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Copyright © 2012, 2007, 2003 Pearson Education, Inc., publishing as Addison-Wesley. All rights
reserved. Printed in the United States of America. This publication is protected by Copyright,
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Many of the designations by manufacturers and sellers to distinguish their products are claimed
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trademark claim, the designations have been printed in initial caps or all caps.
Library of Congress Cataloging-in-Publication Data
Levitin, Anany.
Introduction to the design & analysis of algorithms / Anany Levitin. — 3rd ed.
p. cm.
Includes bibliographical references and index.
ISBN-13: 978-0-13-231681-1
ISBN-10: 0-13-231681-1
1. Computer algorithms. I. Title. II. Title: Introduction to the design and analysis of
algorithms.
QA76.9.A43L48 2012
005.1—dc23 2011027089
15 14 13 12 11—CRW—10 9 8 7 6 5 4 3 2 1
Epilogue 471
APPENDIX A
Useful Formulas for the Analysis of Algorithms 475
APPENDIX B
Short Tutorial on Recurrence Relations 479
References 493
Hints to Exercises 503
Index 547
v
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Contents
Preface xix
1 Introduction 1
1.1 What Is an Algorithm? 3
Exercises 1.1 7
1.2 Fundamentals of Algorithmic Problem Solving 9
Understanding the Problem 9
Ascertaining the Capabilities of the Computational Device 9
Choosing between Exact and Approximate Problem Solving 11
Algorithm Design Techniques 11
Designing an Algorithm and Data Structures 12
Methods of Specifying an Algorithm 12
Proving an Algorithm’s Correctness 13
Analyzing an Algorithm 14
Coding an Algorithm 15
Exercises 1.2 17
1.3 Important Problem Types 18
Sorting 19
Searching 20
String Processing 20
Graph Problems 21
Combinatorial Problems 21
Geometric Problems 22
Numerical Problems 22
Exercises 1.3 23
vii
viii Contents
4 Decrease-and-Conquer 131
5 Divide-and-Conquer 169
6 Transform-and-Conquer 201
6.1 Presorting 202
Exercises 6.1 205
6.2 Gaussian Elimination 208
LU Decomposition 212
Computing a Matrix Inverse 214
Computing a Determinant 215
Exercises 6.2 216
6.3 Balanced Search Trees 218
AVL Trees 218
2-3 Trees 223
Exercises 6.3 225
6.4 Heaps and Heapsort 226
Notion of the Heap 227
Heapsort 231
Exercises 6.4 233
6.5 Horner’s Rule and Binary Exponentiation 234
Horner’s Rule 234
Binary Exponentiation 236
Exercises 6.5 239
6.6 Problem Reduction 240
Computing the Least Common Multiple 241
Counting Paths in a Graph 242
Reduction of Optimization Problems 243
Linear Programming 244
Reduction to Graph Problems 246
Exercises 6.6 248
Summary 250
Epilogue 471
APPENDIX A
Useful Formulas for the Analysis of Algorithms 475
Properties of Logarithms 475
Combinatorics 475
Important Summation Formulas 476
Sum Manipulation Rules 476
Contents xv
APPENDIX B
Short Tutorial on Recurrence Relations 479
Sequences and Recurrence Relations 479
Methods for Solving Recurrence Relations 480
Common Recurrence Types in Algorithm Analysis 485
References 493
Index 547
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New to the Third Edition
xvii
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Preface
A lgorithms play the central role both in the science and practice of computing.
Recognition of this fact has led to the appearance of a considerable number
of textbooks on the subject. By and large, they follow one of two alternatives
in presenting algorithms. One classifies algorithms according to a problem type.
Such a book would have separate chapters on algorithms for sorting, searching,
graphs, and so on. The advantage of this approach is that it allows an immediate
comparison of, say, the efficiency of different algorithms for the same problem.
The drawback of this approach is that it emphasizes problem types at the expense
of algorithm design techniques.
The second alternative organizes the presentation around algorithm design
techniques. In this organization, algorithms from different areas of computing are
grouped together if they have the same design approach. I share the belief of many
(e.g., [BaY95]) that this organization is more appropriate for a basic course on the
design and analysis of algorithms. There are three principal reasons for emphasis
on algorithm design techniques. First, these techniques provide a student with
tools for designing algorithms for new problems. This makes learning algorithm
design techniques a very valuable endeavor from a practical standpoint. Second,
they seek to classify multitudes of known algorithms according to an underlying
design idea. Learning to see such commonality among algorithms from different
application areas should be a major goal of computer science education. After all,
every science considers classification of its principal subject as a major if not the
central point of its discipline. Third, in my opinion, algorithm design techniques
have utility as general problem solving strategies, applicable to problems beyond
computing.
xix
xx Preface
Textbook pedagogy
My goal was to write a text that would not trivialize the subject but would still be
readable by most students on their own. Here are some of the things done toward
this objective.
Prerequisites
The book assumes that a reader has gone through an introductory programming
course and a standard course on discrete structures. With such a background,
he or she should be able to handle the book’s material without undue difficulty.
