FTIR
FTIR
PII: S0141-8130(24)03141-6
DOI: https://doi.org/10.1016/j.ijbiomac.2024.132336
Reference: BIOMAC 132336
Please cite this article as: S.B.H. Hashim, H.E. Tahir, A.A. Mahdi, et al., Fabrication of
biopolymer stabilized microcapsules for enhancing physicochemical stability, antioxidant
and antimicrobial properties of cinnamon essential oil, International Journal of Biological
Macromolecules (2024), https://doi.org/10.1016/j.ijbiomac.2024.132336
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Sulafa B.H. Hashima,b,1*, Haroon Elrasheid Tahira,1, Amer Ali Mahdic, Qais Ali Al-Maqtarid,
Mohammad Rezaul Islam Shishira, Gustav Komla Mahunue, Halah Aalima, Suliman Khana,
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aSchool of Food and Biological Engineering, Jiangsu University, 301 Xuefu Rd., 212013
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bDepartment of Food Technology, Faculty of Agricultural Technology and Fish Sciences,
Hussein Onn Malaysia (UTHM), 86400, Parit Raja, Batu Pahat, Johor, Malaysia.
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e
Department of Food Science & Technology, Faculty of Agriculture, Food and Consumer Sciences,
*Corresponding author. Tel: +86 511 88780174; Fax: +86 511 88780201
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Abstract
The current study entails the encapsulation validity to enclose naturally occurring food
preservatives, such as cinnamon essential oil (CM), within various wall materials. This approach
has demonstrated enhanced encapsulated compounds' stability, efficiency, and bioactivity. The
base carrier system consisted of a solid lipid (Berry wax, RW) individually blended with whey
protein (WYN), maltodextrin (MDN), and gum Arabic (GMC) as wall materials. The resulting
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comprehensively analyzed encapsulation efficiency, morphology, crystallinity, thermal, and
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physiochemical properties. When RW was combined with WYN, MDN, and GMC, the
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microcapsule WYN/RW/CM showed the highest efficiency at 93.4%, while the GMC/RW/CM
exhibited the highest relative crystallinity at 46.54%. Furthermore, the investigation assessed
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storage stability, release of bioactive compounds, and oxidative stability during storage at 4°C/ 25%
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microcapsules, revealing their inhibitory effect against Escherichia coli (gram-negative) and
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highest inhibition activity in both strains, reaching 40mm. This study demonstrates that combining
WYN with RW as a wall material has greater efficiency in encapsulation and potential uses in
Keywords: Cinnamon essential oil; Berry wax; microcapsules; Total phenolic content; Oxidative
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1. Introduction
Cinnamon essential oil (CM) is derived from various parts of Cinnamon cassia, with its
primary active components being cinnamaldehyde and eugenol [1]. Renowned for its broad-
spectrum antibacterial, antioxidant, and medicinal properties, cinnamon essential oil possesses a
insolubility in water has limited its application as a preservative in the therapeutic and food sectors
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[2,3]. Certainly, employing nanoemulsions to enhance the protection and availability of cinnamon
essential oil is a promising technological strategy [4]. Nanoemulsions are created by converting
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larger emulsion droplets into nano-droplets across different phases to enhance physicochemical
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and sensory characteristics. However, there are limitations in the control of bioactivity and short-
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term stability in their free nanoemulsions [5]. To tackle these challenges, encapsulated
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technological approaches following the dry powder form are required to protect and ensure the
targeted delivery of these bioactive compounds at a specific rate, with a longer shelf life than liquid
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formulations, enhanced solubility, ease of handling and transportation, and adaptability with
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essential oils, by entrapping them within capsules or gel matrices made of one or more types of
wall materials and changing them to a solid particle state through freeze-drying [7,8]. Several
factors influence encapsulation properties for sensitive bioactive compounds, including selecting
an appropriate encapsulation strategy, the structural characteristics, and the chemical composition
of the shell material (such as proteins, polysaccharides, and lipids). This process enhances the
longevity of the carrier product/matrix, ensuring the stability and efficacy of the encapsulation of
the core material compounds when they are released into the food matrix [6,9]. Lipid-based
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systems, particularly lipid carriers (solid lipid with liquid lipid), have significant advantages in
strategies, and controlled release upon encapsulation of active components [10–12]. However, it
is essential to note that these systems may exhibit lower solubility in hydrophilic materials. Due
to the challenges related to lipid carrier solubility and other properties, considerable research has
been conducted into developing a new encapsulated material. This investigation entails using lipids
sourced from natural origins as the solid lipid element, which are then blended with established
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wall materials like maltodextrins (MDN), gum Arabic (GMC), and whey protein (WYN). The
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objective is to boost powder recovery, leverage electrostatic attraction, and enhance stability,
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thereby preserving the time-sensitive quality of the active ingredients.
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Natural waxes are solid lipids with varying chemical compositions and are highly crystallized
[13]. The mature fruit of berries yields Berry wax (RW), which has a whitish appearance. Its
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alcohols, and ketones. The RW production range of these compounds is observed to be within the
Berry waxes are known for their physiological effects, including UV-B protection provided by
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phenolic acids and triterpenoids that absorb UV-B light [14,15]. Maltodextrin (MDN), derived
from the partial breakdown of starch, possesses various unique qualities, such as excellent
solubility and low viscosity. However, its slightly diminished emulsifying ability necessitates
combining with other materials to enhance its properties [16]. On the other hand, gum Arabic
(GMC) exhibits reasonable emulsifying properties and provides acceptable protective effects.
