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6 views19 pages

General Assembly: United Nations

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ananya.achary79
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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United Nations A/78/322

General Assembly Distr.: General


21 August 2023

Original: English

Seventy-eighth session
Item 76 of the provisional agenda*
Report of the International Criminal Court

Report of the International Criminal Court


Note by the Secretary-General

The annual report of the International Criminal Court on its activities for
2022/23 is submitted herewith to the General Assembly in accordance with article 6
of the Relationship Agreement between the United Nations and the International
Criminal Court and paragraph 31 of General Assembly resolution 77/6.

* A/78/150.

23-16116 (E) 050923


*2316116*
A/78/322

Report of the International Criminal Court on its activities


in 2022/23

Summary
The present annual report provides an update on the activities of the
International Criminal Court during one of its most active periods since its
establishment. Drawing on new tools and approaches, the Court has sought to
effectively address the exceptionally high workload it faces across situations in the
form of investigations, pretrial proceedings, trials and appeals, as well as reparations
programmes for victims.
Among the notable developments during the reporting period was the
confirmation by the Appeals Chamber of the conviction and 25-year sentence of
Dominic Ongwen for crimes against humanity and war crimes committed in northern
Uganda between 1 July 2002 and 31 December 2005. The case is now at the victims’
reparation stage.
With regard to the situation in Mali, the presentation of evidence in the trial of
Al Hassan Ag Abdoul Aziz Ag Mohamed Ag Mahmoud concluded and the Trial
Chamber is deliberating on the verdict.
With regard to the situation in Darfur, the trial of Ali Muhammad Ali Abd-Al-
Rahman on charges of war crimes and crimes against humanity continued. This is the
first trial to take place before the Court on the basis of a referral by the Security Council.
With regard to the situation in the Central African Republic II, the trial of Alfred
Yekatom and Patrice-Edouard Ngaïsonna and the trial of Mahamat Said Abdel Kani
continued. In addition, the confirmation of charges hearing in the case of Maxime
Jeoffroy Eli Mokom Gawaka is scheduled for 22 August 2023.
With regard to the situation in Ukraine, arrest warrants were issued for Vladimir
Vladimirovich Putin and Maria Alekseyevna Lvova-Belova for the alleged war crimes
of unlawful deportation and unlawful transfer of population (children) from occupied
areas of Ukraine to the Russian Federation.
The Prosecutor resumed his investigations into the situations in Afghanistan, the
Bolivarian Republic of Venezuela and the Philippines, following judicial decisions on
the admissibility challenges presented by the States concerned. With regard to the
situation in Georgia and the situation in the Central African Republic II, the
Prosecutor announced the conclusion of the investigation phase. During the reporting
period, the Office of the Prosecutor also continued its work with respect to the other
situations that fall within its mandate.
Reparations to victims continued to feature prominently in the Court’s work,
with the Trust Fund for Victims implementing reparation orders in four cases. The
Trust Fund is also implementing other programmes for the benefit of victims in
respect of the situations in the Central African Republic, Côte d’Ivoire, the
Democratic Republic of the Congo, Georgia, Kenya, Mali and Uganda, direc tly
benefiting close to 17,000 individuals.
The Court remains strongly committed to the principle of continuous
improvement, including in the context of the review process initiated by the Assembly
of States Parties in 2019 to strengthen the Court and as reflected in the strategic plans
for 2023–2025 of the Court, the Office of the Prosecutor, the Registry and the Trust
Fund for Victims, and the Strategy on Gender Equality and Workplace Culture

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launched in December 2022, as well as other documents, such a s the new Policy on
the Crime of Gender Persecution of the Office of the Prosecutor.
The Court is grateful for the support of the United Nations across its activities.
It continued to receive highly valuable cooperation from the United Nations on a wide
range of issues, notably operational assistance in the field, on a cost -reimbursable
basis. The cooperation, assistance and support of States remained equally essential to
the Court’s operations, particularly at a time when a number of the Court’s elected
officials are facing unacceptable threats for carrying out their mandate.
Court-issued public arrest warrants are outstanding against 16 individuals:
(a) Democratic Republic of the Congo: Sylvestre Mudacumura, since 2012; a
(b) Uganda: Joseph Kony and Vincent Otti, since 2005;
(c) Central African Republic: Mahamah Nouradine Adam, since 2019;
(d) Darfur: Ahmad Harun, since 2007; Omar Al-Bashir, since 2009 and 2010;
Abdel Raheem Muhammad Hussein, since 2012; and Abdallah Banda, since 2014;
(e) Kenya: Walter Barasa, since 2013; and Philip Kipkoech Bett, since 2015;
(f) Libya: Saif Al-Islam Gaddafi, since 2011;
(g) Georgia: Mikhail Mayramovich Mindzaev, Gamlet Guchmazov and David
Georgiyevich Sanakoev, since 2022;
(h) Ukraine: Vladimir Vladimirovich Putin and Maria Alekseyevna Lvova-
Belova, since 2023.
The Court calls on States Parties and others to provide the necessary cooperation
and assistance for their arrest and surrender to the Court.

a
The Office of the Prosecutor is in the process of verifying the reported death of Sylvestre
Mudacumura (in 2019).

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Introduction
1. The present report, which covers the period from 1 August 2022 to 31 July 2023,
is submitted in accordance with article 6 of the Relationship Agreement between the
United Nations and the International Criminal Court (see A/58/874 and A/58/874/
Add.1). 1

I. Update on judicial and prosecutorial activities


A. Situations and cases

2. During the reporting period, the Chambers issued 534 written decisions, in
addition to oral and email decisions. Some 227 hearings were held.
3. A combined total of over 15,000 victims participated in cases before the Court
during the reporting period. The Court received more than 8,900 new victim
application forms, including 1,083 in the Al Mahdi case (reparations), 1,320 in the
Abd-Al-Rahman case, over 2,000 for the situation in Ukraine and approximately 600
in the cases related to the situation in the Central African Republic II. A total of 2,341
representation forms were received with regard to the situations in the Bolivarian
Republic of Venezuela and the Philippines for processes initiated pursuant to
article 18 of the Rome Statute of the International Criminal Court. The Court received
follow-up information for a total of 1,300 existing applications.

