Introduction to Information Retrieval

Introduction to
Information Retrieval
Introduction to Information Retrieval

Information Retrieval
 Information Retrieval (IR) is finding material (usually
documents) of an unstructured nature (usually text)
that satisfies an information need from within large
collections (usually stored on computers).

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Introduction to Information Retrieval Sec. 1.1

Boolean Retrieval
 Which plays of Shakespeare contain the words Brutus AND
Caesar but NOT Calpurnia?

 One could grep all of Shakespeare’s plays for Brutus and

Caesar, then strip out lines containing Calpurnia?

 Why is that not the answer?

 Slow (for large corpora)
 Ranked retrieval (best documents to return)
 Later lectures

• The way to avoid linearly scanning the text for each query is
to index the document in advance.
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Introduction to Information Retrieval Sec. 1.1

Term-document incidence
Antony and Cleopatra Julius Caesar The Tempest Hamlet Othello Macbeth

Antony 1 1 0 0 0 1
Brutus 1 1 0 1 0 0
Caesar 1 1 0 1 1 1
Calpurnia 0 1 0 0 0 0
Cleopatra 1 0 0 0 0 0
mercy 1 0 1 1 1 1
worser 1 0 1 1 1 0

Brutus AND Caesar BUT NOT 1 if play contains

Calpurnia word, 0 otherwise
Introduction to Information Retrieval Sec. 1.1

Incidence vectors
 So we have a 0/1 vector for each term.
 To answer query: take the vectors for Brutus, Caesar
and Calpurnia, complement the last, and then do a
bitwise AND.
 110100 AND 110111 AND 101111 = 100100.

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Introduction to Information Retrieval Sec. 1.1

Answers to query
 Antony and Cleopatra, Act III, Scene ii
Agrippa [Aside to DOMITIUS ENOBARBUS]: Why, Enobarbus,
When Antony found Julius Caesar dead,
He cried almost to roaring; and he wept
When at Philippi he found Brutus slain.

 Hamlet, Act III, Scene ii

Lord Polonius: I did enact Julius Caesar I was killed i' the
Capitol; Brutus killed me.

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Introduction to Information Retrieval Sec. 1.1

Basic assumptions of Information Retrieval

 Collection: Fixed set of documents

 Goal: Retrieve documents with information that is

relevant to the user’s information need and helps the
user complete a task

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Introduction to Information Retrieval

The classic search model

TASK Get rid of mice in a
politically correct way

Info Need Info about removing mice

without killing them

Verbal How do I trap mice alive?

form

Query mouse trap

SEARCH
ENGINE

Query Results
Corpus
Refinement
Introduction to Information Retrieval Sec. 1.1

How good are the retrieved docs?

 Precision : Fraction of retrieved docs that are
relevant to user’s information need
 Recall : Fraction of relevant docs in collection that are
retrieved

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Introduction to Information Retrieval Sec. 1.1

Bigger collections
 Consider N = 1 million documents, each with about
1000 words.
 Avg 6 bytes/word including spaces/punctuation
 6GB of data in the documents.
 Say there are M = 500K distinct terms among these.

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Introduction to Information Retrieval

Can’t build the matrix

 500K x 1M matrix has half-a-trillion 0’s and 1’s.

 But it has no more than one billion 1’s.(1M x 1000)

 matrix is extremely sparse. Why?

 What’s a better representation?

 We only record the 1 positions.

 This idea is central to the first major concept in

information retrieval, the inverted index.

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Introduction to Information Retrieval

Inverted index
 For each term t, we must store a list of all documents
that contain t.
 Identify each by a docID, a document serial number
 Can we used fixed-size arrays for this?

Brutus 1 2 4 11 31 45 173 174

Caesar 1 2 4 5 6 16 57 132
Calpurnia 2 31 54 101

What happens if the word Caesar is

added to document 14?
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Introduction to Information Retrieval

Inverted index
 We need variable-size postings lists
 On disk, a continuous run of postings is normal and best
 In memory, can use linked lists or variable length arrays
 Some tradeoffs in size/ease of insertion Posting

Brutus 1 2 4 11 31 45 173 174

Caesar 1 2 4 5 6 16 57 132
Calpurnia 2 31 54 101

Dictionary Postings Sorted by docID

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Introduction to Information Retrieval Sec. 1.2

Inverted index construction

Documents to Friends, Romans, countrymen…..
be indexed.

Tokenizer
Token stream. Friends Romans Countrymen

Linguistic modules
Modified tokens. friend roman countryman

Indexer friend 2 4

roman 1 2
Inverted index.
countryman 13 16
Introduction to Information Retrieval Sec. 1.2

Indexer steps: Token sequence

 Sequence of (Modified token, Document ID) pairs.

Doc 1 Doc 2

I did enact Julius So let it be with

Caesar I was killed Caesar. The noble
i' the Capitol; Brutus hath told you
Brutus killed me. Caesar was ambitious
Introduction to Information Retrieval Sec. 1.2

Indexer steps: Sort

 Sort by terms
 And then docID

Core indexing step

Introduction to Information Retrieval Sec. 1.2

Indexer steps: Dictionary & Postings

 Multiple term entries in
a single document are
merged.
 Split into Dictionary
and Postings
 Doc. frequency
information is added.
Introduction to Information Retrieval Sec. 1.2

Where do we pay in storage?

