18_2020_Optimal coordination of directional overcurrent relays in complex
18_2020_Optimal coordination of directional overcurrent relays in complex
Department of Electrical Engineering, Indian Institute of Technology (Indian School of Mines), Dhanbad 826004, Jharkhand, India
Keywords: The modern power distribution networks are very complex due to the growing integration of distributed gen-
Coordination time interval erators in recent years. Optimal coordination of directional overcurrent relays (DOCRs) used for protection of
Directional overcurrent relay coordination such complex networks is a highly constrained and nonlinear optimization problem. In this paper, a new op-
Distribution system timization algorithm called Sine Cosine Algorithm (SCA) is used first time to solve the optimal coordination
Distributed generator
problems of DOCRs. SCA is a recently proposed population-based algorithm used for solving highly nonlinear
Sine cosine algorithm
optimization problems. The cyclic pattern of sine and cosine function allows a solution to be re-positioned
around another solution. This can guarantee exploitation of the space defined between solutions. The effec-
tiveness of SCA in solving the optimal coordination problems of DOCRs is tested on different fault data generated
on 3-bus, 8-bus, 15-bus and 30-bus test systems. The results clearly show that the effectiveness of the proposed
algorithm is superior in reducing the overall operating time of primary relays compared to the recently published
optimization algorithms for DOCRs coordination. Also, the proposed algorithm is robust in maintaining the
coordination between primary and backup relay pairs. Compared to existing optimization algorithms, the pro-
posed algorithm has reduced coordination interval time between primary and backup relay pairs.
⁎
Corresponding author.
E-mail address: [email protected] (K. Sarwagya).
https://doi.org/10.1016/j.epsr.2020.106435
Received 23 November 2019; Received in revised form 2 May 2020; Accepted 28 May 2020
Available online 08 June 2020
0378-7796/ © 2020 Elsevier B.V. All rights reserved.
K. Sarwagya, et al. Electric Power Systems Research 187 (2020) 106435
Table 1
Fault currents seen by primary and backup relays during the occurrence of a
three-phase short circuit fault at the middle of the line.
Primary relay Fault current (A) Backup relay Fault current (A)
1 2075.0 5 400.70
2 1621.7 4 700.64
3 1779.6 1 760.17
4 1911.5 6 622.65
5 1588.5 3 558.13
6 1855.4 2 380.70
Table 2
Fig. 2. Single-line diagram of the 3-bus test system.
CT ratio and pickup tap settings of relays for the 3-bus test system.
Relay no. Pickup tap setting CT ratio
(LP) techniques such as simplex [6], two-phase simplex [7] and dual
simplex [8] are fast and simple. But, the LP based optimization tech- 1 5 300/5
niques are helpful in optimizing the TMS only, as the operating time of 2 1.5 200/5
3 5 200/5
the DOCR is a linear function of TMS. As DOCR coordination is a non-
4 4 300/5
linear optimization problem, non-linear programming (NLP) techniques 5 2 200/5
such as sequential quadratic programming [9], random search tech- 6 2.5 400/5
nique and gradient search technique [10] were also proposed in the
literature to overcome the limitations of LP based techniques. In NLP
based optimization technique, both the PS and TMS of DOCRs are op- premature convergence. Till date, a significant effort has been put by
timized together. The NLP based techniques exhibit superior perfor- the researchers for solving the optimal relay coordination problems of
mance over the LP techniques in solving the DOCR coordination pro- DOCRs. In almost every case the main focus is kept on optimizing the
blem. However, both the conventional optimization techniques can be relay settings such that the total operating time of the relays can be
trapped at the local minima and fail to achieve the global maxima. Also, minimized. However, till date the problem of coordination between
the rate of convergence of such optimization algorithms are slow with relays (primary and backup relay pairs) remain unaddressed. Thus, to
the increase of the system size. fill the research gap, in the present paper both the objectives i.e. opti-
In recent years, several heuristic and nature inspired algorithms mization of relay settings and the coordination between primary and
such as genetic algorithm (GA) [11], GA-NLP [12], seeker algorithm backup relay pairs are simultaneously addressed and reported with
(SA) [13], teaching learning-based optimization [14], informative dif- improved results.