1. Situation in the Democratic Republic of the Congo


(a) Judicial proceedings and reparations
The Prosecutor v. Thomas Lubanga Dyilo
4. Trial Chamber II remained seized of the implementation plans for symbolic
collective reparations and collective service-based reparations and continued to
receive progress reports from the Trust Fund for Victims pursuant to the Chamber ’s
decisions of 21 October 2016, 6 April 2017 and 7 February 2019.
5. To date, 2,462 child soldiers and their families and other indirect victims have
been deemed eligible for a reparations award; 872 beneficiaries are currently
benefiting from service-based reparations in the form of medical treatment,
psychological rehabilitation and socioeconomic support.
6. As part of the symbolic reparations award, the Trust Fund for Victims launched
the construction of a building that will be used by community members for collective
activities. To date, the Trust Fund has complemented around 75 per cent of t he total
liability of Mr. Lubanga for reparations to victims, but there is a funding gap of about
$2.5 million.

The Prosecutor v. Germain Katanga


7. Trial Chamber II remained seized of the implementation of its reparations order
issued on 24 March 2017, wherein individual and collective reparations were granted
to 297 victims of the attack on the village of Bogoro, Ituri Province. Individual
reparations have been fully implemented and the implementation of collective
reparations is almost complete. A ceremony to mark the end of the implementation of
the reparations is planned by the Trust Fund for Victims.

__________________
1
More information on the Court’s activities can be found on its website, www.icc-cpi.int.

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The Prosecutor v. Bosco Ntaganda


8. Trial Chamber II remained seized of the implementation of the reparations order
issued on 8 March 2021. In light of its finding as to the joint liability in solidum of
Mr. Ntaganda and co-perpetrators, the Chamber adopted, for the purposes of
reparations in the Ntaganda case, the reparation programmes ordered in the Lubanga
case, in relation to the overlapping victims and harm in both cases.
9. On 12 September 2022, the Appeals Chamber delivered its judgment on the
appeals by Mr. Ntaganda and one of the legal representatives of victims against the
reparations order of Trial Chamber II of 8 March 2021, partially reversing the order
and remanding the matter to Trial Chamber II.
10. On 14 July 2023, Trial Chamber II delivered an addendum to the reparations
order, which included, inter alia, the estimation of the approximate number of direct
and indirect victims of crimes against child soldiers (3,000), the estimation of the
approximate number of direct and indirect victims of the attacks (7,500), and an
assessment of Mr. Ntaganda’s liability for reparations of $31,300,000. The Chamber
will next rule on the draft implementation plan of the Trust Fund for Victims for the
reparations awarded in this case.
11. In 2022 the Trust Fund for Victims began providing reparations to 29 former
child soldiers and 45 victims of the attacks identified as priority victims. Following
Trial Chamber II’s issuance of the addendum to the reparations order, preparations
are under way for the Trust Fund to mobilize resources and prepare for the
implementation of this large reparations programme.

(b) Investigations
12. In June 2023, the Prosecutor visited the Democratic Republic of the Congo,
meeting with high-level officials, survivors, affected communities and civil society
organizations. He signed a memorandum of understanding with the President of the
Democratic Republic of the Congo on 1 June 2023, which set a new framework for
cooperation and complementarity. Following this visit, the Office of the Prosecutor
deepened its engagement with authorities in the country and other stakeholders to
encourage national proceedings to address serious crimes.
13. On 18 May 2023, the Government of the Democratic Republic of the Congo
submitted a second referral to the Prosecutor, relating to alleged crimes under the
Rome Statute committed in North Kivu Province from 1 January 2022. The Office
will conduct its preliminary examination and determine whether a new investigation
should be opened.

2. Situation in Uganda
Judicial proceedings
The Prosecutor v. Dominic Ongwen
14. On 15 December 2022, the Appeals Chamber delivered two final judgments in
open court, the first confirming Trial Chamber IX’s conviction decision of 4 February
2021 and the second confirming, by majority, Trial Chamber IX’s sentencing decision
of 6 May 2021, which imposed a sentence of 25 years of imprisonment on Mr. Ongwen.
15. On 16 December 2022, Trial Chamber IX issued a decision instructing the
Registry to extract from the universe of 4,096 victims a random but representative
sample constituted of 205 victims, to proceed in a similar fashion as Trial Chamber II
had in the Ntaganda case at the reparations stage. On 9 January 2023, the Registry

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submitted the sample, which was subsequently approved by Trial Chamber IX as


sufficiently representative of the universe of potential victims.

The Prosecutor v. Joseph Kony and Vincent Otti


16. On 24 November 2022, the Prosecutor requested Pre-Trial Chamber II to hold a
hearing on the confirmation of charges against Mr. Kony (for whom a warrant of
arrest was issued in 2005) in his absence, pursuant to article 61, paragraph 2 (b), of
the Rome Statute. On 30 March 2023, the Office of Public Counsel for Victims and
the Office of Public Counsel for the Defence submitted observations.
17. On 1 December 2022, Pre-Trial Chamber II rejected the Prosecution’s request
to terminate the proceedings against Mr. Otti on account of his death, on grounds that
his alleged killing had not been established.

3. Situation in the Central African Republic I and situation in the Central African
Republic II
(a) Judicial proceedings
The Prosecutor v. Alfred Yekatom and Patrice-Edouard Ngaïssona
18. The Prosecution’s presentation of evidence, which commenced on 15 March
2021, continued. To date, the Chamber has heard the testimony of 72 out of a total of
an anticipated 79 witnesses called by the Prosecution. On 29 May 2023, the Chamber
directed the Defence to indicate by 25 August 2023 whether it intended to present
evidence. If the Defence responds in the affirmative, it is to call its first witness on
11 December 2023.

The Prosecutor v. Mahamat Said Abdel Kani


19. The Prosecution’s presentation of evidence commenced on 26 September 2022.
The Prosecution is expected to call 58 witnesses to testify and was authorized to
introduce into evidence the prior recorded testimony of 24 witnesses, pursuant to
rule 68, paragraph 2, of the Court’s Rules of Procedure and Evidence. As at the end
of the reporting period, the Prosecution had called 16 witnesses.
20. Since February 2023 there have been no trial hearings owing to Mr. Said’s
medical condition. Trial Chamber VI is monitoring the situation and will resume the
trial whenever possible.

