Cognitive Poetics
Cognitive Poetics
Cognitive Poetics
Ellen Spolsky
Subject: Literary Theory Online Publication Date: Jun 2020
DOI: 10.1093/acrefore/9780190201098.013.968
Northrup Frye expressed a scholarly impatience with what seemed to him the inconse
quentiality of literary study, asking if criticism might provide “a coordinating principle, a
central hypothesis, which, like the theory of evolution in biology, will see the phenomena
it deals with as parts of a whole" (1957). Cognitive literary theory did not actually answer
to Frye’s scientism until almost fifty years later, and when it did, it moved quickly in many
directions. But it did not (and still has not) coalesced into a unified theory. The vigor and
excitement of the field derive from its openness to many different areas of brain science,
the wide reach of its attention to so many varieties of works of imagination—their produc
tion, their reception, and their history— and its resistance to a centralizing dogma. In her
introduction to the Oxford Handbook of Cognitive Literary Studies, Lisa Zunshine, scholar
in the field and its best historian, describes cognitive literary critics as working “not to
ward consilience with science but toward a richer engagement with a variety of theoreti
cal paradigms in literary and cultural studies" (2015). Scholars from most traditional hu
manities fields: philosophers (both analytical and phenomenological and philosophers of
mind and of language), cultural, literary, and art historians, literary critics and linguists,
for example, and social scientists as well (anthropologists, archaeologists, and etholo
gists), have found the various fields of brain science to offer new perspectives on some
persistent questions. Studies by developmental psychologists have made major contribu
tions. And as brain imaging has become more powerful and widely used, the hypotheses
of neurophysiologists and neurobiologists have come into the picture. Evolutionary biolo
gy has made perhaps the largest contribution by providing the overriding argument in the
field—namely that human potential, individual behavior, and group dynamics can be stud
ied as emerging phenomena. This begins with bodies that have over the millennia grown
into worlds in which competition and cooperation have built and continue to build cultur
al life.
Keywords: fiction, embodiment, fit, relationality, social contracts, mirror neurons, evolution of culture, play, Theo
ry of Mind, genres
Play has at least as many meanings as Wittgenstein found for games, but playing around
excludes some of them. Playing around is spontaneous and not strongly goal directed, if
at all. It doesn’t require concentration and is relatively stress free. One might play around
with a small unfamiliar object but playing around does not need an object; it can be day-
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dreaming, or mind-wandering.1 While in the playing around mode, one might be cheerful
or just calm, waiting for something unknown but unthreatening to reveal itself. In part be
cause playing around seems to be only weakly restrained, intrinsically satisfying, and re
quiring no external reward to motivate it, it has long been thought to describe the experi
ence of the pleasure derived from the arts as entertainment. An analogy with the
ephemerality of pleasure, however, should not distract from ongoing attempts in biology,
social science, and the humanities to account for the enduring value of play and art. The
question is still alive: when we play with fictions what work is done that can explain its
ubiquity in a world where human survival and flourishing is not child’s play?
Cognitive literary scholars, from evolutionary and biological perspectives, have been ask
ing what it is about the many forms of creative acts that would have made them worth the
expenditure of energy and attention of artists audiences in early human history. Wouldn’t
it have been better to study which mushrooms are poisonous than to chant and dance, re
late the adventures of impossible monsters, contrive rhymes, or paint faces? There must
have been a trade-off between calories spent for survival, such as in hunting, and those
invested in playing around. How is playing expedient action? Where is its value?2
Anthropologists talk about the four f’s—feeding, fighting, fleeing, and mating.
Scherazade’s contrivance suggests a fifth f: survival by fiction (i.e., storytelling). The
king, like the rest of us, wants to know what happens next. The argument here is that hu
man survival indeed feeds on our hunger for prediction, and that the kinds of playing
around that produce and consume works of art and fiction are part of the unremitting ef
fort to find the needed nourishment. If creating and audiencing fictions and arts are uni
versal, it has to be because somehow they are no less self-preserving than eating or rais
ing an arm to ward off a blow.3 Although the rules for deriving usable truths in and from
fictions are always culturally specific, everyone does it. All groups produce, appreciate,
and encourage members to infer meaning from a variety of forms of elaborated activities
such as narrating, dancing, or painting. Everywhere, the performances of art form a con
tinuum with the rest of life; works of imagination rely on the same human brain, the same
neuronal powers that subserve the other aspects of cognition, all having evolved to pre
pare people for future action by predicting what will be needed. Converging theoretical
claims and empirical evidence are beginning to demonstrate how fiction boosts the
prospects of survival by prediction. And it is the freedom of playing around that under
writes its predictive power.
