"A Case Study of Prisoner Comfort and Safety for a Proposed
Three-Storey Multi-Purpose Building for Regional Operations in
Aringay, La Union"
A Research Paper Presented to the
Architecture Department
Pangasinan State University
In Partial Fulfillment
Of the Requirements for the
Research Methods for Architecture
By
Lyka D. Sinohin
October, 2024
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FRAMEWORKS, METHODOLOGIES, DESIGN STRATEGY, AND
INSTRUMENTS
Research Framework
A. Theoretical Framework
Introduction
The design and infrastructure of correctional facilities play a
significant role in ensuring the comfort, safety, and rehabilitation of
inmates. This theoretical framework integrates architectural principles
with insights from prison management and inmate welfare studies,
focusing on how these elements can be applied in the proposed three-
storey multi-purpose building for regional operations in Aringay, La
Union. By examining existing research and case studies on correctional
facilities in the Philippines and abroad, this study explores how
architectural design can enhance the living conditions of inmates,
promote their safety, and support their rehabilitation while addressing
the operational needs of the Bureau of Jail Management and Penology
(BJMP).
Correctional Facility Conditions and Inmate Welfare
The physical conditions of correctional facilities have a profound
impact on inmate welfare. Research has shown that overcrowding,
inadequate ventilation, insufficient sanitation, and poor lighting
contribute to physical discomfort, psychological distress, and increased
risk of violence among prisoners. A study by Narag (2022) on the New
Bilibid Prisons highlights how overcrowding exacerbates these issues,
leading to poor living conditions and safety concerns. Overcrowded
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spaces also limit inmates' access to essential services such as
healthcare, sanitation, and recreation, further diminishing their quality
of life.
Similarly, Dela Cruz (2021) emphasizes the psychological effects
of such poor living conditions, stating that overcrowded environments
can lead to heightened stress, anxiety, and aggressive behaviors
among inmates. In many Philippine jails, inmates are crammed into
spaces that were not designed to house such large populations, and the
lack of proper amenities results in deteriorating physical and mental
health. This issue is particularly relevant to the proposed multi-purpose
building in Aringay, where addressing overcrowding and improving
living conditions will be crucial for ensuring the comfort and safety of
inmates.
To address these challenges, the design of the Aringay facility
will incorporate sufficient space for each inmate, adequate ventilation,
natural lighting, and access to sanitation facilities. The architectural
layout will be designed to reduce congestion, allowing for better
circulation of air and creating a more humane environment for inmates.
By improving these conditions, the facility aims to promote the well-
being of inmates, ultimately contributing to their rehabilitation.
Architectural Design and Inmate Safety
Safety within correctional facilities is closely linked to the
architectural design of the space. Poorly designed facilities,
characterized by cramped layouts, blind spots, and inadequate lighting,
can increase the risk of violence, self-harm, and escape attempts. The
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design of modern correctional facilities seeks to mitigate these risks by
incorporating safety features that enhance the visibility of inmates,
ensure the separation of high-risk individuals, and reduce opportunities
for violent confrontations.
A case study of the proposed six-storey Mandaluyong City Jail
demonstrates how vertical expansion and modern design principles can
address safety concerns in overcrowded facilities (Proposed Six-Storey
Mandaluyong City Jail, 2019). In this facility, the use of a multi-storey
layout allows for better segregation of inmates based on their security
classification, while improving staff supervision. Strategic placement of
observation points and the use of transparent barriers ensure that jail
personnel can monitor multiple areas simultaneously, reducing the
likelihood of altercations between inmates.
The Aringay facility will apply similar principles by incorporating
clear lines of sight, robust surveillance systems, and strategic
placement of staff observation posts to ensure comprehensive
monitoring. The design will also include designated areas for inmates
with different security classifications to minimize the risk of violence.
Outdoor recreational spaces and communal areas will be integrated
into the design to promote social interaction and reduce tensions,
further enhancing inmate safety. According to the National Institute of
Justice (2021), these design elements not only improve safety but also
support rehabilitation by fostering a sense of normalcy and stability
within the facility.
