Punching Shear 2
Punching Shear 2
Technical Paper
by: João T. Simões 1, Jan Bujnak 2, Miguel Fernández Ruiz 3 and Aurelio Muttoni 4
(1) PhD Candidate, École Polytechnique Fédérale de Lausanne, ENAC, Station 18,
(3) Lecturer and senior scientist, École Polytechnique Fédérale de Lausanne, Station
(4) Professor, École Polytechnique Fédérale de Lausanne, ENAC, Station 18, CH-
This article has been accepted for publication and undergone full peer review but has not been through the copyediting,
typesetting, pagination and proofreading process, which may lead to differences between this version and the Version of
Record. Please cite this article as doi: 10.1002/suco.201500175.
Submitted: 30‐Oct‐2015
Revised: 08‐Jan‐2016
Accepted: 02‐Feb‐2016
© 2015 Ernst & Sohn Verlag für Architektur und technische Wissenschaften GmbH & Co. KG, Berlin
www.ernst‐und‐sohn.de Page 2 Structural Concrete
ABSTRACT
Punching shear is usually the governing failure criterion for the selection of the depth of
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reinforced concrete footings. Despite the fact that large experimental programmes have been
performed in the past aimed at the punching strength of slender flat slabs, only a few
the literature. In this paper, the results of an experimental programme including 8 reinforced
investigated the influence of the column size, member slenderness and the presence of
compression and shear reinforcement. The tests were performed using an innovative test
setup to ensure a uniform soil pressure. The experimental results show that the slenderness
influences the punching shear strength as well as the effectiveness of the shear reinforcement.
It is also experimentally shown that an important interaction amongst bending and shear
occurs for high levels of shear forces near the column (typical case of compact footings or
recorded during the experimental tests allow a complete description of the kinematics and
strains at failure. On that basis, experimental evidence is obtained showing that crushing of
the concrete struts near the column is the phenomenon that triggers the punching failure of
compact footings.
NOTATION
d effective depth
L distance between LVDT’s at the edge of the footing and near the column
Q load
QR maximum load
r radius
δ displacement
δp column penetration
δf,e displacement directly measured on the concrete top surface 10 mm from the edges of
the specimen
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δf,c displacement directly measured on the concrete top surface 25 mm from the column
ψ outer rotation
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1 INTRODUCTION
of the test setup, where four types can be distinguished. The first test setup refers to the cases
where the footings were supported on a bed of springs and were loaded through a column
stub [1, 2] (refer to Fig. 1(a)). This arrangement may reproduce actual conditions for
perfectly elastic soils, but the analysis of the results due to the non-uniform distribution of the
reaction pressure is not straightforward (which depends upon the deformations of the footings
and vary during the test). A second configuration often used consists of footings resting on
line or concentrated supports, with the load being applied by a column stub or steel plate, see
Fig.1(b) [6, 7, 15-17]. A similar configuration, which is considered to be part of the same
group, is the application of a finite number of concentrated loads at a certain distance from
the column, being the latter fixed to a reaction frame. This configuration presents therefore
two slightly different options: (i) equal displacements at the line or concentrated supports or
(ii) equal force in the line or concentrated loads. Although useful information to analyse the
influence of different geometrical and mechanical properties can be obtained from this type
of experimental tests, not only the inclination of the compression struts but also the punching
failure surface are geometrically defined by the test setup (the later developing in between the
edge of the column and the inner radius of the supports). Therefore, in most of the tests on
footings subjected to concentrated loads, the failure surface might have not developed in a
completely free manner, being instead geometrically defined by the load arrangement.
As schematically shown in Fig. 1(c), another configuration of test setup currently used
consists on the application of an effective uniform loading replicated through the use of
several load points [3-5, 8-14]. These load points are supposed to represent the resultant of a
uniform pressure in each sub-area. It should nevertheless be noted that if the distance
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between load points becomes larger, these tests might also lead to a geometrical definition of
the failure surface. In fact, this is an important issue when testing full-scale specimens with
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this configuration, since a finite number of load points is to be applied on a large surface.
Recently, a more realistic configuration has been used [8-12], consisting on footings
supported on sand and loaded through the column (refer to Fig.1(d)). With this configuration,
the failure surface can develop freely, but, similarly to what happens in the test configuration
of footings supported on a bed of springs, soil pressure concentrations can occur. In addition,
soil behaviour may be difficult to characterize and pressure measurements are needed in
order to know the exact distribution of soil reaction. Nevertheless, these tests are a valuable
For the reasons previously discussed, scanty experimental full-scale tests under complete
uniform soil pressure are available and more data is still needed. In this paper, an
setup is presented (Fig.1(e)). The latter enables the application of a uniform soil pressure on
the bottom surface of the specimens. For that purpose, a group of flat jacks connected in
series (equal pressure) was placed in the bottom of a rigid box, which was then filled with a
layer of sand of ~300 mm, thus ensuring a uniform distribution of the load and, consequently,
the application of a uniform soil pressure. A sheet of Teflon and small aluminium plates were
also placed between the footings and the layer of sand, to reduce friction between soil and the
footing. Some parameters were kept constant (nominal bottom flexural reinforcement ratio
(0.75%), nominal concrete compressive strength (30 MPa) and nominal thickness (550 mm))
while others were varied. The parameters whose influence was investigated are the column
size, the footing side length –allowing to vary the shear slenderness–, the presence of shear
With respect to the shear slenderness, in this paper, it will be defined as the ratio between the
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clear shear span and the effective depth, where the effective clear shear span is defined as the
distance between the edge of the footing and the edge of the column (measured along the
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principal directions of the reinforcement, orthogonally disposed).
