One-Quadrant Switched-Mode Power Converters
One-Quadrant Switched-Mode Power Converters
R. Petrocelli
ALBA Synchrotron, Barcelona, Spain
Abstract
This article presents the main topics related to one-quadrant power convert-
ers. The basic topologies are analysed and a simple methodology to obtain the
steady-state output–input voltage ratio is set out. A short discussion of dif-
ferent methods to control one-quadrant power converters is presented. Some
of the reported derived topologies of one-quadrant power converters are also
considered. Some topics related to one-quadrant power converters such as syn-
arXiv:1607.01669v1 [physics.acc-ph] 6 Jul 2016
Keywords
One-quadrant; converter; topology; switch-mode; magnet; energy.
1 Introduction
Switched-mode power converters are a very efficient way to transfer energy from a source to a load. A
switched-mode power converter is formed from switches, inductors, and capacitors. If these components
are ideal, they do not dissipate energy, and the efficiency of the power converter is 100%. A further
advantage of switched-mode power converters is the increase in power density that has occurred in
recent years. The power density is defined as the ratio between the nominal power of the converter
and its volume. This power density has been constantly increasing owing to an increasing switching
frequency.
As this is a broad topic, there are several different ways to classify switched-mode power convert-
ers. The one-quadrant power converters are those with the capability to provide an output in only one
quadrant of a plot of output voltage versus output current. These converters have the capability to transfer
energy in only one direction. Most one-quadrant converters can also be classified as DC–DC converters.
The main application of these converters is in voltage regulation. In this application, a non-regulated
voltage, which is usually provided by a diode rectifier stage, is converted to a regulated output voltage
which is not affected by the grid or variations in the load.
This article gives an introduction to one-quadrant power converters. It presents the basic, or direct,
DC–DC converter topologies, showing typical waveforms and the basic design equations. The basic
concepts of regulation and control of DC–DC converters are also discussed. Section 4 presents some
of the most typical derived converter topologies reported in the literature. Some topics related to one-
quadrant power converters, such as synchronous rectification, interleaving, and soft commutation, are
presented in Section 5. Finally, resonant converters are briefly mentioned.
2.1 DC chopper
The simplest one-quadrant converter is the DC chopper, shown in Fig. 1. This consists of a DC input
voltage source, a controllable switch, and a load resistor. When the switch is closed, the input voltage
is applied to the resistor. This is defined as the ‘on’ state of the converter. When the switch is open, the
current through the resistor is zero and the voltage is zero. This is called the ‘off’ state of the converter.
The switch can be operated with a duty ratio D, defined as the ratio of the on time of the switch to
the sum of the on and off times. For constant-frequency operation,
ton ton
D= , (1)
ton + toff T
where T = 1/f is the period of the switching frequency f . The average value of the output voltage is
VO = DVS . (2)
This average output voltage can be regulated by adjusting the duty cycle D.
The circuit shown in Fig. 1 is not a ‘practical’ circuit. The main reason for this is that it is not
possible to build pure resistive elements. In practice, the connection of devices and circuit elements
creates stray inductances that have to be taken into account. A circuit including the stray inductance of
the load is shown in Fig. 2.
The inclusion of the inductance of the load leads to a need to provide a path for the current in
the inductor. This is to comply with the ‘rule’ of power electronics that a current source that is like an
inductor must not be open-circuited. Two circuits are defined according to the state of the switch; these
circuits are shown in Fig. 3. The current paths are shown in red.
The load voltage and current are plotted in Fig. 4 under the assumptions that the load current
never reaches zero and the time constant of the load τ = LL /RL is much greater than the period T . The
average values of the output voltage and current can be adjusted by changing the duty ratio D. This is
the principle of control of switched-mode power converters.
