VOLLEY
VOLLEY
APP No.:
UNITHOLDING OPTION - Demat Mode Physical Mode (Ref. Instruction No. 23) Demat Account details are compulsory if demat mode is opted.
National Securities Depository Limited (NSDL) Central Depository Securities Limited (CDSL)
I N
DP ID No. Beneficiary Account No. Target ID No.
Enclosures (Please tick any one box) : Client Master List (CML) Transaction cum Holding Statement Cancelled Delivery Instruction Slip (DIS)
SIP DETAILS (Refer Instruction No. 14. If the investor wishes to invest in Direct Plan please mention Direct Plan against the scheme name. Please refer respective SID/KIM for product labeling)
Frequency SIP Step-Up Facility (Optional) (Refer Instruction No. 25)
Scheme / Plan / Option (Please any one) Enrollment Period SIP Date Amount Amount Frequency Count
Daily$$ Weekly$$
From 0M 5M 2Y 0Y 2Y 5Y Half-yearly Increase SIP amount
Nippon India Vision Fund 2D D
5
✔ Monthly (Default)
0M 5M 2Y 0Y 3Y Y ` 1000.00 ` time(s)
To
$ 5
(Any date from 1 to 31
st st
(in figures) (Multiples of ` 100 only**) Yearly (Default)
Plan: Direct Regular OR Default Date (31/12/2060) (Default 1 time)
Quarterly Yearly of a given month)##
** In case of Nippon India Tax Saver Fund, Nippon India Retirement fund - Income Generation Plan & Nippon India Retirement fund- Wealth Creation Plan, the Step up minimum Amount should be ` 500 and in multiples of ` 500/-.
$ "END DATE” is mandatory and should be less than or equal to 40 years from the application date. $$ Daily & Weekly SIP Frequencies are applicable for normal SIP and not for Flex SIP & Pause Facility. ##For weekly frequency, only 1st, 8th, 15th & 22nd date
are eligible of every month.
DECLARATION: I/We Would like to invest in above mentioned scheme subject to terms of the statement of Additional Information (SAI), Scheme Information Document (SID), Key Information Memorandum (KIM) and
SIGNATURE: By signing this SIP enrolment form I/We understand that the amount will be debited from the Bank account mentioned in One Time Bank Mandate / Invest Easy - Individuals Mandat
Note for Existing Investor : Fill the below mentioned bank details ONLY if there is a change in your bank details.
To know existing OTBM details send SMS to 966 400 1111 by typing “OTBM (space) Last 6 digits of Folio Number”.
Utility Code (For Office Use Only) I/We hereby authorize Nippon India Mutual Fund
to debit (tick ) SB
✔/ CA
✔ / CC
✔ / SB-NRE
✔ / SB-NRO
✔ / Other
✔ Bank a/c number 1 (Destination
1 3 2 Bank 1 Account
0 4Number)
0 0 0 0 6 0 6 8 6
With Bank (Name of Destination Bank)
IDBI Bank IFSC / MICR I K B L 1 1 3 2
an amount of Rupees One thousand (Amount in word) ` 1000 (Amount in figure)
DEBIT TYPE x Fixed Amount Maximum Amount FREQUENCY: x Monthly x Quarterly x Half Yearly x Yearly as & when presented
From : D
Digitally signed by Daksh
2 D
5 M
0 M
5 Y2 Y0 Y2 Y5 DN: cn=Daksh gn=Daksh c=IN
India l=IN India
Phone No: 7021171668 Name as in Bank Record Name as in Bank Record Name as in Bank Record
1 2 3
***As per NPCI Circular effective from 01st April 2024, Maximum period of validity of this mandate is 40 years only.
INSTRUCTIONS cum TERMS AND CONDITIONS
(1) Auto Debit facility is offered only to the investors maintaining their bank accounts with Bank of Baroda / Bank of India / HDFC Bank / enrolment of SIP will be applicable.
