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Mitchell
Braun Principles of
Heating, Ventilation,
ISBN 978-0-470-62457-9
Equipment
vii
Table of Contents
Fundamentals
1 Introduction to HVAC Systems 1
2.1 Introduction 15
2.2 Introduction to EES 19
2.3 Common Problems Encountered when Using EES 22
2.4 Curve Fitting Using EES 26
2.5 Optimization Using EES 29
2.6 Successful Problem Solving Using EES 31
2.7 Summary 34
Problems 35
3.1 Introduction 39
3.2 Conservation of Mass 39
3.3 Conservation of Energy 41
3.4 Thermodynamic Properties of Pure Substances 43
3.5 Thermodynamic Limits on Performance 45
3.6 Thermodynamic Work Relations for Pure Substances 47
3.7 Thermodynamic Relations for Fluid Flow 48
3.8 Energy Loss Mechanisms in Fluid Flow 54
3.9 Summary 59
Problems 59
4.1 Introduction 61
4.2 Conduction Heat Transfer 61
4.3 Convection Heat Transfer 67
4.4 Thermal Radiation Heat Transfer 76
4.5 Transient Heat Transfer 83
4.6 Combined-Mode Heat Transfer 87
4.7 Summary 92
Problems 92
ix
x Table of Contents
5.1 Introduction 95
5.2 Moist Air Properties 95
5.3 The Psychrometric Chart 102
5.4 The Standard Atmosphere 103
5.5 Determining Psychrometric Properties Using EES 105
5.6 Psychrometric Applications 109
5.7 Heat and Mass Transfer for Air–Water Vapor Mixtures 126
5.8 Summary 132
Problems 133
Equipment
SM 3 Cooling Towers
Supplementary Material
EES Code for Text Chapter Examples
Online Chapters
xv
xvi Online Material
SM 3 Cooling Towers
SM 4.1 Introduction
SM 4.2 Evaporative Coolers
SM 4.3 Spray Dehumifiers
SM 4.4 Evaporative Condensers
SM 4.5 Enthalpy Exchangers
SM 4.6 Summary
SM 4.7 Nomenclature
SM 4.8 References
SM 4.9 Problems
SM 7.1 Introduction
SM 7.2 Thermal Performance of Shell-and-Tube Evaporators
SM 7.3 Thermal Performance of Direct Expansion Cooling Coils
SM 7.4 Heat Transfer Coefficients for Evaporators
SM 7.5 Thermal Performance of Condensers
SM 7.6 Heat Transfer Coefficients for Condensers
SM 7.7 Pressure Drops in Two-Phase Flows
SM 7.8 Summary
SM 7.9 Nomenclature
SM 7.10 References
SM 7.11 Problems
SM 8 Absorption Air-conditioning Systems
SM 8.1 Introduction
SM 8.2 Fundamentals of Absorption
SM 8.3 Performance of a Single Effect Absorption Cycle
SM 8.4 Absorption Machine Configurations
SM 8.5 Summary
SM 8.6 Nomenclature
SM 8.7 References
SM 8.8 Problems
SM 9 Combustion Heating Equipment
SM 9.1 Introduction
SM 9.2 Combustion Processes
SM 9.3 Combustion Reactions
SM 9.4 Use of EES in Combustion Reactions
SM 9.5 Combustion Reactions with Air
SM 9.6 Simplified Model for Overall Furnace Performance
SM 9.7 Seasonal Performance
SM 9.8 Furnace Emissions
SM 9.9 Summary
SM 9.10 Nomenclature
SM 9.11 References
SM 9.12 Problems
SM 10 Economic Evaluation of HVAC Systems
SM 10.1 Introduction
SM 10.2 Costs and Interest Rates
SM 10.3 Life-Cycle Cost Concepts
SM 10.4 Present Worth Factors
SM 10.5 Life-Cycle Cost Formulation
SM 10.6 Costs and Savings Measures
SM 10.7 Importance of Economic Factors
SM 10.8 Summary
SM 10.9 Nomenclature
SM 10.10 References
SM 10.11 Problems
Preface
The career opportunities for engineering students and professionals in the HVAC field lie in many
different areas: architectural and engineering (A&E) firms, equipment manufacturers, control
companies, utilities, and government research institutions. The specific engineering applications
and tools may be very different for each career path, but the fundamental principles associated with
the heating, ventilating; and air conditioning (HVAC) equipment and systems are a common thread.
It is the intent of this book to provide a fundamental basis for launching or enhancing careers in the
HVAC field.
Our goal is to provide the foundational knowledge for the behavior and analysis of HVAC-
related devices and processes. We believe that it is important for engineers to have a basic and
quantitative understanding of the physical phenomena underlying the performance of the compo-
nent or system with which they are concerned. The approach we have taken is to present the
development of performance relations from fundamental thermodynamics, fluid dynamics, and heat
transfer principles. Engineers will then be able to better understand why a device or system responds
as it does and what its limits of performance are. This information will aid them in their design and
equipment operation activities. The HVAC field is broad, and we have attempted, first, to cover most
of the processes that an engineer might come in contact with, and second, to provide tools that allow
the engineer to design or evaluate a new device, system, or process.
We believe that it is also important to state what this text is not intended to do. It does not prepare
the student for immediate design practice. We do not cover the many “canned” programs and
methodologies that are available and used in the profession for specialized design and evaluation
tasks. Rather, we intend that our basic approach will prepare the student to understand what a
software program or a hand calculation method is intended to do and be able to interpret results in a
physically meaningful manner.