In their search for evidence that creative texts can indeed make a difference to the sur
vival of individuals and groups, cognitive literary scholars have taken a range of interdis
ciplinary paths. Liza Zunshine’s Oxford Handbook of Cognitive Literary Studies is a good
survey of many of these.4 Although they take many directions, all share a commitment to
the recognition of the embodiment of cognition.5 With some variation, we use the concept
of embodiment and the complementary notion of fit as we try to articulate what it is about
fiction that warrants a claim for its value beyond its evanescent pleasure. In this, cogni
tive literary theorists join other students of culture in recognizing that early singers of
tales were acting; that is, they were using their bodies, including the body parts inside
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the skull just as hunters, sculptors, and drummers would. Mark Johnson describes the
linkage:
In order to have human meaning, you need a human brain, operating in a living
body, continually interacting with a human environment that is at once physical,
social, and cultural. Take away any one of these three dimensions, and you lose
the possibility of meaning: no brain, no meaning; no body, no meaning; no environ
ment, no meaning.6
Assuming this dynamic and multidirectional interchange, cognitive literary theorists rec
ognize what Susan Oyama calls the process of “constructivist interactionism.”7 People
have evolved their many cultures in a dynamic of need and possibility. Human life is not
unidirectionally reactive but circularly regenerative. Homeostatic processes sense imbal
ances, make repairs, and improvise adaptive improvements—stopping only at death.
Literature and the plastic arts play out in similar circularity, according to genre contracts
that evolve within groups. Since meaning must be shared to be functional, the rules that
guide the production and understanding of creative work are constructed and revised by
communal and public negotiation. People not only infer, or symbolize, not only make infer
ences and understand indirection, they also communicate inferences and inscribe them
for others and for future others to consider. Meaning relations that are given material
form as sentences, laws, rituals, equations, poems, and pictures are available for our con
tinued consideration, and also to others, for reflection, elaboration, and revision. There is
no need to start from scratch; in every generation, speaking and writing, we build texts
and pictures into libraries and museums that in turn encourage the production of more
texts and pictures. Here is Andy Clark, describing the compounding interest of cultural
cognitive achievement:
Courtesy of all that material public vehicling in spoken words, written texts, diagrams,
and pictures, our best predictive models of the world (unlike those of other creatures)
have thus become stable, reinspectable objects apt for public critique and systematic,
multi-agent, multi-generational test and refinement.8
But embodiment is also vulnerability. Human survival depends on fitting within a common
environment no less than animal survival does. Herbert Spencer was the first to use the
phrase, “survival of the fittest,” to describe Darwin’s theory of natural selection.9 A
longer formulation is now required: The evolutionary success of a group depends on its
being able to learn to cooperate sufficiently so as to manage its environment and to adapt
as it changes. And the group must pass on that knowledge. Humans have evolved, in
short, to build and live in cultures.10 Kin groups build these cultures, over time, as a set
of mostly unarticulated agreements that guide expectations and beliefs.
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J. L. Austin used the adjectives “felicitous” and “infelicitous” rather than true or false to
describe the distinction most important to cooperative conversation.14 Speech acts are fe
licitous within the context and among the speakers for whom the conventions of language
provide support. They are meaningful as they are situated and only as such can they be
judged as cooperative, appropriate, and effective (or not). In the face of this apparent
abandonment of truth, some literary scholars argued that a turn to empirical science
would strengthen the claims of literary studies to be a serious business.15 This claim,
however, is undermined by the scientists themselves who have been uncovering and de
scribing the importance of fit to function in context. Biology, neurobiology, and the vari
ous branches of psychology that depend on them, have been demonstrating the many
ways in which life sustains itself through the play of interrelationality.
Fitting in for survival emerges as error tolerance and correctability. Organisms must be
able to recognize a problem and adapt, to separate what is important in the context from
what is not; then they must act to influence the environment. Using its own processes to
survive and reproduce, life is an open and an ecological system, able to make use of what
is outside itself. Success is optimal fit, often achieved as a result of serendipitous random
mutation or play.16 At all levels of description, living communities thrive when playing
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around is allowed to produce just what’s needed to encourage the emergence of a config
uration that can critique and enhance current understanding and practice. The claim,
then, for the theoretical power of a biological understanding of the notion of embodiment
and fit within a cognitive literary criticism is that it answers the worry that skepticism
closes down inquiry by displaying the value of ambiguity. The abstract uncertainty of lan
guage, including the language of science and philosophy, is shown to emerge from a bio
logical grounding that, at many levels, keeps life going under both constructivist and de
constructionist descriptions by being open to corrective, adaptive, re-use. Furthermore,
the claim goes both ways. The recognition of the part that imaginative, indeed fictional,
work contributes to the stability of social groups and to the group’s ability to adapt to
changing circumstances contributes a human perspective to the biological and social sci
entific view of cultural life. Cognitive literary theorists are working to make these various
levels of investigation fit together. Recognizing our overwhelming need for reliable ac
counts of the future, brain scientists have caught up with the poet, Sir Philip Sidney, who
begins his Arcadia of 1580 describing his protagonist, Basilius, as vainly “desirous to
know the certainty of things to come, wherein there is nothing so certain as our continual
uncertainty.”17 We have been learning that the brain itself not only affords but guarantees
the cognitive creativity of prediction out of the uncertainty that Basilius bemoans. We
now call it serendipitous plasticity and recognize its connection to play.18
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view, keeps the players in practice, ready to hone predictive powers and make apposite
adjustments.
