Financial Markets and Services

Offered in Sem 2 – Finance specialization

Course Credit:3
Duration (Hrs.): 36 hours
Contributors : : Dr chand Tandon / Dr Anurag
External Certifications
(experiential learning points )

 NISM 05 A & 5B, (Mutual Fund)

 NISM 7 (securities market operations)

ICICI foundation *** CSR fund they take mock if you clear they will refund
Input from stakeholders

 Inter disciplinary inputs

 Economics : Repo rate reverse repo rate mechanism
 Marketing : Risk appetite of Consumer in terms of behavior

and market segmenting

Industry
Oxame partners :
International markets understanding and mechanism
Frauds Indian markets and International markets
Learning Objectives
 This course examines the form and function of various financial
markets and the manner in which financial managers use these
markets to accomplish strategic corporate objectives.
 The objective of this course is to prepare you for successful
interaction with financial markets and institutions.
 Focus will be placed on the behavior of major financial institutions
and their role in the intermediation process as suppliers of funds as
well as the form and function of specific financial markets.
 This is the most basic paper which create the foundation for all the
finance specialization paper.
 So focus will be on developing the understanding of students with
respect to different aspects of financial markets and services.
Course Outcome

 CO1: Understand the role and function of the financial system

in reference to the macro economy.
 CO2. Demonstrate an awareness of the current structure and

regulation of the Indian financial services sector.

 CO3. Evaluate and create strategies to promote financial

products and services.

 CO4. Identify ethical issues in capital markets
 CO5 Build relationships with various financial institutions and

intermediaries; evaluate the investment as a financial asset

and use the various tools of the financial market;
Skills to be given to students
 You should be able to participate collaboratively and
responsibly in teams, and reflect on your own teamwork, and on
the team’s processes and ability to achieve outcomes.
 You will be able to work on financial data or financial news and

would be aware of market forces and up-to-date on the latest

market movements.
 You will be skilled to draw conclusions from your own analysis
 You would have skill to help individuals and deal with them as

valued customers. Analysts answer customer queries, and

regulators mediate in specific cases.
 Will have Good relationships and satisfied clients which are the

keys to success.
 Mapping of course outcome to program outcome
Financial Course Outcome Po1 P02 P03 P04 P05 PS01 PS02 PS03
Markets
CO1 Understand the role and function of the financial 3 3 2 2 3 2 2 3
and
system in reference to the macro economy.
Services
2022
CO2 Demonstrate an awareness of the current structure 3 3 3 3 3 3 3 3
and regulation of the Indian financial services
sector.

Evaluate and create strategies to promote financial 3 3 3 2 3 3 3 3

CO3 products and services.

CO4 Identify ethical issues in capital markets 3 2 3 3 2 3 3 3

CO5 Build relationships with various financial 2 2 3 3 3 3 3 2
institutions and intermediaries;
evaluate the investment as a financial asset
and use the various tools of the financial
market;
TOTAL 17 16 17 15 17 17 17 17
2.8 2.6 2.8 2.5 2.8 2.8 2.8 2.8
 Development of course outcome
Introductory Competency Advanced
Course Out come
CO1 Understand the role and function of the financial system in YES
reference to the macro economy.
CO2 Demonstrate an awareness of the current structure and YES
regulation of the Indian financial services sector.

CO3 Evaluate and create strategies to promote financial YES

products and services.
CO4 Identify ethical issues in capital markets YES

CO5 Build relationships with various financial institutions YES

and intermediaries; evaluate the investment as a
financialq asset and use the various tools of the
financial market;
 Evaluation
Component Marks (%)
End Term Exam 30%
Assignment 10% Yes/ no
Class Participation + Attendance 20% Yes/no
Individual assignment & Presentation, case studies or The certifications NISM 30%
Group assignment & Presentation 10%/ Yes or no
100

Quiz around glossary

Recruiter's Faq
International Markets
IPO process and pricing mechanism
Unit wise details of Contents,
Pedagogy, Competencies &
Certificates to be issued
 Session Topic Readings/Chapters with Pedagogy Case/ Articles/Video Course objectives
No. of Hours Page No. Links