Nevertheless, its viscosity becomes a limiting factor at high concentrations, restricting its industrial
applications and making it highly cost-effective [17,18]. Whey Protein Isolate (WYN) is a primary
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byproduct derived from the dairy industry, characterized by its distinctive emulsion properties
attributed to hydrophilic and hydrophobic amino acid constituents. This unique composition makes
WYN an excellent candidate for optimal shell wall materials, particularly for hydrophobic
substances. Nevertheless, the food manufacturing sector faces a substantial need for high powder
This study aimed to assess the process of producing encapsulated cinnamon essential oil by
utilizing berry wax in combination with WYN, MDN, and GMC as wall matrix materials. To the
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best of our knowledge, this specific approach has not been explored previously. Consequently, the
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evaluation considered their physical, morphological, and thermal characteristics. Moreover, the
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study will examine the encapsulation's durability during storage, assess its potential to inhibit
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bacterial growth during storage, and evaluate its potential to inhibit bacterial growth to offer a
2.1. Materials
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The berry wax was purchased from Union Chemical Ind. Co., Ltd. Shanghai, China.
Cinnamon essential oil (CM), GMC (molecular weight of 406.44 kDa and a viscosity of 0.024
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Pa.s.), and ethanol were acquired from Sinopharm Chemical Reagent Co., Ltd. in Shanghai, China.
MDN (molecular weight: 4.34 kDa, viscosity: 0.003 Pa.s.) and WYN (molecular weight: 40.64
kDa, viscosity: 0.006 Pa.s.) were obtained from Shyuanye Co., Ltd. in Shanghai, China.
Escherichia coli (ATCC 11229) and Staphylococcus aureus (ATCC 6538) were acquired from the
Shanghai Bioresource Collection Centre. Plastic Petri dishes were acquired from Sigma Chemical
Co., St. Louis, MO, USA. Trypticase soy broth and Mueller Hinton Agar plates were acquired
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The emulsions were fabricated using a two-step process [11] with some modifications
(Table 1). The aqueous phases were prepared by separately dissolving the polymers (WYN, MDN,
and GMC) in distilled water at 1:2 (w/v). This mixture was continuously stirred overnight at 25°C
to ensure complete hydration. Subsequently, the aqueous phases were homogenized for 15 minutes
at 10,000 rpm (Ultra-Turrax IKA T18, USA). Next, the lipid phase (RW and sunflower oil) with
emulsifier tween 80 (20%) was combined and blended at 70°C until complete dissolution. Then,
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the lipid phases were gradually introduced into the aqueous phases and subjected to mixing using
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a high-speed homogenizer at 10,000 rpm for 15 minutes. The CM essential oil droplets were
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incrementally added to the emulsion mixture and blended for 10 min using the identical high-speed
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homogenizer. Upon completion of the addition process, the emulsions were sonicated at 200w for
5min to obtain homogeneous dispersions. The resultant emulsions were kept at 4 °C until further
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The dynamic light scattering spectroscopy apparatus was carried out using a particle size
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analyzer (Litesizer 500 Nano-ZS, Model BM10) to determine the droplet size (DS), polydispersity
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The freeze-drying process transformed the nanoemulsions into dried microcapsules. The
nanoemulsions were frozen at -18 °C for 48 hours. Subsequently, the frozen emulsions were
freeze-dried (48 h). The microcapsules were then packed in airtight, opaque flacon tubes and stored
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was estimated based on the total phenolic content on the surface and the total oils contained within
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microcapsules
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2.4.2. Moisture content, Water activity, Hygroscopicity, Solubility, and Wettability
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The moisture content of the different microcapsules was evaluated by subjecting them to drying
techniques until a consistent weight was achieved in an oven set at a temperature of 105 °C [22].
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The water activity was determined at 25 °C using an electronic water activity meter [23]. In
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contrast, the solubility percentage was measured following the published procedure of Karrar et
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agitation at a rate of 500 rpm for 4 h. Subsequently, the mixture was centrifuged (3000 rpm for 6
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min), and the resulting supernatant was transferred entirely to a crucible for oven drying at 105 °C
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overnight, and the percentage solubility calculated. The hygroscopicity percentage of the
microcapsules was measured after a 7-day storage period at a relative humidity of 75% using a
saturated sodium chloride solution [24]. The wettability measurement determined the duration
CM microcapsules' bulk, tapped, and particle densities were determined following the
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Flowability and cohesiveness were evaluated based on the microcapsules' bulk and tapping
densities. The calculation of Carr's index (CI) was employed to quantify the flowability, while the
Hausner ratio (HR) was utilized to assess its cohesiveness, as designated by Karrar et al. [20].
2.4.5. Color
The color (lightness, L*), (redness, a*), and (yellowness, b*) characteristics of
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CM2300d, Inc., Japan) as previously described [26].
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2.4.6. Thermal properties of microcapsules
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The thermal analysis of the microcapsules was conducted using a thermogravimetric analyzer
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(TGA, NETZSCH STA 449F3 model) and differential scanning calorimetry (DSC, Universal v3-
9ATA Instrument, New Castle, USA). The analysis was performed carried out at temperatures
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ranging from 50°C to 400°C, with a heating rate of 10°C/min and a nitrogen flow rate of 50
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The crystallinity of the microcapsules was assessed using an X-ray diffractometer (D2
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PHASER, Bruker AXS Co., Ltd., Germany) with scanning angles ranging from 5◦ to 80◦. The X-
ray diffraction patterns were measured using the MDI Jade 6 program, and the relative crystallinity
The morphology of the microcapsules was examined using a scanning electron microscope (S-
4800, Hitachi High Technologies Corporation, Japan). The microcapsules were affixed to stubs
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using double-sided tape, followed by a thin coating of gold deposition under vacuum conditions.