2
Fig. 2: DC chopper with inductive load
Fig. 3: DC chopper: (a) current path in on state; (b) current path in off state
3
Fig. 5: Buck (step-down) converter
(1 − D)R
Lb = . (5)
2f
The current iL in the filter inductor in the CCM consists of a DC component IO with a superim-
posed triangular AC component. Almost all of this AC component flows through the filter capacitor as
a current iC . The current iC causes a small voltage ripple in the DC output voltage VO . To limit the
4
Fig. 6: Waveforms for buck converter
peak-to-peak value of the ripple voltage below a certain value Vr , the filter capacitance C must be greater
than
(1 − D)VO
CMIN = . (6)
8Vr Lf 2
Equations (5) and (6) are the key design equations for the buck converter. The input and output
DC voltages (and, hence, the duty ratio D) and the range of the load resistance R are usually deter-
mined by preliminary specifications. The designer needs to determine the values L and C of the passive
components, and the switching frequency f . The value L of the filter inductor is calculated from the
CCM/DCM condition using Eq. (5).
The value C of the filter capacitor is obtained from the voltage ripple condition (Eq. (6)). For
compactness and low conduction losses in the converter, it is desirable to use small passive components.
Equations (5) and (6) show that this can be accomplished by using a high switching frequency f . The
switching frequency is limited, however, by the type of semiconductor switches used and by switch-
ing losses. It should also be noted that values of L and C may be altered by the effects of parasitic
components in the converter, especially the equivalent series resistance of the capacitor.
5
Fig. 7: CCM and DCM: (a) boundary condition waveforms; (b) DCM waveforms
6
Fig. 8: Minimum output current for CCM versus duty cycle keeping VS constant
Figure 9 shows the characteristics of the buck converter for both modes of operation. The voltage
ratio is plotted versus the output current for several duty cycles. The boundary between the DCM and
CCM is shown by the dashed curve.
7
Fig. 10: Boost converter: circuit diagram
(1 − D)2 DR
Lb = . (16)
2f
The main waveforms of the boost converter are shown in Fig. 11. The current supplied to the RC
output filter is discontinuous. Thus, a larger output filter capacitor is required than in the buck converter
8
Fig. 12: Buck–boost converter: circuit diagram
in order to limit the output voltage ripple. The output filter capacitor must provide the DC current to the
load when the diode D is off. The minimum value of the filter capacitance that results in a voltage ripple
Vr is given by
DVO
Cmin = . (17)
Vr Rf
(1 − D)2 DR
Lb = . (20)
2f
The current that feeds the RC output filter is the same as that for the boost converter but in the
reverse direction. Hence the value of the capacitor is given by Eq. (17).
9
Fig. 13: Waveforms for buck–boost converter
on, the value of the switching function is unity, and when the switch is off, the value is zero:
1 when the switch is on,
s(t) = (21)
0 when the switch is off.
A block diagram of the control of a power converter is shown in Fig. 14. The block labelled
“Modulator” transforms an input signal vD into the switching function s(t), which controls the switch in
the power converter. The modulator block can be built in several different ways. It can be implemented
using a few analog components or using sophisticated digital circuits.
One of the most common applications of DC–DC converters is to provide a regulated output
regardless of variations in the load and the input voltage. Another source of variation in the output
voltage is changes in the components of the power converter; components can be affected by external
factors such as temperature or ageing. The most common schemes used to regulate the output of power
converters are presented in Fig. 15.
The feedback scheme (Fig. 15(a)) uses information from the output to provide the signal vD to the
modulator. The main advantage of this scheme is that a feedback controller receives information directly
from the output voltage, which is the value intended to be regulated, and therefore it can compensate for
all variations regardless of their source. A disadvantage is that feedback regulation can lead to instability
10
Fig. 14: Block diagram of power converter
Fig. 15: Block diagrams of regulation schemes: (a) feedback regulation; (b) feedforward regulation
in the converter. Another disadvantage of the feedback scheme is that the output has to be affected in
order to provide information to the feedback controller. In other words, the controller may not be fast
enough to see a fluctuation and compensate for it. For example, a variation in the input voltage VS such
as 100 Hz ripple from the rectification stage could have an amplitude such that the feedback scheme
cannot completely reject it. In such cases a feedforward scheme, as shown in Fig. 15(b), can be used.