ICICI Bank / AXIS Bank / State Bank of India / Union Bank Of India / Allahabad Bank / Punjab National Bank / Central Bank of India / (19) In order to transact through Call Center, online mode whether through NIMF website or any other application using the internet
Bank of Maharashtra. The above list is subject to change from time to time. "National Automated Clearing House (NACH)" is Direct and /or through Mobile or any other device, the investor needs to have the IPIN, issued by NAM India. By filling this form the investor
Electronic Debit mode implemented by National Payments Corporation of India (NPCI), list of banks is available on NPCI website will be issued IPIN by default in case he has not opted for the same earlier. This IPIN can also be used by the investor to Transact
www.npci.org.in. The said list is subject to modifications. The investor agrees to abide by the terms and conditions of NACH Debit / Online. If only the email id of the investor is registered with NAM India / NIMF, investor can execute Transaction through Call Center,
Auto Debit facility of Reserve Bank of India / Banks. If any city / bank is removed from the above mentioned list NAM India at its sole Transaction through mobile WAP (Web Access Portal) Site, Transaction through NIMF website. For further details investors are
discretion may accept Post Dated Cheques (PDC's) from the investors for the balance period. requested to refer SAI.
(2) Nippon India Mutual Fund (NIMF) / NAM India, its registrars and other service providers shall not be held responsible or will not be (20) Permanent Account Number (PAN): SEBI has made it mandatory for all applicants (in the case of application in joint names, each
liable for any damages and will not compensate for any loss, damage etc. incurred to the investor. The investor assumes the of the applicants) to mention his/her permanent account number (PAN) irrespective of the amount of purchase. Where the
entire risk of using this facility and takes full responsibility. Investor will not hold NIMF / NAM India, its registrars and other service applicant is a minor, and does not possess his / her own PAN, he / she shall quote the PAN of his/ her father or mother or the
providers responsible if the transaction is delayed or not effected or the investor bank account is debited in advance or after the guardian, signing on behalf of the minor, as the case may be. In order to verify that the PAN of the applicants (in case of application
specific SIP date due to various clearing cycles of NACH Debit / Auto Debit / local holidays. in joint names, each of the applicants), the applicants shall attach along with the purchase application, a photocopy of the PAN
card duly self-certified along with the original PAN Card. The original PAN Card will be returned immediately across the counter
(3) Investors are required to submit One Time Bank Mandate Form and SIP Enrollment Form along with a photo copy/cancelled
after verification. Micro SIP & Investors residing in the state of Sikkim are exempted from the mandatory requirement of PAN proof
cheque of Debit Bank Account (as mentioned on the One Time Bank Mandate Form) atleast 25th calendar days before the first SIP
submission however they are required to mandatorily submit KYC Acknowledgement copy. Applications not complying with the
Installment date for NACH Debit & Auto Debit Clearing. In case One time Bank Mandate form is already registered in the folio then
above requirement may not be accepted/processed. Additionally, in the event of any Application Form being subsequently
the subsequent SIP registration request provided in the same folio will be processed with in 12 calendar days.
rejected for mismatch / non-verification of applicant's PAN details with the details on the website of the Income Tax Department,
(4) An investor can opt for Daily, Weekly, Monthly, Quarterly and Yearly frequency for SIP. In case the investor has not specified the the investment transaction will be cancelled and the amount may be redeemed at the applicable NAV, subject to payment of exit
frequency then by default the frequency will be treated as Monthly. If an investor does not mention SIP start date appropriately, the load, if any. Please contact any of the Investor Service Centres/ Distributors or visit our website https://mf.nipponindiaim.com for
SIP will by default start from the next month after meeting the minimum registration requirement of 25th calendar days or 12 further details.
calendar days as applicable ( Refer point 3). (21) Prevention of Money Laundering and Know Your Client (KYC): SEBI has prescribed uniform uniform KYC compliance procedure
SIP start date should be within 6 months from the date of submission of SIP application for all frequencies. In case the SIP start date for all the investors dealing with them. SEBI also issued KYC Registration Agency ( "KRA") Regulations 2011 and the guidelines in
is more than 6 months from the date of submission, such SIP application shall be liable for rejection. If an investor does not mention pursuance of the said Regulations and for In-Person Verification ("IPV"). All investors (individual and non- individual) are required
SIP end date appropriately the tenure of SIP shall be considered same as OTBM end date. As per NPCI Circular effective from 01st to be KYC compliant. However, applicants should note that minors cannot apply for KYC and any investment in the name of
April 2024, Maximum period of validity of this mandate is 40 years only. minors should be through a Guardian, who should be KYC compliant for the purpose of investing with a Mutual Fund. Should the
applicant desire to change KYC related information, POS will extend the services of effecting such changes. In case of an existing
(5) An investor shall have the option of choosing for 1 or more than 1 SIP in the same scheme same plan and in the same month. The
investor of NIMF who is already KYC Compliant under the erstwhile centralized KYC with CVL (CVLMF) then there will be no effect on
investor can choose the SIP Dates from 1st to 31st of any given day of the month for SIP registered through One Time Bank Mandate.
subsequent Purchase/Additional Purchase (or ongoing SIPs/STPs, etc) in the existing folios/accounts which are KYC compliant.
