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1.2 FMI B.sc. Finance

The document outlines the Bachelor of Science (Finance) program at SVKM’s Narsee Monjee Institute of Management Studies, focusing on the Financial Markets and Institutions module. It details the course objectives, learning outcomes, and a comprehensive syllabus covering various aspects of the Indian financial system, including financial markets, instruments, mutual funds, and derivatives. The evaluation scheme includes internal assessments and a term-end examination, with a total of 50 marks for continuous assessment.

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RAZIQ ABJANI
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5 views4 pages

1.2 FMI B.sc. Finance

The document outlines the Bachelor of Science (Finance) program at SVKM’s Narsee Monjee Institute of Management Studies, focusing on the Financial Markets and Institutions module. It details the course objectives, learning outcomes, and a comprehensive syllabus covering various aspects of the Indian financial system, including financial markets, instruments, mutual funds, and derivatives. The evaluation scheme includes internal assessments and a term-end examination, with a total of 50 marks for continuous assessment.

Uploaded by

RAZIQ ABJANI
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PDF, TXT or read online on Scribd
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SVKM’s Narsee Monjee Institute of Management Studies

Name of School – Anil Surendra Modi School of Commerce (ASM SOC) - Mumbai

Program: Bachelor of Science (Finance) Semester: Semester I

Course/Module: Financial Markets and Institutions Module Code:

Teaching Scheme Evaluation Scheme


Lecture Practical Term End
Tutorial Internal Continuous
(Hours (Hours Examinations (TEE)
(Hours Credit Assessment (ICA)
per per (Marks- 50 in
per week) (Marks – 50)
week) week) Question Paper)
3 - - 3 Marks scaled to 50 Marks scaled to 50
Pre-requisite: None

Objectives: Acquiring conceptual clarity of various functional areas

Conceptual understanding of Indian Financial System and functions of the financial system and
its various participants.

Course Learning Objectives:

To provide conceptual understanding of the functioning of India’s financial market and


differentiate amongst the various categories of participants.

To explain the role and importance of various financial intermediaries and their interaction.

To identify and discuss the various types of financial instruments and their usage.

Outcomes:

After completion of the course, students would be able to:

Get an overall understanding of the Indian financial markets, institutions and intermediaries.
The aim of the course shall be to equip the student with understanding of different financial
instruments and their application in real life scenarios.

Detailed Syllabus: (per session plan)

Unit Description Duration

Module 1 An introduction to a financial system and its constituents 3 hours


• Financial System – meaning, importance, constituents and need for
regulation. Key regulators of the Indian financial system.
• Financial Markets – Role in economic growth, types, functions,
classification into money and capital markets.
• Financial Instruments – Types of financial instruments.
SVKM’s Narsee Monjee Institute of Management Studies

Name of School – Anil Surendra Modi School of Commerce (ASM SOC) - Mumbai

Module 2 An introduction to a financial system and its constituents 3 hours


• Interaction among the 4 constituents of the financial system
Module 3 An introduction to a financial system and its constituents 3 hours
• Financial services & intermediaries (including mutual funds and
alternative investment funds) - Need for financial services and who
provides them.

Module 4 An introduction to a financial system and its constituents 3 hours


• Financial Institutions – Classification, meaning and role of each type of
institution (Banks, Non-Banking Financial Companies, Asset
Reconstruction Companies, Insurance Companies.)

Module 5 Financial Markets – types (capital markets & money markets) 4 hours
• Secondary market (equity market) – components, role of market
intermediaries, functioning of stock exchanges, brief overview of the
transaction flow and T+1 settlement cycle, open positions, stock market
orders – Market Order, Stop Order, Limit order, order driven and quote
driven markets, Margins (calculation of Value at Risk Margin, Extreme
Loss Margin), understanding MTM margins, Auction of equity shares,
SLBM, market indices, introduction to P/E multiple, investment
performance benchmarks – Jensen’s alpha, Treynor and Sharpe ratio
(concept only), role & functions of SEBI.