Shared Governance and Correctional Facility Operations
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Effective prison management requires collaboration between
various stakeholders, including government agencies, jail
administrators, and architectural planners. This concept of shared
governance is essential for creating correctional facilities that are not
only safe and humane but also operationally efficient. Rey (2016)
highlights that shared governance in the context of prison management
involves cooperation between different entities to ensure that the
facility’s design and operations align with the needs of both inmates
and staff.
The proposed multi-purpose building in Aringay, La Union, is
envisioned as a facility that will not only house inmates but also
support the operational needs of the BJMP. This includes spaces
designed for staff activities such as training, meetings, and
administration, in addition to inmate housing and rehabilitation areas.
The design will accommodate BJMP's day-to-day operations by
incorporating features such as central control rooms, staff offices, and
designated areas for inmate intake and release procedures. These
design elements will ensure that the facility operates efficiently while
maintaining a high standard of security and safety.
In addition, shared governance involves the integration of
external stakeholders, such as community organizations and
government agencies, in the rehabilitation process. For example,
educational and vocational training programs will be offered within the
facility, necessitating collaboration with local educational institutions
and non-governmental organizations. These programs are integral to
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the rehabilitation process, as they provide inmates with the skills and
knowledge needed for successful reintegration into society upon
release (Rey, 2016).
Rehabilitation and Therapeutic Design
Rehabilitation is a central goal of modern correctional facilities,
and the design of these facilities plays a crucial role in supporting
inmate rehabilitation. Theories of therapeutic design suggest that
environments that promote mental and emotional well-being can
significantly improve inmate behavior and reduce recidivism rates.
Research on the Therapeutic Community Modality Program
implemented in the Batangas City Jail provides evidence that well-
designed spaces dedicated to rehabilitation, therapy, and counseling
are effective in promoting positive behavioral changes among inmates
(Batangas City Jail Study, 2015).
The proposed Aringay facility will incorporate therapeutic design
principles, with spaces dedicated to rehabilitation programs, group
counseling, and individual therapy sessions. These spaces will be
designed to provide a calm, supportive environment that encourages
personal growth and development. In addition, outdoor areas for
physical exercise and recreational activities will be included, as
physical well-being is closely linked to mental health. The study by
Narag (2022) underscores the importance of providing inmates with
opportunities for physical activity and relaxation, as these activities can
reduce stress and improve overall well-being.
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The facility will also provide spaces for educational and
vocational training, enabling inmates to acquire new skills and improve
their employability upon release. Research by Schaefer (2019) suggests
that providing inmates with access to education and job training
reduces the likelihood of reoffending, as it equips them with the tools
needed to reintegrate into society. The design of the Aringay facility
will therefore prioritize the inclusion of classrooms, workshops, and
training rooms to support these rehabilitation efforts.
Innovative Construction and Sustainability
The final component of the theoretical framework focuses on the
integration of innovative construction methods and sustainability in the
design of correctional facilities. Modern correctional facility design
increasingly emphasizes the use of sustainable materials, energy-
efficient systems, and environmentally friendly construction
techniques. These design elements not only contribute to long-term
cost savings but also create more humane and comfortable
environments for inmates (National Institute of Justice, 2021).
In the case of the Aringay facility, sustainability will be a key
consideration in the design and construction process. The building will
utilize energy-efficient lighting, natural ventilation systems, and water-
saving technologies to reduce its environmental impact. In addition, the
use of durable, low-maintenance materials will minimize the need for
frequent repairs and reduce long-term operational costs. The Bureau of
Jail Management and Penology (2020) has emphasized the importance
of sustainability in the design of new correctional facilities, noting that
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environmentally sustainable designs can contribute to improved inmate
well-being and reduce the strain on facility resources.
By incorporating these sustainable design elements, the
proposed facility aims to provide a more comfortable living
environment for inmates while ensuring long-term operational
efficiency for the BJMP. This approach aligns with global trends in
correctional facility design, where sustainability and inmate well-being
are prioritized alongside security and operational effectiveness.
