(address).
 The operating system provides the rules for using these memory spaces, and controls
storage and retrieval of information from RAM.
 Device drivers for RAM chips are included with the operating system.

Problem: If RAM needs an operating system to work, and an operating system needs RAM in
order to work, how does your computer activate its RAM to load the operating system?
Operating System Mode
 The User Mode is concerned with the actual
interface between the user and the system.
 It controls things like running applications
and accessing files.

 The Kernel Mode is concerned with everything

running in the background.
 It controls things like accessing system
resources, controlling hardware functions and
processing program instructions.
 System calls are used to change mode
from User to Kernel.
Kernel

 Kernel is a software code that reside in central core of OS. It has complete
control over system.
 When operation system boots, kernel is first part of OS to load in main
memory.
 Kernel remains in main memory for entire duration of computer session.
The kernel code is usually loaded in to protected area of memory.
 Kernel performs it’s task like executing processes and handling interrupts
in kernel space.
 User performs it’s task in user area of memory.
 This memory separation is made in order to prevent user data and kernel
data from interfering with each other.
 Kernel does not interact directly with user, but it interacts using SHELL and
other programs and hardware.
Kernel cont…

 Kernel includes:-
1. Scheduler: It allocates the Kernel’s processing time to various
processes.
2. Supervisor: It grants permission to use computer system
resources to each process.
3. Interrupt handler : It handles all requests from the various
hardware devices which compete for kernel services.
4. Memory manager : allocates space in memory for all users of
kernel service.
 kernel provides services for process management, file management,
I/O management, memory management.
 System calls are used to provide these type of services.
System Call

 System call is the programmatic way in which a computer

program/user application requests a service from the kernel of the
operating system on which it is executed.
 Application program is just a user-process. Due to security reasons ,
user applications are not given access to privileged resources(the ones
controlled by OS).
 When they need to do any I/O or have some more memory or spawn
a process or wait for signal/interrupt, it requests operating system to
facilitate all these. This request is made through System Call.
 System calls are also called software-interrupts.
Starting an Operating System(Booting)

 Power On Switch sends electricity to the  BIOS will then look for a small sector at the very beginning of your
motherboard on a wire called the Voltage Good primary hard disk called MBR.
line.  The MBR contains a list, or map, of all of the partitions on your
 If the power supply is good, then the BIOS computer‘s hard disk (or disks).
(Basic Input/Output System) chip takes over.  After the MBR is found the Bootstrap Loader follows basic instructions
 In Real Mode, CPU is only capable of using for starting up the rest of the computer, including the operating system.
approximately 1 MB of memory built into the  In Early Kernel Initialization stage, a smaller core of the Kernel is
motherboard. activated.
 The BIOS will do a Power-On Self Test (POST)  This core includes the device drivers needed to use computer‘s RAM
to make sure that all hardware are working. chips.
BIOS

 BIOS firmware was stored in a ROM/EPROM (Erasable

Programmable Read-Only Memory) chip known as firmware on
the PC motherboard.
 BIOS can be accessed during the initial phases of the boot
procedure by pressing del, F2 or F10.
 Finally, the firmware code cycles through all storage devices and
looks for a boot-loader. (usually located in first sector of a disk
which is 512 bytes)
 If the boot-loader is found, then the firmware hands over control
of the computer to it.
UEFI

 UEFI stands for Unified Extensible Firmware Interface. It does the same job as a BIOS,
but with one basic difference: it stores all data about initialization and startup in an .efi
file, instead of storing it on the firmware.
 This .efi file is stored on a special partition called EFI System Partition (ESP) on the hard
disk. This ESP partition also contains the bootloader.
 UEFI was designed to overcome many limitations of the old BIOS, including:
 UEFI supports drive sizes upto 9 zettabytes, whereas BIOS only supports 2.2 terabytes.
 UEFI provides faster boot time.
 UEFI has discrete driver support, while BIOS has drive support stored in its ROM, so updating BIOS
firmware is a bit difficult.
 UEFI offers security like "Secure Boot", which prevents the computer from booting from
unauthorized/unsigned applications. This helps in preventing rootkits.
 UEFI runs in 32bit or 64bit mode, whereas BIOS runs in 16bit mode. So UEFI is able to provide a
GUI (navigation with mouse) as opposed to BIOS which allows navigation only using the keyboard.
Functions of Operating System
1. Process Management

 A process is a program in execution.