The FTIR spectrophotometer utilized to ascertain the chemical structures of the microcapsules
spectrum mode was detected at wavelengths ranging from 500 to 4000 cm-1 with a resolution of 4
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2.4.10. Storage stability of microcapsules
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The microcapsules were subjected to storage conditions at 4 °C and 25 °C at 25% ± 5% and
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50% ± 5% relative humidity (RH), respectively, for 55 days. At 5-day intervals, the microcapsules
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(1:10 w/v) were dissolved in distillation water and analyzed to determine their stability in terms of
release rate, antioxidant activity %, and total phenolic content. Additionally, the oxidative stability
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of the stored microcapsules was evaluated by determining the peroxide value over the storage
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period.
The TPC of microcapsules was calculated by Al-Maqtari et al. [23]. The findings are presented
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as milligrams of gallic acid equivalents per gram (mg GAE g-1) based on the linear equation gallic
The microcapsule samples' DPPH free radical scavenging capacity was assessed using the
method described by Mahdi et al. [28]. In brief, 3.5 mL of DPPH in a methanol solution (60 μM)
was combined with a suspension of microcapsules (50 μL) and an incubation period of 30 min.
The absorbance of the mixture was measured at a wavelength of 517 nm. The result was then
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The peroxide value of microcapsules was evaluated using the oxidative stability test. The
amounts of lipid hydroperoxides were measured following the technique reported [23]. The final
combination was kept at room temperature for 20 min in the dark, and the absorbance of the
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2.5. Antibacterial Activity Test
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The disk diffusion method was employed to assess the antibacterial efficacy of the
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microcapsules [29] with minor modifications. The antibacterial activity of encapsulates against
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gram-negative Escherichia coli and gram-positive Staphylococcus aureus was tested. Individually,
a 0.5 McFarland standard for each bacterium was prepared and then inoculated onto plates
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containing Mueller-Hinton agar. Using a cork borer, wells with a diameter of 6 mm were created.
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The encapsulated substance was then diluted into three concentrations (2%, 4%, and 8%) using
encapsulated substance was dispensed into each well in triplicate. All plates were incubated at
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37 °C for 24 hours, and the width of the inhibitory zone was measured in millimeters.
The triplicate data from the findings were subjected to statistical analysis using Minitab
software (State College, Pa.). The statistical evaluation was conducted through one-way analysis
0.05.
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The critical parameters utilized to assess the efficacy of the emulsions in encapsulation
were indicated by physical stability measurements [droplet size diameter (DS), polydispersity
index (PDI), and zeta potential (ζ-potential)], as detailed in Table 2. Results showed that the DS
of nanoemulsions ranged from 265 to 456 nm, indicating that the droplets were in the nanosize
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range. Among the nanoemulsions, GMC/RW/CM had the lowest droplet size, while there was no
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reported by Kaliamurthi et al. [5] and Korma et al. [30]. Significant variations in PDI were
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observed among the nanoemulsions. The PDI of the various nanoemulsions followed the order
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MDN/RW/CM > WYN/RW/CM > GMC/RW/CM. This finding illustrates that particles with PDI
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values below 0.5 revealed a consistent and homogeneous distribution within the nanoemulsions.
The stability of the particles against aggregation and precipitation was quantified by the ζ-potential
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of the emulsion, which displayed greater stability values (±30) [26,31]. Nanoemulsions also
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exhibited sufficient negative surface charge, namely -34.57, -27.39, and -23.80 mV, respectively,
repulsion forces in the dispersions, thus confirming their stability properties. These findings align
significant variations (p ≤ 0.05) among the different microcapsules, as shown in Table 3. The
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microcapsules, particularly WYN/RW/CM, are the most efficient in encapsulating the phenolic
compounds present in essential oil. The results were consistent with the findings of Ozdemir et al.
[33], wherein notable alterations in the EE of several microcapsule formulations were seen. The
observed enhancement in the EE of WYN/RW/CM capsules might be due to the solid molecular
interactions between the WYN/RW complex and cinnamon oil phenolics, which is corroborated
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with previous studies [30,34]. In addition, Jain et al. [35] revealed that using longer chain
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triglyceride wall material in lipid encapsulation of β‐carotene confers further benefits. The
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preservation of the core material is contingent upon the kind and quality of the wall material, with
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these factors being the most influential determinants. Furthermore, Aksoylu Özbek & Günç
Ergönül [36] confirmed whether the EE qualities of the core material increased when it was mixed
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The moisture content and water activity are the critical properties of dried microcapsules
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that significantly impact their storage stability. Lower levels of moisture content (2.0-4.0%) and
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water activity (<0.4) are recommended for industrial functional food powders to maintain the
oxidative and microbiological stability of food products [37]. According to Table 3, the various
microcapsules showed low moisture content, which ranged from 2.21% to 2.46%. The study by
Barbosa-Barbosa-Cánovas & Juliano [38] showed that the mentioned food powders fulfilled the
specified criteria. Moreover, Chew et al. [39] discovered that these food powders can be preserved
for extended storage periods. The study demonstrated that the observed values were higher than
the reported result by Fernandes et al. [40] for ginger oil microcapsules, which were within the
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range of 0.88% to 1.76%. The water activity results presented in Table 3 fell within the acceptable
range for encapsulate storage stability. Significant differences (p ≤ 0.05) were observed among the
capsules, except for the MDN/RW/CM and GMC/RW/CM capsules, which exhibited no
significant differences. Notably, the water activity results were lower than those reported [28] for
nanocapsules of various essential oils, ranging from 0.03 to 0.04. Still, they were consistent with
the findings of [39] for microcapsules of refined kenaf seed oil. Fluctuations in encapsulated
moisture content and water activity may stem from various factors, including differences in drying
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duration and techniques, as well as the chemical composition of the wall materials employed.