Every test was tracked with several continuous measurements, allowing to understand the
kinematics and strains of the specimen. Four different regimes of behaviour could be clearly
2 EXPERIMENTAL PROGRAMME
The footings were square with a side length of 2.12 m (PS11, PS12, PP7, PP8) or 1.59 m
(PS13, PS14, PS15, PP9). The columns used were also square with a side length of 0.30 m
(PS11, PS13, PS14, PS15, PP7, PP9) or 0.45 m (PS12, PP8). The bottom flexural
reinforcement was arranged orthogonally and its nominal reinforcement ratio was kept
constant for all the 8 specimens (ratio equal to 0.75%, 22 mm-diameter bars with a constant
spacing of 100 mm, refer to Fig.2). Horizontal reinforcement on the top surface (theoretical
compression surface) was also used but only for some specimens (footings PS14 and PS15
had no top reinforcement). When provided, the compression reinforcement was kept constant
(with a ratio equal to 0.39%, consisting of 16 mm-diameter bars with a constant spacing of
100 mm). Both bottom and top reinforcements were bent near the edges (Fig.2). The nominal
The footings PP7, PP8, PP9 and PS15 had shear reinforcement consisting of double-headed
shear studs with a diameter of 25 mm and following a radial arrangement. The layout of the
shear reinforcement for each footing is presented in Fig.3: PP7 had 3 perimeters of 16 studs,
PP8 had 3 perimeters of 20 studs and tests PP9 and PS15 had 2 perimeters of 16 studs. In
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order to ensure the correct position of the studs, steel strips (800×30×4 mm for PP7 and PP8
and 550×30×4 mm for PP9 and PS15) were welded on the heads of the studs and the position
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of the flexural reinforcement was slightly adjusted when needed.
The concrete used in all footings was normal strength (nominal concrete compressive
strength of 30 MPa) with a maximum aggregate size of 16 mm. Concrete cylinders (320 mm
height and 160 mm diameter) were cast, tested and used to control the concrete strength.
Ordinary reinforcing steel with a characteristic yield strength of 500 MPa was used in all the
footings for both flexural and shear reinforcement. Its corresponding mechanical properties
were measured in three different samples of each different diameter. The cylinders concrete
compressive strength at the day of the punching tests as well as the yield strength of the
The test setup is shown in Fig. 4. It consists of a loading system under the footing and a
reaction frame above it (used also as a loading system in some cases). The loading system
under the footing consists of a box where a group of flat jacks hydraulically connected with a
copper tube were placed (16 jacks for the larger specimens and 9 for the smaller). The flat
jacks were square with a side length of 500 mm and a nominal height of 55 mm. An electric
pump was used to introduce water in the group of flat jacks to inflate them. The application
of a uniform pressure to the bottom surface of the footing was ensured through the
introduction of a layer of sand between it and the flat jacks (compensating for the gaps
between its effective areas). The sand was confined laterally by the faces of a box made of 4
steel U beams. A sheet of Teflon was placed between the sand and the lateral surfaces of the
box, thus avoiding that the uplift of the sand would be constrained by friction. A gap of
approximately 20 mm was additionally left between the lateral surfaces of the footing and the
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lateral surfaces of the box, allowing expansion of the bottom surface of the footing. In order
to reduce friction between sand and the specimen, a sheet of Teflon and aluminium plates
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(with 130×130×5 mm) were placed between them.
The reaction frame above the footing consisted of two perpendicular steel beams connected
to a high-strength steel column. The two steel beams were fixed to the strong floor of the
laboratory through four high-strength Ø75 mm threaded bars. The column was simulated by a
square steel plate placed between the footing and the high-strength steel column. A thin layer
of plaster was placed between the steel column plate and the specimens, in order to avoid any
For the tests of specimens PP7 and PP8, the entire load was applied through the loading
system under the footing. For the remaining tests, four hydraulic jacks were placed on top of
the reaction frame. These jacks were used to apply part of the load in the beginning of the
With respect to the experimental procedure, a loading rate of 50 kN/min has been applied.
Load steps have been done during the loading of specimens PP7 to PP9 and PS11 to PS13 to
perform measurements whose results are out of the scope of this paper.
A general overview of the main measurement devices is shown in Fig. 5. The applied force
was measured with four load cells placed on top of the reaction frame, four strain gages
placed on the steel column, as well as with the measured oil pressure in the hydraulic jacks
(placed on the top of the reaction frame) and with the water pressure measured in the flat
jacks under the sand bed. Negligible differences were observed with the different devices.