In case the chosen date falls on a non-business day then the transaction will be processed on the next business day or on a date
Existing Folio holder can also open a new folio with Nippon India Mutual Fund with the erstwhile centralized KYC.
which is not available in a particular month then SIP will be processed on the first business day of subsequent month. For example,
if an investor selects SIP date as 31st, the June month instalment will be processed on 1st July. Only for Daily SIP frequency in case of (i) In case of an existing investor of Nippon India Mutual Fund and who is not KYC Compliant as per our records, the investor will
mandates received with dates between 29th to 31st of a month, the SIP would commence from 1st of the subsequent month. For have to submit the standard KYC Application forms available in the website www.cvlkra.com along with supporting
Daily SIP frequency option SIP will be executed on Daily basis and for Weekly SIP frequency Option SIP will be executed on 1st, 8th, documents at any of the SEBI registered intermediaries at the time of purchase / additional purchase / new registration of
15th and 22nd of every month. More than one SIP for the same debit date shall be acceptable. If an investor does not mention SIP SIP/STP etc. In Person Verification (IPV) will be mandatory at the time of KYC Submission.
Date in the application form or multiple SIP dates are mentioned in the SIP Mandate or the SIP Date is unclear in the application (ii) Investors who have complied with KYC process before December 31, 2011 (KYC status with CVL-KRA as "MF - VERIFIED BY
form / SIP Mandate, the default SIP date shall be treated as 10th as per the frequency defined by the investor. In case the criteria are CVLMF") and not invested in the schemes of Nippon India Mutual Fund i.e not opened a folio earlier, and wishes to invest on
not met the SIP would start on the same date from the next month. Investors should check the same at the Designated Investor or after December 01, 2012, such investors will be required to submit| 'missing/not available' KYC information and complete
Service Centre of Nippon India Mutual Fund before investing. Units will not be created in cases of Non Transaction Day / Holiday in the IPV requirements.
case of Daily SIP. Daily SIP Frequency would not be available in case of Daily IDCW Plans of the Schemes. Updation of 'missing / not available' KYC information along with IPV is currently a one-time requirement and needs to be
(6) For details about the Scheme and its facility please refer the SID, SAI & KIM of the respective schemes / Addendum issued from completed with any one of the mutual funds i.e. need not be done with all the mutual funds where investors have existing
time to time carefully before investing. investments. The said form is available on NIMF's website i.e. https://mf.nipponindiaim.com or on the website of Association of
Mutual Funds in India i.e. www.amfiindia.com or on the website of any authorised KRA's. Once the same is done then the KYC status
(7) In case of three consecutive failures due to insufficient balance in bank account while processing request for SIP, NAM India shall at CVL-KRA will change to 'Verified by CVL KRA' after due verification. In such a scenario, where the KYC status changes to 'Verified
reserve the right to terminate the SIP without any written request from the investor. In the meantime, if any debits for subsequent
by CVL KRA', investors need not submit the 'missing/not available' KYC information to mutual funds again.
installments is effected by banker, then Units would get created for the same.
(22) Communication for the investors: In accordance with Clause 14.4 of SEBI Master Circular dated May 19, 2023 and SEBI Circular no.
(8) SIP Amount: CIR/MRD/DP/31/2014 dated November 12, 2014 the investor whose transaction has been accepted by the NAM India/NIMF shall
SIP Frequency SIP Period Minimum Amount receive a confirmation by way of email and/or SMS within 5 Business Days from the date of receipt of transaction request, same
Minimum 3 months 100 per Instalment and in multiples of Rs.1 thereafter will be sent to the Unit holders registered e-mail address and/or mobile number.
Daily
Minimum 1 month 500 per Instalment and in multiples of Rs.1 thereafter Thereafter, a Consolidated Account Statement ("CAS") shall be issued in line with the following procedure:
Minimum 1 year 100 per Instalment and in multiples of Rs.1 thereafter 1. Consolidation of account statement shall be done on the basis of PAN. In case of multiple holding, it shall be PAN of the first
Weekly holder and pattern of holding.