The Prosecutor v. Maxime Jeoffroy Eli Mokom Gawaka


21. Proceedings for the confirmation of the charges have been ongoing since
Mr Mokom’s surrender on 14 March 2022. On 19 December 2022, the Appeals
Chamber confirmed, by majority, Pre-Trial Chamber II’s decision to remove
Mr. Mokom’s counsel of choice owing to an impediment to representation or a
conflict of interest.
22. On 3 February 2023, following the appointment of permanent counsel for
Mr. Mokom, Pre-Trial Chamber II postponed the commencement of the confirmation
of charges hearing, which was initially scheduled to commence on 31 January 2023,
to 22 August 2023.
23. Between September 2022 and June 2023, the Chamber held two status
conferences and issued a large number of decisions on procedural matters, addressing
in particular victims’ representation and participation, disclosure and related issues.
On 9 March 2023, the Prosecution submitted the document containing the charges.

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24. On 8 March 2023, Pre-Trial Chamber II rejected Mr. Mokom’s request for
interim release, in the absence of a State willing to accept him and to implement any
conditions suitable to mitigate any risk of flight. On 19 Ap ril 2023, Pre-Trial
Chamber II ordered the Registry to assist the Defence in identifying such a State.

(b) Investigations
25. On 16 December 2022, the Prosecutor announced the conclusion of the
investigation phase in the situation in the Central African Republic II. The Office of
the Prosecutor is not pursuing new lines of inquiry into the alleged criminal
responsibility of other persons or in relation to other conduct in the situation beyond
the cases before the Court. The Office continued to cooperate with the authorities of
the Central African Republic, share information with the Special Criminal Court in
Bangui and engage on matters of common interest aimed at closing the impunity gap.

4. Situation in Darfur
(a) Judicial proceedings
The Prosecutor v. Ali Muhammad Ali Abd-Al-Rahman (“Ali Kushayb”)
26. The trial of Mr. Abd-Al-Rahman, which commenced on 5 April 2022, continued
in 2022. The Prosecution concluded its presentation of evidence, in which 56
witnesses were heard and written statements of an additional 25 witnesses and more
than 1,200 items of evidence were submitted. On 19 April 2023, Trial Chamber I
rejected the Defence’s request for a motion of acquittal. From 5 to 7 June the victims’
legal representatives made their opening statements and called witnesses and victims,
who appeared in court. On 7 July, the Chamber granted a second Defence request for
postponement of the commencement of its case, which is now scheduled to start on
16 October 2023.
27. On 28 June 2023, the Appeals Chamber, by majority, confirmed Trial Chamber I’s
decision of 17 February 2023 recognizing the admission of a video of Mr. Abd-Al-
Rahman into evidence.
28. On 17 July 2023, the Appeals Chamber, by majority, dismissed the Defence’s
request for reconsideration of the Appeals Chamber’s judgment of 1 November 2021
confirming Pre-Trial Chamber II’s decision of 17 May 2021 that rejected the
Defence’s jurisdictional challenge of 15 March 2021.

(b) Investigations
29. In addition to its prosecution case in the trial of Mr. Abd-Al-Rahman, the Office
of the Prosecutor continued to advance investigations in relation to suspects at large,
despite very limited cooperation from the Sudanese authorities. The outbreak of
fighting across the Sudan, including Darfur, continues to pose additional challenges
to the Office’s investigations.
30. On 26 January and 13 July 2023, pursuant to Security Council resolution 1593
(2005), the Prosecutor briefed the Security Council on the situation in Darfur,
detailing the progress in the case of Mr. Abd-Al-Rahman, addressing the armed
hostilities that have prevailed in the Sudan since April 2023 and outlining the
significant challenges his Office has encountered in receiving cooperati on from the
Government of the Sudan. In his briefing in July 2023, the Prosecutor confirmed that
he had commenced investigations in relation to incidents occurring in the context of
the present hostilities, in accordance with the mandate of his Office pursuant to
resolution 1593 (2005).

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5. Situation in Kenya
Judicial proceedings
The Prosecutor v. Paul Gicheru
31. On 14 October 2022, Trial Chamber III terminated the proceedings against
Mr. Gicheru following the confirmation of his passing.

6. Situation in Libya
(a) Judicial proceedings
32. On 7 September 2022, Pre-Trial Chamber I terminated proceedings against
Mr. Al-Tuhamy Mohamed Khaled following the Prosecution’s submission of the
notification of the death of Mr. Al-Tuhamy and request to withdraw the arrest warrant,
dated 2 August 2022, to which it annexed a copy of a death certificate issued by the
Libyan authorities.

(b) Investigations
33. The Office of the Prosecutor continued to implement its investigative strategy
across multiple lines based on its assessment of progress achieved in the investigation
as well as continued challenges. The Office undertook missions to Libya and other
countries while strengthening cooperation and engagement with States, international
organizations and civil society organizations. On 7 September 2022, the Office
became a formal member of the joint team supporting investigations into crimes
against migrants and refugees in Libya. In October 2022, two key suspects were
arrested and extradited to partner countries of the joint team as part of an operation
supported by the Office.
34. On 9 November 2022 and 11 May 2023, pursuant to Security Council resolution
1970 (2011), the Prosecutor briefed the Council on the situation in Libya, detailing
the progress made as a result of his Office’s renewed approach to the situation. The
Prosecutor’s briefing of 9 November marked the first time he presented to the Council
from Libya. The briefing was conducted virtually while the Prosecutor was on an
official visit to various parts of the country with the aim of strengthening engagement
both with Libyan authorities and victims’ groups.

7. Situation in Côte d’Ivoire


Investigations
35. The Office of the Prosecutor continued its efforts to secure cooperation from
national authorities and other stakeholders to assist in accelerating the ongoing
investigations into crimes allegedly committed between December 2010 and June
2011 in the context of post-electoral violence.

