Lecture 3-Development Management in The Developing World
This document discusses the transition from development administration to development management in the developing world. It describes how development administration emerged in the post-World War II era based on a "Western model of rational administrative authority" that viewed public sector bureaucracies as the "engine of development." However, development administration began to decline in the 1970s due to failures of bureaucracies to effectively promote development. This led to the introduction of development management, which aimed to take a more holistic, participatory, and performance-based approach compared to the technocratic model of development administration. The document then examines some of the conceptual distinctions between development administration and development management.
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Lecture 3-Development Management in The Developing World
This document discusses the transition from development administration to development management in the developing world. It describes how development administration emerged in the post-World War II era based on a "Western model of rational administrative authority" that viewed public sector bureaucracies as the "engine of development." However, development administration began to decline in the 1970s due to failures of bureaucracies to effectively promote development. This led to the introduction of development management, which aimed to take a more holistic, participatory, and performance-based approach compared to the technocratic model of development administration. The document then examines some of the conceptual distinctions between development administration and development management.
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Development management
in the developing world
Past pathways and future trajectories
Development Management • Thomas (1996: 6): The nature of the task in hand, and its context, will determine which is more appropriate. • For example, to achieve quick and effective promotion of humanitarian relief in an emergency it may be essential to think of management in terms of ‘command and control’, while the management of a successful agency giving advice and assistance to small businesses may be better thought of in terms of ‘empowerment and enabling’. This seems to unite the two views into the simple idea of management as getting the work done by the best means available. Development administration: the incipient stage in development management • Much of the literature does not distinguish between development administration (DA) and development management (Thomas, 1996; Esman, 1991). • Indeed, Esman (1991) sums up this position when he argues that the rebranding of development administration as development management was rather cosmetic as it was not informed by any change in substance or methodology. • In short he believes that scholars could hardly point to any reason for the change in name. Others view DA as a precursor to DM (Dwivedi, Khator and Nef, 2007; Brinkerhoff and Coston, 1999). • This chapter supports the widely held view that although some differences may exist upon close scrutiny, the introduction of development management in no way meant the end of development administration. In fact, the former is a refinement of the latter. ‘Engine of development’ • The conventional wisdom which surrounded the crave for urgent development initiatives in the third world following World War II was the primacy of the state as the ‘engine of development’. • It was believed that the problem of the developing world was administrative in nature (Stone, 1965), hence the need to equip public sector bureaucrats who could lead a conscious planning process aimed at development (Riggs, 1970). • This acquisition of ‘a new lustre’ by the bureaucracies (Siffin, 1966) resulted in the birth of development administration. Definition • According to Riggs (1970: 6–7), regarded as the earliest proponent of DA: Development administration refers to the administration of development programmes, to the methods used by large scale organizations, notably government, to implement policies and plans designed to meet development challenges. • Another definition put forward by Schaffer (1973: 245) viewed DA as being in respect of: development programmes, policies and projects in those conditions in which there are unusually wide and new demands and in which there are peculiarly low capacities and severe obstacles to meeting them. Western model of rational administrative authority’ • In reality, the emergence of development administration was a re-introduction of the principles of modernization theory since it was based on a ‘Western model of rational administrative authority’ (McCourt and Gilrajani, 2010: 2). • Put differently, development administration ‘was a form of administrative engineering imported from the West and embodying faith in the application of rational scientific principles and the efficacy of Keynesian welfare economics’ (Turner, Hulme and McCourt, 2015: 15). Western model of rational administrative authority’ • The approach to development in this era followed the path of ‘external inducements, the transfer of technology, and training by foreign experts’ (Dwivedi, Khator and Nef, 2007) as the surest way of transforming the third-world public services from the moribund traditional state to the ideal modern bureaucracy. • Hulme and McCourt (2015) point out that development administration proceeded on the notion of ‘big government’ highlighting its similarity with bureaucracy. Two, development administration