 A process needs certain resources, including CPU time, memory, files, and I/O
devices to accomplish its task.
 Simultaneous execution leads to multiple processes. Hence creation, execution and
termination of a process are the most basic functionality of an OS
 If processes are dependent, than they may try to share same resources. thus task of
process synchronization comes to the picture.
 If processes are independent, than a due care needs to be taken to avoid their
overlapping in memory area.
 Based on priority, it is important to allow more important processes to execute first
than others.
2. Memory management
 Memory is a large array of words or bytes, each with its own address.
 It is a repository of quickly accessible data shared by the CPU and I/O devices.
 Main memory is a volatile storage device. When the computer made turn off everything stored in
RAM will be erased automatically.
 In addition to the physical RAM installed in your computer, most modern operating systems allow
your computer to use a virtual memory system. Virtual memory allows your computer to use part of
a permanent storage device (such as a hard disk) as extra memory.
 The operating system is responsible for the following activities in connections with memory
management:
 Keep track of which parts of memory are currently being used and by whom.
 Decide which processes to load when memory space becomes available.
 Allocate and de-allocate memory space as needed.
3. File Management
 A file is a collection of related information defined by its creator.
 File systems provide the conventions for the encoding, storage and management of data on a
storage device such as a hard disk.
 FAT12 (floppy disks)
 FAT16 (DOS and older versions of Windows)
 FAT32 (older versions of Windows)
 NTFS (newer versions of Windows)
 EXT3 (Unix/Linux)
 HFS+ (Max OS X)
 The operating system is responsible for the following activities in connections with file management:
✦ File creation and deletion.
✦ Directory creation and deletion.
✦ Support of primitives for manipulating files and directories.
✦ Mapping files onto secondary storage.
✦ File backup on stable (nonvolatile) storage media.
4. Device Management or I/O Management

 Device controllers are components on the motherboard (or on expansion cards) that act as an interface
between the CPU and the actual device.
 Device drivers, which are the operating system software components that interact with the devices
controllers.
 A special device (inside CPU) called the Interrupt Controller handles the task of receiving interrupt
requests and prioritizes them to be forwarded to the processor.
 Deadlocks can occur when two (or more) processes have control of different I/O resources that are needed
by the other processes, and they are unwilling to give up control of the device.
 It performs the following activities for device management.
 Keeps tracks of all devices connected to system.
 Designates a program responsible for every device known as Input/output controller.
 Decides which process gets access to a certain device and for how long.
 Allocates devices in an effective and efficient way.
 Deallocates devices when they are no longer required.
5. Security & Protection

 The operating system uses password protection to protect user data and similar other
techniques.
 It also prevents unauthorized access to programs and user data by assigning access
right permission to files and directories.
 The owners of information stored in a multiuser or networked computer system may
want to control use of that information, concurrent processes should not interfere
with each other.
6. User Interface Mechanism

 A user interface (UI) controls how you enter data and instructions and how
information is displayed on the screen
 There are two types of user interfaces
1. Command Line Interface
2. Graphical user Interface
1. Command-line interface

 In a command-line interface, a user types commands represented by short keywords

or abbreviations or presses special keys on the keyboard to enter data and
instructions
2. Graphical User Interface

 With a graphical user interface (GUI), you interact with menus and visual images
History of Operating System

 The First Generation (1940's to early 1950's)

 No Operating System
 All programming was done in absolute machine language, often by wiring up plug-boards to control
the machine’s basic functions.
 The Second Generation (1955-1965)
 First operating system was introduced in the early 1950's.It was called GMOS
 Created by General Motors for IBM's machine the 701.
 Single-stream batch processing systems
 The Third Generation (1965-1980)
 Introduction of multiprogramming
 Development of Minicomputer
 The Fourth Generation (1980-Present Day)
 Development of PCs
 Birth of Windows/MaC OS
Types of Operating Systems