ferential evolution algorithm [15], chaotic differential evolution [16], Recently, a novel population-based optimization algorithm called
artificial bees colony [17], biogeography-based optimization [18], Sine Cosine Algorithm (SCA) is reported in [35] for solving optimiza-
nondominated sorting genetic algorithm-II [19], hybrid gravitational tion problems. The main advantage of SCA is that it smoothly transits
search algorithm and sequential quadratic programming [20], cuckoo from exploration to exploitation using adaptive range in the sine and
search algorithm [21], hybrid particle swarm optimization–gravita- cosine functions. Also, the ranges of sine and cosine functions are up-
tional search algorithm [22], symbiotic organism search [23], modified dated to emphasize exploitation of the search space as the iteration
electromagnetic field optimization [24], fuzzy-GA [25], improved grey counter increases. In this paper, SCA is applied for optimal coordination
wolf optimizer (IGWO) [26], ant-lion optimization [27], firefly algo- of DOCRs. The performance of the proposed algorithm is implemented
rithm [28,29], hybridized whale optimization algorithm (HWOA) [30], on 3-bus, 8-bus, 15-bus and 30-bus test power systems by creating
mixed integer linear programming (MILP) [31,32], modified water three-phase faults at the midpoint of the lines. The performance of the
cycle algorithm [33] and oppositional jaya algorithm [34], have been proposed algorithm is compared with four previously reported im-
applied successfully to solve the optimal coordination problems of portant algorithms (SA [13], IGWO [26], HWOA [30] and MILP [39])
DOCRs. These heuristic and evolutionary optimization techniques have and found to be superior in achieving minimum overall operating time
superior performance in terms of achieving the global optimum com- of relays compared to the existing algorithms. The rest of the paper is
pared to the traditional trial and error, topological and conventional LP organized as follows. In Section 2, the coordination problems of DOCRs
and NLP algorithms. However, most of the heuristic and evolutionary using SCA is formulated. Results and discussions are provided in
algorithms require more computational time and also suffer from Section 3. Finally, the paper is concluded in Section 4.
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K. Sarwagya, et al. Electric Power Systems Research 187 (2020) 106435
Table 3
Result of 3-bus system.
Relay no. Proposed algorithm SA [13] IGWO [26] HWOA [30]
Table 4
Coordination time interval between primary and backup operation.
Relay no. Back up operation Primary operation CTI
tween primary and backup relays must be maintained i.e. backup relay where, Tik is the operation time of ith relay for fault at kth location, IRi, k is
will operate after a certain time delay only when primary relay fails to the fault current observed by relay Ri for fault at location k. PSi is the
operate. Mathematically, the relay characteristics can be expressed as plug setting of relay Ri above which it starts operating and TMSi re-
[14], presents the time multiplier setting of relay Ri. α and β are constants
which vary with the characteristic of the relay. For inverse definite
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K. Sarwagya, et al. Electric Power Systems Research 187 (2020) 106435
Table 5 associated zones. Thus, the objective function (OF) can be expressed as
Simulation result of SCA for 8-bus test system. [13],
Relay no. Proposed algorithm MILP [31] SA [13] HWOA [30] n l
min (OF ) = wik *Tik
TMS PS TMS PS TMS PS TMS PS i=1 k=1 (2)
1 0.1000 2.5 0.0772 2.5 0.113 2.0 0.1 1.25 where, n is the number of relays and l is the fault locations, wik is the
2 0.1000 2.0 0.2548 2.5 0260 2.5 0.5381 1.25 probability of occurrence of fault that may happen in each location of
3 0.1000 2.5 0.2185 2.5 0.225 2.5 0.1 1.25 the protective zones. All of the weights in (2) are considered to be 1
4 0.1421 1.5 0.1531 2.5 0.160 2.5 0.2164 1.25
5 0.1000 2.5 0.0903 2.5 0.1 2.5 0.1 1.25
[18], which means that the probability of occurrence of fault in all
6 0.1000 1.5 0.1506 2.5 0.173 2.5 0.2689 1.25 buses are same.