relied on the so-called elite comprising politicians, planners and other technical experts who would engineer a trickle down of development from the urban to the rural centers through bureaucratic Western model of rational administrative authority’ • machineries. The idea was for such a minority group to constitute the critical mass of people who could provide direction and focus in planning aimed at ‘transforming their societies into replicas of the modern Western nation-state’ (Turner, Hulme and McCourt, 2015). • The third approach to development administration was to ensure that where the requisite tools of plan and programme implementation were lacking, transfer of administrative skills and competence was done to fill the gap. • Fourth, the transfer of the tool bags or ‘administrative capability’ was deemed as possible through aid from the West to the developing countries. • The fifth approach to realizing development outcomes through development administration was to moderate, if not supplant, the effects of traditional culture which was deemed to be inimical to development. Western model of rational administrative authority’ • The emphasis on bureaucracy as the engine for administering development was not based on mere obsession to expand the involvement of the state in development. • Rather, the motivation seemed to have been influenced by the absence of or distrust in an effective private sector in the fledgling independent developing countries (Hirschmann, 1999). • Thus, ‘development placed its hopes on bureaucracy’ because it provided ‘the prime location of skills, education, organization and initiative, provider of public equity, and generator of development’ (Hirschmann, 1999: 3). Western model of rational administrative authority’ • In their bid to ensure ‘high efficiency and effectiveness’ through ‘the entrenchment of bureaucratic standards’ (Dwivedi, Khator and Nef, 2007), therefore, developing countries embraced the new model. • Consequently, various strategies were adopted. Earlier attempts looked to de- bureaucratize the public sectors in a way that made them more innovative and less risk-averse. • However, the third-world bureaucrats still clung to their old process; nor were they given the requisite support by politicians for the reform processes despite the rhetoric of the latter (Hirschmann, 1999). • It turned out that third-world bureaucrats, rather than being the engines of reforms aimed at development, were rather concerned with serving their personal interests. • As Hirschmann (1999) has pointed out, the bureaucrats would seize every opportunity to call for localization, training and professionalization at the expense of refining or reconceptualizing their roles and responsibilities in the new development agenda. Western model of rational administrative authority’ • Attempts at circumventions, re-orientation, and decentralization did very little to transform the bureaucracy for effective administration of development as had been envisaged. • Following from the above, many studies have concluded that the development administration paradigm began to ‘crumble’ since the belief that developing countries could champion their own development had been dashed. • This was particularly so in the period immediately following the UN Second Development Decade. • Here, the spread of immense political, socio-economic (the oil price shocks), as well as cultural and ideological crises (Dwivedi, Khator and Nef, 2007) stagnated economic growth. • As scholars began to appreciate the ‘deadlock’ in development administration (Schaffer, 1969), it became apparent that a bureaucracy full of ‘patronage and rent-seeking’ could hardly serve as the vanguard elite in addressing underdevelopment in the third world. The search for a new or better paradigm was therefore imperative (McCourt and Gulrajani, 2010). The transition from development administration to development management • The growing discontent with development administration necessitated the introduction of, or transition into, another approach to development known as development management. • Despite this transition and skepticism of some scholars, development management lays claim to some distinctiveness in approach. • Brinkerhoff and Coston (1999: 348–349) point to some of the distinctions when they observe that development management attempts to break away from ‘technocratic, universalist, public sector administration model’ which was characteristic of the earlier development administration, to a more holistic ‘bureaucratic re-orientation and restructuring, the integration of politics and culture into management … participatory and performance- based service delivery …’. • According to Thomas (1996), the concept of development management could be analyzed based on two views of development, namely, development as a historical process and as a conscious or deliberate attempt at progress. The transition from development administration to development management • The former leads to a conceptualization of development management as management in the context of the development process whereas the latter relates to management of the development effort. • To these was added the concept of development management as management in the quest to shape development outcomes (Thomas, 1999). • In another study, Brinkerhoff and Coston (1999) point to development management as representing four related aspects as follows: a means to foreign assistance agendas, a toolkit, values and process. • The foregoing implies that the meaning of development management includes, but is not limited to, applying best practice to achieve better development