Preface xxiii
1 Introduction 1.1–1.3
2, 3 Analysis framework; O, , notations 2.1, 2.2
4 Mathematical analysis of nonrecursive algorithms 2.3
5, 6 Mathematical analysis of recursive algorithms 2.4, 2.5 (+ App. B)
7 Brute-force algorithms 3.1, 3.2 (+ 3.3)
8 Exhaustive search 3.4
9 Depth-first search and breadth-first search 3.5
10, 11 Decrease-by-one: insertion sort, topological sorting 4.1, 4.2
12 Binary search and other decrease-by-a-constant- 4.4
factor algorithms
13 Variable-size-decrease algorithms 4.5
14, 15 Divide-and-conquer: mergesort, quicksort 5.1–5.2
16 Other divide-and-conquer examples 5.3 or 5.4 or 5.5
17–19 Instance simplification: presorting, Gaussian elimi- 6.1–6.3
nation, balanced search trees
20 Representation change: heaps and heapsort or 6.4 or 6.5
Horner’s rule and binary exponentiation
21 Problem reduction 6.6
22–24 Space-time trade-offs: string matching, hashing, B- 7.2–7.4
trees
25–27 Dynamic programming algorithms 3 from 8.1–8.4
xxiv Preface
Acknowledgments
I would like to express my gratitude to the reviewers and many readers who
have shared with me their opinions about the first two editions of the book and
suggested improvements and corrections. The third edition has certainly ben-
efited from the reviews by Andrew Harrington (Loyola University Chicago),
David Levine (Saint Bonaventure University), Stefano Lombardi (UC Riverside),
Daniel McKee (Mansfield University), Susan Brilliant (Virginia Commonwealth
University), David Akers (University of Puget Sound), and two anonymous re-
viewers.
My thanks go to all the people at Pearson and their associates who worked
on my book. I am especially grateful to my editor, Matt Goldstein; the editorial
assistant, Chelsea Bell; the marketing manager, Yez Alayan; and the production
supervisor, Kayla Smith-Tarbox. I am also grateful to Richard Camp for copyedit-
ing the book, Paul Anagnostopoulos of Windfall Software and Jacqui Scarlott for
its project management and typesetting, and MaryEllen Oliver for proofreading
the book.
Finally, I am indebted to two members of my family. Living with a spouse
writing a book is probably more trying than doing the actual writing. My wife,
Maria, lived through several years of this, helping me any way she could. And help
she did: over 400 figures in the book and the Instructor’s Manual were created
by her. My daughter Miriam has been my English prose guru over many years.
She read large portions of the book and was instrumental in finding the chapter
epigraphs.
Anany Levitin
[email protected]
June 2011
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1
Introduction
Two ideas lie gleaming on the jeweler’s velvet. The first is the calculus, the
second, the algorithm. The calculus and the rich body of mathematical
analysis to which it gave rise made modern science possible; but it has been
the algorithm that has made possible the modern world.
—David Berlinski, The Advent of the Algorithm, 2000
1
2 Introduction
the other hand, this required precision has an important educational advantage.
Donald Knuth, one of the most prominent computer scientists in the history of
algorithmics, put it as follows:
A person well-trained in computer science knows how to deal with algorithms:
how to construct them, manipulate them, understand them, analyze them.
This knowledge is preparation for much more than writing good computer
programs; it is a general-purpose mental tool that will be a definite aid to
the understanding of other subjects, whether they be chemistry, linguistics,
or music, etc. The reason for this may be understood in the following way:
It has often been said that a person does not really understand something
until after teaching it to someone else. Actually, a person does not really
understand something until after teaching it to a computer, i.e., expressing
it as an algorithm . . . An attempt to formalize things as algorithms leads to
a much deeper understanding than if we simply try to comprehend things in
the traditional way. [Knu96, p. 9]
We take up the notion of algorithm in Section 1.1. As examples, we use three
algorithms for the same problem: computing the greatest common divisor. There
are several reasons for this choice. First, it deals with a problem familiar to ev-
erybody from their middle-school days. Second, it makes the important point that
the same problem can often be solved by several algorithms. Quite typically, these
algorithms differ in their idea, level of sophistication, and efficiency. Third, one of
these algorithms deserves to be introduced first, both because of its age—it ap-
peared in Euclid’s famous treatise more than two thousand years ago—and its
enduring power and importance. Finally, investigation of these three algorithms
leads to some general observations about several important properties of algo-
rithms in general.
Section 1.2 deals with algorithmic problem solving. There we discuss several
important issues related to the design and analysis of algorithms. The different
aspects of algorithmic problem solving range from analysis of the problem and the
means of expressing an algorithm to establishing its correctness and analyzing its
efficiency. The section does not contain a magic recipe for designing an algorithm
for an arbitrary problem. It is a well-established fact that such a recipe does not
exist. Still, the material of Section 1.2 should be useful for organizing your work
on designing and analyzing algorithms.
Section 1.3 is devoted to a few problem types that have proven to be partic-
ularly important to the study of algorithms and their application. In fact, there
are textbooks (e.g., [Sed11]) organized around such problem types. I hold the
view—shared by many others—that an organization based on algorithm design
techniques is superior. In any case, it is very important to be aware of the princi-
pal problem types. Not only are they the most commonly encountered problem
types in real-life applications, they are used throughout the book to demonstrate
particular algorithm design techniques.
Section 1.4 contains a review of fundamental data structures. It is meant to
serve as a reference rather than a deliberate discussion of this topic. If you need
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