The footing rotation was measured on the top surface of the footing with four inclinometers
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aligned with the axis and placed 100 mm from the edge of the footing. The strains on the
concrete top surface were measured in radial and tangential direction with the help of three
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omega-shaped gauges (PP7 to PP9, PS11 to PS13) or strain gauges (PP14 and PS15) with a
base length of 100 mm. Vertical displacements were also measured at different locations on
top surface with linear variable differential transformers (LDVT’s), notably in the edges of
the footing aligned with the axis. Three LVTD’s have also been placed at the steel column
plate, enabling the calculation of the vertical displacement at its centre. The changes in the
thickness of the footing were also measured in specimens PS11 to PS15 at different distances
from the column edge. The strains in the bottom flexural reinforcement of specimen PS12
were measured at different locations using strain gauges with a base length of 6 mm.
Deformations of double-headed shear studs have also been measured using the same strain
gauges. The expansion of top and south lateral surfaces of specimens PS14 and PS15 was
3 EXPERIMENTAL RESULTS
The main results of the experimental campaign are presented in Table 2. After testing,
cracking was observed on the bottom surface, regularly spaced and coincident with the
location of the reinforcement bars in both directions (see for instance Fig. 6). To investigate
on the tangential cracking and punching cone, the specimens were saw-cut along (at least) the
weak axis (axis with smaller effective depth of the reinforcement). The observed cracking
patterns are presented in Fig.7 (where the punching cone can be clearly observed). The
specimens with shear reinforcement PP7, PP9 and PS15 failed in punching inside the shear
reinforced zone by crushing of the concrete struts near the loading plate. The test of specimen
PP8 with shear reinforcement was stopped after large plastic deformations. Nevertheless,
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shear cracks can be seen very clearly, indicating that a punching failure was probably close to
occur.
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On the basis of the saw-cuts, Fig.7, failure can be associated to crushing observed along the
failure surface, notably, close to the column (where various parallel cracks appear). The
specimens with shear reinforcement have shown a more ductile failure than those without
shear reinforcement. With the exception of specimen PP8, every footing presented a clear
crushing failure characterized by the development of failure surface between the edge of
It is also important to note from Fig.7 that the inclination of the failure surface of footing
without shear reinforcement appears to be dependent on the shear slenderness, with steeper
surfaces observed for more compact slabs. This is in agreement with previous experimental
The load-rotation curves of the tested specimens are presented in Fig.8, where the specimens
without shear reinforcement are compared with the corresponding shear reinforced
specimens. From that figure, it can be observed that the presence of shear reinforcement
enhances the strength and the deformation capacity. Both footings with and without shear
reinforcement experienced a decrease on the tangent flexural stiffness. For specimens without
transverse reinforcement, this was observed close to the failure load, whereas for specimens
with shear reinforcement, this decrease was observed at lower load levels (refer to Fig. 8).
Fig.9(a-d) show the load-displacement curves obtained using different measurement devices
for 3 specimens without shear reinforcement (PS11 to PS13) and for a specimen with shear
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reinforcement (PS15). The displacements presented in this figure were calculated based on
the rotations measured with four inclinometers and on the displacement measured with
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LVDT’s at the column plate or edge (Fig.9(e)). Three different components may be
column penetration δp, as shown in Fig.9(e). It is important to note that the information
shown in Fig.9 are calculated based on the measured deformations at the top surface of the
specimens. It is also important to note that part of the deformation here considered as column
penetration may also be considered as a shear deformation (here it will be separated for
clearness reasons). With this respect, it can be observed that the punching failures of the
footings without shear reinforcement presented an enhanced total deformation capacity (sum
of flexural, shear and column penetration) with respect to slender flat slabs [22] (where the
The three specimens without shear reinforcement shown in Fig.8 (a-c) differ in the span-to-
effective depth ratio and the column size. For all specimens, the sum of the shear deformation
and column penetration can be of the same, or even higher, magnitude than the flexural
deformations. It is also possible to verify that the column penetration, which can be seen as a
very local deformation, can reach non-negligible values, particularly for the most compact
footings, as a result of high levels of shear forces. It is interesting to note that for the smallest
column size, the shear deformation stabilized or even decreased near failure. This result is
explained by the fact that a part of the shear deformation is accounted for as a column
penetration.
Based on the recorded measurements, the deformed shaped of the footing during loading can
be drafted as represented in Fig.9(e), where the three components (flexural and shear
deformations, as well as column penetration) are qualitatively taken into account. Fig.9(d)
refers to footing PS15, which corresponds to a shear reinforced footing without horizontal top
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plateau seems to be reached in the load-rotation curves, refer to Fig.8(d)), a more significant
The strains in the bottom flexural reinforcement of specimen PS12 were tracked along the
weak axis both in the radial and tangential directions. The location of the 32 strain gauges is
shown in Fig.10(a) (where strain gauge J23 is not considered hereafter due to measurement
problems during the test). Although the specimen is square and not circular, the strain gauges
J17 to J32 can be considered as indicators of tangential strains. The results are presented in
Fig.10(b) and (c) for radial and tangential directions, respectively. Each value represented in
these two figures result from the average value of two strain gauges placed at a distance of 50
mm (e.g. εs,r at r=25 mm is the average of J1 (r=0 mm) and (r=50 mm), where r represents
the radial distance from the centre of the specimen). It is interesting to note that a peak on the
strains profile develops at the edge of the column in the radial direction (although the average
value at this position is below the yielding strain, the strain gauge placed at r=250 mm
attained locally the yielding strain). It should also be noted that the tangential strains
measured near the edge of the footing are larger than those measured in radial direction.