outcomes mostly through interventions from and collaborative efforts by development partners. The transition from development administration to development management • Development management was largely influenced by a new set of doctrines which constituted New Public Management. • Here, the pathway to development was to borrow so-called best practice from the private sector and bring it into the public sector. Given that earlier assumptions or experiences viewed the public sector largely as more of a ‘problem than a solution’ (Dwivedi, Khator and Nef, 2007: 120), developing countries aimed at development through ‘privatization, downsizing, localizing, and outsourcing …’ (Dwivedi, Khator and Nef, 2007: 119). • The pathway to development was to ensure effectiveness and efficiency in the provision of public services. • On the one hand the public sector re-oriented itself, at least on the face of it, through market-centred managerialism in the performance of its mandate. • In reducing the cost of project and programme implementation, for Downloaded byinstance, government business was largely decentralized internally and externally. • More importantly, the public sector attempted to create the enabling environment for the private sector to thrive. The transition from development administration to development management • Another characteristic pathway of development management was the expansion of the space for non-state actors such as civil society organizations (CSOs) or NGOs to operate. • Whilst serving as a complementary force to addressing the development gaps, the NGOs also provided expertise to and watchdog roles in the implementation of development projects and programmes. • The emergence of the NGOs was particularly important as they were seen as the best provider of ‘welfare services and micro-enterprise initiatives’ (Hirschmann, 1999: 17) • Till date, evidence of the emergence of local and international NGOs can be found in almost all developing countries across the world. From their contribution to healthcare provision in Bangladesh to leading the advocacy for better livelihoods of default custodians of oil-rich Niger Delta in Nigeria or mining areas in Ghana’s Western Region, the contributions of NGOs have been so ubiquitous or overwhelming that developing countries can no more imagine how they could have survived without NGOs. The transition from development administration to development management • As the development management movement continues to explore ways of becoming more relevant in the twenty-first century, it has embraced the concept of participation as a means of enhancing development effectiveness. • It has been contended that previous approaches took it for granted that beneficiaries of development programmes would remain passive recipients of such interventions. • However, such assumptions, influenced by so-called best practice experience from the developed world, were challenged by practical realities in the developing world which called for the need to plan with, rather than plan for, beneficiaries. The transition from development administration to development management • Thus, recent development interventions emphasize the significance of getting members of potential beneficiary populations involved from the design stage to the implementation stage. • This approach is also believed to provide such a form of empowerment to beneficiaries as to ensure that there is accountability, transparency and value for money in project implementation. • Notwithstanding, evidence abounds in most developing countries that the requirement for participation is usually adhered to by project and programme designers in their quest to satisfy donor requirements. The result is that such requirements are hardly implemented. The balance sheet of development management: implications for future trajectories • Development management has been criticized as being replete with ‘policy failures and operational mishaps’ (Dwivedi, Khator and Nef, 2007: 2). • It has been suggested that whilst development management had some prospects, it appeared part of the reasons for its failures was the reluctance of public sector bureaucrats to relinquish their hold on the development machinery. • After all, as Dwivedi, Khator and Nef (2007) have argued, bureaucrats were often threatened because the call to development management was an invitation to preside over their own doom. The balance sheet of development management: implications for future trajectories • Other scholars believe that the context of developing countries made it almost impracticable to imbibe the doctrines of New Public Management on the basis of which donors conditioned their aid and other interventions. • But as developing countries explore new approaches to and future trajectories for managing development (Frankel, 2005), several overlapping and sometimes cyclical recommendations have been proffered. • Some of these recommendations are also informed by the changing character of managing development in the developing world. The balance sheet of development management: implications for future trajectories • One, some scholars believe that attempts at reforms have often been an invitation to bring back more of the same approaches that created the problems they seek to address (Dwivedi, Khator and Nef, 2007). • For instance, it is obvious that the public sector cannot afford to stand aloof from the development front. And in order to enhance its role, it has been recommended that the bureaucracy needs to be brought back as a strong driving agent for future development interventions (Hirschmann, 1999). • In this regard, ways