8. Situation in Mali
(a) Judicial proceedings and reparations
The Prosecutor v. Ahmad Al Faqi Al Mahdi
36. Trial Chamber VIII remained seized of the implementation of its reparations
order issued on 17 August 2017, wherein individual, collective and symbolic
reparations for the community of Timbuktu were granted.
37. The Trust Fund for Victims provided individual awards in the form of
compensation to 1,450 victims of the attacks against religious and historic buildings
carried out in June and July 2012. In 2022, together with the United Nations

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Educational, Scientific and Cultural Organization, the Trust Fund l aunched the
implementation of collective awards for the restoration of cultural heritage in
Timbuktu. The awards provide for commemorations that address the moral harm
caused to the community and the building of a facility for socioeconomic activities to
address the damage caused to the economy as a result of the destruction of its cultural
heritage.

The Prosecutor v. Al Hassan Ag Abdoul Aziz Ag Mohamed Ag Mahmoud


38. The Defence’s presentation of evidence concluded on 6 February 2023 and Trial
Chamber X subsequently declared the submission of evidence closed. In total, the
Chamber heard the in-court testimony of 76 witnesses and received the evidence of
31 witnesses, pursuant to rule 68, paragraph 2, of the Court’s Rules of Procedure and
Evidence. Closing statements were delivered from 23 to 25 May 2023. The Chamber
is deliberating on its judgment.

(b) Investigations
39. The Office of the Prosecutor continued its activities related to this situation,
including those concerning the Al Hassan case, and monitored developments and
incidents on the ground, including reports of atrocity crimes. The Office has been
seeking to explore further options to reinforce the impact of its activities with respect
to the situation in Mali, including by developing synergies with the Malian national
justice system and other partners within the framework of complementarity.

9. Situation in Georgia
Investigations
40. On 16 December 2022, the Prosecutor announced the conclusion of the
investigation phase of the situation in Georgia. The Office of the Prosecutor will not
pursue new lines of inquiry into the alleged criminal responsibility of other persons
or in relation to other conduct in the situation beyond the case pending before the
Court. The Office focused its efforts on ensuring trial readiness in relation to the
existing warrants and on preserving witness evidence, including in accordance with
article 56 of the Rome Statute. The Office is also monitoring developments in the
context of suspect tracking.

10. Situation in Burundi


Investigations
41. The Office of the Prosecutor continued its investigation, conducting missions to
a number of countries. The investigation advanced steadily following the Office’s
comprehensive analysis of the evidence collected since the start of the investigation
and benefited from the cooperation of States, United Nations entities and
non-governmental organizations.

11. Situation in Afghanistan


(a) Judicial proceedings
42. On 31 October 2022, Pre-Trial Chamber II authorized the Prosecution to resume
its investigation into the situation in Afghanistan, pursuant to article 18, paragraph 2,
of the Rome Statute. The Chamber found, inter alia, that the information presented
did not show that Afghanistan had investigated or was investigating the alleged crimes
in a manner that would cover the full scope of the Prosecution’s intended investigation
and that would justify even a partial deferral.

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43. On 4 April 2023, the Appeals Chamber issued a judgment amending Pre -Trial
Chamber II’s decision of 31 October 2022 in order to align it with the scope of the
Prosecutor’s investigation in relation to alleged crimes committed on the territory of
Afghanistan in the period since 1 May 2003, as well as other alleged crimes that have
a nexus to the armed conflict in Afghanistan and are sufficiently linked to the situation
and were committed on the territory of other States Parties in the period since 1 July
2002, as previously determined by the Appeals Chamber in its judgment of 5 March
2020.

(b) Investigations
44. Following the authorization granted by the Pre-Trial Chamber in October 2022,
the Office of the Prosecutor resumed investigative activities, with a focus on
identifying and interviewing witnesses, collecting relevant documentary e vidence,
identifying and analysing representative incidents and further refining the case
hypotheses. The Office has further worked to galvanize cooperation from States,
international organizations and civil society organizations.

12. Situation in Bangladesh/Myanmar


Investigations
45. The Office of the Prosecutor continued its investigation, conducting regular
missions, collecting and analysing evidence and carrying out initiatives aimed at
strengthening engagement and cooperation with partners in the region. The
investigation into this situation included the conduct of interviews with witnesses in
Bangladesh, drawing on the almost permanent presence of investigators in the
country. The Office engaged with government ministries in Bangladesh, diplomats,
United Nations entities and non-governmental organizations to request assistance and
inform them of developments. The Prosecutor conducted an official visit to
Bangladesh from 3 to 7 July 2023, meeting with civil society and survivors from the
Rohingya community in Cox’s Bazar and with high-level officials in Dhaka.

13. Situation in the State of Palestine


Investigations
46. The Office of the Prosecutor continued its investigation in line with its
independent mandate and in a manner that ensured the preservation of the integrity
of the process and the safety and security of all of those involved. The investigation
encompasses conduct that might amount to crimes under the Rome Statute committed
since 13 June 2014 in Gaza and the West Bank, including East Jerusalem. The Office
continued to collect, preserve and analyse information, communications and evidence
from key stakeholders, including civil society organizations and various national and
international sources.

14. Situation in the Philippines


(a) Judicial proceedings
47. On 26 January 2023, Pre-Trial Chamber I authorized the Prosecution to resume
its investigation, pursuant to article 18, paragraph 2 of the Rome Statute. The
Chamber determined that the domestic initiatives and procedures relied on by the
Philippines did not amount to tangible, concrete and progressive investigative steps
carried out with a view to conducting criminal proceedings, in a way that would
sufficiently mirror the Court’s investigation as authorized by the Chamber in its
decision of 15 September 2021 under article 15 of the Rome Statute.

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48. On 21 March 2023, the Appeals Chamber issued a decision on the involvement
of victims in the appeal by the Philippines against Pre-Trial Chamber I’s decision of
26 January 2023, and on a request by the Office of Public Counsel for Victims. On
27 March 2023, the Appeals Chamber rejected the request of the Philippines for
suspensive effect.
49. On 18 July 2023, the Appeals Chamber confirmed, by majority, Pre-Trial
Chamber I’s decision of 26 January 2023.