If it is known how the input voltage affects the output voltage (the DC transfer function), a feedforward
controller can provide a signal vD to the modulator that gives the correct value of the output voltage.
The various ways of obtaining the switching function to be applied to the power converter are
referred as control, or modulation, methods. A list and brief discussion of the most common methods
are given in the following sections.
11
Fig. 16: PWM generation: (a) comparator; (b) waveforms
12
Fig. 18: Current mode: (a) circuit diagram; (b) waveforms
13
Fig. 19: Hysteresis control: (a) circuit diagram; (b) waveforms
14
Fig. 21: Half-bridge converter: transformer primary voltage
the same duty ratio D. The duty ratio must be smaller than 0.5. When the switch S1 is on, the diode
D1 conducts and the diode D2 is off. The diode states are reversed when the switch S2 is on. When
both controllable switches are off, both diodes are on and share the filter inductor current equally. This
short-circuits the transformer and forces the transformer input voltage to zero. The DC voltage transfer
function of the half-bridge converter is given by the following equation:
VO n2
MV ≡ = 2D . (22)
VS n1
15
Fig. 22: Push–pull converter: circuit diagram
n1 D ≤ n3 (1 − D). (26)
16
Fig. 24: Forward converter: circuit diagram
17
Fig. 26: Ćuk converter: circuit diagram
Isolated versions of the Ćuk converter can be found in the literature. There are also versions of
this converter in which the two inductors L1 and L2 are integrated into one magnetic element in order to
reduce the cost and volume of the converter.
The list of converters presented in this section is not intended to be exhaustive. The converter
topologies presented are just a small sample of the many topologies that have been reported in the lit-
erature. The right topology for each application depends on many factors, which include the stress on
the semiconductors and passive components, the level of power to be transferred, and the switching
frequency, among others.
5 Additional topics
This section presents some additional topics related to one-quadrant power converters that are worth
mentioning. Firstly, synchronous rectification is addressed as a method to reduce losses, especially in
low-voltage power converters. Interleaved converters are discussed as a way to increase the power han-
dled by converters while reducing the stress on the input and output filters. Finally, a brief introduction
to hard switching, snubbers, and soft switching is given.
PD = VF IO (1 − D). (30)
The overall efficiency due to the diode conduction loss can be expressed as
V O IO VO
ν= = . (31)
VO IO + VF IO (1 − D) VO + VF (1 − D)
For low-voltage power converters, this equation shows that the overall efficiency of the converter
can drop to unacceptable levels. One way to increase the overall efficiency under these conditions is
to replace the diode by a MOSFET, as shown in Fig. 27. The MOSFET introduces an almost linear
resistance with a lower voltage drop. Figure 28 shows the power loss in S2 for a diode and for a MOSFET.
In addition to minimizing conduction losses, MOSFETs offer the additional benefit that they can
easily be paralleled because their RDSon has a positive temperature coefficient.
18
Fig. 27: Synchronous rectification: circuit diagram
Fig. 28: Power loss in S2 : diode (solid line) and MOSFET (dashed line)
19
Fig. 29: Interleaved buck converter
Fig. 30: Output and input currents for a three-stage interleaved buck converter
20
Fig. 32: Normalized input capacitor RMS current
Fig. 33: Hard switching: (a) single switch without snubber; (b) switch voltage and current during transition; (c)
transition diagram.
be true, however, during the transitions between the states of the converter. The trajectories during
the transitions determine whether the switches operate in a hard or soft switching mode. The switching
trajectory of a hard-switched power device is shown in Fig. 33. During the turn-on and turn-off processes,
the power device has to withstand high voltages and currents simultaneously, resulting in high switching
losses and stress.
The switching losses are proportional to the operating frequency of the converter and are usually
the main factor that limits the operating frequency. Another disadvantage of hard-switching operation is
an increase in high-frequency emissions, which produce EMI.
Dissipative passive snubbers are usually added to power circuits in order to reduce the dv/dt and
di/dt of the power devices, and the switching losses and stresses can be diverted to these passive snubber
circuits. Figure 34 shows how the transition trajectory is modified by the presence of an RC snubber.