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Microbiological development is deemed unstable when water activity is reduced to levels below
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0.6, hence promoting physicochemical stability and enabling prolonged storage [39,41].
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3.2.3. Wettability, solubility and hygroscopicity
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The wettability of microcapsules plays a crucial role in determining the time required for
complete wetting when they are dropped into the water at a specific temperature. The wettability
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with MDN/RW/CM demonstrating the minimum wettability time of 10.5 min, followed by
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GMC/RW/CM (12.3 min) and WYN/RW/CM (15.1 min). MDN is more likely hydrophilic, which
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could decrease the wettability of MDN/RW/CM microcapsules. In comparison, the refined kenaf
seed oil range of 6–10 min [19] and the encapsulating citrus reticulata essential oil range of 1.8–
5.08 min [24] had a minimum time wettability. The hydrophobic chain formed by whey proteins,
berry wax, and CM (hydrophobic) may produce the most prolonged wettability periods [42].
Solubility stands as a pivotal quality trait in particle dissolution, frequently employed in food
observed in the solubility values among the microcapsules. The elevated solubility was observed
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lowest value (72.64%). Comparatively, studies [20,39], the microcapsules of gurum seed oil
(86.61–90.90%) and refined kenaf seed oil (85.6–90.2%) were higher than the results examined in
this research.
Hygroscopicity refers to the capacity of microcapsule powder to attract and retain moisture from
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microcapsules when compared to WYN/RW/CM microcapsules, which exhibited a lower level of
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hygroscopicity. The phenomenon of moisture absorption may be ascribed to hydrogen (H2) among
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water constituents and the accessibility of hydroxyl groups found in GMC and MDN [20].
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Nevertheless, the result exhibited a wide range when compared to values (12.05%–14.42%)
reported for mandarin essential oil [24], as well as for coffee oil microcapsules (13.83%–17.73%)
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[43].
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consider when estimating storage packing capacity. Table 3 illustrates the bulk density values of
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microcapsules exhibited a higher bulk density, indicating reduced storage capacity and less air
within the powder. This characteristic plays a vital role in impeding the oxidative degradation of
lipids during prolonged storage periods. The bulk density results of MDN/RW/CM and
GMC/RW/CM are within the range (0.26-0.36 g/cm3) reported by Mahdi et al. [24] and aligned
with the findings of Fernandes et al. [40], who reported a range of 0.27-0.31 g/cm3. The tapped
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revealed the most remarkable value, while the GMC/RW/CM and MDN/RW/CM had the lowest
(Table 3). The observed values were consistent with the tapped densities of ginger essential oil
microcapsules (0.46-0.53 g/cm3) and citrus reticulate essential oil nanocapsules (0.43-0.54 g/cm3)
[24,40]. Similarly, WYN/RW/CM had significantly greater particle density (1.991 g/cm3)
compared to MDN/RW/CM (1.689 g/cm3) and GMC/RW/CM (1.729 g/cm3), surpassing the values
as reported [39,40]. Therefore, it was demonstrated that WYN proved to be the most efficient
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3.2.5. Flowability and cohesiveness
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Flowability and cohesiveness are critical quality criteria for assessing powders' flow
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characteristics. These metrics, namely compressibility index (CI) and Hausner ratio (HR), are
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determined based on measurements of bulk and tapped densities [23]. The CI analysis indicates
microcapsules (Table 3). Nevertheless, a range of values exists, with WYN/RW/CM exhibiting
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the lowest at 23.05%. The HR values (Table 3) demonstrated considerable variation across the
microcapsules, with WYN/RW/CM having the lowest and MDN/RW/CM the highest. Following
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this, it was noted that the flowability in GMC/RW/CM and MDN/RW/CM was "very poor" and
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findings indicated that the WYN/RW combination enhanced flowability compared to the
alternative combination. This improvement may be attributed to the reduced surface interactions
between their particles, WYN and RW/CM, whose propensity to aggregate results in a
hydrophobic chain that hinders powder flow due to the high particle contact surface area. This
condition permits increased cohesion and attrition force, increasing flow resistance [40]. The
outcomes of this study were comparatively inferior to those HR values (1.68–2.99) and CI values
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(40.62–52.04; 40.9–48.9) obtained from the microencapsulation of refined kenaf seed oil and
3.2.6. Color
The color parameters (L*, a*, and b*) of the microcapsule powder are illustrated in Table
3. There were notable variations in the lightness (L*) values of the microcapsules (p ≤ 0.05), with
WYN/RW/CM having the lowest. Conversely, the (a*) value identified a propensity for redness in
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the WYN/RW/CM microcapsules (2.22), whereas the MDN/RW/CM and GMC/RW/CM exhibited
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greenness. Moreover, a significant contrast was noted in the b* parameter among the
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microcapsules. The WYN/RW/CM combination displayed the highest level of yellowness,
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followed by GMC/RW/CM and MDN/RW/CM, with respective values of 39.64, 15.69, and 3.82.