(b) Investigations
50. Following the decision of Pre-Trial Chamber I of 26 January 2023, the Office
of the Prosecutor resumed its planning and investigative activities, while at the same
time engaging in litigation before the Chamber following the appeal lodged by the
authorities of the Philippines.

15. Situation in the Bolivarian Republic of Venezuela I


(a) Judicial proceedings
51. On 27 June 2023, Pre-Trial Chamber I authorized the Prosecution to resume its
investigation into the situation in the Bolivarian Republic of Venezuela I, pursuant to
article 18, paragraph 2, of the Rome Statute. The Chamber determined that, while the
State was taking some investigative steps, its criminal proceedings did not sufficiently
mirror the scope of the Prosecution’s intended investigation as they did not cover the
factual allegations underlying the contextual elements of crimes against humanity,
and its domestic investigations appeared limited and generally focused on direct and
low-level perpetrators and did not sufficiently address the forms of criminality the
Prosecution intended to investigate.
52. On 12 July 2023, the Appeals Chamber, in the appeal of the Bolivarian Republic
of Venezuela against Pre-Trial Chamber I’s decision of 27 June 2023, extended the
deadline for the filing of the appeal brief to 14 August 2023.

(b) Investigations
53. The Office of the Prosecutor continued to engage with the Venezuelan
authorities within the framework of the memorandum of understanding signed by the
Office and the Government of the Bolivarian Republic of Venezuela in November
2021 to promote cooperation and complementarity. In June 2023 the Prosecutor
conducted a third official visit to the country where he signed a second memorandum
of understanding establishing, among others, the legal and operational framework for
the establishment of an in-country office for his Office.
54. Following the 27 June 2023 ruling by Pre-Trial Chamber I, the Office of the
Prosecutor resumed its planning and investigative activities while remaining
committed to the terms and spirit of the above-mentioned memorandums of
understanding.

16. Situation in Ukraine


(a) Judicial proceedings
55. On 17 March 2023, Pre-Trial Chamber II issued warrants of arrest against
Vladimir Vladimirovich Putin and Maria Alekseyevna Lvova-Belova for the alleged
war crimes of unlawful deportation and the unlawful transfer of population (children)
from occupied areas of Ukraine to the Russian Federation, under article 8, paragraph 2
(a) (vii), and article 8, paragraph 2 (b) (viii), of the Rome Statute. The crimes were
allegedly committed in Ukrainian occupied territory from at least 24 February 2022.

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(b) Investigations
56. The Office of the Prosecutor continued its investigation during the reporting
period, engaging actively and maintaining a near constant presence on the ground in
Ukraine and the region. The Office engaged in cooperation and coordination efforts
with a variety of domestic and international stakeholders, including States parties,
notably in the context of the joint investigation team established under the auspices
of the European Union Agency for Criminal Justice Cooperation, and international
and regional organizations. Following the issuance of the two arrest warrants by the
Court, the Office continued to develop multiple, interconnected lines of investigation,
building on the cooperation with the Ukrainian Prosecutor-General’s office and other
domestic authorities. The Registry and the Office of the Prosecutor worked with
Ukrainian authorities to establish a country office of the Court in Ukraine on the basis
of an agreement signed between the Court and Ukraine on 23 March 2023.

B. Preliminary examinations

57. As at the end of the reporting period, the Office of the Prosecutor was seized of
three preliminary examinations, in relation to the following situations: Ni geria,
Venezuela (Bolivarian Republic of) II and Democratic Republic of the Congo II. The
preliminary examination of the situation in Nigeria was completed and the Office
engaged with domestic authorities on the next immediate steps to be taken. The
preliminary examination of the situation in the Bolivarian Republic of Venezuela II
was at the advanced stage of analysis. In relation to the situation in the Democratic
Republic of the Congo II, the Office will conduct a preliminary examination in order
to assess, as a preliminary matter, whether the scope of the situation is sufficiently
linked to the scope of the existing situation in the Democratic Republic of the Congo
to constitute a single situation.
58. The Office continued to review its policy on preliminary examinations and make
efforts to optimize its internal processes and enhance synergies between preliminary
examinations and investigations, which are now fully integrated, in accordance with
the Office’s organizational structure.

C. Other situations

59. In June 2023 the Prosecutor conducted a second official visit to Colombia, to
receive firsthand information on the authorities’ ongoing accountability efforts and to
continue efforts to ensure the effective implementation of the cooperation agreeme nt
signed by the Office of the Prosecutor and the Government of Colombia in November
2021. To this end, an action plan was signed between the Office of the Prosecutor and
the Government of Colombia to facilitate enhanced implementation of the
cooperation agreement and of a complementary workplan with the Special
Jurisdiction for Peace, which will facilitate, inter alia, the provision of support in the
near term with respect to the investigation and prosecution of sexual and gender-based
crimes.
60. In relation to Guinea, the Prosecutor undertook a visit to Conakry at the end of
September 2022, continuing the extensive and constructive engagement of his Office
with the Guinean authorities. On the occasion of the visit and the opening of the
domestic trial related to the events of 28 September 2009 in Conakry, the Prosecutor
and the President of the Transition signed a memorandum of understanding aimed at
furthering the principle of complementarity and strengthening future cooperation in
pursuit of justice. On that basis, the Prosecutor decided to close the preliminary
examination in Guinea. During the reporting period, the Office of the Prosecutor

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continued to engage with the national authorities and relevant stakeholders in the
context of the implementation of the memorandum of understanding.