are being sought to make the state an effective entity is pushing inclusive development. The balance sheet of development management: implications for future trajectories • Another suggestion for future direction is for development management to be receptive to practical realities accumulated by third-world development practitioners instead of the straitjacket, restrictive approaches. • Citing Gulrajani (2010) for instance, Turner, Hulme and McCourt (2015) have called for a pluralistic and political approach that helps practitioners to identify, and possibly assert, their roles in the theatre of development. • Perhaps one way of practicalizing this approach is to also emphasize the relevance of third-world values and ethics as enablers of development rather than the previous antagonism to their incorporation into development strategies. The balance sheet of development management: implications for future trajectories • Turner, Hulme and McCourt (2015) further draw attention to the increasingly fashionable emphasis by Acemoglu and Robinson (2012) on the primacy of effective institutions. • Whilst there is a call for strong institutions, instead of strong men, as US President Obama pointed out in his first official visit to Africa, the current discourse led by Acemoglu, Robinson and others rather bemoans the transfer of inappropriate institutions to developing countries. • Put differently, future efforts would require a departure from importing and mimicking Western institutions in the hope that they could achieve for the developing world what they did for their developed counterparts. The balance sheet of development management: implications for future trajectories • Development experiences in the developing world are full of examples that give grounding to this caution. • Abdulai and Hulme (2014) have noted, for instance, that in Ghana, powerful elites and ruling coalitions are able to capture the institutional design in order to shape resource allocations to satisfy clientelistic considerations. • Thus, whilst the call for a redefinition of the development management approach through effective and locally engineered institutions holds good promise, it would require more diligence to avoid likely traps. The balance sheet of development management: implications for future trajectories • Indeed, in developing democracies, the design and implementation of development policies are not necessarily based on scientific or equity logic. Rather, they are influenced by considerations that are deemed to hold greater electoral promise for the political elite. • So, as donor agencies and development scholars attempt to reform the development management agenda for better outcomes, they would have to contend with the daunting task of either courting the elusive logic of objectivity of politicians or seek to clip their feathers. Conclusion
• Approaches to the development management and the theories that
undergird them have evolved in the last three decades or so. • Whilst some confusion abounds in academic and donor circles about what development management actually means, various definitions revolve around management in the context of a development process as well as management of the development efforts (Thomas, 1996). • Another strand of definitions also considers development management as a deliberate attempt to achieve development outcomes through effective and efficient means. • In its infant stage, development management assumed the nomenclature of development administration, placing its hopes in the third-world bureaucracies as the engines of development effectiveness. Conclusion • However, the hopes of advocates of the development administration paradigm, and developing countries in particular, were dashed as the bureaucrats ended up frustrating, rather than aiding development. • There was thus a craving for a new approach resulting in the re-packaging of the concept in the form of development management. • This time, the role of the public sector wasde- emphasized, with increasing focus on the private sector and a call on public sector organizations to adopt best practice from the private sector. Conclusion • This approach, which was largely influenced by the New Public Management paradigm, was later to be reformed to include elements of participation and empowerment. • Despite these pathways, development management was seen as having hit a ‘deadlock’. Others also saw the approach as being littered with ‘lucklustre’ records, with the result that new trajectories are not only predictable but also necessary. • The new trajectory incidentally includes bringing back the state as a prime player in the development equation whilst highlighting the significance of developing context-specific institutions and strategies. Conclusion • It is also envisaged that development management advocates would rethink the rather erroneous assumption that development could necessarily be effective by a mere application of managerial principles without regard to partisan, clientelistic political realities. • However, whilst the new trajectories promise the twin benefits of building on the strength of the earlier pathways and avoiding their associated mistakes, the growing evidence of the role of partisan, competitive political considerations in shaping development outcomes calls for more vigilance in preventing possible elite capture. • There is also a lot to be said for re-negotiating the role of developing country ethical values in the development process in order to address the vacuum created by earlier antagonistic approaches which erroneously viewed traditional institutions as inimical to development.