The observed yellowness can be attributed to the influence of the color of the wall materials and
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3.2.7. FT-IR
Figure 1 displays the FT-IR spectra of wall materials (WYN, MDN, GMC, and RW) and
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various microcapsules, describing the possible molecular interactions during the emulsification
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process among the wall materials and CM. RW spectra revealed notable broadband peaks
corresponding to the bending methylene and aliphatic groups (–CH) at 2918 and 2846 cm-1,
respectively. Additionally, the functional groups of the band stretching from carboxylic and
aldehydic acids in wax represented fatty acids at 1740 cm-1, while the bands (–CH2), (–CH3) bend,
and ester band (C–O) at 1378, 1472, and 1180 cm-1, respectively, similar results for natural waxes
was achieved by Hashim et al. [13]. The CM spectra indicated that the observed band peaks of
aromatic composites were linked to stretching vibration at 1672, 1630, 1299, and 1445 cm-1. The
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(C–H) peaks of olefin and benzene rings emerged at 742 and 680 cm-1, respectively, which were
consistent with the results reported by Wei et al. [46] and Barbosa et al. [1]. The GMC spectra
exhibited bands at 3356, 2913, and 1611 cm-1 representing hydroxyl group (O-H), carboxylic
group (C-H) stretching, and N-H bending. Simultaneously, the peak bands at 1416 cm-1 related to
CH3 and C–H bending and C–O stretching peak at 1048 cm-1 [28]. The spectrum of MDN
displayed absorption bands at 3331 cm-1, 2918 cm-1, 1353 cm-1, 1158 cm-1, 1023 cm-1, as well as
(O-H), (C–H), (C=O), (C–O) and (C–O–H) stretching. Similarly, the pyranoid ring has
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wavelengths of 934, 846, and 760 cm-1 [22]. The spectrum for WYN showed stretching vibrations
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of the N–H bond of amide A at 3288 cm-1, the band N–H bending and C–N stretching vibrations
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at 1391 cm-1, and amino groups primary (1632 cm-1) and secondary (1527 cm-1). Therefore, the
bands stretching at 2931cm-1 (C-H) and C–O–C at (1077 cm-1) were reliable by Cassol & Noreña
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[47].
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In the GMC/RW/CM spectrum, it was noted that the broadband in GMC spectra associated
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with stretching vibration hydroxyl groups (–OH) in the range (3012-3566 cm-1) was comprised of
(3039-3560 cm-1) as evidence of molecular interaction with RW and CM. Furthermore, the band
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of the functional groups of carboxylic and aldehydic acids (-C-O) at 1741cm-1 appears to be
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designated for the fatty acid (RW) construction of the microcapsules. Additionally, the aromatic
compounds at the peak adsorption in 1672, 1445, 1299 cm-1, and C–H vibration of the benzene
ring and olefin at 680 cm-1 and 742 cm-1 because of the interaction of hydrogen bonds formed
between GMC/RW and encapsulate the CM. The spectral analysis of the WYN/RW/CM
microcapsules reveals variations in band intensities, indicating interactions between the wall
material (WYN/RW) and CM. The hydroxyl group peak area deformation shifts from 3113–3660
cm-1 in the WYN spectra to 3130-3429 cm-1 in the microcapsules. This shift is attributed to the
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hydrophobic nature of the microcapsules. The 1740 and 1156 cm-1 microcapsule spectra exhibit
characteristic vibrations corresponding to fatty acids and esters. The CM phenol compounds
interacted at 1445, 690, and 739 cm-1 [46]. The spectra of MDN/RW/CM microcapsules revealed
intermolecular interactions between the various components. Notably, the bands at 1740 and 760
cm-1 corresponded to fatty acids, while those at 1681, 1634, and 1681 cm-1 indicated benzene rings
and phenols. Furthermore, the broadband region, including wavenumbers ranging from 2997 to
3566 cm-1, which correspond to the stretching vibrations of hydroxyl groups (-OH), displays a
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distortion, resulting in a shift towards wavenumbers ranging from 3028 to 3566 cm-1.
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3.2.8. Crystallinity
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The XRD technique assesses the degree of crystallinity and amorphousness in various
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microcapsule forms. Figure 2 displays the microcapsule powder's X-ray diffraction (XRD) pattern.
The microcapsules with MDN/RW/CM composition exhibited the lowest relative crystallinity,
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measuring at 34.67%. Following this, the WYN/RW/CM composition had a slightly higher relative
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attributed to their distinct molecular crystallinity structure, wall material composition, and the
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methods employed for processing the interaction of different components, resulting in alterations
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in their diffraction patterns. Crystallinity influences the free volume of barrier permeability in
microcapsules, affecting properties such as wettability and solubility. Moreover, the decline in the
degree of crystallinity results in a reduction in both the energy and temperature required for the
the most significant relative crystallinity at 46.53%. The results indicate that Pulicaria jaubertii
extract microcapsules were within the range of 34.03% to 46.52%, as reported by Al-Maqtari et al.