Minimum 3 months 500 per Instalment and in multiples of Rs.1 thereafter
2. The CAS shall be generated on a monthly basis and shall be issued on or before 10th of the immediately succeeding month
(9) In case an investor wishes to change the bank account details for the existing SIP registered through Auto debit / NACH Debit
to the unit holder(s) in whose folio(s) transaction(s) has/have taken place during the month.
mode, then he has to provide Change of bank details for One Time Bank Mandate. The existing SIP registration will not get
cancelled. The investor has to submit the Change of bank details for One Time Bank Mandate atleast 21 business days prior to the 3. In case there is no transaction in any of the mutual fund folios then CAS detailing holding of investments across all schemes
next SIP Debit date. (Note for Existing Investor : Fill One Time Bank Mandate form ONLY in case of Addition , Modification or Change of of all Mutual Funds will be issued on half yearly basis [at the end of every six months (i.e. September/ March)]
Bank. To know the status of existing OTBM details send SMS to 966 400 1111 by typing “OTBM (space) Last 6 digits of Folio Number”.)
4. Investors having MF investments and holding securities in Demat account shall receive a Consolidated Account Statement
(10) In case the Investor wishes to cancel the One Time Bank Mandate / SIP , Investor will have to submit an One Time Bank Mandate containing details of transactions across all Mutual Fund schemes and securities from the Depository by email / physical
Cancellation Form or SIP cancellation form , at least 10 business days prior to next SIP due date. mode.
(11) Investors may note that all the transactions executed through Invest Easy such as "Online Transactions" (whether on our website or 5. Investors having MF investments and not having Demat account shall receive a Consolidated Account Statement from the
through any other application using the internet) "Transactions through call center", "Transactions through Mobile Phone" or any MF Industry containing details of transactions across all Mutual Fund schemes byemail /physical mode. The word
other facility as offered by NIMF from time to time using the IPIN / One Time Password (OTP) will be considered as transaction 'transaction' shall include purchase, redemption, switch, Payout of Income Distribution cum capital withdrawal option,
through the mentioned broker (ARN) mentioned on this "SIP Enrollment Details" Form. Reinvestment of Income Distribution cum capital withdrawal optio, systematic investment plan, systematic withdrawal
plan and systematic transfer plan transactions. CAS shall not be received by the Unit holders for the folio(s) wherein the
(12) The Broker Code given in this mandate will be applicable for all the transactions done through Invest Easy mode. In case there is a PAN details are not updated. The Unit holders are therefore requested to ensure that the folio(s) are updated with their PAN.
change of Broker Code then the investor are requested to cancel the existing mandate and register a fresh mandate with us. For Micro SIP and Sikkim based investors whose PAN details are not mandatorily required to be updated Account
(13) For Direct Investment Please Mention "Direct in the Column "Name & Broker Code/ARN. Statement will be dispatched by NAM India/NIMF for each calendar month on or before 10th of the immediately succeeding
month.
(14) Investors are required to clearly indicate the plans/options in the application form of the scheme. Investor may note that following
*I/We hereby declare that the particulars given on this mandate are correct and complete. If the transaction is delayed or not effected at all for reasons of incomplete or
incorrect information, I/We would not hold Nippon India Mutual Fund, their representatives, service providers, participating banks & other user institutions responsible. I/We
have read the Terms & Conditions and agree to discharge the responsibility expected of me/us as a participant/s under the scheme. I/We authorize use of above mentioned
contact details for the purpose of this specific mandate instruction processing. I/We hereby confirm adherence to terms on this mandate. I hereby authorize the
representatives of Nippon Life India Asset Management Limited and its Associates to contact me through any mode of communication.This will override registry on DND /
DNDC , as the case may be.
Authorisation to Bank: I/We wish to inform you that I/we have registered with Nippon India Mutual Fund for NACH / Direct Debit through their authorised Service Provider(s)
and representative for my/our payment to the above mentioned beneficiary by debit to my/our above mentioned bank account. For this purpose I/We hereby approve to
raise a debit to my/our above mentioned account with your branch. I/We hereby authorize you to honor all such requests received through to debit my/our account with the
amount requested, for due remittance of the proceeds to the beneficiary.