IET Electrical Syst in Trans - 2016 - Lehner - Disparity in Initial and Lifetime Parameters of Lithium Ion Cells
IET Electrical Syst in Trans - 2016 - Lehner - Disparity in Initial and Lifetime Parameters of Lithium Ion Cells
ISSN 2042-9738
Disparity in initial and lifetime parameters of Received on 1st March 2015
Revised on 28th September 2015
lithium-ion cells Accepted on 15th November 2015
doi: 10.1049/iet-est.2015.0007
www.ietdl.org
Abstract: Special section ‘Energy storage and electric power sub-systems for advanced vehicles’: Nowadays automotive
battery systems consist of a vast number of lithium (Li)-ion cells in a serial connection. Next to the operation strategy
especially disparities in the performance parameters of the cells at their initial states and during lifetime have therefore
a huge influence on the overall system performance and its lifetime. Opposing that fact the disparity of cells due to
production process and different boundary conditions is mostly neglected in system design. The cells are rather
considered as even according to parameterisation measurements carried out and lifetime experiments of only a few
cells per test condition. This study will show that the diversification of the cells has to be taken into account during
system layout and packaging in order to optimise the lifetime and performance on system level. Moreover, the impact
of the operation strategy on ageing is analysed more in detail and guidelines are given. In these analyses, the study is
based on elaborate laboratory experiments with a high number of Li-ion automotive cells.
1 Introduction out [11]. By varying, for example, the mean state of charge in cyclic
ageing tests, moreover the operational mode can be optimised by
In the recent years, especially automotive applications ranging from adjusting the state of charge (SoC) window, the pack is later on used
hybrid to full electric vehicles have become a promising market for in [12]. Due to the high amount of parameters that in some cases
lithium (Li)-ion batteries [1] as the new European CO2 emission also influence each other, many different test points are needed. Per
regulations in 2015 and 2020 have to be met by the manufacturers test point usually several cells are tested in order to be able to
[2]. In America, the same development can be observed. The average the results and to exclude cells that are differing widely from
strong focus on Li-ion batteries in that sector can be explained by the rest of the tested cells. Further information on the averaging of
the specific demand. Cycle lifetimes of up to 1000 cycles at 80% the measurement behaviour can be found exemplarily in [13]. Ageing
depth-of-discharge (DoD) have to be reached on cell level for full models as presented by Schmalstieg et al. [11] are parameterised with
electric vehicles [1]. Not all battery technologies are able to fulfil the acquired data and can be used in the following to determine the
such desired deep cycles without tremendously enhancing ageing prime battery for a specific application. These models have in
as shown, for example, in [3] for lead-acid batteries. At the same common that all cells within the system are assumed to perform
time a high calendric lifetime is needed as, for example, the equally so that the cell ageing corresponds directly to the system
average vehicle lifetime is ∼12 years nowadays in Germany. lifetime. In system design this leads to a grouping of cells according
Even though the really used driving range is quite low, as for example to their initial capacity, which is often already done by the cell
95% of all single trips are shorter than 42 km in Germany [4] and the manufacturer selling different cell grades according to the respective
average daily driven mileage in the UK even only around 40 km [5], capacity [14]. However, this approach does not meet the actual
range anxiety of the customers is a big issue. This leads to huge conditions. As shown by the authors in [13, 15], the single cells’
battery systems with an energy content of ∼20 (BMW i3)–85 (Tesla ageing differs independently from the initial capacity resulting in a
Model S) kWh. Due to this, the battery will remain the most expensive premature ageing of the overall system in case of a serial connection
component in the vehicle for the next 10–20 years even though the cell of many cells. The analysis of the production variance of 48 Sanyo
prices have been decreasing tremendously in the last years. Forecasts 18650 cells showed a margin of 350 cycles between the best and the
for 2020 estimate Li-ion cell costs for automotive applications to be in worst cells on reaching the end of life (EOL) criteria of 80% of the
the range of only 77 €/kWh (USCAR)–200 €/kWh (Roland Berger) initial capacity. The average achievable cycles until EOL criterion is
[6]. Therefore, it is mandatory to further optimise the total cost of reached are almost 1100. In this around 4% of the tested cells
ownership by enhancing the battery system’s lifetime and usage in showed a considerably faster than average ageing that led to the wide
order to be competitive to internal combustion engine cars. To get the margin. Only one of these worse cells in a pack with a strictly serial
most out of the battery system it is furthermore possible to take second architecture would lead to a give-away of a wide amount of the
use concepts for grid stabilisation (see [7, 8]) into account if the ageing capacity of the rest of the cells and therefore trigger the need to
can be predicted precisely. oversize the system in order to ensure a sufficient driving range over
Due to this, there are various research activities focusing on the lifetime [12]. This effect is even further enhanced by the boundary
ageing effects itself or on developing new materials prone to a high conditions of the cells in the system, for example, by the
amount of cycles as shown exemplarily by the authors in [9, 10]. To unpreventable temperature gradient among the cells during usage.
