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Supreme Court Rejects Mexico's Lawsuit Against Smith & Wesson

The Supreme Court case Smith & Wesson Brands, Inc. v. Estados Unidos Mexicanos addresses whether the Protection of Lawful Commerce in Arms Act (PLCAA) bars a lawsuit brought by the Mexican government against American gun manufacturers for allegedly aiding and abetting unlawful gun sales to drug cartels. The Court concluded that Mexico's complaint did not plausibly allege sufficient aiding and abetting conduct by the manufacturers, as it lacked specific criminal transactions and relied on general accusations of negligence. Consequently, the lawsuit was barred under PLCAA, reaffirming the statute's intent to protect gun manufacturers from liability for third-party misuse of firearms.
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0% found this document useful (0 votes)
3K views24 pages

Supreme Court Rejects Mexico's Lawsuit Against Smith & Wesson

The Supreme Court case Smith & Wesson Brands, Inc. v. Estados Unidos Mexicanos addresses whether the Protection of Lawful Commerce in Arms Act (PLCAA) bars a lawsuit brought by the Mexican government against American gun manufacturers for allegedly aiding and abetting unlawful gun sales to drug cartels. The Court concluded that Mexico's complaint did not plausibly allege sufficient aiding and abetting conduct by the manufacturers, as it lacked specific criminal transactions and relied on general accusations of negligence. Consequently, the lawsuit was barred under PLCAA, reaffirming the statute's intent to protect gun manufacturers from liability for third-party misuse of firearms.
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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(Slip Opinion) OCTOBER TERM, 2024 1

Syllabus

NOTE: Where it is feasible, a syllabus (headnote) will be released, as is


being done in connection with this case, at the time the opinion is issued.
The syllabus constitutes no part of the opinion of the Court but has been
prepared by the Reporter of Decisions for the convenience of the reader.
See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.

SUPREME COURT OF THE UNITED STATES

Syllabus

SMITH & WESSON BRANDS, INC., ET AL. v. ESTADOS


UNIDOS MEXICANOS

CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR


THE FIRST CIRCUIT

No. 23–1141. Argued March 4, 2025—Decided June 5, 2025


The Protection of Lawful Commerce in Arms Act (PLCAA) bars certain
lawsuits against manufacturers and sellers of firearms. As relevant,
it provides that a “qualified civil liability action . . . may not be brought
in any Federal or State court,” 15 U. S. C. §7902(a), and defines that
term to include a “civil action or proceeding” against a firearms man-
ufacturer or seller stemming from “the criminal or unlawful misuse”
of a firearm by “a third party,” §7903(5)(A). But PLCAA’s general bar
on these suits has an exception, usually called the predicate exception,
relevant here. That exception applies to lawsuits in which the defend-
ant manufacturer or seller “knowingly violated a State or Federal stat-
ute applicable to the sale or marketing” of firearms, and the “violation
was a proximate cause of the harm for which relief is sought.”
§7903(5)(A)(iii).
The predicate violation PLCAA demands may come from aiding and
abetting someone else’s firearms offense. PLCAA itself lists as exam-
ples two ways in which aiding and abetting qualifies—when a gun
manufacturer (or seller) aids and abets another person in making a
false statement about a gun sale’s legality or in making specified crim-
inal sales. See §7903(5)(A)(iii)(I)–(II). And more broadly, because fed-
eral law provides that whoever “aids [and] abets” a federal crime “is
punishable as a principal,” 18 U. S. C. §2(a), a gun manufacturer that
aids and abets a federal gun crime may itself commit a PLCAA predi-
cate violation.
Here, the Government of Mexico sued seven American gun manu-
facturers, alleging that the companies aided and abetted unlawful gun
sales that routed firearms to Mexican drug cartels. The basic theory
of its suit is that the defendants failed to exercise “reasonable care” to
2 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
Syllabus

prevent trafficking of their guns into Mexico, and so are responsible


for the harms arising there from the weapons’ misuse. That theory
implicates PLCAA’s general prohibition, so the complaint tries to
plead its way into the predicate exception. It alleges that the manu-
facturers were “willful accessories” in unlawful gun sales by retail gun
dealers, which in turn enabled Mexican criminals to acquire guns.
And it sets out three kinds of allegations relating to how the manufac-
turers aided and abetted retailers’ unlawful sales: The manufacturers
allegedly (1) supply firearms to retail dealers whom they know illegally
sell to Mexican gun traffickers; (2) have failed to impose the kind of
controls on their distribution networks that would prevent illegal sales
to Mexican traffickers; and (3) make “design and marketing decisions”
intended to stimulate cartel members’ demand for their products. The
District Court dismissed the complaint, but the First Circuit reversed,
finding Mexico had plausibly alleged that defendants aided and abet-
ted illegal firearms sales.
Held: Because Mexico’s complaint does not plausibly allege that the de-
fendant gun manufacturers aided and abetted gun dealers’ unlawful
sales of firearms to Mexican traffickers, PLCAA bars the lawsuit. Pp.
7–15.
(a) Federal aiding and abetting law reflects the view that a person
may be responsible for a crime he has not personally carried out if he
deliberately helps another complete its commission. To aid and abet a
crime, a person must take an affirmative act in furtherance of the of-
fense and intend to facilitate its commission—or as Judge Learned
Hand stated these requisites, must “participate in” a crime “as in
something that he wishes to bring about” and “seek by his action to
make it succeed.” United States v. Peoni, 100 F. 2d 401, 402. In elab-
orating on that demand, this Court has developed several ancillary
principles. First, aiding and abetting is most commonly liability for
specific wrongful acts, though broader liability for a category of mis-
conduct is possible if a wrongdoer’s participation is correspondingly
“pervasive, systemic, and culpable.” Twitter, Inc. v. Taamneh, 598
U. S. 471, 502. Second, aiding and abetting usually requires misfea-
sance rather than nonfeasance: Absent an independent duty to act,
failures, omissions, or inactions will rarely support liability. And
third, routine and general activity that happens on occasion to assist
crime—in essence, incidentally—is unlikely to count as aiding and
abetting. Thus, for instance, an ordinary merchant does not become
liable for criminal misuse of her goods simply by knowing that, in some
fraction of cases, misuse will occur.
Two of this Court’s cases illustrate these principles. In Direct Sales
Co. v. United States, 319 U. S. 703, the Court held that a mail-order
pharmacy could be convicted for assisting a small-town doctor’s illegal
Cite as: 605 U. S. ____ (2025) 3