Session
No.
5 Hours Introduction on Financial markets Chapter three of Fiancial PPT and class Video Understanding of

Importance
Markets and Service By discussion
Kanhayia Singh
class https://www.youtube.com/
money market and its
role in the economy
Role and Relevance ppt soft
Financial Markets Institutions
watch?v
Financial market crises CO1

Instruments with special focus on

and Services By
Sandeep Goel
notes
Implications of repo and reverse Chapter Four Money
repo rates market
MIBOR and LIBOR role in overall
determination Of interest in the
markets.
Introduction and Impact of AI in the
financial market
 3 Hours Capital market Chapter four and Five of class discussion Worst IPOs: Where Are They Understand process
Financial Markets and Service and performance of
IPO process and By Kanhayia Singh
Now? an IPO
Research article “
Price mechanism Financial Markets Institutions
EY's guide to going public - Secrets of s
CO1 and 2
and Services By
With role of AI and Sandeep Goel
uccessful IPOs - EY - Global
”
IT in the IPO Chapter Five
www.ey.com/.../Ernst---Youngs-guide-to-
process going-public---IPO-readiness--going-public-
and-winning

https://www.youtube.com/channel/
UCNy6PsL2Xt4yqZKmFhQpLcA

8 Financial services Chapter TWO Case study https:// Decision

Hours Leasing: , text BOOK MY www.youtube.com/ making lease
Text book
Role of technology in finance KHAN watch? or buy
Cases v=AGAb_Y3NVZ4 Co3 and 4
Prof Anurag/ Chand
Accounting reporting Framework
and taxation
of leasing Financial Evaluation of
leasing
6 hours Factoring in India Case study https://www.youtube.com/watch? Decision making
Chapter THREE Financial v=7QVFqTJ07Gw skills on collection
Services by Khan Text book In house or to our
Cases sourceCO 3 and 4

6 Hours Mutual Funds Chapter nine of Financial Markets By Prof ANURAG https://www.youtube.com/channel/ Industry expert on
and Service By Kanhayia Singh UCNy6PsL2Xt4yqZKmFhQpLcA valuation and
performance of
AMFI website mutual funds
Co4
4 Hours Securitization Chapter twelve of Financial Markets BY PROF ANURAG https://www.youtube.com/channel/ CO5
and Service By Kanhayia Singh UCNy6PsL2Xt4yqZKmFhQpLcA

Apart from using the basic ppt/classroom teaching the teaching pedagogy would include the following:
•Case Studies , Video simulations ,
•Web-links for further reading (Screener.in, Sockedge app, Market pulse, Money control app)
•Group Presentation
•Assignment - Produce an analytical report on Financial services-related topics.
 NISM-Series-V-A: Mutual Fund Distributors Certification:

NISM-Series-V-B: Mutual Fund Foundation Certification :

NISM-Series-VII: Securities Operations and Risk

Management Certification:
 What as a student will be able to do with the help of this paper.
 He will be able to investment in an IPO and Money market

instrument.
 Evaluation on basis of virtual money (evaluation around skill).
 evaluation only around those things that are expected from

student to be done by his end at the end of the course.

Measure and analysis performance of money market instrument
Investment in an IPO
Understanding of pricing mechanism of the primary capital
market instruments

 Exercises on the lines of NISM certification.

 Innovations in Teaching Methodology and Curriculum
Class participants will be as ked to create an innovative financial product which could be best seller in
current market scenario
 Group Project:
 There will be Group project comprising 4-5 students in each group covering following sectors :-
Automobile
Pharmaceuticals
FMCG
Textiles
Garments and Fashion
Food and Beverages

 Video Link: Links have been mentioned in the table above as per the topics
Identification of Less Proficient students & Remedies under-taken
 Through Classroom discussions, quiz and assignments weaker students will be identified
 Action Plan to improvise them will be proper counselling will be carried out during the class / one to one

 Apps for D/L of ET (In Smartphone's of Faculty & Students)

Following apps will be given to download in the mobile :-
ET, ET now, Money control, CNBC, TOI
Thank You !!!