[23]. However, it is worth noting that the crystallinity of these microcapsules was more remarkable
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compared to the microcapsules (MDN, GMC, and WYN with CM) studied by Mahdi et al. [28],
which had a relative crystallinity of cinnamon essential oil at 28.69%. The degree of crystallinity
has been shown to impact the barrier qualities related to temperature resistance, hygroscopicity,
3.2.9. SEM
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compositions of RW/CM. The microcapsules generally have an irregular particle morphology
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reminiscent of a fractured glass-like structure. This glassy characteristic is probably attributed to
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the milling process conducted after freeze-drying [22]. The WYN/RW/CM formulation exhibited
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lighter shred powder than the other capsules, markedly smooth edges, and a crack-free surface.
The varied groups (hydrophobic and hydrophilic) in the resulting WYN may facilitate the
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dissolution of the RW/CM in the emulsion, forming more uniform microcapsules [4,6]. The
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GMC/RW/CM microcapsules notably exhibited a varied structure with sharp edges and some
smooth surfaces. Conversely, the MDN/RW/CM microcapsule has numerous holes and cracks with
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irregular surfaces. According to [28], the stability of the encapsulated oil is connected to the limit
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Figure 4 depicts the thermograms of TGA and DSC. The TGA findings demonstrated a
disparity in thermal stability among the various microcapsules, which may be due to the thermal
properties of the polymer used. Two distinct thermal change patterns exhibited encapsulated
behavior based on the TGA curves. The first trend corresponded to moisture loss, while the second
trend indicated the loss of volatiles and other components. Furthermore, the remaining mass
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31.21%, and 37.78%, respectively. Studies by Mohammed et al. and Yang et al. [22,49] reported
the same trend for Citrus aurantium and pepper seed oil microcapsules. In addition, GMC/RW/CM,
MDN/RW/CM, and WYN/RW/CM experienced mass losses of 6.5%, 3.24%, and 3.21%,
respectively, when subjected to a temperature of 100 °C. The findings indicate that CM
microcapsules can be utilized in food products that undergoing pasteurization and sterilization
processes. This is supported by an earlier report that there was no significant weight loss (mass
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loss < 5%) observed at a temperature of 100 °C [24,33]. However, the GMC/RW/CM capsule
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exceeds a mass loss of 5%, perhaps indicating a correlation with factors such as the speed and
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length of material emulsion homogenization, the ratio of core-to-wall material, and the
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temperatures utilized during freeze-drying.
The DSC thermograms may exhibit three primary thermal transitions- a glass transition
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associated with the amorphous phase, a melting transition attributed to the crystalline phase, and
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a transition resulting from crystallization. The DSC thermograms of the various microcapsules
displayed exothermic peaks within the temperature ranges of (36.6 °C–188.9 °C), (57.3 °C–
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172.8 °C), and (32.02 °C–212.26 °C), which corresponded to the amorphous fraction of the
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microcapsules. Additionally, endothermic peaks were observed within the temperature ranges of
(262.9 °C–343.9 °C), (203.05 °C –306.18 °C), and (224.91°C–355.07 °C), indicating the transition
from the melting crystalline fraction associated with the GMC/RW/CM, MDN/RW/CM, and
[33] and Yang et al. [49]. Thus, it was discovered that the microcapsules displayed varying forms,
architectures, and molecular weights. The DSC study revealed that the glass transition temperature
(Tg) of the different microcapsule formulations had the lowest value of GMC/RW/CM (73.6 °C),
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followed by MDN/RW/CM (87.5 °C) and the highest value of WYN/RW/CM (96.2 °C). These
results indicate that utilizing RW increased thermal stability. Furthermore, Tg represents a critical
signifies that molecules cannot move at temperatures lower than Tg, transforming polymers into a
glassy and rigid state. Thermally stable materials generate more stable particles throughout
processing, minimizing their interactions with external factors and, more critically, during storage
[22]. Tg temperature levels above 22–28 °C, according to Ozdemir et al. [33], are crucial for
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retaining powder uniformity and quality throughout storage.
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3.3. Storage stability of microcapsules
4 °C and 25 °C, which indirectly defines the percentage of TPC in the capsules during storage
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(Figure 5. A, B). Before the release study, it was observed that the quantity of TPC in the
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microcapsules significantly varied, with 31.18 mg GAE g-1 in WYN/RW/CM, 30.67 mg GAE g-1
in GMC/RW/CM, and 24.21 mg GAE g-1 in MDN/RW/CM (Table 3). The findings of this study
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considerable enhancement in phenolic chemical binding, which is consistent with the EE results.
Numerous studies have verified that WYN is a promising wall material that can facilitate the
binding of phenolic compounds in its chemical structure, thereby enhancing their stability [28,50].
During storage, there were noteworthy changes in the release of TPC from various CM
microcapsules at 4 °C and 25 °C. This release gradually increased with time, as illustrated in Figure
5. A, B. After 55 days at 4 °C, the highest release was observed with MDN/RW/CM (70.84%),
next GMC/RW/CM (62.65%), with the lowest release occurring in the case of WYN/RW/CM
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(47.48%). Likewise, at 25 °C after the same duration, MDN/RW/CM exhibited the highest release
(100%), followed by GMC/RW/CM (93.19%), while WYN/RW/CM had the lowest release
(75.53%). The results indicated that WYN/RW/CM was the most efficient carrier system for
and 25 °C. Furthermore, it was observed that samples stored at a lower temperature (4 °C) delayed
the release of TPC from capsules than those stored at 25 °C. The polymeric structure of wall
materials and their proper combinations in the capsules might be crucial role in controlling the
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release or preserving the TPC over the storage period.