That the tellers of tales felt the need to remind their audiences that even an apparently
fantastic story can be fruitful is itself evidence that fictions do not immediately speak for
themselves. To put it sternly: if you want results, do some work. Conclusions reached are
not tightly restrained. Chaucer’s audiences hear three different morals following the
same events: one each from the Nun’s Priest, the fox, and Chauntecleer the cock.24
More recently, Elena Ferrante reminds her readers of the need to play. In the first of her
Neapolitan quartet, My Brilliant Friend, the narrator describes her own process of learn
ing how stories work via the history of her friendship with Lila, joint protagonist, from the
time they were both children playing with dolls.25 In the first pages, she asserts that now
at the age of sixty-six she will tell “all the details of our story.” By the end of the fourth
book, The Story of the Lost Child, she has indeed told her story of becoming a writer. She
begins the last of the four books reiterating her hope that writing will bring clarity. “I
want to seek on the page a balance between her and me that in life I couldn’t find even
between myself and me.”26 By the end, she has, finally, found an image that makes the
story reflect on its own work. Her narrator-protagonist has just received in the mail,
anonymously, a package containing the two small dolls that had been hers and Lila’s—the
same dolls that were lost down a cellar grate early in their story.
I examined the two dolls carefully, I smelled the odor of mold, I arranged them against
the spines of my books. Seeing how cheap and ugly they were I felt confused. Unlike sto
ries, real life, when it has passed, inclines toward obscurity, not clarity.27
In these last sentences she acknowledges the precariousness of the work of fiction.
Throughout, she has explicitly illustrated the importance of books and their power to
change the direction of individual lives: school books, library books, books lent or even
written by adults in their world, newspapers, periodicals, and also a story written by Lila
as a schoolgirl, which is valued differently by different characters. Not just the books but
literacy itself has helped her recover from her early painful childhood, as represented by
the disappearance of the dolls. Experienced readers of fiction recognize the power of
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closing lines as an author’s last offer of “moralite.” The recovered dolls, once beloved but
now seen as “cheap and ugly,” unsettle her adult trust in the power of her novel writing.
Postmodern writers, apparently, cannot be as certain as was Chaucer’s Priest of the value
of fictions.
The claim for fiction, nevertheless, from Chaucer to Ferrante, is that imagined stories
nourish our search for the invisible patterns that structure our social and material envi
ronment and that reward consideration. Our cognitive systems are evolved, it seems, to
infer the meaning of signs—insubstantial, fictional as those signs may seem. They pro
duce neural (i.e., chemical/electrical) reality: what else? We learn by indirections to find
directions out. Growing children in all cultures are taught by example and explicitly how
to produce the kinds of meaning valued by their elders. But if they are to use what they
learn predictively, they must also learn that the words and actions of others can be mis
leading and that they must judge the trustworthiness of sources.28 In complex texts for
adult readers, inferring the lies beneath the fictions—the inaccuracies, irrelevancies, or
deceptions—is crucial to the value and the pleasure the text provides.
Necessitating and driving inference at all levels is what Andy Clark and Josefa Toribio call
“representation hungry problems.” Narratives and the allegories and metaphors within
them belong to a class of problems (challenges, riddles) that “involve reasoning about ab
sent, non-existent, or counterfactual states of affairs.”31 They are difficult because the rel
evant features are not open to surface inspection but must be inferred. If you are asked to
identify all the red objects in the room, your response might be uncomplicated. If, howev
er, you are asked to identify all the valuable objects in the room, the relevant regularities
have to be inferred. Cognitive scientists take this ability to infer the unseen as so ax
iomatic that it usually isn’t even mentioned. Language itself could not have evolved with
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out the brain’s being able to recognize that a sound can stand for something not present
to sight or that may not exist; learning to read performs the same trick: marks on paper
stand for the sounds of a language we know. Linguists and anthropologists refer to this as
symbol use. In our discussion, symbol use is functionally the same as inferring, metaphor
ing, and making use of fictions. They all rely on a brain operation that is indirect and inse
cure but constantly needed and always turned on, and always, of course, working in a lim
iting context.
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evaluate, and navigate their social environment.34 Neurotypical children practice every
day inferential processes not only on siblings and parents but on the characters in sto
ries, even when they are animals (Peter Rabbit), stuffed toys (Hobbes), or machines
(Thomas the Tank Engine). Children’s stories, like adult narratives, are often built around
misunderstanding; like readers, characters within stories misread signals. Lisa Zunshine
described readers’ understanding of fictional characters as engaging their everyday The
ory of Mind, including their ability to keep track not only of what characters think, be
lieve, and intend, but how these fictional beings recognize (or not) and assess the beliefs
of the other characters as well.35
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match between expectation and the current situation produces an error message, which
prompts a revised signal: that is, another attempt to bring the prediction into attunement
with the current stimulus. The system is continually predicting, judging, rejecting, and re
constructing inferences on the basis of images and data from as many sources as are
available. Success is not measured by accurate representation but rather by the emer
gence of a pattern that meets immediate needs for action.