II. International cooperation


A. Cooperation with the United Nations

1. General cooperation with United Nations Headquarters and entities present in


the field
61. The Court continued to receive crucial cooperation and support from the United
Nations and its senior leadership, in line with the 2004 Relationship Agreement.
62. The Court principals valued the constructive bilateral meetings held throughout
the reporting period with United Nations officials, including the Under-Secretary-
General for Legal Affairs and United Nations Legal Counsel, the Under-Secretary-
General for Political and Peacebuilding Affairs, the Under-Secretary-General for
Safety and Security, the Under-Secretary-General for Management Strategy, Policy
and Compliance, the United Nations High Commissioner for Human Rights and
several special advisers and special representatives of the Secretary-General. The
meetings were aimed at reinforcing and clarifying existing parameters for cooperation
and initiating discussions on new domains of cooperation.
63. The Court recognizes the critical role of the Under-Secretary-General for Legal
Affairs as the interface between the Court and the United Nations, in particular for
the transmission and coordination of judicial cooperation requests. The Court
continued to provide funding to the United Nations for a post in the Office of Legal
Affairs, at the P-3 level, to handle requests for assistance and cooperation from the
Court while ensuring full respect for the independent mandates of the Court and the
United Nations. The Court also continued to reimburse the staffing cost s associated
with a post at the P-2 level in order to support the significantly increased workload
arising from the Court’s requests.
64. The Court’s liaison office to the United Nations continued to promote and
facilitate cooperation between the two organizations, represent the Court in various
meetings, apprise the Court of relevant developments at the United Nations and
facilitate and support meetings between officials of the two organizations. The liaison
office also continued to act as a key contact point between the Court and permanent
missions to the United Nations, especially of those countries without representation
in The Hague.
65. The Court continued to benefit from the cooperation of various United Nations
system entities, departments and offices, and special advisers and representatives of
the Secretary-General, including those present in the field, in accordance with their
mandate and with the agreement of host States. The Court highly appreciates such
cooperation, which is essential to its operations. The Court’s offices in the Central
African Republic, Côte d’Ivoire, the Democratic Republic of the Congo, Georgia,
Mali and Uganda played an important role by liaising with United Nations entities in
this respect. This support will also be invaluable as the Court is currently undertaking
to open offices in a number of new countries. In this context, an important
development took place on 7 October 2022, when the Court and the United Nations
Development Programme (UNDP) signed a framework agreement for the provision
of support services, which facilitates the provision of operational support from UNDP
to the Court, including UNDP country offices in geographical areas of relevance.
66. The Registry of the Court continued to receive, with appreciation, support from
the United Nations for the deployment of Court personnel throughout the many

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countries in which it operates. In this context, 2023 saw continued requests for
operational support relating to situations in various geographical locations (namely,
Bangladesh, Colombia, the Central African Republic, Chad, the Democratic Republic
of the Congo, Libya, Mali and the Sudan) and for support for several actors and
participants in the proceedings (Defence teams, Office of the Prosecutor, legal
representatives of victims and staff of the Trust Fund for Victims). A total of 70
missions received support from the United Nations. The Court is looking into
alternative ways to support its operations in Mali in light of the termination of the
mandate of the United Nations Multidimensional Integrated Stabilization Mission in
Mali.
67. The Court continued to cooperate with United Nations common system
organizations by participating in inter-agency meetings on facilities management,
travel and security. The country offices and the Court’s liaison office at the United
Nations in New York also benefited from coordination in administrative and
management areas across the United Nations system. As a participant in the United
Nations security management system, the Court relied on the United Nations for
services such as transportation, radio and video communication, medical assistance,
security briefings, and security training on a reimbursable basis. The Court also
continued engaging with the High-Level Committee on Management.
68. Since 2019, the Court has been a participating organization in the
Inter-Organization Agreement concerning Transfer, Secondment or Loan of Staff
among the Organizations Applying the United Nations Common System of Salaries
and Allowances. During the reporting period, four of the Court’s staff members were
on loan and five were on secondment to other international organizations, and six
transferred to other organizations under the Agreement. One United Nations staff
member is currently on loan and another is on secondment to the Court. The Court
also received six staff members on transfer from other international organizations.
69. The Senior Legal Adviser of the Registry and the Director of the Secretariat of
the Assembly of States Parties attended a meeting of the United Nations Legal
Advisers Network in Rome from 15 to 17 May 2023.

2. Mainstreaming the International Criminal Court in the United Nations system


70. The Court greatly appreciates the support for its activities expressed in
resolutions, declarations and other documents adopted by the General Assembly, the
Security Council and other United Nations organs, committees and commissions. The
Court also values opportunities for its senior officials to participate in United Nations
meetings on themes and situations of relevance to its mandate.
71. National jurisdictions have the primary responsibility to investigate and
prosecute crimes under the Rome Statute. With that in mind, the Court encourages
the inclusion of capacity-building elements in legal and judicial reform programmes
supported by the United Nations as part of its rule of law development assistance,
such as by incorporating into national law the crimes and principles of the Rome
Statute, establishing or enhancing national processes for cooperation with the Court
and training legal professionals on the investigation and prosecution of international
crimes, in particular as part of the mandate to supp ort justice and corrections
institutions in post-conflict settings. The Court is open to collaboration with the
United Nations in this context. By way of example, its country office in the Central
African Republic has engaged with the United Nations to promote justice as a key
foundation to lasting peace, with the support of the Secretary-General’s Peacebuilding
Fund.
72. The Court supported the organization of the event held by the Assembly of
States Parties on 17 July 2023 at United Nations Headquarters in New York to

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commemorate the twenty-fifth anniversary of the Rome Statute and coordinated with
the United Nations social media focal points to amplify related content, including a
special video and other content related to the #MoreJustWorld digital campaign. At
the Court’s request, United Nations entities publicized the exhibition “Common
bonds: From the Rome Conference to today”, marking the twenty-fifth anniversary
of the Rome Statute, by posting photographs and publicity on their global platforms.
In the second half of 2022, the Court coordinated with the United Nations to continue
publicizing stories of survivors of serious crimes profiled in its “Life After Conflict”
photo exhibit, which was on display at United Nations Headquarters in July 2022. As
in previous years, the Court marked United Nations international observance days
with statements and social media posts and shared this content, as well as additional
content related to Sustainable Development Goal 16 on peace and justice, with the
United Nations social media focal points for amplification. These focal points also
offered the Court advice on communications challenges and opportunities as they
unfolded. The Court is grateful to the United Nations for its communications support.

