To,
SMC Global Securities Limited Date: ___/___/20___
Sub: Account Reactivation request
Ref: Client code ________________
Dear Sir,
I/We am/are having above mentioned trading account with SMC Global Securities Limited. I/we have not
traded in Equity (Cash, F&O, currency) and/or commodity segment for more than 12 months hence my
account is marked dormant. However, I/we am/are desirous to start trading again. In this regard, you are
requested to reactivate my/our trading account and allow trading with immediate effect.
I/We hereby undertake and confirm that there are no changes in my/our KYC details (Address, contact
details, Bank account, and residential status) provided to SMC earlier. Further, if there is any change, I will
provide SMC complete KYC form.
I/we declare that the information given above is true to my/our knowledge. I/we, therefore, request you
that the requirement of fresh KYC may not be insisted upon.
Yours Faithfully,
________________________________
(Signature of client)
________________________________
(Name of the client/entity)
Note: To be taken on the letterhead and affix rubber stamp in case of non-individual client.
For SMC use
In-Person Verification (IPV) conducted by:
Details of SMC Employee/AP:
Name: ____________________________________
Code: _____________________________________
Designation: _______________________________
Signature:___________________Date __________
Financial Details Updation and
FATCA Declaration Form
To,
SMC Global Securities Limited
Dear Sir/Madam,
I/We would request you to update the below mentioned details pertaining to my trading and/or demat
account held with SMC Global Securities Limited.
Financial Details Income Range (Per Annum) as on date ___/___/20___
Gross Annual Income Details (Please Below Rs 1 Lakh Rs 1 - 5 Lakh Rs 5 - 10 Lakh
Specify) Rs 10 - 25 Lakh Above Rs 25 Lakh
#Provide document in support of financial details (mandatory for Derivatives)
Net worth (should not be older than
1 year) (Mandatory for Non- Rs. _______________ as on date ___/___/20___
individual)
Occupation (In case of Individual) Private Sector Public Sector Central Government
State Government Business* Professional
Agriculturalist Retired House Wife
Student NGO Others ____________
*If business is selected, then provide nature of business
Politically Exposed (Please tick)
Not Politically Exposed Person (PEP) / Not Related to Politically Exposed Person (PEP)
Politically Exposed Person (PEP) / Related to a Politically Exposed Person (PEP)
FATCA Declaration
Are you resident outside India for Tax Purpose No Yes (provide additional information)
Country of Birth India Other ____________(specify)
City of Birth ________________________(specify)
If you are resident outside India for Tax Purpose, provide following additional information:
Country of Tax residence ______________________________
Tax Identification Number (TIN) ______________________________(attach TIN proof)
#Documents that can be submitted in support of financial details (any one):
(i) Copy of ITR
(ii) Copy of Annual Accounts / Balance Sheet and P&L
(iii) In case of salary income - Salary Slip or Copy of Form 16
(iv) Net worth certificate
(v) Copy of latest demat account holding statement with value
(vi) Bank account statement for last 6 months
Trading code: ____________________
Client Signature:___________________ Date: ___/___/20___