The changes in the thickness of the specimens were measured at different points in specimens
without shear reinforcement, as well as in the shear-reinforced footing PS15 (detail of the
measurement is shown in Fig.11(a)). The results are presented in Fig.11, where it remains
clear that the variation in the thickness at maximum load tends to be more pronounced for the
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most compact footings (refer to Fig.11(b-e)). It is to be noted that the changes of thickness
measured correspond to the vertical component of shear cracks developing inside the footing.
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It is possible to verify that the changes in the thickness of the footings start to be significant at
values of ~80% of the maximum load for the specimens without shear reinforcement. It is
also interesting to note that the changes in the thickness tend to be more pronounced near the
column. With respect to the shear reinforced specimen (Fig. 11 (f)), it is shown that the
changes in the thickness variation start at ~60% of the maximum load, which corresponds to
the load where the changes in the thickness of the reference specimen –without shear
The strains on the concrete top surface were measured near the column plate. The radial and
tangential strains measured for specimen PS11 (most slender specimen) are shown in
Fig.12(a-b), respectively. With respect to radial strains, an elongation was measured, with
higher values obtained for smaller distances to the column plate. This elongation increases
with increasing levels of load, up to ~80% of the total load, from which it starts decreasing.
At failure, values of radial strains on the concrete top surface near the column are very small.
This behaviour, which was consistently measured in this experimental campaign, has already
behaviour is very different from that normally observed in flat slender slabs [e.g. 19- 22],
certain value, from which a decompression is normally observed. With respect to the
tangential strains on the concrete top surface, it is to be noted that a shortening (related to
compression) proportional to the rotation (as a result of flexural deformations) was measured
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The punching failure of the specimens with shear reinforcement can be governed by a failure
inside, within or outside the shear reinforced zone [23]. The shear reinforced specimens in
this paper that reached failure presented a crushing of the concrete struts near the loading
plate, with the development of a failure surface between the column edge and the first
perimeter of shear reinforcement. Although the potential failure modes of shear reinforced
specimens are well established, the phenomena that trigger the failure of footings without
shear reinforcement is still an object of discussion. For that topic, the continuous
measurements recorded in the shear critical region (near the column) in this experimental
The main deformations measured in the shear critical region are presented in Fig.13. Five
different measurements are presented: the rotation measured near the edges of the footing
(ψ); the column penetration (δp); the changes in the thickness of the specimen measured at a
distance of 100 mm from the edge of the steel column plate (Δh); the radial (εc,radial) and
tangential (εc,tan) strains on the top concrete surface, both measured at a distance of 100 mm
from the edge of the steel column plate. The results presented in Fig.13 correspond to the
specimens (a) PS11 and (b) PS13, which are the most slender and the most compact
diagrams, the load is normalized by the maximum load. With respect to the results, four
tangential strains) proportional to the rotation, an increase of the radial tension (as a
results of local shear deformation near the column, refer to Fig.9) and an increase of
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the support penetration (probably partially due to the crushing of the plaster between
the steel column plate and the footing). No changes in the thickness of the specimens
were observed
- 2) From ~30% to ~80% Q/QR for PS11 and ~30% to ~75% Q/QR for PS13: flexural
cracks start developing (this was confirmed after visual inspection of the bottom
surfaces after testing, see for instance Fig. 6) and a decrease of the flexural stiffness
can be observed in the load-rotation curve. The tangential compression strains on the
concrete top surface increase proportionally to the rotation. The radial tension on the
top concrete surface are still increasing as a consequence of a local shear deformation
near the column and the penetration of the column slightly accelerates. In the
transition between this and the following stage, changes in the thickness of the footing
are measured, which may be justified by the appearance of inclined cracks due to the
flexural-shear interaction;
3) From ~80% to ~90% Q/QR for PS11 and from ~75% to ~85% for PS13: the
rotation and the column penetration increase, but the corresponding stiffness are still
observed: the changes in the thickness become important and the radial tension
measured on the concrete top surface attains its maximum, remaining approximately
constant;
4) Finally, from ~90% Q/QR (PS11) or ~85% Q/QR (PS13) up to maximum load, a
the concrete top surface near the column remains constant or even decreases
(decompression). The radial tension in the concrete top surface decreases almost up to
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a zero value and the changes in the thickness of the footing and the column
The four regimes previously described have been clearly observed for the 4 footings without
shear reinforcement. The limits of each regime depend however on the mechanical and
geometrical properties. For instance, the last regime appears to be more significant for more
compact footings. This stage might be assumed as to be corresponding to the crushing of the
concrete struts near the column, which can be confirmed by the signs of crushing observed in
the saw-cuts (refer to Fig.7). The crushing of the concrete struts near the column would also
explain the tangential decompression observed on the concrete top surface (as a consequence
of the pronounced lateral expansion of concrete close to failure [24]). At this stage, the
column is penetrating into the footing and the sliding surface forming at the top of the
concrete struts are confirmed with the measurements of the changes in the thickness (refer to
Fig.11).