characterise and benchmark cells time-consuming test matrices are In this paper, the effects of production tolerances are analysed
conducted considering a lot of different parameters such as mean more in detail. Doing so among other experiments with 700
state of charge, temperature and current rate. Considering the ageing automotive cells will be presented considering in particular the
analysis, calendric as well as cyclic ageing tests have to be carried initial state of the cells. In a second part, the impact of worse cells
by the initial capacity of the cells. Hence, grading of the cells by their The shape parameter β describes the failure mode of the battery.
initial capacity as currently done by the manufacturers has only a A shape parameter of 0.5 accounts for infant mortality, for
limited positive influence on the overall lifetime of the system. example, due to poor production. A shape parameter of 1 leads to
This leads nowadays to oversized packs in order to ensure a high a time independent probability (exponential probability) and
enough capacity over the complete product lifetime. Therefore, in therefore represents random failures. Higher shape parameters are
that section the influence of the topology on the statistical product caused by ageing and are therefore of interest in this analysis. The
lifetime shall be analysed. The reliability of Li-ion cells can be scale parameter η accounts for the compression of the time axis
modelled best by a Weibull distribution as proposed in [17, 18]. and gives at the point in time t = η the characteristic lifetime of a
The two-parameter Weibull distribution is a generalisation of the product, which means that 63.2% of the items have failed.
exponential function that enables the description of ageing A typically scaled Weibull plot is given in Fig. 5. An ageing
processes with time variant ageing rates what makes it a good fit behaviour prone to Weibull fitting would result in a linear shape
for batteries. The corresponding failure rate l(t) and the of the measurement values in it, as the y-axis is scaled by ln(ln(1/
cumulative distribution function F(t) can be described by the two 1−y(t)) and the x-axis is plotted logarithmically as well to linearise
formulas it. In the figure, the results of an ageing test with 48 equal cells of
type 18650 are shown. The cells were aged in a temperature
chamber at 25°C and a current rate of 2C with a cycle depth of
b t b−1 60% with a mean SoC of 50%. The ageing experiment resulted in
l(t) = (2)
h h a spread in cyclic lifetime between best and worst cells of 33% of
the mean cyclic lifetime which indicates how strong the deviation
b
is. The black crosses in the figure mark the failure probability
F (t ) = 1 − e−(t/h) (3) calculated of the measurement values by the Bernard’s
n
n
FM (t ) = mi F i ( t ) = mi 1 − e−(t/hi )bi (5)
i=1 i=1
Fig. 5 Comparison of spread on cell level for pre-sorted cells and spread in
Fig. 4 Correlation of initial capacity to weight of the cells modules of 26 cells (all type 18650)
Fig. 8 Lifetime probability for the considered 17 kWh battery system with a
Fig. 6 Cumulative probability of a cyclic ageing experiment with cells of string length of 103 cells for different parallel-series architectures on module
one batch at same test conditions level
experience a higher current during charging. By this it would serial cells. It results in a failure rate of 1.55 · 10−15 for the above
approach the end of charge state sooner than the higher resistive discussed module and therefore almost negligible. Yet, one has to
one resulting ultimately in an increase in current in the cell with bear in mind at the same time that the string capacity is reduced
the higher internal resistance and the higher currents to a further by the capacity of the failed cell. Hence, with each cell failure the
enhancement of the ageing process in all cells. capacity and overall lifetime is reduced tremendously and therefore
To highlight the influence of the parallel-series topology, the a failure of several cells within a module should not happen
simulation for one of the series connections considered in Fig. 7 during real operation. This can also be seen in Fig. 9 showing
was carried out for different parallelisation rates on cell level. As exemplarily the ageing behaviour of one of the modules. At a
most of the common vehicles feature a nominal voltage around remaining capacity of 90% a single cell fault is assumed. This
400 V resulting from a serial connection of around 100 cells, it corresponds to a decline of the module capacity of almost 2%. The
was used as reference scenario (1p103s). The original cell size is further ageing can therefore be assumed to approach as if
50 Ah. Therefore, modules consisting of 2 (25 Ah), 4 (12.5 Ah), 5 the module is already further aged, which is shown by shifting the
(10 Ah), 10 (5 Ah) and 20 (2.5 Ah) cells in parallel were ageing graph further to the left.