There are several features of this book not found in existing texts. The first is the tight
integration of physical descriptions with a software program that allows performance to be directly
calculated. The physical description of each device or system is developed from the basic
engineering equations and carried through to performance. The examples in the text and the
problems at the end of each chapter represent the type of situation that an engineer might face in
practice. The problems are more than exercises and, while each problem is designed to emphasize
the material in that chapter, it often includes basic material from other chapters. We believe these
problems illustrate the complex and integrated nature of an HVAC system or piece of equipment.
Although many software programs are used throughout the industry, and some are available for
class use, our approach is to have students formulate their own solutions rather than use existing
design programs. In this manner they will learn the underlying physics. We have built the problems
and examples around the program EES (Engineering Equation Solver), which is a general-purpose
nonlinear equation solver. An important feature of EES is that thermodynamic and transport
properties are directly integrated into EES, which facilitates the calculation of energy transfers that
involve fluids such as moist air, water, and refrigerants. EES is an interpretive programming
language and the program statements are essentially conventional mathematical statements, which
reduces the problems of learning a new language. Powerful solution techniques are built into EES;
this allows the engineer to focus on the physical description of the problem and not on how to obtain
a numerical solution. By employing EES, much more realistic and complex problems can be
formulated and solved than with hand calculations.
We have presented the examples in the text in terms of EES equations. This is a compact format
that replicates the mathematical development in the text. The same nomenclature and symbols are
used for both mathematical and EES formats. The descriptions of the examples are intended both to
xix
xx Preface
describe the situation in physical variables and to serve as a model for the student in developing the
solution to an end-of-chapter problem.
We have found that the discipline required to formulate a program in EES, debug it, obtain a
solution, and interpret the results carries over into the use of other programs. Although in practice an
engineer may use a program designed for a specific design purpose, the same steps are present. The
engineer still needs to understand the basic ideas and limits of the program being employed.
We have divided the book into four sections that cover the application of engineering principles
to HVAC equipment and systems. The first section, entitled Fundamentals, comprises seven
chapters that present the use of EES, review the relevant thermodynamics, fluid flow, and heat
transfer principles, provide an in-depth study of psychrometrics, cover different types of HVAC
systems and components, and present the criteria for comfort and air quality. The three chapters in
the Building Heating and Cooling Loads section cover weather data processing and the procedures
used to determine the design heating and cooling loads for a building. The section on Equipment
covers systems that transfer energy: air and water distribution systems, heating and cooling coils,
cooling towers, and equipment that supply heating or cooling. The last section on Design and
Control of HVAC Systems covers the seasonal energy use of buildings and equipment, control
techniques, and supervisory control of building operation. The last chapter in the book describes the
HVAC design process and presents the rules of thumb often used in design. Several design problems
typical of those that an engineer might face are included. Our experience is that this broad coverage
coupled with detailed analysis provides a foundation for students entering the HVAC profession.
In addition to the text material, we have developed online chapters (termed Supplemental Material,
SM) on a number of topics that relate to HVAC buildings and equipment but that are not central to the
design of a typical HVAC system. This additional material includes the development of the basic heat
and mass exchange relations as applicable to cooling coils, cooling towers, and similar equipment in
which moisture is removed or added, mechanisms of ice formation in thermal stores, heat transfer
relations for condenser and evaporators, models that yield insight into the performance of compressors
and refrigeration systems, absorption systems, and combustion heating equipment. This material is
included to allow an instructor or a student to explore in depth topics that are not covered in the text.
The book is intended first as the text for students in an HVAC or thermal systems course, and
second as a reference book for practicing engineers who wish to extend or update their knowledge.
To aid the instructor, we have developed a sample syllabus for a one-semester (14-week) course that
provides the broad coverage of HVAC.
SAMPLE SYLLABUS
We are greatly indebted to our colleagues at the University of Wisconsin with whom we have
discussed simulation and modeling both in general and as it relates to HVAC. The late Professor
John (Jack) A. Duffie, Director of the Solar Energy Laboratory, University of Wisconsin, was a role
model in how to approach problems and generate solutions. Professor William A. Beckman and
Sanford A. Klein provided immeasurably valuable advice on modeling systems, and their develop-
ment of EES has let students easily solve complicated problems. John Seem, Johnson Controls Inc.,
reviewed and provided valuable insight on HVAC controls.
ASHRAE has had a large influence on our careers, both through support of projects and
providing us with a forum to present ideas and discuss them with colleagues. Our experience gained
through ASHRAE has hopefully made this text a useful resource for others in the field.
Several colleagues have reviewed the manuscript and given valuable advice on orientation,
style, and content. Agami Reddy, Arizona State University, and Leon Glicksman, MIT, have made
many useful suggestions. Gregor Henze and Michael Brandmuehl, University of Colorado, William
Bahnfleth, Pennsylvania State University, Gren Yuill, University of Nebraska—Lincoln, and Leslie
Norford, MIT, have all provided encouragement for writing this text. Lastly, students in our classes
over the years have provided constructive criticism of much of the material, which has helped us in
the presentation of this important subject.
We would like to thank Linda Ratts, Executive Editor, for her support and encouragement, and
Christopher Teja, Editorial Assistant, and Song Yee Lyn, Assistant Production Editor, for their
diligent attention to production. Their contributions have been essential to bringing this project to
completion.
xxiii
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