7 0.1056 1.5 0.2391 2.5 0.243 2.5 0.1 1.25 The second objective is to maintain the coordination between pri-
8 0.1000 2.5 0.1484 2.5 0.170 2.5 1.1 1.25 mary and back relay pairs. If, for any reason, the primary relay fails to
9 0.1000 2.5 0.1473 2.5 0.147 2.5 0.1 1.25
clear a fault within its operating zone, the backup relays must operate
10 0.1000 1.0 0.1759 2.5 0.176 2.5 0.1 1.25
11 0.1241 0.5 0.1869 2.5 0.187 2.5 0.1 1.25 to clear the fault. The time delay after which the backup relay operates
12 0.1000 1.5 0.2664 2.5 0.266 2.5 0.1 1.25 when primary relay fails to operate to clear a fault is known as co-
13 0.1000 2.5 0.0784 2.0 0.114 2.0 0.1 1.25 ordination time interval (CTI) and can be expressed as [10],
14 0.1000 1.5 0.2459 2.5 0.246 2.5 0.1 1.25
Total time 4.4310 8.0061 5.8568 CTI Tjk Tik , i = 1, 2, 3, …..m (3)
(sec) th
where Tjk is the time of operation of j relay which may be the first back
up of ith relay for fault at location k. Typically, the CTI used for elec-
Table 6 tromechanical relays is 0.3 s to 0.4 s, while a CTI in the order of 0.1 s to
CTI verification for 8-bus test system. 0.2 s is used in case of microprocessor based numerical relays [7].
Relay no. Back up operation Primary operation CTI
2.2. Coordination constraints
TMS PS Top TMS PS Top
There are certain bounds on the relay operating time which must be
1 0.1097 2.5 1.5080 0.1000 2.5 0.4087 1.0992 satisfied for proper operation of the relay. The PS and TMS must be
2 0.1485 2.5 0.5738 0.1000 2.0 0.2716 0.3022
3 0.2185 1.5 0.6693 0.1000 2.5 0.3134 0.3558
bounded to operate within the limits.
4 0.1515 2.5 0.7545 0.1421 1.5 0.4130 0.3414
5 0.1000 2.5 1.0065 0.1000 2.5 0.4978 0.5087 2.2.1. Operating time constraints
6 0.1386 2.5 0.5665 0.1000 1.5 0.2402 0.3262 The operating time of a relay depends on the PS, TMS and the fault
7 0.1410 2.5 0.6260 0.1056 1.5 0.2326 0.3933
current seen by the relay. Depending upon the characteristic of the
8 0.1392 2.5 0.5968 0.1000 2.5 0.2950 0.3018
9 0.1545 2.0 0.8262 0.1000 2.5 0.3763 0.4498 relay, operating time is determined via analytic formula or standard
10 0.1155 2.5 0.5610 0.1000 1.0 0.2445 0.3165 inverse curves. Therefore, the limits on relay operating time can be
11 0.1284 2.5 0.6506 0.1241 0.5 0.2446 0.4059 expressed as,
12 0.1470 2.5 0.5548 0.1000 1.5 0.2433 0.3114
13 0.1162 1.5 0.7983 0.1000 2.5 0.4287 0.3696 Tikmin Tik Tikmax , i = 1, 2, 3, …..m (4)
14 0.1169 2.5 0.5217 0.1000 1.5 0.2206 0.3010
where, and Tikmax are the minimum and the maximum operating
Tikmin
times of i relay placed at kth location, respectively.
th
minimum time (IDMT) relay, the values of α and β are 0.02 and 0.14,
respectively [12]. 2.2.2. Plug setting constraints
The first objective of DOCRs coordination problem is to determine The plug setting of the relay should be set such that it should remain
optimal values of PS and TMS such that the total weighted sum of silent during the flow of maximum load current through the feeder, but
operating times of all the primary relays can be minimized at their must operate for faults producing minimum fault current. In order to
fulfil the above requirements the boundaries of plug setting of ith relay
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K. Sarwagya, et al. Electric Power Systems Research 187 (2020) 106435
can be expressed as [15], where, TMSimin and TMSimax are the minimum and the maximum values
of TMS of ith relay, respectively. In this paper, the minimum and
max (PSimin , Iload
max
i)
PSi min (PSimax , I fault
min
i)
, i = 1, 2, 3, …..m (5) maximum values of TMS considered are 0.1 and 1.1, respectively [10].