The cognitive system takes new information and calibrates or calculates according to the
perceived strength of the prediction working to identify it. In biological terms, it is a
metabolic system; in computational terms, a Bayesian system, that “trades in probabilis
tic predictions, inflected at every level by changing estimates of our own uncertainty.”39
In a physicist’s view (Schrödinger’s) brains make “order from disorder.”40 Each person
does this according to the experiences that have trained his or her brain; the world, then,
is
exploited, time and time again, to reduce the complexities of neural processing by
means of canny action routines that alter the problem-space for the embodied,
predictive brain . . . . [At the same time, the brain is learning] how to predict our
own evolving sensory states—states that are responding both to the body-in-action
and to the world. A good way to predict those changing sensory states is to learn
about the world (including our own body and actions) that is causing the changes.
The attempt to predict the play of sensory stimulation can thus itself be used grad
ually to install the very models that will enable the predictions to succeed. The
prediction task . . . is thus a kind of ‘bootstrapping heaven.’41
Individual performance plays out differently, depending on the connectivity with other
neuronal systems, the strength of available neurotransmitters, and other aspects of the
internal environment such as available nourishment, but since the species has survived
(so far), the system is apparently good enough. Failures, error messages, and speedy self-
correction, rather than patient data collection and considered judgment, are the ingredi
ents of successful brain work. The view of the brain as curator of a memory museum and
processor of perceptions gives way to a dynamic picture of a relationship between inter
nal and external images/memories. Our past experience is a storehouse of reusable parts,
all available for further exploitation by reconnection.42 But it is the error messages that
drive the system. The closer the prediction is to the percept, the weaker the signal: thus,
the mismatches are what command attention. They are what provoke a search for some
thing better. Epistemic success, on this view, depends on the surprise of an error mes
sage, provoking a stronger signal and a revised response. It is error that is news—and
worth noticing.
Of further interest to us is the work of Rebecca Saxe at MIT. Working with Jorie Koster-
Hale, Saxe has sought the connection between mirror neurons and Theory of Mind. She
argues that since the internal models that provide the predictions are constructed out of
“the individual’s beliefs, personality traits, and social norms,” the speed of a satisfying re
sponse to a stimulus, object, or person, then, is a measure not of universal value but of fit
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or attunement of the parties to the transaction.43 Attunement, here, is a complex state, in
volving not only familiarity from past history but a current level of attention, arising from
interest and/or immediate need. It is hard to resist seeing this as a job description of a
19th-century novel: like the brain, the novel produces and manipulates available informa
tion, adjusting and reassembling it in context for the desired outcome. The readers’ plea
sure arises from the surprises, the news, the error messages.
Taken together, then, the entailments of both the psychological level and the neurological
level allow us to rethink an issue that has been recently contentious in literary theory, and
that is how much and what kind of attention should be paid to the intentions of artists and
writers. Although Basilius laments our failures to predict, we see wide agreement that we
predict constantly. The neurological work provides both a useful distinction and an impor
tant link between the biology of bodies and the meaning of behavior. First, we see that
the neural circuits are the embodied platform on which the structure of our human inter
communication with the world of objects and people has been built over the millennia of
evolution. The scientists identify the mirror neurons and the error messages as serving
the cognitive processes philosophers talk about as intentionality. Being able to separate
the physiology that underlies the process of inference from the second and separate is
sue, namely, the ways in which various aspects of social evaluation makes use of that po
tential gives us, as literary theorists, the advantage of being able to talk about their dif
ferent claims on our attention.
With so many kinds of fictional stimuli available, and so many different degrees of sur
prise as ways of delivering news, it’s hard to understand what the argument could ever
be for restraining play by limiting one’s consideration to attempts to recover authorial in
tention.44 But the answer, which has already been given, is that it is easy for us to meet
new forms of communication since our inference/intention antennae are always on the
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alert. But fiction offers more: additional meaning in metaphors and analogies, additional
depth in the story of Jonah or of the small dolls that have been returned. Why would one
say no when works of imagination offer the opportunity to play around with something
new? And since our human brains cannot help producing inferences of intentionality, as
literary historians we surely will continue to investigate the author’s loops of experience
and context. Here, too, however, we would be attending to something rather more com
plex than the recovery of intention—something salient to our own current interest.