Lists of
docIDs

Terms
and
counts

Pointers 18
Introduction to Information Retrieval Sec. 1.3

Processing the Boolean Queries

 How do we process a query using an inverted index
and basic Boolean retrieval model?

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Introduction to Information Retrieval Sec. 1.3

Query processing: AND

 Consider processing the query:
Brutus AND Caesar
 Locate Brutus in the Dictionary;
 Retrieve its postings.
 Locate Caesar in the Dictionary;
 Retrieve its postings.
 “Merge” the two postings:

2 4 8 16 32 64 128 Brutus
1 2 3 5 8 13 21 34 Caesar

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Introduction to Information Retrieval Sec. 1.3

The merge
 Walk through the two postings simultaneously, in
time linear in the total number of postings entries

2 4 8 16 32 64 128 Brutus
2 8
1 2 3 5 8 13 21 34 Caesar

If the list lengths are x and y, the merge takes O(x+y)

operations.
Crucial: postings sorted by docID.
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Introduction to Information Retrieval

Intersecting two postings lists (a “merge” algorithm)

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Introduction to Information Retrieval Sec. 1.3

Boolean queries: Exact match

 The Boolean retrieval model is being able to ask a
query that is a Boolean expression:
 Boolean Queries are queries using AND, OR and NOT to
join query terms
 Views each document as a set of words
 Is precise: document matches condition or not.
 Perhaps the simplest model to build an IR system on
 Primary commercial retrieval tool for 3 decades.
 Many search systems you still use are Boolean:
 Email, library catalog, Mac OS X Spotlight

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Introduction to Information Retrieval Sec. 1.4

Example: WestLaw http://www.westlaw.com/

 Largest commercial (paying subscribers) legal

search service (started 1975; ranking added
1992)
 Tens of terabytes of data; 700,000 users
 Majority of users still use boolean queries
 Example query:
 What is the statute of limitations in cases involving
the federal tort claims act?
 LIMIT! /3 STATUTE ACTION /S FEDERAL /2 TORT /
3 CLAIM
 /3 = within 3 words, /S = in same sentence
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Introduction to Information Retrieval Sec. 1.4

Example: WestLaw http://www.westlaw.com/

 Another example query:

 Requirements for disabled people to be able to access a
workplace
 disabl! /p access! /s work-site work-place (employment /3
place
 Note that SPACE is disjunction, not conjunction!
 Long, precise queries; proximity operators;
incrementally developed; not like web search
 Many professional searchers still like Boolean search
 You know exactly what you are getting
 But that doesn’t mean it actually works better….
Introduction to Information Retrieval Sec. 1.3

Query optimization

 What is the best order for query processing?

 Consider a query that is an AND of n terms.
 For each of the n terms, get its postings, then
AND them together.
Brutus 2 4 8 16 32 64 128
Caesar 1 2 3 5 8 16 21 34
Calpurnia 13 16

Query: Brutus AND Calpurnia AND Caesar 26

Introduction to Information Retrieval Sec. 1.3

Query optimization example

 Process in order of increasing freq:
 start with smallest set, then keep cutting further.

This is why we kept

document freq. in dictionary

Brutus 2 4 8 16 32 64 128
Caesar 1 2 3 5 8 16 21 34
Calpurnia 13 16

Execute the query as (Calpurnia AND Brutus) AND Caesar.

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Introduction to Information Retrieval Sec. 1.3

More general optimization

 e.g., (madding OR crowd) AND (ignoble OR
strife)
 Get doc. freq.’s for all terms.
 Estimate the size of each OR by the sum of its
doc. freq.’s (conservative).
 Process in increasing order of OR sizes.

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Introduction to Information Retrieval

Exercise
 Recommend a query
processing order for

Term Freq
(tangerine OR trees) AND eyes 213312
(marmalade OR skies) AND kaleidoscope 87009
(kaleidoscope OR eyes) marmalade 107913
skies 271658
tangerine 46653
trees 316812

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Introduction to Information Retrieval

Query processing exercises

 Exercise: If the query is friends AND romans AND
(NOT countrymen), how could we use the freq of
countrymen?
 Exercise: Extend the merge to an arbitrary Boolean
query. Can we always guarantee execution in time
linear in the total postings size?
 Hint: Begin with the case of a Boolean formula query:
in this, each query term appears only once in the
query.

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Introduction to Information Retrieval

Ranking search results

 Boolean queries give inclusion or exclusion of docs.
 Often we want to rank/group results
 Need to measure proximity from query to each doc.
 Need to decide whether docs presented to user are
singletons, or a group of docs covering various aspects of
the query.

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Introduction to Information Retrieval

The web and its challenges

 Unusual and diverse documents
 Unusual and diverse users, queries, information
needs
 Beyond terms, exploit ideas from social networks
 link analysis, clickstreams ...

 How do search engines work? And how can we

make them better?

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Introduction to Information Retrieval

More sophisticated information retrieval

 Cross-language information retrieval
 Question answering
 Summarization
 Text mining
 …

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