It is also interesting to note that the experimental evidences observed in the campaign
presented in this paper are in accordance to those presented by Hallgren and Bjerke [25], who
also observed similar regimes when analyzing the punching behaviour of footings using non-
The span-to-depth ratio depends on the footing and column sizes, as well as on the effective
depth. While the nominal value of the latter parameter was kept constant in the presented
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experimental investigation, the formers were varied. The maximum loads normalized by the
square of the effective depth and the square root of the cylinders concrete compressive
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strength are presented in Table 2 and represented in Fig.14 as a function of the shear
slenderness (equal column size) and of the column size (for equal side length of the footings).
The results show that an increase of the shear slenderness decreases the load carrying
capacity for the cases of footings without shear reinforcement (refer to Fig.14(a)), due to:
- an increase of percentage of load outside the failure surface, where the load has to be
decrease of the average shear strength per unit length; according to theoretical
As shown in Fig.14(b), increasing the column size leads to an increase of the load carrying
capacity, of both footings with and without shear reinforcement. This may be justified not
only by the increase of the column perimeter (associated to lower acting shear stresses), but
also by the inherent decrease of the shear slenderness (as the side length of the footings were
kept constant).
As it was previously shown (refer to Figs.8 and 14), the shear reinforcement can enhance the
effective depth ratio, as can be seen in Fig.14. This has been previously shown for footings
having stirrups as shear reinforcement [11-14] and is here confirmed for the case of double-
headed shear studs. The shear reinforcement controls the development of transverse strains,
as it can be seen comparing the changes in the thickness of footings PS14 and PS15 (refer to
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Fig. 11 (e) and (f)) with the activation of the shear reinforcement in footing PS15 (see Fig.
15). The first perimeter of shear studs of specimen PS15 is activated from approximately
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80% of the maximum load of the reference specimen PS14, which corresponds to the level of
load from which important changes in the thickness of the specimens were measured
(Fig.11). The excellent anchorage conditions of the shear reinforcement used in this
The decrease on the effectiveness of the shear reinforcement with decreasing shear
slenderness may be physically explained by the location and inclination of the concrete struts.
Considering that the principal transverse strains develop normal to the compressive strain and
that the principal compressive strains have approximately the same direction of the concrete
struts, a decrease of the angle between the concrete struts and the shear reinforcement leads to
lower efficiency of the latter [28]. This is the case of footings with low span-to-effective
depth ratio, which have more inclined concrete struts, and, consequently, lower angles
It is shown in the Fig.8 that the load-rotation curves of the specimens with shear
reinforcement reach a plateau before failure. The strengths at the plateau are significantly
lower than those predicted by the classical yield line theory [29, 30] and presented in the
Table 2. This has been shown to occur for slabs with large amounts of shear reinforcement
[19, 20]. This phenomenon can be seen as a flexural-shear interaction, as shown using the
kinematic theorem of limit analysis [26]. This effect is very important for compact footings
[26] since it leads to theoretical values of strength significantly lower than those obtained for
Specimens PS14 and PS15 differ from specimens PS13 and PP9, respectively, because
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horizontal reinforcement was not used in the theoretical compression surface. The objective
was to study the potential influence of this reinforcement in the failure mode as well as in the
reinforcement in the compression zone can act as confinement reinforcement of the inclined
strut near the column, therefore increasing the load capacity. The ratio of the normalized
loads (refer to Table 2) of the specimens with and without horizontal flexural reinforcement
confirm that a small increase of the load carrying capacity can be achieved by the presence of
this reinforcement (8% increase for specimens without shear reinforcement PS13/PS14 and
The expansion of the top and lateral surfaces of the specimen PS14 was measured with
LVDT's (see Fig.16(a)) and the results are shown in Fig.16(b). An elongation of the bottom
surface (measured at the bottom of the lateral surface) and a shortening of the top surface
were measured up to ~80% of the maximum load, probably resulting from the flexural
behaviour. From that moment, although the bottom surface continues to elongate, the
shortening of the top surface stabilizes. This may be justified with the expansion of the
diagonal concrete strut [24], which compensates the continuous contraction expected due to
the flexural behaviour. While for specimen PS13 (with top flexural reinforcement) no cracks
at the top surface could be observed after failure, radial cracks could be seen in the top
surface of specimen PS14 (without top reinforcement). Although the expansion of the top
surface of specimen PS13 was not measured, the differences in the load carrying capacity and
in the crack pattern of the top surface indicate that the presence of top reinforcement might
increase the strength of footings without shear reinforcement (this topic should be clarified in
5 CONCLUSIONS
and the nominal thickness (550 mm) were kept constant, while the influence of the column
size, the slenderness, the presence of top horizontal reinforcement and of shear reinforcement
was investigated. Detailed measurements in the shear critical region were recorded during the
experimental tests. The main experimental evidences are summarized in the following:
shown to increase with decreasing shear slenderness. Also the inclination of the
critical shear crack appears to be steeper for low span-to-effective depth ratios;
shown to be dependent on the shear slenderness, being less effective for low span-to-
behaviour of footings, significant shear deformations also occur due to the high levels
of shear forces;
4) A careful analysis of the measurements recorded in the shear critical region indicate
that the crushing of the concrete diagonal strut close to the column is the phenomenon
that triggers failure. The observations of the saw-cuts after testing confirm the
curves;
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6) The load corresponding to this flexural-shear plateau is significantly lower than the
theoretical flexural capacity calculated based on the yield line method. This reduction
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may be explained by the high concentrations of shear forces at the edge of the
column, increasing the height of the compression zone and decreasing consequently
7) The flexural-shear regime above described has to be taken into account in the design
and assessment of reinforced concrete footings. A rational based method to predict the
ACKNOWLEDGEMENTS
The authors would like to thank Peikko Group for supporting the experimental work on
footings with shear reinforcement. The authors also want to express their gratitude to Mr.