Consider, for example, the implications of literary critical assertions from the last quarter
of the 20th century, of our right to remain uninterested in the intentions of a faraway or
dead author. What if we consider them as error messages rather than as assertions? Ju
dith Fetterley, in 1978, was one of the first readers to set childhood’s dolls on her book
shelf, reconsidering the work of several canonical American authors.45 Women readers of
Hawthorne, Fitzgerald, James, Hemingway, Mailer, she observed, had taken base metal
for gold in agreeing that authorial intentions were determinative and had allowed these
authors’ images of passive, naïve, and foolish women to shape their own self-understand
ing. They had put themselves in danger, thereby, and had indeed been damaged by their
reading instead of informed. Almost forty years before Zunshine and before Mercier and
Sperber published their claims about the mind’s constant, inevitable, but not necessarily
reasoned production of inference, Fetterley called on readers to notice the ease with
which they fell in line with these men, failing to resist them. Women’s interests, in
Hemingway’s A Farewell to Arms, for example, had not only been ignored but actually si
lenced by death, such that the voice of the male protagonist—in her resisting reading–
could be preserved as the tragic hero. Fetterley was rapidly joined by others in noting
that the dangers of these assumptions were kept hidden by the failure to understand the
nature of the distinction between the neurological facility of inference making and their
culturally shaped content.
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such circuit, even though it emerges from common human biology, to be singular. It’s the
flexibility itself, including its uncertainty, that is so valuable. As infants and then as adult
readers we learn how to use what we’ve got to discover new patterns that will let us cope
with—maybe even welcome and enjoy new experiences and surprises—but also recognize
potential threats. As children we have learned that there are times and places—assigned
contexts that encourage the re-use and reconnection of current experience and the play
ful exploration of new possibilities. On the alert for intimations of intentionality, we be
come sensitive to potential realignment; we may like or dislike this one, accept or reject
that one. The cognitive perspective has provided a theoretically significant distinction be
tween potential and performance. And it is the very gaps—the places for slippage be
tween potentially connected parts—that afford the possibilities of creative realignment.
Conclusion
The answer to the question, then, of how playing around with fictions can animate and
encourage communal flourishing is that playing can provide creative disruption. The con
tribution of cognitive literary theory is to expose the relations between the formal and
thematic interpretations of these works on the one hand, and on the other, the biological
analogues that support them. In the example of the predictive processing hypothesis, the
neurology distinguishes two aspects of inference: the potential and the cultural. This is a
difference that describes the turn among literary theorists on the issue of deference to
authorial intention. It provides a new description of how people manage the linkage
among individual minds, communal contracts, and creative texts. Cognitive hypotheses
describe the physiology that affords the loosening restraints on interpretive procedures
that cultural shifts have been encouraging.
In my own work, I have encouraged literary scholars to recognize evidence of useful dis
ruption—one that signals hunger and initiates a metabolic response that affords a satisfy
ing replenishment. Evidence of creative disruption is detectable throughout the history of
literary forms and popular taste. Understanding how brains meet and work with fictions,
we can ask how audiences including scholars and critics play around with Philip Roth’s
novels, Coen Brothers movies, Super Bowl advertisements, the mosaics in Ravenna,
Shakespeare’s sonnets, and an everyday run of political slogans, jokes and riddles, re-us
ing them for current use—or not. At the same time, however, we surely notice that the
openness of fictions to playing around also underwrites their negative uses. We connect
here to the study of rhetoric with its awareness of the public power of patterned lan
guage to persuade and propagandize by directing our making of inferences. Maybe we
need to keep looking in both directions at once.
Further Reading
Dissanayake, Ellen. Art and Intimacy: How the Arts Began. Seattle: University of Wash
ington Press, 2012.
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and Legal Notice).
Jaén, Isabel, and Julien Jacques Simon, eds. Cognitive Literary Studies: Current Themes
and New Directions. Austin: University of Texas Press, 2012.
Kukkonen, Karin. A Prehistory of Cognitive Poetics: Neoclassicism and the Novel. New
York: Oxford University Press, 2017.
Morgan Ben, Ellen Spolsky, and Sowon Park, eds., “Situated Cognition”: special issue of
Poetics Today 38, no. 2 (2017).
Polvinen, Merja. “Enactive Perception and Fictional Worlds.” The Cognitive Humanities:
Embodied Mind in Literature and Culture, 19–34. London: Palgrave Macmillan, 2016.
Young, Kay. Imagining Minds: The Neuro-Aesthetics of Austen, Eliot, and Hardy. Colum
bus: The Ohio State University Press, 2010.
Zunshine, Lisa, ed., Bibliography for Cognitive Literary and Cultural Studies, up
dated regularly, on Academia. 2016.
Notes:
(1.) John Sutton, “Carelessness and Inattention: Mind-Wandering and the Physiology of
Fantasy from Locke to Hume,” in The Body as Object and Instrument of Knowledge, ed.
Charles Wolfe and Ofer Gal (Dordrecht, The Netherlands: Springer, 2010); and Paul Seli
et al., “Mind-Wandering as a Natural Kind: A Family-Resemblances View,” Trends in Cog
nitive Sciences 22 (2018): 957–959.
(2.) See Ellen Dissanyake, What is Art For? (Seattle: University of Washington Press,
1988); Brian Boyd, On the Origin of Stories: Evolution, Cognition, and Fiction
(Cambridge, MA: Harvard University Press, 2009), answers the question from an evolu
tionarily perspective; and Jean-Marie Schaeffer, Why Fiction? (Lincoln: University of Ne
braska Press, 2010, French original, 1999) is a philosophical narrative theory approach.