where, and
PSimin are the minimum available plug setting of ith
max
Iloadi
relay and maximum load current that passes through it, respectively. 2.3. Sine cosine algorithm (SCA) for optimal coordination of DOCRs
Similarly, PSimax and I fault
min
i
are the maximum available plug setting of ith
relay and minimum fault current that passes through it, respectively. The SCA is a unique optimization technique which is inspired from
the basic sinusoidal and co-sinusoidal functions and was first time in-
2.2.3. Time multiplier setting constraints troduced in [35]. The SCA develops a set of random population which
The time multiplier setting also have boundary condition which oscillate inwards or outwards to achieve the best solution using a basic
must be maintained for fast and correct operation of the relay. Relay mathematical approach based on sine-cosine functions. SCA is in-
should not violate the boundary. It should operate between the tegrated with several random variables which are adaptive in nature
minimum and maximum limits of the TMS. Thus, the boundary setting that utilize the exploration and exploitation of search space in a very
of TMS of ith relay can be expressed as, efficient manner. During initial phase, randomness rate of random
variables are high such that favourable area of search space can be
TMSimin TMSi TMSimax , i = 1, 2, 3, …..m (6) detected within the total whole search space. Once exploration of
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K. Sarwagya, et al. Electric Power Systems Research 187 (2020) 106435
Table 7
Simulation result of 15-bus test system.
Relay no. Proposed algorithm IGWO [26] SA [13] SBB [13]
promising region is finished, the randomness rate gets reduced and now exploitation and vice-versa using adaptive variable. Every optimization
random variable changes steadily, such that exploitation of the pro- algorithm must maintain a balance between exploration and exploita-
mising region can take place. The position updating equation for both tion in the given searched space so as to achieve the optimal solution. In
phases can be expressed as [35,36], SCA, adaptive change in the range of sine and cosine function is done
using variable r1 which is governed by (10) and can be represented as in
Xit + 1 = Xit + r1 × sin r2 × r3 Pit Xit (7)
Fig. 1 [35].
Xit + 1 = Xit + r1 × cos r2 × r3 Pit Xit (8) a
r1 = a t
where, th
is the position of the current solution in i dimension at t
Xit th T (10)
iteration, r1, r2 and r3 are random numbers and Pi is the position of the where, T is the maximum number of iterations, a is a constant and t is
destination point in ith dimension. Inserting an additional variable r4 the current iteration.
that varies between 0 and 1 which will shift the search from one phase SCA stores the best solution in a variable as destination point so that
to another. When the value of r4 is less than 0.5, the position of current it will not vanish during the course of optimization and update the next
solution will lie on sine curve while for the value of r4 greater than or position with reference to the destination point.
equal to 0.5 the position of current solution will lie on cosine curve. The
Eqs. (7) and (8) can be written by combining them as,
3. Results and discussion
Xit + r1 × sin r2 × r3 Pit Xit , r4 < 0.5
Xit + 1 = The proposed algorithm is tested on four different test systems; 3-
Xit + r1 × cosr2 × r3 Pit Xit , r4 0.5 (9)
bus, 9-bus, 15-bus and 30-bus systems to validate the optimization
SCA has a great benefit of exploring another search space when the technique. The practicality of the proposed optimization technique in
limiting values of sine or cosine function gets violated whereas when solving DOCRs coordination problem is verified and is compared with
the values lies within the limit then exploitation of that promising re- the recently published results based on SA [13], IGWO [26], HWOA
gion is carried out. SCA enjoys swift shifting from exploration to [30], MILP [31,32], DE [38] and HS [38]. In order to maintain the
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K. Sarwagya, et al. Electric Power Systems Research 187 (2020) 106435
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K. Sarwagya, et al. Electric Power Systems Research 187 (2020) 106435
constraints and in each case backup relay will operate at least 0.3 sec The plug setting of relay varies between 0.5 to 2.5 in steps of 0.5 [13].
after the operating time of primary relay. The convergence character- The optimized values of TMS and PS obtained by the proposed SCA
istic of 8-bus test system is shown in Fig. 5. It can be clearly seen from algorithm for 15-bus test system is shown in Table 7. Results of the
the figure that SCA has high convergence speed and it converges within proposed algorithm are compared with IGWO [26], SA [13] and SBB
18% of the total iteration. Speed of convergence of the proposed al- [13]. As observed from the table, the overall operating time of all the
gorithm for the 8-bus test system is found to be 1.06 sec. primary relays are reduced significantly by the proposed algorithm
compared to the existing methods which is a great achievement of the
3.3. 15- bus test system proposed SCA algorithm.