REFERENCES
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Brunswick, Germany, 1981, pp. 158 (In German: Tragverhalten von ausmittig
[4] Dieterle H., Rostásy F., Load-carrying behaviour of isolated reinforced concrete
foundations of square columns, Deutscher Ausschuss für Stahlbeton, Vol. 387, 1987, pp.
[5] Dieterle H., Design of reinforced concrete foundations of square columns under
centric loading with the help of design diagrams, Deutscher Ausschuss für Stahlbeton,
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Vol. 387, 1987, pp. 94-134 (In German: Zur Bemessung quadratischer Stützenfundamente
[6] Hallgren M., Kinnunen S., Nylander B., Punching Shear Tests On Column Footings,
[7] Timm M., Punching of foundation slabs under axisymmetric loading, Doctoral Thesis,
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University Braunschweig, 2003, pp. 159 (In German: Durchstanzen von Bodenplatten
[8] Hegger J., Sherif A., Ricker M., Experimental Investigations on Punching Behaviour
of Reinforced Concrete Footings, ACI Structural Journal, Vol. 103, No. 4, 2006, pp. 604-
613.
Proceedings of the 6th Int. Ph.D. Symposium in Civil Engineering, Zürich, Switzerland,
2006.
[10] Hegger J., Ricker M., Ulke B., Ziegler M., Investigations on the punching behaviour
of reinforced concrete footings, Engineering Structures, Vol. 29, No. 9, 2007, pp. 2233-
2241.
[11] Hegger J., Ricker M., Sherif A., Punching Strength of Reinforced Concrete Footings,
[12] Ricker M., Reliability of punching design of isolated foundations, Doctoral Thesis,
RWTH Aachen University, 2009, pp. 304 (In German: Zur Zuverlässigkeit der Bemessung
Reinforced Concrete Footings with structural dimensions, Structural Concrete, Vol. 15,
Accepted Article
No. 3, 2014, pp. 331-339.
[14] Siburg C., Consistent punching design in flat slabs and foundations, Doctoral Thesis,
RWTH Aachen University, 2014, pp. 333 (In German: Zur einheitlichen Bemessung gegen
[15] Netopilik R. J., Punching Shear Behaviour of Thick Reinforced Concrete Slabs, Master
[16] Urban T., Goldyn M., Krakowski J., Krawczyk L., Experimental investigation on
[17] Krakowski J., Krawczyk L., Urban T., Punching of RC Thick Plates – Experimental
Test and Analysis, Proceedings of the fib Symposium, Concrete – Innovation and Design,
Copenhagen , 2015.
[18] Urban T., Krakowski J., Goldyn M., Krawczyk L., Punching of RC thick plates,
Department of Concrete Structures, Technical University of Lodz, Poland, Report Nr. 19,
[19] Lips S. Punching of Flat Slabs with Large Amounts of Shear Reinforcement, Thèse
[20] Lips S., Fernández Ruiz M. and Muttoni A., Experimental Investigation on
[21] Kinnunen S., Nylander H., Punching of Concrete Slabs Without Shear
Reinforcement, Transactions of the Royal Institute of Technology, N° 158, 112 pp., 1960.
www.ernst‐und‐sohn.de Page 25 Structural Concrete
[22] Guandalini S., Burdet O., Muttoni A., Punching tests of slabs with low
reinforcement ratios, ACI Structural Journal, Vol. 106, N°1, pp. 87-95, 2009.
Accepted Article
[23] Fernández Ruiz M., Muttoni A., Applications of the critical shear crack theory to
punching of R/C slabs with transverse reinforcement, ACI Structural Journal, Vol. 106 N° 4,
[24] Guidotti R., Fernández Ruiz M., Muttoni A., Crushing and Flexural Strength of
Slab-Column Joints, Engineering Structures, Vol. 33, No. 3, 2011, pp. 855-867.
[25] Hallgren M., Bjerke M., Non-linear finite element analyses of punching shear failure
of column footings, Cement and Concrete Composites, Vol. 24, No. 6, 2002, pp. 491-496.