(3.) Ellen Spolsky, “How Do Audiences Act?” in Movement in Renaissance Literature: Ex
ploring Kinesic Intelligence, ed. Kathryn Banks and Timothy Chesters (Basingstoke, U.K.:
Palgrave Macmillan, 2018), 225–240.
(4.) Lisa Zunshine, Oxford Handbook of Cognitive Literary Studies (New York: Oxford Uni
versity Press, 2015).
(5.) Following on Mary Thomas Crane and Alan Richardson’s collaboration, “Literary
Studies and Cognitive Science: Toward a New Interdisciplinarity,” Mosaic 32.2 (1999):
123–140; Alan Richardson distinguishes and describes several categories of previous
work in cognitive studies and provides a bibliography up to 2000 in “Studies in Literature
and Cognition: A Field Map,” in The Work of Fiction: Cognition, Culture, and Complexity,
ed. Allen Richardson and Ellen Spolsky (Aldershot, U.K.: Ashgate, 2004). Later works as
suming embodiment include Frederick Aldama, ed., Toward a Cognitive Theory of Narra
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tive Acts (Austin: University of Texas Press, 2010); Paul Armstrong, How Literature Plays
with the Brain: The Neuroscience of Reading and Art (Baltimore, MD: Johns Hopkins Uni
versity Press, 2013); Einat Avrahami, The Invading Body: Reading Illness Autobiographies
(Charlottesville: University of Virginia Press, 2007); Guillemette Bolens, The Style of Ges
tures (Baltimore, MD: Johns Hopkins University Press, 2012); Brian Boyd, On the Origin
of Stories: Evolution, Cognition, and Fiction (Cambridge, MA: Harvard University Press,
2009); Amy Cook, Shakespearean Neuroplay: Reinvigorating the Study of Dramatic Texts
and Performance through Cognitive Science (New York, NY: Palgrave Macmillan, 2010);
Nancy Easterlin, A Biocultural Approach to Literary Theory (Baltimore, MD: Johns Hop
kins University Press, 2012); Suzanne Keen, Empathy and the Novel (New York, NY: Ox
ford University Press, 2007); Patrick Colm Hogan, What Literature Teaches Us About
Emotion (Cambridge, U.K.: Cambridge University Press, 2011); Laurie Johnson, John Sut
ton, and Evelyn Tribble, eds., Embodied Cognition and Shakespeare’s Theatre: The Early-
Modern Body-Mind (New York, NY: Routledge, 2014); Irving Massey, The Neural Imagina
tion: Aesthetic and Neuroscientific Approaches to the Arts (Austin: University of Texas,
2009); Naomi Rokotnitz, Trusting Performance: A Cognitive Approach to Embodiment in
Drama (New York, NY: Palgrave Macmillan, 2011); Ellen Spolsky, Word vs Image: Cogni
tive Hunger in Shakespeare’s England (Basingstoke. U.K.: Palgrave Macmillan, 2007);
Evelyn Tribble, Cognition in the Globe: Attention and Memory in Shakespeare’s Theatre
(Basingstoke, U.K.: Palgrave Macmillan, 2011) and Shakespeare’ Theatre: Thinking with
the Body (London, U.K.: Bloomsbury, 2017); Blakey Vermeule, Why Do We Care About Lit
erary Characters? (Baltimore, MD: Johns Hopkins University Press, 2010); Lisa Zunshine,
Why We Read Fiction: Theory of Mind and the Novel (Columbus: Ohio State University
Press, 2006); Strange Concepts and the Stories They Make Possible: Cognition, Culture,
Narrative (Baltimore, MD: Johns Hopkins University Press, 2008) and Getting Inside Your
Head: What Cognitive Science Can Tell Us About Popular Culture (Baltimore, MD: Johns
Hopkins University Press, 2012); Zunshine has also produced two major collections Intro
duction to Cognitive Cultural Studies (Baltimore, MD: Johns Hopkins University Press,
2010); and The Oxford Handbook of Cognitive Literary Studies (New York, NY: Oxford
University Press, 2015) and to our continuing benefit, Zunshine continues to update an
online bibliography of the field at academia.edu. Terence Cave, Thinking with Literature:
Towards a Cognitive Criticism (2016) is a critical overview.
(6.) Mark Johnson, The Meaning of the Body: Aesthetics of Human Understanding
(Chicago, IL: University of Chicago Press, 2007), 155.
(7.) Susan Oyama, Evolution’s Eye: A Systems View of the Biology-Culture Divide
(Durham, NC: Duke University Press, 2000).
(8.) Andy Clark, Surfing Uncertainty: Prediction, Action, and the Embodied Mind (New
York, NY: Oxford University Press, 2016).
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(10.) Wolf Singer, “The Evolution of Culture from a Neurobiological Perspective,” in Evo
lution and Culture: A Fyssen Foundation Symposium ed. Stephen C. Levinson and Pierre
Jaisson (Cambridge, MA: The MIT Press, 2006).