Syllabus

distribution of narcotics. The pharmacy sold the doctor massive quan-


tities of morphine (5,000 to 6,000 half-grain tablets monthly versus the
typical physician’s 400 quarter-grain tablets annually), actively stim-
ulated his purchases through special discounts and high-pressure
sales methods, and continued these practices despite law enforcement
warnings. All this showed that the pharmacy not only knew of and
acquiesced in the doctor’s illicit enterprise but “join[ed] both mind and
hand with him to make its accomplishment possible.” Id., at 713. By
contrast, in Twitter, the Court dismissed aiding and abetting claims
against social-media companies for aiding and abetting a terrorist at-
tack carried out by ISIS. Although the plaintiffs there alleged that
ISIS supporters used the companies’ platforms for recruiting and fund-
raising, and that the companies knew this but failed to adequately re-
move ISIS content, that was not enough to make the companies liable
for ISIS’s terrorist acts. At most, the plaintiffs alleged that the com-
panies provided their platforms for general use, then “stood back and
watched” as ISIS misused them. Id., at 499. And more was needed for
a provider of generally available goods and services to be liable for a
customer’s misuse of them—for example, conduct of the kind in Direct
Sales. Pp. 7–10.
(b) Against the backdrop of that law, Mexico’s complaint does not
plausibly allege that the defendant manufacturers aided and abetted
gun dealers’ unlawful sales of firearms to Mexican traffickers. To
begin, the complaint sets for itself a high bar. It does not pinpoint, as
most aiding-and-abetting claims do, any specific criminal transactions
that the defendants (allegedly) assisted. Instead, it levels a more gen-
eral accusation: that all the manufacturers assist some number of un-
identified rogue dealers in violation of various legal bars. The systemic
nature of that charge cannot help but heighten Mexico’s burden. To
survive, it must be backed by plausible allegations of pervasive, sys-
temic, and culpable assistance.
Mexico’s lead claim—that the manufacturers elect to sell guns to,
among others, known rogue dealers—fails to clear that bar. For one
thing, it is far from clear that such behavior, without more, could ever
count as aiding and abetting under the Court’s precedents. And in any
event, Mexico has not said enough to make its allegations on this point
plausible: It does not confront that the manufacturers do not directly
supply any dealers, and its complaint does not name alleged bad-apple
dealers or provide grounds for thinking that anyone up the supply
chain often acquires that information. What Mexico has plausibly al-
leged is only that manufacturers know some unidentified dealers rou-
tinely violate the law—but this describes “indifference” rather than
assistance, similar to the insufficient allegations in Twitter.
For related reasons, Mexico’s second set of allegations—that the
4 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
Syllabus

manufacturers have declined to suitably regulate the dealers’ prac-


tices—cannot fill the gap. Of course, responsible manufacturers might
well impose constraints on their distribution chains to reduce the pos-
sibility of unlawful conduct. But a failure to do so is what Twitter
called “passive nonfeasance.” 598 U. S., at 500. Such “omissions” and
“inactions”—especially in an already highly regulated industry—are
rarely the stuff of aiding-and-abetting liability, and nothing in Mex-
ico’s allegations makes them so.
Finally, Mexico’s allegations about design and marketing decisions
add nothing of consequence. Mexico focuses on production of “military
style” assault weapons, but these products are widely legal and pur-
chased by ordinary consumers. Manufacturers cannot be charged with
assisting criminal acts simply because Mexican cartel members also
prefer these guns. The same applies to firearms with Spanish-
language names or graphics alluding to Mexican history—while they
may be “coveted by the cartels,” they also may appeal to “millions of
law-abiding Hispanic Americans.” Even the failure to make guns with
non-defaceable serial numbers cannot show that manufacturers have
“joined both mind and hand” with lawbreakers in the manner required
for aiding and abetting. Pp. 10–14.
(c) This conclusion aligns with PLCAA’s core purpose. Congress en-
acted PLCAA to halt lawsuits attempting to make gun manufacturers
pay for harms resulting from the criminal or unlawful misuse of fire-
arms. Mexico’s suit closely resembles those lawsuits. And while the
predicate exception allows some such suits to proceed, accepting Mex-
ico’s theory would swallow most of the rule. The Court doubts Con-
gress intended to draft such a capacious way out of PLCAA, and in fact
it did not. Pp. 14–15.
91 F. 4th 511, reversed and remanded.

KAGAN, J., delivered the opinion for a unanimous Court. THOMAS, J.,
and JACKSON, J., filed concurring opinions.
Cite as: 605 U. S. ____ (2025) 1

Opinion of the Court

NOTICE: This opinion is subject to formal revision before publication in the


United States Reports. Readers are requested to notify the Reporter of
Decisions, Supreme Court of the United States, Washington, D. C. 20543,
[email protected], of any typographical or other formal errors.

SUPREME COURT OF THE UNITED STATES


_________________

No. 23–1141
_________________

SMITH & WESSON BRANDS, INC., ET AL.


PETITIONERS v. ESTADOS UNIDOS
MEXICANOS
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE FIRST CIRCUIT
[June 5, 2025]

JUSTICE KAGAN delivered the opinion of the Court.