This theoretical framework will serve as the primary basis for the
research, expanding and evolving into a conceptual framework. The
study will build upon this foundation, using it as the guiding structure
for the research and shaping the investigation’s overall scope and
direction. This framework integrates concepts from correctional facility
management, inmate welfare, architectural design, and rehabilitation
theory. It highlights the role of correctional facility design in improving
the comfort, safety, and rehabilitation of inmates while addressing the
operational needs of the BJMP. Drawing on case studies from the
Philippines and international research, the framework supports the
design of the proposed three-storey multi-purpose building in Aringay,
La Union. This facility is envisioned to meet the immediate needs of
prisoners and staff while promoting long-term sustainability, safety,
and rehabilitation.
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B. Conceptual Framework
The research will adopt a mixed-methods paradigm combining
PHASE INPUT PROCESS OUTPUT
-Surveys on -Administer -Numerical data
prisoner questionnaires on comfort
comfort and -Conduct facility levels, safety
safety measurements risks, and spatial
-Facility -Perform adequacy
QUANTITATIVE design statistical
PHASE standards analysis
Environment
al data
(space,
ventilation,
lighting)
-Interviews -Thematic -Insights on
with prison analysis of comfort/safety,
officers and interviews and addressing
staff observations psychological
QUALITATIVE - -Identify key and social needs
PHASE Observations factors affecting
of inmate inmate well-
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behavior being
-Expert
feedback on
facility
design
-Findings -Cross- -Holistic
from validation of understanding of
DATA quantitative results prisoner comfort
INTEGRATION and -Triangulation of and safety
qualitative data for -Evidence-based
phase comprehensive recommendation
analysis s
-Integrated -Develop -Design
EVIDENCE- findings from recommendatio adjustments to
BASED both phases n based on improve safety,
RECOMMENDATI validated data comfort, and
ON facility
operations
Figure 1. Research Conceptual Framework
combining quantitative and qualitative approaches. This methodology
provides a comprehensive investigation into prisoner comfort and
safety in the proposed three-storey multi-purpose building for Regional
Operations in Aringay, La Union. By capturing both objective data—
such as spatial adequacy, ventilation, and lighting—and subjective
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experiences of inmates and staff, the research integrates diverse
perspectives. The paradigm consists of the following components:
Quantitative Phase:
The quantitative phase involves collecting and analyzing numerical
data related to prisoner comfort and safety. Surveys will be
administered to inmates and prison staff to gather information on the
physical environment of the facility, such as available space,
ventilation, lighting, and sanitation. Additionally, facility design
standards will be measured to assess whether they align with best
practices. This data will be subjected to statistical analysis to determine
average comfort levels, identify safety risks, and evaluate spatial
adequacy. By quantifying these aspects, the research aims to provide
objective data on how the current and proposed architectural designs
affect the well-being of prisoners.
Qualitative Phase:
The qualitative phase involves gathering detailed, narrative data
through in-depth interviews with inmates, prison staff, and experts
involved in correctional facility design. Observations of inmate behavior
within the facility will also be conducted to identify environmental
stressors and positive influences on well-being. Thematic analysis will
be employed to interpret the qualitative data, revealing insights into
how the design of the facility impacts the mental, emotional, and social
needs of the inmates. These findings will provide a deeper
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understanding of the experiences of individuals within the facility,
complementing the numerical data gathered in the quantitative phase.
Data Integration:
In the data integration phase, the quantitative and qualitative findings
will be combined to form a comprehensive understanding of the
facility’s impact on prisoner comfort and safety. Through cross-
validation and triangulation of the two datasets, any inconsistencies
between numerical and narrative data will be analyzed, and areas of
synergy will be identified. This phase will help ensure that the final
conclusions drawn are both robust and multi-dimensional, reflecting the
physical, psychological, and social aspects of the prison environment.
Evidence-Based Recommendations:
The integration of both quantitative and qualitative data will lead to the
formulation of evidence-based recommendations. These
recommendations will focus on improving the design of the proposed
three-storey multi-purpose building in Aringay, La Union, ensuring that
it promotes the comfort and safety of inmates while addressing
operational needs. Suggestions may include design adjustments
related to space allocation, lighting, ventilation, and social interaction
spaces, all informed by the data gathered during the research. The goal
is to create a facility that not only meets architectural standards but
also enhances the well-being and rehabilitation of its inhabitants.