3. Cooperation with the Security Council


73. The Court and the Security Council have different yet complementary roles in
addressing the gravest crimes of concern to the international community, which have
the potential to destabilize international peace and security. The Council’s prerogative
to refer a situation to the Court can help promote accountability in situations where
grave crimes may have been committed but where the Court lacks jurisdiction. This
is demonstrated in concrete terms by the trial of Mr. Abd-Al-Rahman, which
continued during the reporting period and represents the first trial to take place at the
Court based on a referral by the Council.
74. Where the Council has made a referral, active follow-up is necessary to ensure
cooperation, especially for the arrest and surrender of individuals for whom the Court
has issued arrest warrants. Following the Darfur and Libya referrals, the Court has
communicated to the Council a total of 16 findings of non-cooperation in respect of
a State. The Council has not responded to these communications in substantive form.
75. As noted above, the Prosecutor ’s biannual briefings to the Security Council on
the situations in Darfur and Libya provided opportunities to inform the Council and
the United Nations membership of progress and challenges related to his Office’s
investigations and of the importance of cooperation, including with regard to the
outstanding arrest warrants. In addition, in September 2022, the Prosecutor briefed
the Council in relation to developments in the situation in Ukraine.
76. The Court believes that, building on past exchanges, the dialogue between the
Court and the Security Council on matters of mutual interest, both thematic and
situation-specific, can be enhanced further, with a view to strengthening synergies
between the mandates of both entities.
77. The Court is grateful for the support of the Security Council, which the States
parties to the Rome Statute serving on the Council play a key role in securing. The
Office of the Prosecutor has benefited from formal and informal exchanges and from
the strong support expressed, in part, at media stakeouts held after the Prosecutor ’s
briefings by the Court’s focal points in the Council on behalf of those Council
members that are also States parties. The Registrar also received such support during
his mission to New York in June 2023.
78. On 18 July 2023, the President of the Assembly of States Parties and the
Executive Director of the Trust Fund for Victims briefed the Security Council during
an Arria formula meeting entitled “25th Anniversary of the Rome Statute: The
Contribution of the International Criminal Court to the Maintenance of International
Peace and Security”.

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B. Cooperation with and assistance from States, other international


organizations and civil society

79. States continued to provide highly valuable assistance in relation to


investigations and prosecutions including with respect to arrests, identification and
recovery of assets, provision of documents and facilitation of missions of the Court
on their territory.
80. During the reporting period, the Registry transmitted 536 requests for visas to
States and 300 primary requests for cooperation to States parties, other States and
international and regional organizations, in addition to following up on pending
requests apart from operational support requests sent by country offices.
81. The Office of the Prosecutor continued its efforts to enhance cooperation with
partners, including by increasingly incorporating the use of technology and
intelligence-led actions. The Office transmitted 458 requests for assistance (including
125 notifications for mission) to States Parties, States not parties, international and
regional organizations and other public or private entities, and followed up on the
execution of pending requests. The Office also received 22 incoming requests for
cooperation under article 93, paragraph 10, of the Rome Statute.
82. In addition to transmitting its own requests and requests on behalf of Chambers,
the Registry requested the assistance of States to support the investigative activities
of Defence teams, including by giving them access to documents or potential
witnesses, and to facilitate visits of detainees’ families to the Court’s detention centre
by issuing visas. States were also requested to provide assistance for reparations
proceedings, including by identifying the whereabouts of victims and by supporting
the activities of the Trust Fund for Victims. All these forms of assistance are
appreciated as contributing to the efficiency and fairness of the Court ’s proceedings.
83. As demonstrated by the list of outstanding arrest warrants in the summary of the
present report, the arrest and surrender of individuals subject to the Court ’s warrants
remains a critical challenge. The Court reiterates the importance it attaches to the
Secretary-General’s guidance on contacts with persons who are the subject of arrest
warrants or summonses issued by the Court (A/67/828-S/2013/210).
84. The Court continued to encourage States to conclude cooperation agreements
with it regarding the relocation of witness under threat, the enforcement of sentences,
and the interim and final release of suspects or accused. One new agreement was
concluded with Belgium on the release of persons on 7 July 2023.
85. The Registry and the Office of the Prosecutor continued efforts to further
enhance cooperation with national, regional and international judicial and law
enforcement networks in support of the Court’s needs, and to assist national
proceedings, where appropriate, in accordance with the principle of complementarity.
86. These efforts have produced tangible results, notably the strengthening of
relations between the Office of the Prosecutor and the African Union following the
Prosecutor’s participation in the thirty-fifth and thirty-sixth African Union summits
in Addis Ababa. The attendance of the Prosecutor at the ninth summit of the
Association of Caribbean States, held in May 2023 in Antigua, Guatemala, also served
to enhance cooperation with States in the region.
87. The Registry and the Office of the Prosecutor also continued to work closely
together within the inter-organ working group on arrest strategies to devise and
implement strategies to facilitate the arrest of suspects, as well as to develop a
network of partners to foster information exchange and cooperation in the
identification, freezing and seizure of assets.

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88. On 23 June 2023 the Registry organized a hybrid meeting with States from the
Group of Latin American and Caribbean States on framework cooperation
agreements, with the participation of representatives of embassies and experts from
capitals. Lastly, the Registry continued its efforts to obtain sufficient funds for the
trust fund it relies on to ensure family visits for indigent detainees. The Court
organized six family visits, in which a total of 18 persons participated (10 adults and
8 children). Six States made generous donations to the trust fund during the reporting
period.
89. With the financial support of the European Commission and other donors, the
Court organized over 15 seminars and events in support of efforts to strengthen
cooperation, complementarity and universality, including a second high-level virtual
seminar for judges in the Asia-Pacific region, a training on witness protection for
victims of conflict related sexual violence in Ukraine, a seminar for national
cooperation for focal points from the ministries of justice of countries with situations
subject to the jurisdiction of the Court and the fifth Asia-Pacific Forum of the Hague.
90. The Court continued to develop its interaction and cooperation with
international and regional organizations as key partners for promoting univ ersal
ratification and full national implementation of the Rome Statute, raising awareness
of the Court’s work, enhancing cooperation and promoting wider geographical
representation within the Court’s staff.
91. The Court greatly values the activities that civil society partners undertake to
raise awareness of the Court and promote the universal ratification and full
implementation of the Rome Statute, and it continued to participate in those activities.
From 19 to 23 June 2023, the Court held, in hybrid format, an annual round table with
non-governmental organizations. In addition, the Office of the Prosecutor organized
two thematic round tables on crimes against and affecting children and gender
persecution with civil society organizations from countries with situations subject to
the jurisdiction of the Court. The round tables included discussions of the newly
launched policy of the Office of the Prosecutor on the crime of gender persecution,
which strengthens the basis on which the Office can advance the fight against
impunity for sexual and gender-based crimes.