The Government of Mexico brought this lawsuit against
seven American gun manufacturers. As required by a fed-
eral statute, Mexico seeks to show (among other things)
that the defendant companies participated in the unlawful
sale or marketing of firearms. See 15 U. S. C.
§7903(5)(A)(iii). More specifically, Mexico alleges that the
companies aided and abetted unlawful sales routing guns
to Mexican drug cartels. The question presented is whether
Mexico’s complaint plausibly pleads that conduct. We con-
clude it does not.
I
A
The Protection of Lawful Commerce in Arms Act
(PLCAA), 119 Stat. 2095, 15 U. S. C. §§7901–7903, bars cer-
tain lawsuits against manufacturers and sellers of fire-
arms. Congress enacted the statute in response to a spate
of litigation trying to hold gun companies liable in tort for
harms “caused by the misuse of firearms by third parties,
including criminals.” §7901(a)(3) (“Findings” section). To
2 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
Opinion of the Court

curb such suits, PLCAA provides that a “qualified civil lia-


bility action,” as defined in the Act, “may not be brought in
any Federal or State court.” §7902(a). The Act’s definition
of that term includes a “civil action or proceeding” against
a firearms manufacturer or seller stemming from “the crim-
inal or unlawful misuse” of a firearm by “a third party.”
§7903(5)(A).
But PLCAA’s general bar on those suits has an exception,
usually called the predicate exception, relevant here. That
exception applies to suits in which the defendant manufac-
turer or seller “knowingly violated a State or Federal stat-
ute applicable to the sale or marketing” of firearms, and
that “violation was a proximate cause of the harm for which
relief is sought.” §7903(5)(A)(iii). If a plaintiff can show
that provision is satisfied—that, say, a manufacturer com-
mitted a gun-sale violation proximately causing the harm
at issue—then a suit can proceed, even though it arises
from a third party’s later misuse of a gun. Or otherwise
said, the predicate violation opens a path to making a gun
manufacturer civilly liable for the way a third party has
used the weapon it made.
Notably here, the predicate violation PLCAA demands
may come from aiding and abetting someone else’s firearms
offense. The predicate exception itself lists as examples two
ways in which aiding and abetting qualifies—when a gun
manufacturer (or seller) aids and abets another person ei-
ther in making a false statement about a gun sale’s legality
or in making specified criminal sales. See
§7903(5)(A)(iii)(I)–(II). And more broadly, aiding and abet-
ting can qualify as a PLCAA predicate violation by virtue of
another law assimilating an accomplice’s liability to a prin-
cipal’s. The federal statute generally accomplishing that
task is 18 U. S. C. §2(a), which provides that whoever “aids
[and] abets” the commission of a federal crime “is punisha-
ble as a principal.” Because of that provision, a gun manu-
facturer that aids and abets a federal gun crime may itself
Cite as: 605 U. S. ____ (2025) 3

Opinion of the Court

commit a PLCAA predicate violation. So principles of aid-


ing and abetting from the criminal law—establishing what
counts as aiding and abetting and what does not—may de-
termine whether a plaintiff can satisfy PLCAA’s predicate
exception and thus proceed with a civil suit otherwise
barred. And that dependence on aiding-and-abetting law is
a feature of the case before us.
B
Mexico has a severe gun violence problem, which its gov-
ernment views as coming from north of the border. The
country has only a single gun store, and issues fewer than
50 gun permits each year. But gun traffickers can purchase
firearms in the United States—often in illegal transac-
tions—and deliver them to drug cartels in Mexico. Those
groups, predictably enough, use the imported firearms to
commit serious crimes—drug dealing, kidnapping, murder,
and others. According to the Mexican Government, as
many as 90% of the guns recovered at crime scenes in Mex-
ico originated in the United States. See App. to Pet. for
Cert. 7a (Complaint).
The Mexican Government, seeking redress for this gun
violence, brought suit in 2021 against seven American fire-
arms manufacturers.1 The suit, brought in a U. S. District
Court, asserts a variety of tort claims against the defend-
ants, mostly sounding in negligence. The basic theory is
that the defendants failed to exercise “reasonable care” to
prevent trafficking of their guns into Mexico, and so are re-
sponsible for the harms arising there from the weapons’
misuse. Id., at 184a. That theory, as all agree, runs
——————
1 The defendant manufacturers are Smith & Wesson Brands, Inc.; Bar-

rett Firearms Manufacturing, Inc.; Beretta USA Corp.; Century Interna-


tional Arms, Inc.; Colt’s Manufacturing Company, LLC; Glock, Inc.; and
Sturm, Ruger & Co., Inc. The suit also names as a defendant one gun
distributor—Witmer Public Safety Group, Inc., which does business as
Interstate Arms. But the complaint barely mentions that company, so
for simplicity’s sake we refer to all the defendants as manufacturers.
4 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
Opinion of the Court

straight into PLCAA’s general prohibition. Mexico’s action,


that is, seeks to hold firearms manufacturers liable for “the
criminal or unlawful misuse” of guns by third parties—and
so, according to PLCAA, “may not be brought.” §§7902(a),
7903(5)(A). The complaint thus tries to plead its way into
PLCAA’s predicate exception. It asserts, as that exception
requires, that the third-party misuse of guns in Mexico re-
sulted from the manufacturers’ knowing violations of gun
laws. See §7903(5)(A)(iii).
More specifically, the complaint alleges that the manu-
facturers’ firearms violations were ones of aiding and abet-
ting, rather than of independent commission. See id., at
71a (invoking this Court’s aiding-and-abetting caselaw); Tr.
of Oral Arg. 58–59 (agreeing that the predicate violation al-
leged rests on §2, the federal aiding-and-abetting statute).
The manufacturers, according to Mexico, were “willful ac-
cessories” in unlawful gun sales by retail dealers, which in
turn enabled Mexican criminals to acquire guns (and use
them to commit violent offenses). App. to Pet. for Cert. 71a.
The complaint sets out three kinds of allegations relating to
how the manufacturers aided and abetted retailers’ unlaw-
ful sales.
Mexico’s primary line of argument is that the manufac-
turers supply firearms to retail dealers whom they know
illegally sell to Mexican gun traffickers. The complaint ex-
plains that the manufacturers use a three-tier distribution
system: They sell to wholesale distributors, who sell to re-
tail dealers, who sell to customers. See id., at 140a. A
“small minority” of the dealers are responsible for most of
the sales to Mexican traffickers; and those sales often vio-
late federal gun laws—by, for example, involving straw pur-
chasers or proceeding without background checks. Id., at
44a; see id., at 86a.2 Still more, the complaint alleges—and
——————
2 A straw purchaser is “a person who buys a gun on someone else’s be-