[26] Simões J. T., Faria D. V., Fernández Ruiz M., Muttoni A., Limit Analysis for
punching shear design of compact slabs and footings, Proceedings of the fib Symposium,
[27] Braestrup M. W., Nielsen M. P., Jensen B. C., Bach F., Axisymmetric Punching of
Plain and Reinforced Concrete, Report No. 75, Structural Research Laboratory, Technical
[28] Vecchio F. J., Collins M. P., The modified compression-field theory for reinforced
concrete elements subjected to shear, ACI Journal, Vol. 83, No. 2, 1988, pp. 219-231.
[29] Johansen K.W., Yield-line Theory, Cement and Concrete Association, 1962, pp. 182.
[30] Gesund H., Flexural Limit Analysis of Concentrically Loaded Column Footings, ACI
FIGURES
CL CL CL CL C
L
Accepted Article Q
Q Q Q Q
8Ø16 @ 100 mm
8Ø22 @ 100 mm
11Ø16 @ 100 mm
11Ø22 @ 100 mm
795 mm
795 mm
1060 mm
1060 mm
(a) (c)
550 mm
PS15, PP9.
www.ernst‐und‐sohn.de Page 27 Structural Concrete
Accepted Article
(a) (b)
(c) (d)
Fig. 3: Layout of the shear reinforcement: (a) plan view of PP7 and PP8; (b) plan view of PP9
and PS15; (c) cut view of PP7 and PP8; (d) cut view of PP9 and PS15.
www.ernst‐und‐sohn.de Page 28 Structural Concrete
4 x spheric nuts
steel plates
4 x force transducers
Accepted Article 4 x hydraulic jacks
2 x steel profiles
600 x 600 x 3000 mm
steel column
Ø 220 mm
4x high-strength
steel plate steel bars Ø 75 mm
aluminium plates
Teflon sheet
sand ~300 mm specimen
Teflon sheet
wood plate 16 steel profiles
4 x force transducers
UPN180
reaction slab
steel plates
4 x spheric nuts laboratory
strong floor
Inc. N
3 LVDT’s at the
column plate LVDT at the
West edge
Inc. W
100
100
100
LVDT
Inc. S
Fig. 5: Schematic representation of the main measurement devices and its location.
www.ernst‐und‐sohn.de Page 29 Structural Concrete
Accepted Article
Fig. 6: Schematic representation of the cracking pattern on the bottom surface of specimen
PS11 PP7
(a) (b)
PS12 PP8
(c) (d)
PS13 PP9
(e) (f)
PS14 PS15
(g) (h)
www.ernst‐und‐sohn.de Page 30 Structural Concrete
12
Accepted Article 10
PP8 PP9 PS15
PP7
8
Q [MN]
4
PS13
PS14
PS11 a/d ≈ 1.81 a/d ≈ 1.63 a/d ≈ 1.26 a/d ≈ 1.26
2 PS12
c/d ≈ 0.60 c/d ≈ 0.88 c/d ≈ 0.59 c/d ≈ 0.59
0
0 2 4 6 80 2 4 6 8 10 12 0 2 4 6 80 2 4 6 8
ψ [mrad] ψ [mrad] ψ [mrad] ψ [mrad]
Fig. 8: Load rotation curves of the corresponding specimens with and without shear
reinforcement.
7
flexural deformation δy
6
δp
shear deformation δγ
5 δγ δp
δy δγ
Q [MN]
4 column
penetration δp δy
δf,e-δc
3
δf,e-δc δf,e-δc
2 δf,e-δf,c
δf,e-δf,c δf,e-δf,c
1
PS11 PS12 PS13
0
0 2 4 6 8 0 2 4 6 8 0 2 4 6 8
δ [mm] δ [mm] δ [mm]
(a) (b) (c)
L
9
δc δf,c δf,e
8 ψ
7 δp
δy = y x L
6 δγ δγ = (δf,e-δf,c) - δy
Q [MN]
5 δy δp = δf,c - δc
4 δf,e-δc
3 δf,e-δf,c
2
1
PS15
0
0 2 4 6 8 10 12
δ [mm]
(d) (e)
www.ernst‐und‐sohn.de Page 31 Structural Concrete
Fig. 9: Load displacement curves accounting separately the flexural deformation (estimated
based on the rotation of the footing), shear deformation and column penetration: (a) PS11; (b)
Accepted Article
PS12; (c) PS13; (d) PS15; (e) scheme of recorded measures: outer rotation ψ by
inclinometers; vertical displacement in the edge of the footing δf,e using a LVDT; vertical
displacement of the footing 25 mm far from the column edge δf,c; vertical displacement at the
CL
CL
N J15 J13 J11 J9 J7 J5 J3 J1
J16 J14 J12 J10 J8 J6 J4 J2
3
εs,y
2.5
1060
εs,r [mm/m]
2 100%
90%
1.5 80%
70%
1
50%
0.5
30%
0
J15 J13 J11 J9 J7 J5 J3 J1 1000 800 600 400 200 0