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CHAPTER II
METHODOLOGY
I. Research Design
STAGE OBJECTIVES STRATEGIES OUTPUT
- Assess - Manual - Visual site data
physical mapping using (maps, photos)
characteristic free tools like - Basic lighting
s Google Maps or and
- Gather SketchUp for environmental
STAGE 1: SITE initial 3D site modeling data using
SURVEY environmenta - Use accessible tools
l and spatial smartphone - Initial 3D site
data light meter layout for
apps (e.g., Lux reference
Light Meter Pro)
for basic lighting
measurements
- Photos and
videos taken
using
smartphone
cameras to
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document site
conditions
- Collect user - Conduct - Quantitative
and online or data from
environmenta printed surveys
l data surveys using - Observational
STAGE 2: FIELD - Understand Google Forms or insights from
SURVEY user behavior printed copies manual
and spatial distributed to observation
interaction participants (supported by
- Manual photos)
observation of - Qualitative data
user interactions from interviews
with the on user
environment, experience and
taking detailed spatial usage
notes and
photos for
documentation
- In-depth
interviews
recorded using
smartphone
voice memos or
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free apps (e.g.,
Otter.ai) to
collect
qualitative data
- Integrate - Use Google - Comprehensive
STAGE 3: DATA survey, Sheets or Excel understanding of
INTEGRATION observation, for organizing user experience
and site data and analyzing and space
- Synthesize quantitative utilization
findings and data (e.g., - Data-backed
draw average recommendation
conclusions comfort, space s for
adequacy) improvements
- Thematic based on analysis
analysis of - Visual and
qualitative data numerical
(from evidence for the
interviews) thesis case study
using free tools
like QDA Miner
Lite for coding
and analysis
- Simple
visualizations
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(graphs and
charts) made
using Google
Sheets or Excel
to represent
findings
Figure 2. Research Design Diagram
The research design for this study is carefully crafted to ensure
the methodology used will effectively address the research questions at
hand. The design diagram is a comprehensive visual guide outlining the
various procedures and tools utilized throughout the research process.
Following this well-planned design, the study aims to thoroughly
investigate and provide accurate and meaningful results.
The research design depicted in Figure 2 will be employed to
better understand prisoner comfort and safety within the proposed
three-storey multi-purpose building in Aringuay, La Union. By utilizing
both site surveys and field data collection, researchers will assess
critical elements in the facility, such as spatial layout, lighting, and
environmental conditions, through manual mapping, 3D modeling, and
lighting measurements using accessible tools.
Additionally, prisoner comfort and safety preferences will be
determined through a combination of surveys, direct observation, and
interviews with participants. Data triangulation, incorporating both
quantitative and qualitative methods, will be utilized to thoroughly
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analyze the data gathered and provide well-rounded insights into how
the building’s design can enhance prisoner comfort and safety.
II. Research Strategy
The methodology integrates both quantitative and qualitative
research approaches, ensuring a comprehensive exploration of spatial
and environmental factors affecting comfort and safety. The following
information will provide a comprehensive outline of the methodology
employed in the study to accomplish the three designated specific
objectives effectively:
A. Site Survey- The first phase of the study is the site survey,
aimed at assessing the physical characteristics of the site and
gathering initial environmental data. The survey will involve
manual mapping of the site using Google Maps to provide a
geographic context and to analyze the spatial layout of the
surrounding environment. This will help in understanding the
site's interaction with external factors, such as accessibility,
proximity to essential services, and environmental elements like
airflow and natural light. In addition, SketchUp, a 3D modeling
software, will be used to create detailed models of the proposed
facility. These models will offer a realistic visual representation of
the building and will be instrumental in spatial planning and
assessing the adequacy of spaces within the building for prisoner
movement, recreation, and rehabilitation.
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To measure the current lighting and environmental conditions of
the site, smartphone lux meter apps, such as Lux Light Meter Pro, will
be employed. This tool will measure the illuminance in various parts of
the site, which is critical for ensuring that the lighting levels are
conducive to both comfort and security. Additionally, photos and videos
of the site will be captured using smartphones to document key
features and conditions that could influence design decisions. These
images will serve as visual references during analysis and will help
compare site characteristics with design intentions.