1. Batch Operating System

2. Multiprogramming Operating System
3. Time-Sharing OS
4. Multiprocessing OS
5. Distributed OS
6. Network OS
7. Real Time OS
8. Embedded OS
1. Batch Operating System
 The users of this type of operating system does not interact with the computer
directly.
 Each user prepares his job on an off-line device like punch cards and
submits it to the computer operator
 There is an operator which takes similar jobs having the same requirement
and group them into batches.
 1. Batch Operating System cont..
Advantages of Batch Operating System:
 Processors of the batch systems know how long the job would be when it is in queue
 Multiple users can share the batch systems
 The idle time for the batch system is very less
 It is easy to manage large work repeatedly in batch systems
Disadvantages of Batch Operating System:
 The computer operators should be well known with batch systems
 Batch systems are hard to debug
 It is sometimes costly
 The other jobs will have to wait for an unknown time if any job fails
Examples of Batch based Operating System:
IBM's MVS
2. Multiprogramming Operating System:

 This type of OS is used to execute more than one jobs simultaneously by a

single processor.
 It increases CPU utilization by organizing jobs so that the CPU always has
one job to execute.
 Multiprogramming operating systems use the mechanism of job scheduling
and CPU scheduling.
3. Time-Sharing Operating Systems

 Each task is given some time to execute so that all the tasks work smoothly.
 These systems are also known as Multi-tasking Systems.
 The task can be from a single user or different users also.
 The time that each task gets to execute is called quantum.
 After this time interval is over OS switches over to the next task.
3. Time-Sharing Operating Systems cont..

 Advantages of Time-Sharing OS:

 Each task gets an equal opportunity
 Fewer chances of duplication of software
 CPU idle time can be reduced
 Disadvantages of Time-Sharing OS:
 Reliability problem
 One must have to take care of the security and integrity of user programs and
data
 Data communication problem
 Examples of Time-Sharing Oss
Multics, Unix, etc.
4. Multiprocessor operating systems

 Multiprocessor operating systems are also known as parallel OS or

tightly coupled OS.
 Such operating systems have more than one processor in close
communication that sharing the computer bus, the clock and
sometimes memory and peripheral devices.
 It executes multiple jobs at the same time and makes the
processing faster.
 It supports large physical address space and larger virtual
address space.
 If one processor fails then other processor should retrieve the
interrupted process state so execution of process can continue.
 Inter-processes communication mechanism is provided and
implemented in hardware.
5. Distributed Operating System
 Various autonomous interconnected computers communicate with each other using a shared
communication network.
 Independent systems possess their own memory unit and CPU.
 These are referred to as loosely coupled systems.
 Examples:- Locus, DYSEAC
6. Network Operating System
 These systems run on a server and provide the capability to
manage data, users, groups, security, applications, and other
networking functions.
 These types of operating systems allow shared access of files,
printers, security, applications, and other networking functions
over a small private network.
 The “ other" computers arc called client computers, and each
computer that connects to a network server must be running
client software designed to request a specific service.
 popularly known as tightly coupled systems.
6. Network Operating System

Advantages of Network Operating System:

Highly stable centralized servers
Security concerns are handled through servers
New technologies and hardware up-gradation are easily integrated into the system
Server access is possible remotely from different locations and types of systems
Disadvantages of Network Operating System:
Servers are costly
User has to depend on a central location for most operations
Maintenance and updates are required regularly
Examples of Network Operating System are:
Microsoft Windows Server 2003/2008/2012, UNIX, Linux, Mac OS X, Novell NetWare, and BSD, etc.
7. Real-Time Operating System

 These types of OSs serve real-time systems.