J16 J14 J12 J10 J8 J6 J4 J2 r [mm]
CL
50
J31/32
(J23)/24
(b)
J29/30
J27/28
J25/26
J21/22
J19/20
J17/18
CL
CL J31 J29 J27 J25 J21 J19 J17
1060 J32 J30 J28 J26 J24 J22 J20 J18
3
εs,y
2.5
100%
εs,t [mm/m]
2 90%
1.5 80%
J15 J13 J11 J9 J7 J5 J3 J1 1 70%
J16 J14 J12 J10 J8 J6 J4 J2 0.5 50%
0 30%
J31/32
J17/18
(J23)/24
J29/30
J27/28
J25/26
J21/22
J19/20
(a) (c)
Fig. 10: Strains in the bottom flexural reinforcement of specimen PS12: (a) location of the 32
strain gauges used, 16 in radial and 16 in tangential direction along the axis of the weak
direction; (b) radial strains J1-J16; (c) tangential strains J17-J32 (J23 not considered);
N N
5 LVDT 5 LVDTs
125 mm 125 mm
Accepted Article CL CL
3.0 3.0
PS11 PS12
2.5 W-E 2.5 W-E
∆h [mm]
∆h [mm]
2.0 2.0
1.5 100% 1.5 100%
98% 98%
1.0 1.0 95%
95%
0.5 0.5 90%
90% 85%
0 85% 0
1000 800 600 400 200 0 1000 800 600 400 200 0
r [mm] r [mm]
N 5 LVDTs N 5 LVDTs N
5 LVDTs
100 mm
CL CL CL
∆h [mm]
∆h [mm]
2.0 2.0 2.0
1.5 1.5 1.5 95%
98% 98% 90%
1.0 95% 1.0 95% 1.0 85%
90% 80%
0.5 90% 0.5 85% 0.5
85% 80% 60%
0 0 0
600 400 200 0 600 400 200 0 600 400 200 0
r [mm] r [mm] r [mm]
Fig. 11: Changes in the thickness for different load levels and location of the measured
points: (a) detail of the measurement device; (b) PS11; (c) PS12); (d) PS13; (e) PS14; (f)
6
εc,tan,100
εc,tan,200
5 εc,tan,300
Accepted Article
4
εc,radial,100
Q [MN]
3
εc,radial,300 N
n
m
εc,radial,200
lu
100 εc,radial,100
100 εc,radial,200
c,radial,300
2 N
co
100
n
εc,tan,100
m
50 100
lu
100 ε
εc,tan,200
co
1 100
εc,tan,300
0
−0.5 0 0.5 1.0 −2.0 −1.5 −1.0 −0.5 0
εc,radial [mm/m] εc,tangential [mm/m]
(a) (b)
Fig. 12: Strains on the concrete top surface of test PS11 in (a) radial and (b) tangential
1
thickness
0.9 variation
∆h [mm] column
0.8 penetration
column thickness δp [mm]
0.7 penetration variation
outer δp [mm] ∆h [mm]
0.6
Q / QR
rotation y radial
0.5 [mrad] deformation
0.4 radial εc,r [mm/m]
tangential deformation outer
0.3 deformation tangential
εc,radial [mm/m] rotation y
εc,tan [mm/m] deformation
0.2 [mrad]
εc,tan [mm/m]
0.1
0
-2 -1 0 1 2 3 4 -2 -1 0 1 2 3 4 5
(a) (b)
Fig. 13: Representation of different deformations recorded in the shear critical region for
footings (a) PS11 and (b) PS13: rotation measured at the concrete top surface; column
penetration; thickness variation measured 100 mm from the edge of the column plate; radial
and tangential strains on the concrete top surface measured at 100 mm from the edge of the
column plate with omega-shaped gauges (refer to Figs. 5 and 11 for more details on the
7 PP8
6 with shear
Accepted Article reinforcement PP9 with shear
PP7 reinforcement PP7
5
QR / ( d2 fc1/2 )
0
0 0.5 1 1.5 2 2.5 0 0.2 0.4 0.6 0.8 1 1.2
a/d c/d
(a) (b)
Fig. 14: Normalized load carrying capacity as a function of the (a) span-to-effective depth
N
1.6
JG4 JG3
1.4 JG1 1.0
1.2
0.8
JG2
1.0
Q / QR,PS14
Q / QR,PS15
JG1 JG3 0.6
0.8
εs,y
JG2 JG4
0.4
47
50
0.2
JG2 JG4 0.2
0 0
JG1 JG3 0.5 0 0.5 1 1.5 2 2.5 3
εs,studs [mm/m]
55
48
(b) (c)
Fig. 15: Strains in the shear reinforcement of specimen PS15: (a) plan and (b) cut view with
7
ΔBtop,2
[mm] ΔBlat,1 ΔBlat,2 ΔBlat,3
6
ΔBtop,1
162 5
Accepted Article 405 ΔBtop,2
Q [MN]
4
ΔBlat,1 3
ΔBtop,1
530
ΔBlat,2 2
310
1
90
ΔBlat,3
0
-0.5 0 0.5 1 1.5 2
ΔB [mm]
(a) (b)
Fig. 16: Changes in the width of the specimen PS14: (a) representation of the disposed
TABLES
QR / d2 fc1/2
Accepted Article Specimen QR [MN]
Qflex
QR / Qflex
QR, with / QR,
[MN] [MPa1/2] without