half while falsely claiming that it is for himself.” Abramski v. United


Cite as: 605 U. S. ____ (2025) 5

Opinion of the Court

this is key—that the manufacturers know “who th[ose] bad


apple dealers are.” Tr. of Oral Arg. 70; see App. to Pet. for
Cert. 44a (The defendants “know that these dealers engage
in” prohibited practices); see also id., at 54a–55a, 80a (sim-
ilar). Yet the manufacturers continue to supply those deal-
ers, as they do legitimate ones, in order to boost their own
profits. By choosing not to cut off the flow of firearms to the
known rogue dealers, the complaint asserts, the manufac-
turers become “culpable and intentional participant[s]” in
the dealers’ federal “statutory violations.” Id., at 42a, 85a.3
Second, Mexico claims that the manufacturers have
failed to impose the kind of controls on their distribution
networks that would prevent illegal sales to Mexican traf-
fickers. There are, Mexico contends, a raft of ways manu-
facturers could put “commonsense restraints on their sup-
ply chains.” Brief for Respondent 32. For example, they
could prohibit dealers from making “bulk sales” to individ-
ual customers, because guns sold in that way (Mexico says)
are likely to be “diverted to the illegal market.” App. to Pet.
for Cert. 86a–87a. So too, they could bar dealers from sell-
ing their firearms at gun shows or out of their homes, be-
cause those sales (Mexico again says) often ignore regula-
tory requirements like background checks. See id., at 88a–
89a, 91a–92a. And more generally, manufacturers could
implement processes for “monitor[ing] or “supervis[ing]
their [dealers’] sales practices,” so as to minimize illegal
sales to traffickers. Id., at 89a; see id., at 137a–138a. Yet
the defendant manufacturers, Mexico states, have done
——————
States, 573 U. S. 169, 171–172 (2014).
3 The complaint makes no allegations about the relationship between

the manufacturers and the distributors, even though the distributors


stand in between the manufacturers and the dealers selling to Mexican
traffickers. Neither does the complaint, in setting out the assertions
above, distinguish the lone distributor defendant from the manufacturer
defendants. See supra, at 3, n. 1. Indeed, the complaint says virtually
nothing about the distributor’s sales practices, to bad-apple dealers or
otherwise.
6 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
Opinion of the Court

none of those things. Rather, they have embraced “a see-


no-evil, hear-no-evil, speak-no-evil approach” to “their gun
distribution system.” Id., at 32a. And that quite “deliber-
ate[ ]” approach works to “funnel firearms to the cartels.”
Brief for Respondent 23.
And third, Mexico alleges that the manufacturers make
“design and marketing decisions” intended to stimulate car-
tel members’ demand for their products. Ibid. Most prom-
inently, Mexico asserts that the manufacturers have “in-
creased production of military-style” assault weapons, with
an eye toward cultivating the criminal market. App. to Pet.
for Cert. 104a; see Brief for Respondent 23. For example,
one manufacturer has made a “.50 caliber long range sniper
rifle,” which cartels have used to attack the police and mil-
itary. App. to Pet. for Cert. 99a. In addition, Mexico says,
the manufacturers make guns whose serial numbers can be
“obliterated or defaced,” thus hindering police tracing ef-
forts. Id., at 131a. And the manufacturers produce fire-
arms whose names or aesthetic features appeal to cartel
members. Colt, for example, makes the “.38 caliber Super
‘El Jefe’ pistol; the .38 caliber Super ‘El Grito’ pistol; and
the .38 caliber ‘Emiliano Zapata 1911’ pistol”—the last of
which includes Zapata’s image and the words “It is better
to die standing than to live on your knees.” Id., at 75a.
The defendant manufacturers moved to dismiss Mexico’s
complaint, contending that PLCAA barred the suit. The
District Court granted the motion. 633 F. Supp. 3d 425, 432
(Mass. 2022). But the Court of Appeals for the First Circuit
reversed. It found that Mexico’s complaint plausibly “al-
lege[d] that defendants have been aiding and abetting the
[illegal] sale of firearms by dealers.” 91 F. 4th 511, 529
(2024). And because, in the court’s view, the complaint also
plausibly alleged that the defendants’ aiding-and-abetting
conduct proximately caused injury to Mexico, PLCAA’s
predicate exception was satisfied. Id., at 538. As a result,
Mexico’s suit against the manufacturers could go forward.
Cite as: 605 U. S. ____ (2025) 7

Opinion of the Court

We granted certiorari. 603 U. S. ___ (2024).