B. Field Survey-The field survey is the second phase of the study
and is designed to gather both quantitative and qualitative data
on prisoner comfort, safety perceptions, and behavioral patterns
within the facility. This phase will employ surveys distributed to
prisoners and staff to collect data on comfort levels, safety, and
spatial usage. Google Forms will be used for online surveys,
while printed questionnaires will be distributed to those who
have limited access to digital devices. The surveys will focus on
key aspects such as personal space adequacy, air quality, noise
levels, lighting conditions, and perceived safety within different
areas of the facility.
In addition to the surveys, direct observation will be carried out
to document prisoner behavior and interaction with the facility’s
spaces. Observations will focus on how inmates use recreational
areas, dining spaces, and cells, paying particular attention to
issues related to overcrowding, visibility, and safety. These
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observations will be supported by the use of time-lapse
photography and video recording, which will provide visual
evidence of prisoner movement patterns and usage of space
throughout different times of the day. Observations will be made
over a period of three months, focusing on critical hours of the
day, such as meal times, recreational periods, and nighttime
activities.
In-depth interviews will also be conducted with prison staff,
inmates, and facility administrators to gather qualitative data on
comfort and safety concerns. These interviews will explore topics
such as psychological well-being, the effectiveness of security
measures, and the adequacy of amenities provided. The
qualitative insights gathered from these interviews will be coded
and analyzed using thematic analysis to identify recurring
themes and areas for improvement.
C. Data Integration and Analysis- In the third phase, data
collected from the site and field surveys will be integrated and
analyzed to draw meaningful conclusions. The quantitative data
from the surveys will be organized in Google Sheets or Excel,
where statistical analyses will be performed to identify trends
and correlations between spatial conditions (such as lighting,
ventilation, and space adequacy) and prisoner comfort and
safety. Techniques such as descriptive statistics (mean, median,
mode) and cross-tabulation will be used to analyze responses
related to safety and comfort perceptions.
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The qualitative data from interviews and observations will be
analyzed using QDA Miner Lite, a free qualitative data analysis
tool that allows for the coding and categorization of open-ended
responses. Thematic analysis will be performed to uncover
common patterns in the data, such as recurrent complaints
about space constraints or safety concerns in specific areas of
the facility. This qualitative data will be triangulated with the
quantitative findings to validate the results and ensure
consistency in the interpretation.
Finally, data triangulation will be used to cross-validate the
results obtained from the various data sources. By comparing
the insights from surveys, observations, and interviews, the
study will develop a holistic understanding of how spatial design
influences prisoner comfort and safety. This triangulated data
will form the basis for the evidence-based recommendations that
will be made to improve the facility’s design and operational
efficiency.
III. Research Instrument and Tools
A variety of instruments and tools will be employed to collect both
qualitative and quantitative data, ensuring a robust and accurate
research process. The use of modern technology alongside traditional
methods will allow for comprehensive data collection, analysis, and
interpretation.
A. Google Maps and SketchUp- Google Maps will be used for
manual site mapping, offering geographic context and spatial
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orientation of the building in relation to its environment. This will
aid in understanding how the building's layout interacts with
external factors such as natural light, air circulation, and
proximity to services. SketchUp will provide 3D models of the
facility to simulate spatial arrangements and help visualize how
the building's design can be optimized for comfort and safety.
B. Lux Meter (Smartphone App)- A smartphone lux meter app,
such as Lux Light Meter Pro, will be used to measure the
intensity of lighting in different areas of the building. Lighting
plays a crucial role in ensuring safety by reducing blind spots and
enhancing visibility in communal and high-traffic areas.
Measuring the lux levels will help assess whether the current
lighting is sufficient to ensure security and prisoner comfort.
These measurements will be collected at different times of day
and under various weather conditions to ensure comprehensive
data collection.
C. Google Forms and Printed Questionnaires- Surveys will be
administered to both prisoners and staff to gather quantitative
data on comfort levels, safety perceptions, and environmental
conditions within the facility. Google Forms will be used for
online surveys, allowing data to be collected and analyzed in real
time. Printed questionnaires will be distributed to participants
without access to digital devices. The questionnaire will include
both multiple-choice and open-ended questions to ensure a wide
range of responses that capture individual experiences.