III. Institutional developments


A. Treaty matters

92. Two States accepted or ratified the amendment to article 8 of the Rome Statute
adopted in 2010, bringing the total number of States parties having accepted or
ratified the amendment to 45. Two States accepted or ratified the amendment on the
crime of aggression, bringing the total number of States parties having accepted or
ratified the amendment to 45. One State accepted or ratified the amendment to article
124, bringing the total number of States parties having accepted or ratified the
amendment to 19. Three States accepted or ratified the amendment to article 8
regarding the use of weapons that use biological agents or toxins, bringing the total
number of States parties having accepted or ratified the amendment to 15. Three
States accepted or ratified the amendment to article 8 regarding the use of weapons
designed to injure by fragments undetectable by X-rays, bringing the total number of
States parties having accepted or ratified the amendment to 13. Three States accepted
or ratified the amendment to article 8 regarding the use of blinding laser weapons,
bringing the total number of States parties having accepted or ratified the amendm ent
to 13. Four States accepted or ratified the amendment to article 8 on intentionally

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using the starvation of civilians, bringing the total number of States parties having
accepted or ratified the amendment to 12.
93. The Court continued efforts to attract all States not among the 123 parties to the
Rome Statute to join the treaty as soon as possible.

B. Elections

94. On 10 February 2023, the judges of the Court elected by secret ballot Osvaldo
Zavala Giler as Registrar for a period of five years by an absolute majority. Mr. Zavala
Giler, a national of Ecuador, commenced his term on 17 April 2023, succeeding Peter
Lewis.

C. Trust Fund for Victims

95. As detailed in section II above, the Trust Fund for Victims continued
implementing Court-ordered reparations in four cases, and it participated in the
reparations proceedings in the Ongwen case.
96. The Trust Fund also implemented other programmes to benefit victims through
the provision of medical treatment, psychological rehabilitation, socioeconomic
support, education and peace-building activities. Those programmes were
implemented for the benefit of victims in the situations in the Central African
Republic, Côte d’Ivoire, the Democratic Republic of the Congo, Georgia, Kenya,
Mali and Uganda, all under the jurisdiction of the Court. The programmes in Georgia
and Kenya were launched at the beginning of 2023. Close to 17,000 individuals
directly benefited from reparations programmes in 2022. The Trust Fund worked with
locally based international organizations and local organizations to implement
reparations activities.
97. In its resolution 77/6 of 2 November 2022 the General Assembly encouraged
States to contribute to the Trust Fund for Victims. In 2022, the Trust Fund received
over €3.8 million in voluntary contributions from 32 States parties, which enabled it
to continue its activities in 2023. The Trust Fund calls upon the General Assembly to
continue to call on States, individuals and entities to make voluntary contributions for
the benefit of victims and their families.
98. In line with the 2020 report of the Independent Expert Review, the Trust Fund ’s
Board of Directors initiated a series of reforms to strengthen the fundraising capacity,
visibility and effective management of the secretariat of the Trust Fund for Victims,
which has been led by a new Executive Director since 1 May 2023, following a
competitive recruitment process.

D. Launch of strategic plans for 2023–2025

99. On 14 June 2023, the strategic plans for 2023–2025 of the Court, the Office of
the Prosecutor, the Registry and the Trust Fund for Victims were launched, marking
the first time all four strategic plans have been developed and adopted concurrently,
following the same three-year cycle. This underscores the Court’s commitment to the
“one Court principle” and strengthens the Court’s relationship with the Trust Fund for
Victims by promoting greater synergies while upholding the independence of the
organs involved in judicial proceedings. During the process of elaborating the
strategic plans, the Court benefited from the input provided by its staff as well as by
States parties and civil society organizations.

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100. Building on the achievements made during the previous strategic cycle and
taking into account the recommendations of the Independent Expert Review, the four
strategic plans aim to drive further progress in the 2023–2025 period. The
introduction of key performance indicators and a strategic framework will enable the
Court to better demonstrate how the performance of each organ and the Trust Fund
for Victims contributes to shared, overarching goals. The Court’s strategic plan
reaffirms its pledge to act with integrity and acknowledges the crucial role of the
Court’s staff in the achievement of its mission. In December 2022, the Court also
launched a comprehensive Court-wide Strategy on Gender Equality and Workplace
Culture, the first of its kind adopted by an international court or tribunal.
101. Through the development of the strategic plans, the Court identified key
additional resources required to meet core strategic objectives, as reflected in the
proposed programme budget for 2024 recently transmitted by the Court to the
Assembly of States Parties.

IV. Conclusion
102. The reporting period marked a particularly active year for the International
Criminal Court, including significant activities in pretrial, trial and appe als
proceedings and in the implementation of reparations, as well as the investigations
and preliminary examinations conducted by the Office of the Prosecutor with respect
to situations on four continents. Among the notable developments were the
confirmation of a conviction and sentence on appeal; the conclusion of the
presentation of evidence in one trial and the progress of three other trials in the
courtrooms; the issuance of two new arrest warrants; and the conclusion of one
preliminary examination. The Trust Fund for Victims implemented court-ordered
reparations to victims in four cases and conducted other projects in several countries,
benefiting close to 17,000 victims.
103. The Court recognizes with gratitude the many forms of important assistance
provided by the United Nations system during the reporting period and is equally
appreciative of the cooperation of States with its ongoing investigative, prosecutorial
and judicial activities. Furthermore, the Court highly appreciates the numerous vocal
statements of support expressed by States and other international actors in high -level
forums, such as the General Assembly and the Security Council. Such support is
particularly important at a time when officials of the Court have come under attack
for carrying out their mandates. The Court looks forward to further strengthening its
relations with all stakeholders as it seeks to enhance the delivery of justice under its
mandate set out in the Rome Statute.

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