II
Mexico’s complaint survives PLCAA only if, in accord
with usual pleading rules, it has plausibly alleged conduct
falling within the statute’s predicate exception. See Ash-
croft v. Iqbal, 556 U. S. 662, 678–679 (2009). Because Mex-
ico relies exclusively on an aiding-and-abetting theory, that
means plausibly alleging that the manufacturers have
aided and abetted gun dealers’ firearms offenses (such as
sales to straw purchasers), so as to proximately cause harm
to Mexico. See supra, at 2–3. We need not address the
proximate cause question, because we find that Mexico has
not plausibly alleged aiding and abetting on the manufac-
turers’ part. “Plausibly” does not mean “probably,” but “it
asks for more than a sheer possibility that a defendant has
acted unlawfully.” Iqbal, 556 U. S., at 678. And Mexico has
not met that bar. Its complaint does not plausibly allege
the kind of “conscious . . . and culpable participation in an-
other’s wrongdoing” needed to make out an aiding-and-
abetting charge. Twitter, Inc. v. Taamneh, 598 U. S. 471,
493 (2023).
A
Federal aiding-and-abetting law “reflects a centuries-old
view of culpability: that a person may be responsible for a
crime he has not personally carried out” if he deliberately
“helps another to complete its commission.” Rosemond v.
United States, 572 U. S. 65, 70 (2014); see 18 U. S. C. §2. To
aid and abet a crime, a person must “take[ ] an affirmative
act in furtherance of that offense.” Rosemond, 572 U. S., at
71. And he must “intend to facilitate [the offense’s] com-
mission.” Ibid. Or as Judge Learned Hand stated those
requisites, in what has become a canonical formulation, an
aider and abettor must “participate in” a crime “as in some-
thing that he wishes to bring about” and “seek by his action
8 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
Opinion of the Court

to make it succeed.” United States v. Peoni, 100 F. 2d 401,


402 (CA2 1938); see Twitter, 598 U. S., at 490; Nye & Nissen
v. United States, 336 U. S. 613, 619 (1949).
In elaborating on that demand, this Court has developed
several ancillary principles. First, aiding and abetting is
most commonly “a rule of secondary liability for specific
wrongful acts.” Twitter, 598 U. S., at 494 (emphasis added).
It is possible for someone to aid and abet a broad category
of misconduct, but then his participation must be corre-
spondingly “pervasive, systemic, and culpable.” Id., at 502.
Second, aiding and abetting usually requires misfeasance
rather than nonfeasance. Absent an “independent duty to
act,” a person’s “failure[s],” “omissions,” or “inactions”—
even if in some sense blameworthy—will rarely support
aiding-and-abetting liability. Id., at 489, 500. And third,
routine and general activity that happens on occasion to as-
sist in a crime—in essence, “incidentally”—is unlikely to
count as aiding and abetting. Rosemond, 572 U. S., at 77,
n. 8. So, for example, an “ordinary merchant[ ]” does not
“become liable” for all criminal “misuse[s] of [his] goods,”
even if he knows that in some fraction of cases misuse will
occur. Twitter, 598 U. S., at 489; see id., at 499. The mer-
chant becomes liable only if, beyond providing the good on
the open market, he takes steps to “promote” the resulting
crime and “make it his own.” United States v. Falcone, 109
F. 2d 579, 581 (CA2) (L. Hand, J.), aff ’d, 311 U. S. 205
(1940).
Two of our cases—one approving liability for aiding an-
other’s crime, the other not—illustrate how all this doctrine
plays out in practice. In Direct Sales Co. v. United States,
319 U. S. 703 (1943), we held that a mail-order pharmacy
could be convicted for assisting a small-town doctor’s illegal
distribution of narcotics. The pharmacy, Direct Sales, sold
huge amounts of morphine to Dr. John Tate: Whereas the
average physician required no more than 400 quarter-grain
tablets annually, Direct Sales sold Tate some 5,000 to 6,000
Cite as: 605 U. S. ____ (2025) 9

Opinion of the Court

half-grain tablets every month. See id., at 706. Still more,


Direct Sales “actively stimulated” Tate’s purchases, by giv-
ing him special discounts for his most massive orders and
using “high-pressure sales methods.” Id., at 705, 711. And
it did all that against the backdrop of law enforcement
warnings: The Bureau of Narcotics had informed Direct
Sales that “it was being used as a source of supply” by law-
breaking doctors. Id., at 707. All that evidence, this Court
found, was enough to sustain Direct Sales’s conviction. It
showed that Direct Sales “not only kn[ew of] and acqui-
esce[d]” in Tate’s “illicit enterprise,” but “join[ed] both mind
and hand with him to make its accomplishment possible.”
Id., at 713.
By contrast, this Court recently ordered the dismissal of
a suit against several social-media companies for aiding
and abetting a terrorist attack carried out by ISIS. See
Twitter, 598 U. S., at 506–507. The plaintiffs, victims of the
attack, alleged that adherents of ISIS used the companies’
platforms for recruiting and fundraising. The complaint
further asserted that the companies knew that was so, yet
failed to identify and remove the ISIS-related accounts and
content. See id., at 478, 481. But we held that was not
enough to make the companies liable for ISIS’s terrorist
acts. The companies’ relationship with ISIS and its sup-
porters, we reasoned, was “the same as their relationship
with their billion-plus other users: arm’s length, passive,
and largely indifferent.” Id., at 500. There were no allega-
tions that the companies had given ISIS “any special treat-
ment,” or “encourag[ed], solicit[ed], or advis[ed]” the group.
Id., at 498, 500. Instead, after providing their platforms for
general use, the companies “at most allegedly stood back
and watched.” Id., at 499. More was needed, we stated, for
a provider of generally available goods or services to be lia-
ble for a customer’s misuse of them—for example, conduct
of the kind in Direct Sales. See Twitter, 598 U. S., at 502.
When a company merely knows that “some bad actors” are
10 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
Opinion of the Court