 The time interval required to process and respond to inputs
is very small.
 This time interval is called response time.
 Real-time systems are used when there are time
requirements that are very strict like
 missile systems,
 air traffic control systems,
 robots, etc.
8. Embaded Operating System

 An embedded operating system is one that is built into the circuitry of an

electronic device.
 Embedded operating systems are now found in automobiles, bar-code
scanners, cell phones, medical equipment, and personal digital assistants.
 The most popular embedded operating systems for consumer products, such
as PDAs, include the following:
 Windows XP Embedded
 Windows CE .NET:- it supports wireless communications, multimedia
and Web browsing. It also allows for the use of smaller versions of
Microsoft Word, Excel, and Outlook.
 Palm OS:- It is the standard operating system for Palm-brand PDAs as
well as other proprietary handheld devices.
 Symbian:- OS found in “ smart” cell phones from Nokia and Sony
Ericsson
Popular types of OS

 Desktop Class
 Windows
 OS X
 Unix/Linux
 Chrome OS
 Server Class
 Windows Server
 Mac OS X Server
 Unix/Linux
 Mobile Class
 Android
 iOS
 Windows Phone
Desktop Class Operating Systems:-

 Platform: the hardware required to run a particular operating system

 Intel platform (IBM-compatible)
 Windows
 DOS
 UNIX
 Linux
 Macintosh platform
 Mac OS
 iPad and iPhone platform
 iOS
Ms-DOS

 Single User Single Tasking OS.

 It had no built-in support for networking, and users had to
manually install drivers any time they added a new hardware
component to their PC.
 DOS supports only 16-bit programs.
 Command line user interface.
 So, why is DOS still in use? Two reasons are its size and
simplicity. It does not require much memory or storage space for
the system, and it docs not require a powerful computer.
Microsoft Windows

 The graphical Microsoft operating system designed for Intel-

platform desktop and notebook computers.
 Best known, greatest selection of applications available.
 Current editions include Windows 7, 8, 8.1 and 10.
Mac OS

 User-friendly, runs on Mac hardware. Many applications available.

 Current editions include: Sierra, High Sierra, Mojave, Catalina &
Big Sur—Version XI(Released in Nov 2020)
Linux

 Linux: An open-source, cross-platform operating system that runs on

desktops, notebooks, tablets, and smartphones.
 The name Linux is a combination Linus (the first name of the first developer) and UNIX (another
operating system.
 Users are free to modify the code, improve it, and redistribute it,
 Developers are not allowed to charge money for the Linux kernel itself
(the main part of the operating system), but they can charge money for
distributions (distros for short).
Google Chrome OS

 Chrome OS. Is a popular thin client operating system.

 Thin client A computer with minimal hardware, designed for
a specific task. For example, a thin web client is designed for
using the Internet.
Server Operating Systems

 Windows Server
 Familiar GUI interface for those experienced with Windows
 UNIX
 Very mature server capabilities, time-tested, large user community, stable
 Linux
 Free, customizable, many free services and utilities available
Windows Server
UNIX
Tablet and Phone Operating Systems
 System-on-chip (SoC): An operating system that comes preinstalled on a
chip on a portable device such as a smartphone.
 Popular SoC operating systems:
 iOS: for iPad, iPhone
 Android: for a variety of tablets and phones
 Downloadable applications (apps) from an App store, for example:
 Apple App Store
 Google Play Store
iOS on the iPhone and iPad

 The Apple-created operating system for Apple tablets and

phones.
 The current stable version, iOS 14, was released to the public
on September 16, 2020.
 Android

 Android, a popular OS for smartphones and tablets, is based on Linux Kernel.

 Developed by Google
 Current versions include:
 Android 8 Oreo
 Android 9 Pie
 Android 10
 Android 11 (released on Sep, 2020)
 Advantage of Linux Operating
System
1. Open Source
As it is open-source, its source code is easily available.
Anyone having programming knowledge can customize the operating system.
One can contribute, modify, distribute, and enhance the code for any purpose.
2. Security
The Linux security feature is the main reason that it is the most favourable option for developers.
It is not completely safe, but it is less vulnerable than others.
Each application needs to authorize by the admin user.
Linux systems do not require any antivirus program.