The CTI constraints have also been verified in Table 8 and CTI is
The 15-bus (B1 to B15) test system consists of seven DGs, twenty one considered as 0.3 sec [13]. It is found that no relay is violating the
lines and forty two DOCRs as shown in Fig. 6. Each DG has a syn- constraints and in each case backup relay will operate at least 0.3 sec
chronous reactance of 15% at 15 MVA and 20 kV ratings. The short after the operating time of primary relay. The convergence character-
circuit capacity of the EG connected in the figure is of 200 MVA [13]. istic of 15-bus test system is shown in Fig. 7. It can be clearly seen from
The system data and CT ratio of each of the relays are same as in [13]. the figure that SCA has high convergence speed and it converges within
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K. Sarwagya, et al. Electric Power Systems Research 187 (2020) 106435
Table 9 Table 10
Simulation result of 30-bus test system. CTI verification for 30-bus test system.
Relay no. Proposed algorithm DE [38] HS [38] Relay no. Back up operation Primary operation CTI
1 0.1658 0.8039 0.1000 1.968 0.1001 2.2823 1 0.1891 2.0117 0.5578 0.1658 0.8039 0.2560 0.3018
2 0.2216 0.5000 0.1000 0.500 0.1001 0.5006 2 0.1924 2.5000 0.9133 0.2216 0.5000 0.5445 0.3688
3 0.1544 2.5000 0.1709 2.500 0.2008 2.0845 3 0.2120 2.500 0.7752 0.1544 2.5000 0.3763 0.3988
4 0.1546 1.2517 0.1370 2.500 0.1534 2.1177 4 0.1993 1.982 0.6753 0.1546 1.2517 0.3666 0.3086
5 0.1000 1.5375 0.1372 2.500 0.1568 2.2603 5 0.1587 1.9044 0.5901 0.1000 1.5375 0.2512 0.3391
6 0.1527 1.6481 0.1455 2.500 0.1618 2.1949 6 0.2389 1.7741 1.0164 0.1527 1.6481 0.6679 0.3485
7 0.2392 2.5000 0.1000 2.163 0.1093 1.9959 7 0.2415 1.9067 1.2346 0.2392 2.5000 0.6730 0.5616
8 0.1924 2.5000 0.1514 2.500 0.1678 2.3441 8 0.1547 1.6971 0.9675 0.1924 2.5000 0.5438 0.4237
9 0.1000 2.5000 0.1000 2.154 0.1001 2.1813 9 0.1698 2.5000 0.5029 0.1000 2.5000 0.1892 0.3137
10 0.1574 1.0153 0.1825 2.500 0.2191 1.9803 10 0.1994 2.4670 0.7031 0.1574 1.0153 0.3992 0.3039
11 0.2724 2.5000 0.1000 0.781 0.1040 0.7300 11 0.2494 2.5000 0.9807 0.2724 2.5000 0.6417 0.3390
12 0.1000 0.9640 0.1000 0.500 0.1001 0.5614 12 0.1692 1.5000 0.5098 0.1000 0.9640 0.1834 0.3264
13 0.1129 0.6363 0.1000 0.554 0.1052 0.5235 13 0.1764 2.5000 0.7264 0.1129 0.6363 0.3856 0.3408
14 0.1000 2.5000 0.1000 0.500 0.1001 0.5003 14 0.2187 2.4553 1.2366 0.1000 2.5000 0.3341 0.9025
15 0.1000 1.8663 0.1654 2.500 0.1832 2.3610 15 0.1239 2.5000 0.7681 0.1000 1.8663 0.4118 0.3563