taking “advantage” of its products for criminal purposes, it


does not aid and abet. Id., at 503. And that is so even if the
company could adopt measures to reduce their users’ down-
stream crimes. See ibid.
B
Viewed against the backdrop of that law, Mexico’s com-
plaint does not plausibly allege that the defendant manu-
facturers aided and abetted gun dealers’ unlawful sales of
firearms to Mexican traffickers. We have little doubt that,
as the complaint asserts, some such sales take place—and
that the manufacturers know they do. But still, Mexico has
not adequately pleaded what it needs to: that the manufac-
turers “participate in” those sales “as in something that
[they] wish[ ] to bring about,” and “seek by [their] action to
make” succeed. Peoni, 100 F. 2d, at 402; see Twitter, 598
U. S., at 490.
To begin with, Mexico’s complaint sets for itself a high
bar. The complaint does not pinpoint, as most aiding-and-
abetting claims do, any specific criminal transactions that
the defendants (allegedly) assisted. It does not say, for ex-
ample, that a given manufacturer aided a given firearms
dealer, at a particular time and place, in selling guns to a
given Mexican trafficker not legally permitted to buy them
under a specified statute. Instead, the complaint levels a
more general accusation: that all the manufacturers assist
some number of unidentified rogue gun dealers in making
a host of firearms sales in violation of various legal bars.
The systemic nature of that charge is not necessarily fatal.
But as noted earlier, it cannot help but heighten Mexico’s
burden. See supra, at 8. To survive, the charge must be
backed by plausible allegations of “pervasive, systemic, and
culpable assistance.” Twitter, 598 U. S., at 502.
Mexico’s lead claim—that the manufacturers elect to sell
guns to, among others, known rogue dealers, see supra, at
4–5—fails to clear that bar, for a package of reasons. For
Cite as: 605 U. S. ____ (2025) 11

Opinion of the Court

one thing, it is far from clear that such behavior, without


more, could ever count as aiding and abetting under our
precedents. Direct Sales is the case Mexico relies on. See
Brief for Respondent 24. But that case was more particu-
larized than this one, involving as it did the aid given to a
single named offender in violating a specified narcotics law.
And yet more important, the abettor there did more than
sell a product to a known lawbreaker, as it would to all oth-
ers. The pharmacy, recall, not only supplied Dr. Tate, but
also “actively stimulated” his far-greater-than-average pur-
chases. 319 U. S., at 705; see id., at 712, n. 8 (noting the
significance of “stimulation” and “active incitement to pur-
chase”); id., at 713 (similarly stating that “[t]here [was] in-
formed and interested coöperation, stimulation, instiga-
tion”). Mexico’s complaint asserts nothing similar here. To
the contrary, the complaint repeatedly states that the man-
ufacturers treat rogue dealers just the same as they do law-
abiding ones—selling to everyone, and on equivalent terms.
See App. to Pet. for Cert. 44a–46a, 79a, 83a–84a, 139a–
141a. So the complaint, even if taken at face value, would
stretch the bounds of our caselaw.
And in any event, we cannot take the allegation here at
face value, because Mexico has not said enough to make it
plausible. In asserting that the manufacturers intention-
ally supply guns to bad-apple dealers, Mexico never con-
fronts that the manufacturers do not directly supply any
dealers, bad-apple or otherwise. They instead sell firearms
to middlemen distributors, whom Mexico has never claimed
lack independence. See supra, at 4, 5, n. 3.4 Given that
industry structure, Mexico’s complaint must offer some rea-
son to believe that the manufacturers attend to the conduct
of individual gun dealers, two levels down. But it does not

——————
4 As noted above, Mexico’s suit names one distributor as a defendant.

See supra, at 3, n. 1. But the complaint says virtually nothing about that
company, and nothing at all about its choice of dealers.
12 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
Opinion of the Court

so much as address that issue. And even assuming the


manufacturers know everything the distributors know, the
complaint still would not adequately support the charge
that they have identified the bad-apple dealers. Mexico
does not itself name those dealers, though they are the os-
tensible principals in the illegal transactions claimed.5 Nor
does Mexico provide grounds for thinking that anyone up
the supply chain—whether manufacturer or distributor—
often acquires that information. Indeed, the complaint
points out that government agencies only sporadically pro-
vide upstream companies with information tracing Mexican
crime guns to certain dealers. See App. to Pet. for Cert.
47a–48a. So Mexico’s allegation on this score is all specu-
lation; even on a motion to dismiss, it is not enough.
What Mexico has plausibly pleaded respecting sales to of-
fenders is a lesser wrong, which does not rise to the level of
aiding and abetting. Mexico’s complaint alleges that some,
though unidentified, dealers often engage in illegal trans-
actions with Mexican traffickers. See id., at 43a–44a, 71a–
73a, 81a–85a, 87a. So too, the complaint alleges that the
manufacturers know that much to be true—that among the
whole class of dealers, there are some who routinely violate
the law. See id., at 31a–34a, 43a–50a, 82a–85a, 87a. And
finally the complaint alleges, with sufficient plausibility,
that the manufacturers could do more than they do to figure
out who those rogue dealers are, and then to cut off their
supply of guns. See id., at 34a–39a, 46a–50a, 132a–141a.
But that is to say little more than the plaintiffs said in Twit-

——————
5 At one point, Mexico’s complaint cites a Washington Post article from

2010 naming “12 dealers that sold the most guns recovered” at crime
scenes in Mexico. App. to Pet. for Cert. 44a; see Tr. of Oral Arg. 62. But
the article itself explains that those dealers could have made the list be-
cause of “sales volume [or] geography” rather than especial wrongdoing.
J. Grimaldi & S. Horwitz, Mexican Cartels Wielding American Weapons,
Washington Post, Dec. 13, 2010, p. A10, col. 1.
Cite as: 605 U. S. ____ (2025) 13