(11.) The Contracts of Fiction: Cognition, Culture, Community (New York, NY: Oxford Uni
versity Press, 2015).
(12.) Hans-Georg Gadamer, Truth and Method, trans. Joel Weinsheimer and Donald G.
Marshall, 2nd ed. (New York, NY: Crossroad, 1989); Wolfgang Iser, The Implied Reader:
Patterns of Communication in Prose Fiction from Bunyan to Beckett (Baltimore, MD:
Johns Hopkins University Press, 1974); Jacques Derrida, “Signature Event Context,”
Glyph 1 (1977), 172–197. See also Ellen Spolsky, “Darwin and Derrida: Cognitive Literary
Theory as a Species of Post-Structuralism,” Poetics Today 23, no. 1 (2002): 43–62; and
Ellen Spolsky, Satisfying Skepticism: Embodied Knowledge in the Early Modern World
(Aldershot, U.K.: Ashgate, 2001).
(13.) Dan Sperber and Deirdre Wilson, Relevance: Communication and Cognition (Oxford,
U.K.: Blackwell, 1986) is an early, powerful, and continually helpful discussion of the cen
trality of context in cognition. Also important to literary scholars was Stanley Fish’s “Nor
mal Circumstances, Literal Language, Direct Speech Acts, the Ordinary, the Everyday, the
Obvious, What Goes without Saying, and Other Special Cases,” in Is There a Text in This
Class? The Authority of Interpretive Communities (Cambridge, MA: Harvard University
Press, 1980); See also Spolsky, “Darwin and Derrida”; Artemy Kolchinsky and David H.
Wolpert, “Semantic Information, Autonomous Agency and Non-Equilibrium Statistical
Physics,” Interface Focus (2018).
(14.) J. L. Austin, How to Do Things with Words (Oxford: Oxford University Press, 1962).
(15.) Jonathan Gottschall and David Sloane Wilson, The Literary Animal: Evolution and
the Nature of Narrative (Evanston, IL: Northwestern University Press, 2005).
(16.) See Robert Rosen’s Essays on Life Itself (New York, NY: Columbia University Press,
2000) for an interpretation of Schrödinger’s 1944 Life Itself: Essays on Life Itself (New
York, NY: Columbia University Press, 2000), 21. Chemical catalysis within individual cells
as an intensifier of metabolism works by playing around. A substrate floats until it meets
the appropriate enzyme, which then temporarily adjusts its own shape so that the two fit
together to intensify the chemical reaction. See Spolsky in Zunshine, 2015.
(17.) Maurice Evans, ed., The Countess of Pembroke’s Arcadia: The New Arcadia
(Harmondsworth, U.K.: Penguin, 1977), 5.
(19.) Gregory Bateson, “A Theory of Play and Fantasy,” Steps to an Ecology of Mind (New
York, NY: Ballantine, 1972), 177–193. For later work on young animal and children’s play,
see Gordon M. Burghardt, “A Brief Glimpse at the Long Evolutionary History of Play,” Ani
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mal Behavior and Cognition 1, no. 2 (2014), 90–98; and Angeline S. Lillard, “Why Do the
Children (Pretend) Play?” Trends in Cognitive Science 21, no. 11 (2017): 826–834.
(20.) Paul L. Harris, The Work of the Imagination (Oxford, U.K.: Blackwell, 2000).
(21.) Patrick Bateson and Paul Martin, Play, Playfulness, Creativity and Innovation. (Cam
bridge, U.K.: Cambridge University Press, 2013), 45. Many researchers of play are etholo
gists who refer to literature and art only in passing. An exception is Kevin Laland,
Darwin’s Unfinished Symphony: How Culture Made the Human Mind (Princeton, NJ:
Princeton University Press, 2017).
(22.) Brian Boyd, “Art as Cognitive Play,” in On the Origin of Stories: Evolution, Cognition,
and Fiction (Cambridge, MA: Harvard University Press, 2009), 90.
(23.) F. N. Robinson, ed., The Works of Geoffrey Chaucer, 2nd ed. (Cambridge, MA: Har
vard University Press, 1957), 205.
(24.) Ellen Spolsky, “Why and How to Take the Fruit and Leave the Chaff,” SubStance 94–
95, nos. 1–2 (2001): 178–198.
(25.) Elena Ferrante, My Brilliant Friend, trans. Ann Goldstein (New York, NY: Europa
Editions, 2012).
(26.) Elena Ferrante, The Story of the Lost Child, trans. Ann Goldstein (New York, NY: Eu
ropa Editions, 2015), 25.
(28.) Dan Sperber et al. describes our monitoring in “Epistemic Vigilance,” Mind and Lan
guage 25, no. 4 (2010): 359–393.