Module 6 Financial Markets – types (capital markets & money markets) 4 hours
• Money market - Meaning, how is it different from the other markets,
types of instruments in the money market – T-bills, Certificate of
deposit, Commercial papers, (return calculation on discount-based
instruments) Call Money market, Collateralized Borrowing and
Lending Obligation (CBLO), Repos, characteristics of Indian debt
market, 4 Cs of credit for debt instruments.

Module 7 Financial Markets – types (capital markets & money markets) 4 hours
• Products in primary & secondary markets - equity shares and bonds,
difference between equity and bond markets, features of bond
/debenture – face value, coupon, maturity, yield (calculation of yield),
and risks associated with debt instruments.

Module 8 Financial Markets – types (capital markets & money markets) 3 hours
• Initial Public Offers (‘IPO’): Meaning and need of IPO, key entities,
entry norms for IPO categories of investors, ways of mobilizing funds,
pricing of an issue in a primary market – fixed price & book building,
IPO process, marketing and promotion of IPO, ASBA, Green Shoe
SVKM’s Narsee Monjee Institute of Management Studies

Name of School – Anil Surendra Modi School of Commerce (ASM SOC) - Mumbai

option. Other primary issues (concepts only) – Follow on public offers,


rights issues, bonus issues. Concepts of Company, issue of share capital
and debt instruments.

Module 9 Mutual funds 4 hours

• Working of Mutual funds


• Structure of Mutual Funds
• Concepts – Net Asset Value (‘NAV’), expense ratio, loads, AUM (NAV
calculation)
• Myths and Facts regarding mutual fund investments
• New Fund Offer (‘NFO’) Procedure

Module Mutual funds 4 hours


10
• Types of Mutual Funds
• Role & Objective of AMFI and SEBI in the mutual fund industry
• Importance of SIP, SWP, STP and tracking error (tracking error
calculation)
• Advantages of investing in mutual funds
• Comparison amongst certain types of Mutual funds
• Understanding Mutual Fund Factsheet

Module Introduction to Derivatives and Commodity Markets 4 hours


11
• Introduction to basic derivative contracts – forwards and futures
• Introduction to Options contracts – only basic definition (meaning of
call and put option)
• Difference between commodity and financial derivatives
• Evolution & role of commodity exchanges
Module Introduction to Derivatives and Commodity Markets 3 hours
12
• Role of NCDEX and MCX
• Types of margins in commodity markets
• Introduction to certain global commodity derivatives
• Basics of hedging, advantages and limitations of hedging
Module Marketing of Financial Products 2 hours
13
• Concept of Need assessment and Need-based selling
• Role of CRM in HNI Sales – importance, objectives, benefits
• Importance of Customer Retention for businesses
• Emergence of e-marketplaces
SVKM’s Narsee Monjee Institute of Management Studies

Name of School – Anil Surendra Modi School of Commerce (ASM SOC) - Mumbai

• Key account Management


• Marketing Mix for financial services
Module Blockchain Technology 1 Hours
14 Why Do We Need a Decentralised Ledger System?
Having a Centralised Trusted Party - Advantages and Disadvantages
Security, Integrity and Privacy Issues of a Decentralized System
Uses and applications of Block Chain
Total 45 hours

Text Books:
Indian Financial System - M Y Khan 11th Edition (2019)

The Financial Services marketing Hand book – Evelyn Ehrlich, Duke Fanelli – 2nd edition (2012)

Reference Books:
Bharati V Pathak – The Indian Financial System 5th Edition (2018)

Financial Institutions & Markets – Structure, Growth and Innovation – L M Bhole (2017) – 6th
Edition (Classic – Latest edition available)
Blockchain Basics: A Non-Technical Introduction in 25 Steps Paperback by Daniel Drescher
(2017)
Any other information:

Total Marks of Internal Continuous Assessment (ICA): 50 Marks

Distribution of ICA Marks:

Description of ICA Marks


Mid-term exams 20
Project submissions 10
Project viva 10
Quiz 10
Total Marks: 50

Term end examination will be “Pen Paper” Based.

Mr. Nandip Vaidya


_________ ____________
Signature Signature
(Prepared by Concerned Faculty) (Approved by Dean)

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