Opinion of the Court

ter. According to the complaint there, the social-media com-


panies knew that among their customers were ISIS sup-
porters, whom they could have done more to identify and
remove. See 598 U. S., at 481–482; supra, at 9. Still, we
decided, that “nonfeasance” was not enough to hold the
companies responsible for the terrorists’ unlawful acts.
Twitter, 598 U. S., at 489. And the same is true here, for
the same reasons. Mexico’s plausible allegations are of “in-
differen[ce],” rather than assistance. Id., at 500; see id., at
498. They are of the manufacturers’ merely allowing some
unidentified “bad actors” to make illegal use of their wares.
Id., at 503.
For related reasons, Mexico’s second set of allegations—
that the manufacturers have declined to suitably regulate
the dealers’ practices, see supra, at 5–6—cannot fill the gap.
Of course, responsible manufacturers might well impose
constraints on their distribution chains to reduce the possi-
bility of unlawful conduct. (Mexico’s prime examples, re-
call, are bans on bulk sales or sales from homes—permitted
under federal law, but in Mexico’s view conducive to unlaw-
ful transactions. See supra, at 5.) So too, those manufac-
turers might decide, as Mexico urges, to themselves moni-
tor dealers’ sales for law violations. See ibid. But a failure
to do so is, again, what Twitter called “passive nonfea-
sance”—a “failure to stop” independent retailers down-
stream from making unlawful sales. 598 U. S., at 500.
Such “omissions” and “inactions,” especially in an already
highly regulated industry, are rarely the stuff of aiding-
and-abetting liability. Id., at 489. And nothing special in
Mexico’s allegations makes them so. A manufacturer of
goods is not an accomplice to every unaffiliated retailer
whom it fails to make follow the law.
Finally, Mexico’s allegations about the manufacturers’
“design and marketing decisions” add nothing of conse-
quence. Brief for Respondent 23. As noted above, Mexico
here focuses on the manufacturers’ production of “military
14 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
Opinion of the Court

style” assault weapons, among which it includes AR–15 ri-


fles, AK–47 rifles, and .50 caliber sniper rifles. See supra,
at 6; App. to Pet. for Cert. 121a. But those products are
both widely legal and bought by many ordinary consumers.
(The AR–15 is the most popular rifle in the country. See T.
Gross, How the AR–15 Became the Bestselling Rifle in the
U. S., NPR (Apr. 20, 2023.) The manufacturers cannot be
charged with assisting in criminal acts just because Mexi-
can cartel members like those guns too. The same is true
of firearms with Spanish-language names or graphics al-
luding to Mexican history. See supra, at 6. Those guns may
be “coveted by the cartels,” as Mexico alleges; but they also
may appeal, as the manufacturers rejoin, to “millions of
law-abiding Hispanic Americans.” Tr. of Oral Arg 80; Reply
Brief 20. That leaves only the allegation that the manu-
facturers have not attempted to make guns with non-
defaceable serial numbers. See supra, at 6. But the failure
to improve gun design in that way (which federal law does
not require) cannot in the end show that the manufacturers
have “join[ed] both mind and hand” with lawbreakers in the
way needed to aid and abet. Direct Sales, 319 U. S., at 713.
C
All of that means PLCAA prevents Mexico’s suit from go-
ing forward. The kinds of allegations Mexico makes cannot
satisfy the demands of the statute’s predicate exception.
That exception permits a suit to be brought against a gun
manufacturer that has aided and abetted a firearms viola-
tion (and in so doing proximately caused the plaintiff ’s
harm). See §7903(5)(A)(iii); supra, at 2–3. And Mexico’s
complaint, for the reasons given, does not plausibly allege
such aiding and abetting. So this suit remains subject to
PLCAA’s general bar: An action cannot be brought against
a manufacturer if, like Mexico’s, it is founded on a third-
party’s criminal use of the company’s product. See
§§7902(a), 7903(5)(A); supra, at 2.
Cite as: 605 U. S. ____ (2025) 15

Opinion of the Court

And that conclusion, we note, well accords with PLCAA’s


core purpose. Recall that Congress enacted the statute to
halt a flurry of lawsuits attempting to make gun manufac-
turers pay for the downstream harms resulting from misuse
of their products. See supra, at 1–2. In a “findings” and
“purposes” section, Congress explained that PLCAA was
meant to stop those suits—to prevent manufacturers (and
sellers) from being held “liable for the harm caused by those
who criminally or unlawfully misuse firearm[s].”
§7901(a)(5). Mexico’s suit closely resembles the ones Con-
gress had in mind: It seeks to recover from American fire-
arms manufacturers for the downstream damage Mexican
cartel members wreak with their guns. Of course, the law
Congress wrote includes the predicate exception, which al-
lows some suits falling within PLCAA’s general ban to pro-
ceed. But that exception, if Mexico’s suit fell within it,
would swallow most of the rule. We doubt Congress in-
tended to draft such a capacious way out of PLCAA, and in
fact it did not. The predicate exception allows for accom-
plice liability only when a plaintiff makes a plausible alle-
gation that a gun manufacturer “participate[d] in” a fire-
arms violation “as in something that [it] wishe[d] to bring
about” and sought to make succeed. Peoni, 100 F. 2d, at
402. Because Mexico’s complaint fails to do so, the defend-
ant manufacturers retain their PLCAA-granted immunity.
We therefore reverse the judgment of the Court of Ap-
peals and remand the case for further proceedings con-
sistent with this opinion.
It is so ordered.
Cite as: 605 U. S. ____ (2025) 1

THOMAS, J., concurring

SUPREME COURT OF THE UNITED STATES


_________________

No. 23–1141
_________________

SMITH & WESSON BRANDS, INC., ET AL.


PETITIONERS v. ESTADOS UNIDOS
MEXICANOS
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE FIRST CIRCUIT
[June 5, 2025]

JUSTICE THOMAS, concurring.


The Court today correctly decides that Mexico has not
plausibly pleaded that its suit falls under the predicate ex-
ception to the Protection of Lawful Commerce in Arms Act
(PLCAA). This exception allows otherwise-prohibited suits
against gun manufacturers to go forward if, among other
requirements, the manufacturer has “knowingly violated a
State or Federal statute applicable to the sale or marketing
of the product.” 15 U. S. C. §§7902(a), 7903(5)(A)(iii). I
write separately to note that the Court’s opinion does not
resolve what a plaintiff must show to establish that the de-
fendant committed a “violation.” §7903(5)(A)(iii). It con-
cludes only that Mexico has not adequately pleaded its the-
ory of the case—that, as a factual matter, the defendant gun
manufacturers committed criminal aiding and abetting.
See ante, at 10–14.
In future cases, courts should more fully examine the
meaning of “violation” under the PLCAA. It seems to me
that the PLCAA at least arguably requires not only a plau-
sible allegation that a defendant has committed a predicate
violation, but also an earlier finding of guilt or liability in
an adjudication regarding the “violation.” Allowing plain-
tiffs to proffer mere allegations of a predicate violation
2 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
THOMAS, J., concurring