3. Free
Certainly, the biggest advantage of the Linux system is that it is free to use.
We can easily download it, and there is no need to buy the license for it.
It is distributed under GPL (General Public License).
Comparatively, we have to pay a huge amount for the license of the other OS
 Advantage of Linux Operating
System
4. Lightweight
The requirements for running Linux are much less than other operating
system
In Linux, the memory footprint and disk space are also lower.
Generally, most of the Linux distributions required as little as 128MB of
RAM around the same amount for disk space.
5. Stability
Linux is more stable than other operating systems.
Linux does not require to reboot the system to maintain performance
levels.
It rarely hangs up or slow down. It has big up-times.
 Advantage of Linux Operating
System
6. Performance
Linux system provides high performance over different networks.
It is capable of handling a large number of users simultaneously.
7. Flexibility
Linux operating system is very flexible.
It can be used for desktop applications, embedded systems, and server applications too.
It also provides various restriction options for specific computers.
We can install only necessary components for a system.
8. Software Updates
In Linux, the software updates are in user control.
We can select the required updates.
There a large number of system updates are available.
These updates are much faster than other operating systems.
So, the system updates can be installed easily without facing any issue.
 Advantage of Linux Operating
System
9. Distributions/ Distros
There are many Linux distributions available in the market.
It provides various options and flavors of Linux to the users.
We can choose any distros according to our needs.
Some popular distros are Ubuntu, Fedora, Debian, Linux Mint, Arch Linux,
For the beginners, Ubuntu and Linux Mint would be useful.
Debian and Fedora would be good choices for proficient programmers.
10. Live CD/USB
Almost all Linux distributions have a Live CD/USB option.
It allows us to try or run the Linux operating system without installing it.
11. Graphical User Interface
Linux is a command-line based OS but it provides an interactive user interface like Windows.
 Advantage of Linux Operating
System
12. Suitable for programmers
It supports almost all of the most used programming languages such as C/C++, Java, Python, Ruby, and
more.
Further, it offers a vast range of useful applications for development.
The programmers prefer the Linux terminal over the Windows command line.
The package manager on Linux system helps programmers to understand how things are done.
Bash scripting is also a functional feature for the programmers.
It also provides support for SSH, which helps in managing the servers quickly.
13. Community Support
Linux provides large community support.
We can find support from various sources.
There are many forums available on the web to assist users.
Further, developers from the various open source communities are ready to help us.
 Advantage of Linux Operating
System
14. Privacy
Linux always takes care of user privacy as it never takes much private data from the user.
Comparatively, other operating systems ask for the user's private data.
15. Networking
Linux facilitates with powerful support for networking. The client-server systems can be easily set to a
Linux system. It provides various command-line tools such as ssh, ip, mail, telnet, and more for
connectivity with the other systems and servers. Tasks such as network backup are much faster than
others.
16. Compatibility
Linux is compatible with a large number of file formats as it supports almost all file formats.
17. Installation
Linux installation process takes less time than other operating systems such as Windows. Further, its
installation process is much easy as it requires less user input. It does not require much more system
configuration even it can be easily installed on old machines having less configuration.
 Advantage of Linux Operating
System
18. Multiple Desktop Support
Linux system provides multiple desktop environment support for its enhanced use. The desktop
environment option can be selected during installation. We can select any desktop environment such
as GNOME (GNU Network Object Model Environment) or KDE (K Desktop Environment) as
both have their specific environment.
19. Multitasking
It is a multitasking operating system as it can run multiple tasks simultaneously without affecting the
system speed.
20. Heavily Documented for beginners
There are many command-line options that provide documentation on commands, libraries, standards
such as manual pages and info pages. Also, there are plenty of documents available on the internet
in different formats, such as Linux tutorials, Linux documentation project, Serverfault, and more. To
help the beginners, several communities are available such as Ask Ubuntu, Reddit, and
StackOverflow.
 UNIX Shell and Utilities

User
The shell used to be in the
kernel but now is a utility outside Utilities Shell
of it.
Easy to change/debug.
Kernel
Many of them (sh, bsh, csh,
ksh, tcsh, wsh, bash)
Possible to switch between Hardware
them (chsh)
A very simplified Shell