(29.) Some of us have collaborated with empirical psychologists or surveyed their work
from the doorstep of the lab. See Mark Turner and Gilles Fauconnier, The Way We Think:
Conceptual Blending and the Mind’s Hidden Complexities (New York, NY: Basic Books,
2002); Ellen Esrock, The Reader’s Eye: Visual Imaging as Reader Response (Baltimore,
MD: John Hopkins University Press, 1994); David Miall, “Anticipation and Feeling in Liter
ary Response: A Neuropsychological Perspective,” Poetics 23 (1995): 275–298; Gabrielle
Starr, Feeling Beauty: The Neuroscience of Aesthetic Experience (Cambridge, MA: MIT
Press, 2013); and Natalie Phillips, Distraction: Problems of Attention in Eighteenth-Centu
ry Literature (Baltimore, MD: Johns Hopkins University Press, 2016). Limits of length
here prevent acknowledging other several other important areas of cognitive literary in
vestigation.
(30.) Hugo Mercier and Dan Sperber argue that reasons follow (rather than precede) in
tuitive guessing; what seems like reasoning is “opportunistic” exploitation of regularities
already grasped. See The Enigma of Reason (Cambridge, MA: Harvard University Press,
2017), 55.
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(31.) Andy Clark and Josefa Toribio, “Doing Without Representing?” Synthèse 101 (1994),
419; and Andy Clark, Being There: Putting Brain, Body, and World Together Again
(Cambridge, MA: MIT Press, 1997), 166.
(33.) David Premack and G. Woodruff, “Does the Chimpanzee Have a Theory of Mind?”
Behavioral and Brain Sciences 1 (1978); Helen Tager-Flusberg, Simon Baron-Cohen, and
Donald J. Cohen, “Introduction,” in Understanding Other Minds: Perspectives from Devel
opmental Cognitive Neuroscience, ed. Simon Baron-Cohen, Helen Tager-Flusberg, and
Donald J. Cohen (Oxford, U.K.: Oxford University Press, 2000). On the evolution of the
brain allowing theory of mind, see Singer, “Evolution of Culture,” 197. For a summary see
Rose M. Scott and Renée Baillargeon, “Early False Belief Understanding,” Trends in Cog
nitive Science 21, no. 4 (2017): 237–249.
(34.) See Paul Bloom on infant cognition, Descartes’ Baby: How the Science of Child De
velopment Explains What Makes Us Human (New York, NY: Basic Books, 2004) and Lisa
Zunshine, Why We Read Fiction, 6–7.
(35.) Zunshine, Why We Read Fiction; and D. H. Whalen, Liza Zunshine, Michael Holquist,
“Theory of Mind and Embedding of Perspective: A Psychological Test of a Literary “Sweet
Spot,” Scientific Study of Literature 1, no. 2 (2012): 301–315.
(37.) Vittorio Gallese, “The Problem of Images: A View From the Brain-Body,” Phenome
nology and Mind 12 (2018): 73; see also Gallese and Corrado Sinigaglia, “What Is So Spe
cial with Embodied Simulation?” Trends in Cognitive Sciences 15, no. 11 (2011): 512–519.
(38.) Reviews of the prediction hypotheses: Clark, Surfing Uncertainty; Floris P. de Lange,
Micha Heilbron, and Peter Kok, “How Do Expectations Shape Perception?,” Trends in
Cognitive Sciences 22, no. 9 (2018): 764–779; Daniel Williams, “Predictive Coding and
Thought,” Synthèse (2018); Karl Friston ed., Prediction, Perception and Agency: Special
Issue: International Journal of Psychophysiology 83 (2012); and Shaun Gallagher and Mic
ah Allen, “Active Inference, Enactivism and the Hermeneutics of Social Cognition,” Syn
thèse (2016).
(40.) Erwin Schrödinger, What Is Life? The Physical Aspect of the Living Cell (Cambridge,
U.K.: Cambridge University Press, 1944). See also Rudolf Arnheim, Entropy and Art: An
Essay on Disorder and Order (Berkeley: University of California Press: 1971).
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(42.) For a philosophical perspective on re-use see Gregory Currie and Ian Ravenscroft,
Recreative Minds: Imagination in Philosophy and Psychology (Oxford, U.K.: Oxford Uni
versity Press, 2002).
(43.) Jorie Koster-Hale and Rebecca Saxe, “Theory of Mind: A Neural Prediction Prob
lem,” Neuron 79 (2013): 836–848.
(44.) To be fair, here is the argument of philosopher Joseph Margolis comparing the per
ception of artwork to the perception of speech in one’s native language: “Artworks pos
sess, where ‘mere real things’ do not, Intentional properties . . . And . . . in perceiving art
works we do perceive them as possessing intentional properties.” See Joseph Margolis,
What, After All, Is a Work of Art? (University Park: Pennsylvania State University Press,
1999), 35, 37.
(45.) Judith Fetterley, The Resisting Reader: A Feminist Approach to American Fiction
(Bloomington: Indiana University Press, 1978).
(46.) Spolsky, Ellen, “Why and How to Take the Fruit and Leave the Chaff,” SubStance
94/95 nos. 1–2 (2001): 178–198.
Ellen Spolsky
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