would force many defendants in PLCAA litigation to liti-


gate their criminal guilt in a civil proceeding, without the
full panoply of protections that we otherwise afford to crim-
inal defendants. And, these defendants might even include
ones who were cleared in an earlier proceeding, such as
through a noncharging decision or a not-guilty or not-liable
verdict. Such collateral adjudication would be at best
highly unusual, and would likely raise serious constitu-
tional questions that would counsel in favor of a narrower
interpretation. See United States v. Jin Fuey Moy, 241
U. S. 394, 401 (1916) (“A statute must be construed, if fairly
possible, so as to avoid not only the conclusion that it is un-
constitutional but also grave doubts upon that score”). Par-
ticularly given the PLCAA’s aim of protecting gun manufac-
turers from litigation, see §7901, this issue warrants
careful consideration.
Cite as: 605 U. S. ____ (2025) 1

JACKSON, J., concurring

SUPREME COURT OF THE UNITED STATES


_________________

No. 23–1141
_________________

SMITH & WESSON BRANDS, INC., ET AL.


PETITIONERS v. ESTADOS UNIDOS
MEXICANOS
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE FIRST CIRCUIT
[June 5, 2025]

JUSTICE JACKSON, concurring.


The Court holds that Mexico’s complaint fails to plausibly
allege that gun manufacturers aided or abetted violations
of firearms laws, as necessary to trigger the predicate ex-
ception to the Protection of Lawful Commerce in Arms Act
(PLCAA), 15 U. S. C. §7903(5)(A)(iii). I agree. I write sep-
arately to explain that, in my view, the complaint’s core
flaw is its failure to allege any nonconclusory statutory vio-
lations in the first place.
Tellingly, that failure exposes Mexico’s lawsuit as pre-
cisely what Congress passed PLCAA to prevent. PLCAA
was Congress’s response to a flood of civil lawsuits that
sought to hold the firearms industry responsible for down-
stream lawbreaking by third parties. Ante, at 1–3, 15. Ac-
tivists had deployed litigation in an effort to compel fire-
arms manufacturers and associated entities to adopt safety
measures and practices that exceeded what state or federal
statutes required. H. R. Rep. No. 109–124, pp. 18–20
(2005). Congress expressed concern that these lawsuits “at-
tempt[ed] to use the judicial branch to circumvent the Leg-
islative branch.” §7901(a)(8). PLCAA embodies Congress’s
express rejection of such efforts—stymying those who, as
Congress put it, sought “to accomplish through litigation
that which they have been unable to achieve by legislation.”
2 SMITH & WESSON BRANDS, INC. v. ESTADOS UNIDOS
MEXICANOS
JACKSON, J., concurring

H. R. Rep. No. 109–124, at 18. Put differently, PLCAA re-


flects Congress’s view that the democratic process, not liti-
gation, should set the terms of gun control.
Viewed in light of this objective, Congress’s inclusion of
the predicate exception makes perfect sense. The exception
allows lawsuits to proceed—despite PLCAA’s general grant
of immunity—if the complaint alleges that a gun manufac-
turer or seller “knowingly violated a State or Federal stat-
ute applicable to the sale or marketing of the product, and
the violation was a proximate cause of the harm for which
relief is sought.” §7903(5)(A)(iii). By tying the exception to
statutory violations, Congress kept the door open to civil li-
ability—but only liability flowing from duties that the Peo-
ple, rather than the courts, had chosen to impose.
PLCAA’s predicate exception might well be triggered by
aiding and abetting another’s violation of a firearms stat-
ute, as the provision’s two examples make clear. First,
§7903(5)(A)(iii)(I) describes, for example, aiding and abet-
ting “any person in making any false or fictitious oral or
written statement with respect to any fact material to the
lawfulness of the sale or other disposition of a qualified
product”—conduct that violates 18 U. S. C. §§922(m),
923(g), or 924(a)(3)(A). Likewise, §7903(5)(A)(iii)(II) covers
aiding and abetting “any other person to sell or otherwise
dispose of a qualified product, knowing, or having reasona-
ble cause to believe, that the actual buyer of the qualified
product was prohibited from possessing or receiving a fire-
arm or ammunition under” 18 U. S. C. §§922(g) and (n)—
sales that breach §§922(b), (d), or (t)(1), for instance. Criti-
cally, both predicate-exception examples relate to the aid-
ing and abetting of particular statutory violations.
All that Mexico alleges here is that firearms-industry-
wide practices—though lawful on their own—facilitated
dealers’ unspecified downstream violations. Mexico does
not tether its claims to alleged statutory breaches. Ante, at
Cite as: 605 U. S. ____ (2025) 3

JACKSON, J., concurring

10. Nor does it identify the dealers who would be the prin-
cipals for any underlying statutory violations, as the Court
observes. Id., at 12. At bottom, then, Mexico merely faults
the industry writ large for engaging in practices that legis-
latures and voters have declined to prohibit. Id., at 13–14.
It is for these reasons that I view Mexico’s allegations as
insufficient to satisfy PLCAA’s predicate exception, regard-
less of whether the business practices described might suf-
fice to establish aiding-and-abetting or other forms of vicar-
ious liability in distinct statutory or common-law contexts.
Cf. Twitter, Inc. v. Taamneh, 598 U. S. 471, 507 (2023)
(JACKSON, J., concurring). Devoid of nonconclusory allega-
tions about particular statutory violations, Mexico’s lawsuit
seeks to turn the courts into common-law regulators. But
Congress passed PLCAA to preserve the primacy of the po-
litical branches—both state and federal—in deciding which
duties to impose on the firearms industry. Construing
PLCAA’s predicate exception to authorize lawsuits like the
one Mexico filed here would distort that basic design.

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