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D. Smartphone for Photos and Videos- A smartphone will be
used to document site conditions through photos and videos,
capturing real-time evidence of spatial adequacy, lighting, and
prisoner interaction with their environment. These visuals will
serve as supplementary data during the analysis and will help in
identifying problem areas that require design modifications.
E. Video Time-Lapse Camera- Time-lapse cameras will be
strategically placed in key areas within the facility to capture
movement patterns and behavior of prisoners in communal
areas, dining spaces, and recreational zones. Time-lapse
photography will allow researchers to analyze how prisoners use
the available spaces over time, providing insights into
congestion, safety risks, and overall spatial functionality.
F. Excel/Google Sheets- These tools will be used to organize,
tabulate, and analyze quantitative data collected from the
surveys. Various statistical methods, including cross-tabulation,
correlation analysis, and descriptive statistics, will be applied to
identify patterns in the data. These tools will also be used to
create visual representations of the findings, such as charts and
graphs.
G. QDA Miner Lite- QDA Miner Lite, a qualitative analysis tool, will
be employed to analyze interview transcripts and open-ended
survey responses. The software will be used to code responses,
categorize data, and perform thematic analysis to identify
recurring themes and issues related to comfort and safety within
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the facility. This tool allows for the systematic analysis of large
volumes of qualitative data, ensuring accurate and meaningful
interpretation of the findings.
H. Direct Observation Checklists- Checklists will be used during
direct observations to systematically record behavioral patterns,
interactions with space, and any notable safety concerns.
Observations will focus on prisoner use of communal areas,
interaction with staff, and behavior during various daily routines,
providing qualitative data to supplement the findings from the
surveys.
IV. Sample Questionnaire
To develop a questionnaire assessing the conditions and
experiences of prisoners within the context of the proposed three-
storey multi-purpose building for regional operations in Aringay, La
Union. Understanding the nuances of prisoner comfort and safety is
essential for ensuring effective rehabilitation and humane treatment, as
emphasized in various studies on correctional facilities in the
Philippines (e.g., Portnov et al., 2020; NCPAG, 2021).
This questionnaire will focus on several key areas:
1. Prisoner Comfort:
This section aims to evaluate the physical and emotional comfort
of prisoners, including aspects such as space, amenities, and
environmental conditions. Respondents will be asked to assess
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their satisfaction with living conditions, including ventilation,
temperature control, and access to basic needs.
2. Safety Perceptions:
Understanding prisoners’ perceptions of safety within the facility
is critical. This section will explore feelings of security related to
both interpersonal interactions and the structural integrity of the
building. Questions will address issues such as safety protocols,
visibility, and response times in emergencies.
3. Lighting and Visibility:
Adequate lighting is crucial for ensuring both safety and comfort.
This section will assess the adequacy of lighting in common
areas, sleeping quarters, and other vital spaces within the
proposed building. Participants will evaluate lighting levels,
glare, and their impact on feelings of safety and comfort.
4. Rehabilitation and Support Services:
This area will gather insights on the availability and effectiveness
of rehabilitation programs, support services, and recreational
activities offered within the facility. Respondents will be asked
about their access to these programs and how they perceive
their contribution to personal development and well-being.
5. Recommendations for Improvement:
Based on the feedback collected, several recommendations will
be proposed to enhance the overall experience within the
facility. These may include:
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o Increasing the number and quality of amenities to improve
prisoner comfort.
o Implementing enhanced safety protocols to address
prisoners’ concerns about security.
o Upgrading lighting systems to ensure adequate
illumination in all areas, thereby promoting feelings of
safety.
o Expanding rehabilitation and support programs to better
meet the needs of the prisoners and facilitate their
reintegration into society.
o Regularly soliciting feedback from prisoners to continually
assess and improve facility conditions.
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26
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Figure 3. Dummy Questionnaire
This questionnaire, inspired by the research methodologies found in
relevant studies, ensures a thorough evaluation of all necessary
aspects to assess and enhance prisoner comfort, safety, and overall
conditions in the proposed three-story multi-purpose building for
regional operations in Aringay, La Union. The data collected through
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this questionnaire will contribute to a deeper understanding of the
conditions faced by prisoners and inform the design and operation of
the proposed facility. It aims to ensure that the building not only meets
regulatory standards but also prioritizes the well-being and
rehabilitation of its occupants.
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