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The study conducted by Al-Maqtari et al. [23] indicated that the effective slow-release
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characteristic of microcapsules is strongly associated with their uniform construction of materials.
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These factors are instrumental in regulating the release of bioactive compounds, as evidenced by
a 28-day storage study conducted at various temperatures. The research observed that the
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maximum release of these compounds was below 40%, which aligns with the findings of Kenari
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et al. [51], who investigated the release of TPC over 60 days and detected a similar trend with a
release rate of approximately 50%. In both cases, the controlled release of bioactive compounds
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The changes in the antioxidant activity of microcapsules were investigated throughout the
storage period of 55 days at temperatures of 4 °C and 25 °C (Figure 5C, D). According to Table 3,
the WYN/RW/CM microcapsules had a maximum DPPH free radical inhibition percentage
(86.96%), followed by the GMC/RW/CM (83.47%) and MDN/RW/CM (80.41%). The storage
study results showed that the MDN/RW/CM microcapsules exhibited a greater level of antioxidant
activity than other microcapsules after the first 5-day of storage at 4 °C and 25 °C, with values of
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3.74% and 6.3%, respectively. While the GMC/RW/CM microcapsules showed antioxidant
activity of 2.8% and 4.9% at the respective temperatures, and the WYN/RW/CM microcapsules
exhibited the lowest release level of antioxidant activity, with values of 1.9% and 3.5% at 4 °C and
25 °C, respectively. As storage time increased, the antioxidant activity of CM capsules gradually
increased. After 55 days of storage, the MDN/RW/CM microcapsules exhibited more significant
free radical scavenging activity of 63.9% and 82.29% at 4 °C and 25 °C, respectively. While, the
GMC/RW/CM microcapsules revealed antioxidant activity of 54.36% and 70.48%, and the
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WYN/RW/CM microcapsules displayed 51.9% and 66.3% at 4 °C and 25 °C, respectively. Similar
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to the TPC results, storage temperature had a significant effect on antioxidant activity. Studies
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verified that antioxidant activity is correlated with the presence of antioxidant molecules that can
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scavenge free radicals. Since several phenolics are potent antioxidants (e.g., gallic acid), their
release from the microcapsules might enhance the antioxidant activity. Studies also support that, a
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more significant release of antioxidant phenolics from capsules may increase the level of
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gradually revealed depending on the phenolic release profile. The observed phenomenon could be
attributed to the combination of WYN and RW, which resulted in enhanced homogeneity of
emulsion interactions involving the hydrophobic compounds [15,27] present in both materials.
This interaction led to forming a thicker wall surrounding the active substances [52], reducing the
active compound release rate compared to the GMC and MDN. However, the effectiveness and
stability of encapsulated materials are governed by several aspects, among which the porosity
structure plays a significant role. The porous structure of microcapsules allows for the quicker
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penetration of oxygen through the matrix, leading to chemical oxidation and consequently, a more
during the storage of 55 days at 4 °C and 25 °C. At the start of the study (0 days), the composition
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levels were 0.239 mM, 0.267 mM, and 0.213 mM for the MDN/RW/CM, GMC/RW/CM, and
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WYN/RW/CM microcapsules, respectively. MDN/RW/CM microcapsule showed the lowest
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oxidative stability without substantially distinct changes compared to the other microcapsules. The
results also demonstrated that combining WYN and RW in the microcapsules improved the
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oxidative stability of CM. These results were consistent with whey protein isolate-based
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formulations that had more excellent oxidative stability than gum Arabic and maltodextrin-based
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formulations [24,53]. Furthermore, the results demonstrated that temperatures influenced CM's
oxidative stability. When CM formulations were kept at 4 °C, oxidative degradation was lower
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Mohammed et al. [22] demonstrated that temperature plays a crucial role in influencing the
oxidative stability of microcapsules. Their study revealed that microcapsules stored at 5°C
demonstrated superior oxidative stability compared to those stored at 50°C. Additionally, these
exhibiting lower efficiency tended to display diminished stability. Additionally, the findings
emphasized that combining various wall materials in the formulation led to superior encapsulation
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significantly enhanced the core materials' oxidative stability, with the most substantial
antibacterial activity of diverse microcapsules at varying concentrations (2%, 4%, and 8%)
targeting S. aureus and E. coli are shown in Fig. 7A, B, and C. Overall, the results indicated
significantly enhanced antibacterial activity of the microcapsules against both S. aureus and E.
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coli, and the inhibition capacity increased with increasing concentration. The findings indicated
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that among the formulations examined, WYN/RW/CM had the most notable effect on the assessed
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bacteria. WYN/RW/CM (8%) achieved the most significant inhibition zones, measuring 40.5 mm
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and 41.4 mm against S. aureus and E. coli, respectively. Barbosa et al. [1] found a comparable
outcome, noting that the cinnamon capsules demonstrated inhibitory halos spanning
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López-Miranda et al. [54], where they noted increased antimicrobial effectiveness against E. coli
and S. aureus by encapsulating the carvacrol and thymol. Furthermore, Gottardo et al. [29]
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illustrated that combining equal proportions of the essential oils of oregano and cinnamon led to a
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attributed to their capacity to permeate the cell wall, disrupt the cytoplasmic membrane of
microorganisms, and release intracellular components [23]. However, the findings of this study
suggest that these capsules hold significant potential as additives to combat common
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4. Conclusion
In conclusion, the stability and bioactivity efficiency of the CM core material was significantly
enhanced by encapsulating it with various wall materials, including berry wax, combined with
individual materials (WYN, MDN, and GMC). This encapsulation technique considerably
increased the efficiency, improving the material's physicochemical properties and thermal stability.
