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Experienced Internal Controls and Audit Professional

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Yashika Kapdi
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9 views8 pages

Experienced Internal Controls and Audit Professional

Uploaded by

Yashika Kapdi
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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Experienced Internal

Controls and Audit


Professional
Results-driven Chartered Accountant with extensive experience in
internal controls, risk management, and financial auditing. Proven track
record in leading teams, implementing robust control frameworks, and
driving process improvements across diverse industries.

by Yashika Kapdi
Current Role: Assistant
Manager - Internal Controls
and Policies
1 Team Leadership
Lead a team of 6 professionals in testing internal control
implementation. Drive performance and ensure alignment
with global frameworks.

2 Control Assessment
Evaluate operating effectiveness and compliance of
controls. Identify improvement areas and future testing
opportunities.

3 Stakeholder Collaboration
Assist local stakeholders in reviewing concerns. Support
integration of key controls into business processes.

4 Training and Policy Management


Provide employee training on policies. Maintain
organization's Table of Authorities to guide decision-
making.
Previous Role: Internal Audit
Analyst at Accenture

1 Control Evaluation
Assessed effectiveness of internal controls and risk management
systems for financial and operational processes.

2 Audit Execution
Collaborated with audit teams to plan and execute audits.
Conducted fieldwork and documented findings.

3 Reporting and Recommendations


Provided recommendations for improving control environment.
Assisted in preparing audit reports for management.

4 IT Audits
Contributed to integrated IT audits, focusing on access
management, business continuity, and disaster recovery.
Diverse Audit Experience
Compliance and Operational and Financial Service and Contracts
Acquisition
Analyzed operational processes Assessed service delivery quality
Conducted compliance reviews to for improvement. Performed and efficiency. Examined
assess policy adherence. payroll reviews for accuracy and contracts for compliance and
Evaluated processes and compliance. obligation adherence.
integration of acquired
companies.
Early Career: Goldman
Sachs and BDO India LLP

1 Goldman Sachs (2019-2020)


Managed financial reporting for multiple entities.
Prepared management accounts and coordinated with
auditors.

2 BDO India LLP (2017-2019)


Assisted in statutory audits. Worked on high-profile fraud
audits, including Nirav Modi Group.

3 Fraud Investigation
Analyzed bank statements and fund trails. Collaborated
with CBI in seizing evidence for scams.
Educational Background
Chartered Accountancy
Completed CA Finals in 2021 with exemptions in Strategic Financial
Management and Risk Management.

CA Inter
Passed in 2017 with exemption in Advanced Accounting,
demonstrating strong financial acumen.

Bachelor of Commerce (Hons)


Specialized in Accounting and Finance at the University of Delhi,
graduating in 2017.
Technical Proficiencies

MS Excel
Advanced Excel skills for data analysis and financial modeling.

Power BI
Proficient in creating interactive dashboards and reports using Power BI.

Auditboard
Experienced in using Auditboard for streamlined audit processes and
risk management.

MS PowerPoint
Skilled in creating impactful presentations for stakeholders and
management.
Core Competencies
Risk Management Audit Reporting Financial Audit

Risk Analysis Controls Testing Financial


Management

Stakeholder Training and Process


Management Development Improvement

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