16 0.1000 2.5000 0.1810 2.500 0.2513 1.5888 16 0.1384 2.5000 0.5187 0.1000 2.5000 0.1727 0.3460
17 0.2204 0.6284 0.1571 2.500 0.1935 2.0471 17 0.166 1.6983 1.3423 0.2204 0.6284 0.5546 0.7877
18 0.1000 2.5000 0.1387 2.500 0.1680 2.0890 18 0.1473 1.7826 0.5438 0.1000 2.5000 0.2380 0.3058
19 0.1037 1.3544 0.1901 2.500 0.2282 2.0034 19 0.1876 2.5000 0.7281 0.1037 1.3544 0.2968 0.4313
20 0.1000 2.5000 0.1924 2.500 0.2260 2.1280 20 0.1000 2.1442 0.7715 0.1000 2.5000 0.2391 0.5325
21 0.1000 1.0114 0.1350 2.500 0.1631 2.0815 21 0.1000 2.0892 1.3542 0.1000 1.0114 0.2013 1.1529
22 0.1170 0.9386 0.1729 2.500 0.2064 2.1890 22 0.1596 2.5000 0.5646 0.1170 0.9386 0.2516 0.3130
23 0.1363 0.9255 0.1602 2.500 0.1889 2.1125 23 0.1685 2.000 0.6814 0.1363 0.9255 0.3168 0.3645
24 0.2008 0.9908 0.2090 2.500 0.2606 1.8900 24 0.2367 1.5000 0.9331 0.2008 0.9908 0.4128 0.5202
25 0.1000 0.5000 0.1510 2.500 0.1656 2.4140 25 0.2693 1.7930 0.9159 0.1000 0.5000 0.2808 0.6350
26 0.1040 2.5000 0.1425 2.500 0.1730 2.1852 26 0.2612 1.9825 0.8814 0.1040 2.5000 0.5129 0.6467
27 0.1000 0.5000 0.1267 2.500 0.1574 1.9668 27 0.2268 2.5000 0.9775 0.1000 0.5000 1.2548 0.3363
28 0.1000 2.5000 0.1730 2.500 0.1903 2.4121 28 0.1595 2.5000 0.9746 0.1000 2.5000 0.3660 0.6086
29 0.1004 1.5589 0.1578 2.500 0.1867 2.1393 29 0.1022 2.0000 0.5707 0.1004 1.5589 0.2180 0.3524
30 0.1354 0.5536 0.1239 2.500 0.1395 2.4161 30 0.1835 2.5000 0.7816 0.1354 0.5536 0.4439 0.3377
31 0.1000 1.8529 0.1000 0.500 0.1000 0.6023 31 0.1284 1.8580 0.5193 0.1000 1.8529 0.1939 0.3254
32 0.1844 0.5000 0.1000 0.500 0.1000 0.7242 32 0.1643 2.5000 0.7773 0.1844 0.5000 0.3694 0.4079
33 0.2823 0.5000 0.1553 2.500 0.1783 2.2162 33 0.2982 2.4522 1.0806 0.2823 0.5000 0.7527 0.3278
34 0.2088 2.5000 0.1389 2.500 0.1689 2.0189 34 0.2052 2.0217 0.7109 0.2088 2.5000 0.3902 0.3207
35 0.2298 0.7827 0.1264 2.500 0.1417 2.3048 35 0.2134 2.5000 1.1106 0.2298 0.7827 0.4619 0.6486
36 0.1000 0.7286 0.1800 2.500 0.1983 2.3581 36 0.1000 2.5000 0.6337 0.1000 0.7286 0.2673 0.3665
37 0.1614 2.5000 0.1000 2.254 0.1000 2.4106 37 0.1821 1.8309 0.7469 0.1614 2.5000 0.4373 0.3096
38 0.1344 1.5262 0.1000 0.500 0.1001 0.6104 38 0.1487 2.5000 0.7734 0.1344 1.5262 0.3946 0.3788
39 0.1000 2.5000 0.1657 2.500 0.1898 2.2205 39 0.1375 2.5000 0.6631 0.1000 2.5000 0.3259 0.3372
Total Time (sec) 14.6863 17.8122 19.2133
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K. Sarwagya, et al. Electric Power Systems Research 187 (2020) 106435
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