Additionally, it facilitated the controlled release of bioactive substances from the microcapsules,
especially under storage conditions at 4 °C and 25 °C. The noteworthy advancements achieved
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with the combined WYN/RW encapsulation strategy hold promise for optimizing the utilization
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of sensitive bioactive substances like essential oils. To maximize their utilization, further studies
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should investigate the efficiency of this proven combination (WYN/RW) as a wall material for
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encapsulating other bioactive compounds.
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analysis. Gustav Komla Mahunu: Writing – review & editing. Xiaodong Zhai: Formal analysis.
Halah Aalim: Visualization, Investigation. Suliman Khan: Writing – review & editing. Zou
Xiaobo: Validation, Resources, Data curation, Funding acquisition. Shi Jiyong: Validation,
The authors declare that they have no known competing financial interests or personal
relationships that could have appeared to influence the work reported in this paper.
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Data availability
Acknowledgments
This work was supported by the National Key Research and Development Program of
China (Grant No. 2022YFD2100603); the National Natural Science Foundation of China (Grant
No. 32350410402, 32272407); the Natural Science Foundation of Jiangsu Province (Grant No.
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Appointed Professor (Grant No. 202074); Priority Academic Program Development of Jiangsu
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Higher Education Institutions (PAPD).
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https://doi.org/10.1007/s11694-020-00528-8.
[52] N. Kanha, S. Surawang, P. Pitchakarn, T. Laokuldilok, Microencapsulation of copigmented
anthocyanins using double emulsion followed by complex coacervation: Preparation,
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activity of encapsulated carvacrol and thymol, J. Sci. Food Agric. 101 (2021) 3827–3835.
https://doi.org/https://doi.org/10.1002/jsfa.11017.
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Conflict of Interest
Sulafa B.H. Hashim declares that she has no conflict of interest. Haroon Elrasheid Tahir declares
that he has no conflict of interest. Shi Jiyong declares that he has no conflict of interest. Zou Xiaobo
declares that he has no conflict of interest. Amer Ali Mahdi declares that she has no conflict of
interest. Qais Ali Al-Maqtari declares that she has no conflict of interest. Mohammad Rezaul Islam
Shishir declares that he has no conflict of interest. Xiaodong Zhai declares that he has no conflict
of interest. Gustav Komla Mahunu declares that she has no conflict of interest. Halah Aalim
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declares that she has no conflict of interest. Suliman Khan declares that he has no conflict of
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interest.
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Graphic Abstract
Figure. 1. FTIR spectra of cinnamon essential oil (CM), berry wax (RW), gum Arabic (GMC),
maltodextrin (MDN), whey protein (WYN), and the microocapsules.
Figure 2. Relative crystallinity (%) of various microcapsules prepared with different wall
materials.
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Figure 3. Morphology of the various microocapsules with different wall materials by scanning
electron microscopy (SEM).
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Figure 4. TGA and DSC curves of the various microcapsules.
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Figure. 5. (A) TPC at 4 °C, (B) TPC at 25 °C, (C) Antioxidant at 4°C, (D) Antioxidant at 25 °C,
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various microcapsules prepared with different wall materials during storage days. Different upper-
case letters (A, B, and C) indicate significant differences (P ≤ 0.05) between the various
microcapsule at the same time, and lower-case letters (a–l) indicate significant differences between
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prepared with different wall materials during storage days. Different upper-case letters (A, B, and
C) indicate significant differences (P ≤ 0.05) between the various microcapsules at the same time,
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and lower-case letters (a–l) indicate significant differences between the same microcapsule at
various times.
Figure.7. Inhibition zone at different concentrations (2%, 4%, and 8%) of microcapsules against
(A) E. coli, (B) S. aureus, and (C) antimicrobial inhibition zones at an 8% concentration of
microcapsules. Different upper-case letters (A, B, and C) indicate significant differences (P ≤ 0.05)
between the various microcapsules at the same time, and lower-case letters (a–c) indicate
significant differences between the same microcapsule at various times.
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WYN/RW/CM 15 300 6
MDN/RW/CM 15 300 6
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GMC/RW/CM 15 300 6
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Table 2. Droplet Size diameter, polydispersity index (PDI), and Zeta -potential of various materials in fresh emulsions
The data are shown as the mean ± SD (n = 3). In the same column, the different letters indicate that the
data is significantly different (p ≤ 0.05).
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Wettability (min) 15.12 ± 0.18a 10.46 ± 0.09c 12.34 ± 0.08b
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Solubility (%) 72.64 ± 1.77c 78.41 ± 1.71b 78.41 ± 1.70b
Color parameters
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TPC (mg GAE g-1capsules) 31.18 ± 0.21a 24.21 ± 0.01c 30.67 ± 0.01b
The data are shown as the mean ± SD (n = 3). In the same raw, the different letters indicate that the data is
significantly different (p ≤ 0.05).
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Highlights:
- Cinnamon oil is encapsulated in berry wax with various wall material formulas.
- Release stability and lipid oxidation were conducted at 4 °C and 25 °C for 55 days.
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