considered resulting in the scenarios 2p103s (206 cells with 25 Ah
each), 4p103s (412 cells with 10 Ah each), 5p103s (515 cells with
10 Ah each), 10p103s (1030 cells with 5 Ah each) and 20p103s
(2060 cells with 2.5 Ah each). In Fig. 8, the resulting lifetime
5 Conclusion and outlook
probabilities are given. It is obvious that the higher the
In this paper, the initial electrical tests of a large cell batch were
parallelisation the higher the expectable lifetime will be. While the
statistically evaluated and correlations between internal resistance
completely serial module has a probability of 20% to reach its
and capacity as well as the cell weight and storage voltage were
EOL criteria after ∼4.5 years this is true for the 20p103s module
investigated. This statistical evaluation was enabled by the high
only after 6.3 years. This is caused by the averaging among the
amount of 700 cells in the experiment, which is usually not the
ageing of the single cells within the module making it less likely
case in battery analysis. A slight trend to lower internal resistances
to have a distinctly worse module than the average within the
for cells with higher capacity was found. However, by grouping
string. This can also be seen by the higher steepness of the
the cells in the two clusters it could be shown that there is no
probability curves for a high parallelisation rate.
significant dependence between the two values within the clusters.
Additionally, these parallel modules offer superior reliability as a
It was analysed how this initial spread can be minimised and
single cell fault must not directly lead to a fault of the overall
furthermore the additionally diversification of ageing speed be
module. The impact of these spontaneous failures was so far
minimised on system level. For this, several different options such
neglected in the introduced results and would further add to the
as active balancing or modules of parallel cells were discussed and
likeliness of an early EOL. For single cell failures rates of p = 1
the statistical representation of serial connections was given. It was
ppm (parts per million) can be taken as a realistic assumption
shown that for a reliable system with a satisfying lifetime more
already for faulty production batches as can be seen, for example,
complex topologies as pure series connections are worth a further
by the product recall of Dell in 2006. About 4.1 million notebooks
consideration.
were recalled due to 30 battery incidents [25]. Other sources, such
In the following it is important to widen the data basis for ageing
as [26], claim the failure rate for 18650 cells in general to be in
experiments on system level both on experimental as well as field
the range of 0.2 ppm. Considering the modules of Section 3, a
tests. For different usage scenarios, the impact of the single cell
failure probability on module level can be calculated with this
ageing process should be further investigated and modelled more
failure rate for a single cell failure. The modules are designed for a
profound using distribution functions that were introduced in this
vehicle application with a peak discharge rate of 5.8C on cell
paper. Doing so, especially the more complex topologies
level. However, the cells are able to bear a peak current of 7C for
averaging cells behaviour over several cells in a parallel
5 s. In the application always two of the shown modules are
connection needs to be statistically investigated and further
connected in parallel leading to 52 cells in parallel. However, 44
components and effects need to be included in the considerations.
cells would already be sufficient for the peak pack current.
Therefore, the probability of a total failure on module level can be
calculated by the binomial distribution
6 Acknowledgments
nt
n n −k
P(s) = 1 − p
pk 1 − p p (6) The basis of this work has been performed in the framework of the
k
k=0 research initiative ‘Drive Battery 2015’ funded by the German
Federal Ministry for Economic Affairs and Energy. Responsibility
with nt being the number of tolerable cell faults and np the amount of for the content of this publication lies with the authors.