The dv/dt of the switch is reduced during the turn-off and part of the transition energy is transferred to
the dissipative element of the snubber.
The snubber design has to be done carefully in order to correctly dimension the components and
ensure proper operation. More complex snubber circuits have the ability to recover the transition energy
and increase the overall efficiency of the converter.
A further step can be taken to reduce the commutation losses by operating the switches in a soft
switching mode. The basic idea of soft switching can be explained using the plots in Fig. 35. The voltage
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Fig. 34: Snubbers: (a) circuit diagram of RC snubber; (b) switch voltage and current during transition; (c) transition
diagram.
Fig. 35: Soft switching: (a) switch voltage and current during transition; (b) transition diagram
across the switch is forced to be zero while the current is dropping. When the current is zero, the switch
voltage starts to rise until the switch reaches the turn-off state. The losses during the transition are zero.
A simple circuit operating in a soft switching mode is shown in Fig. 36. The switch M1 opens with
zero voltage across its terminals because this voltage is maintained by the capacitor C1 . The voltage vA
drops because the inductor current charges and discharges the capacitors C1 and C2 . Once the voltage
reaches zero, the diode D2 starts to carry current and k-eps-converted-to.pdf the voltage close to zero.
During the period of time that the diode is conducting, the switch M2 is turned on. The positive transition
of voltage vA is produced in a similar way.
22
Fig. 36: Soft switching: (a) circuit diagram; (b) waveforms
Fig. 37: (a) Series resonant converter; (b) parallel resonant converter
All of the resonant-converter topologies operate in essentially the same way. The power switches
generate a square wave voltage or current, which is applied to a resonant circuit. Energy circulates in the
resonant circuit, and part of this energy is transferred to the output.
The two basic types of resonant converter are the series resonant converter, shown in Fig. 37(a),
and the parallel resonant converter, shown in Fig. 37(b). In both topologies, the energy transferred to
the output is regulated by changing the frequency of the driving voltage. The resonant circuit forms a
voltage divider with the resistor R. By changing the frequency, the impedance of the resonant circuit and
therefore the output voltage can be varied.
The circuits shown in Fig. 37 have limitations. The series resonant converter cannot work under
very light load conditions, because the operating frequency would have to be very high in order to
regulate the output voltage. The parallel resonant converter requires large amounts of circulating current
when operating under heavy load conditions.
23
Fig. 38: (a) LCC resonant converter; (b) LLC resonant converter
and one inductor. This topology is named the LCC resonant converter.
The topology formed by two inductors and one capacitor (the LLC resonant converter) is shown in
Fig. 38(b). This topology has several advantages over the LCC topology. For instance, the two inductors
can be integrated into one physical magnetic component, and it also provides galvanic isolation.
A simplified circuit diagram of an LLC resonant converter is shown in Fig. 39. The two inductors
are the magnetizing and leakage inductances of a transformer. The LLC topology has the additional
advantage of being able to operate in a soft switching mode. This allows the switching frequency and
power density of the converter to be increased.
The typical waveforms for an LLC resonant converter are shown in Fig. 40. Soft commutation is
achieved in a similar way to that described in Fig. 36.
7 Conclusions
One-quadrant power converters play an important role in industrial and consumer electronics applica-
tions. Almost every electronic circuit is supplied with a DC voltage provided by some kind of power
converter. If a regulated voltage is needed, this converter usually consists of a rectifier stage followed
by a regulated DC–DC power converter. The field of power converters for particle accelerators is no
exception to this trend. As was mentioned in the introduction, one-quadrant power converters are used to
generate the high-precision, stable currents needed for storage ring accelerator magnets. The topologies
used in this application depend on the power level required.
This article was intended to be an introduction to this broad subject. All the topics discussed here
are covered in depth in books on power converters and in journal and conference papers. The references
provided at the end of this article should be a good starting point for further studies.
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Fig. 40: Waveforms for LLC resonant converter
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