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T H E H I S TO RY A N D T H E O RY
O F I N T E R N AT I O N A L L AW
T H E H I S TO RY A N D T H E O RY O F I N T E R N AT I O N A L L AW
General Editors
NEHAL BHUTA
Professor of Public International Law, European University Institute
ANTHONY PAGDEN
Distinguished Professor, University of California Los Angeles
BENJAMIN STRAUMANN
Alberico Gentili Senior Fellow, New York University School of Law
In the past few decades the understanding of the relationship between nations
has undergone a radical transformation. The role of the traditional nation-
state is diminishing, along with many of the traditional vocabularies which
were once used to describe what has been called, ever since Jeremy Bentham
coined the phrase in 1780, “international law.” The older boundaries between
states are growing ever more fluid; new conceptions and new languages have
emerged which are slowly coming to replace the image of a world of sovereign
independent nation states which has dominated the study of international
relations since the early nineteenth century. This redefinition of the international
arena demands a new understanding of classical and contemporary questions
in international and legal theory. It is the editors’ conviction that the best way
to achieve this is by bridging the traditional divide between international legal
theory, intellectual history, and legal and political history. The aim of the series,
therefore, is to provide a forum for historical studies, from classical antiquity to
the twenty-first century, that are theoretically-informed and for philosophical
work that is historically conscious, in the hope that a new vision of the rapidly
evolving international world, its past, and its possible future may emerge.
iii
1
iv
1
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It furthers the University’s objective of excellence in research, scholarship,
and education by publishing worldwide. Oxford is a registered trade mark of
Oxford University Press in the UK and in certain other countries
© Guy Fiti Sinclair 2017
The moral rights of the authorhave been asserted
First Edition published in 2017
Impression: 1
All rights reserved. No part of this publication may be reproduced, stored in
a retrieval system, or transmitted, in any form or by any means, without the
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You must not circulate this work in any other form
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Links to third party websites are provided by Oxford in good faith and
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contained in any third party website referenced in this work.
v
Acknowledgments
This book began life as a doctoral thesis at New York University (NYU) School
of Law. José Alvarez was an ideal supervisor, extremely generous with his time,
constructively critical, and encouraging of new perspectives. The other mem-
bers of my doctoral committee, Sally Engle Merry and Martti Koskenniemi, read
drafts of the thesis, offered detailed comments, and asked probing questions that
prompted me to think and rethink my approach and contributions. Each has
inspired and influenced this book in inestimable ways. I am deeply grateful to all
three of them.
I owe a great deal to the JSD program at NYU School of Law. I am particu-
larly grateful for the mentorship and guidance of the program’s director, Joseph
Weiler. While at NYU, I was privileged to receive comments on draft chapters from
Seyla Benhabib, Damian Chalmers, Kevin Davis, David Garland, Nicolas Guilhot,
Andrew Hurrell, and Deborah Malamud. I also want to acknowledge the many
enjoyable and productive conversations I had with friends and colleagues in the
JSD program, including Olivier Barsalou, Vanessa Casado-Pérez, Lisa Kerr, David
Kosař, Karin Loevy, Doreen Lustig, Arie Rosen, Emily Kidd White, and Megan
Donaldson.
I have incurred numerous other debts along the way. Two outstanding teach-
ers in my LLM studies, Antony Anghie and Sanford Levinson, stimulated my
early thinking on the topic of this dissertation. They both acted as referees for my
applications to doctoral programs, and have continued to support me throughout.
Treasa Dunworth, Kirsty Gover, John Ip, Jane Kelsey, Paul Rishworth, and Gerard
van Bohemen provided crucial advice. I received comments on chapter drafts at the
American Society of International Law International Organizations Interest Group
Works-in-Progress Workshop; and from audiences at NYU, Harvard Law School,
Yale Law School, Melbourne Law School, and Victoria University of Wellington
(VUW) Law School. I have also profited greatly from conversations with Payam
Akhavan, Julian Arato, Nehal Bhuta, Laurence Boisson de Chazournes, Simon
Chesterman, Margaret Chon, Alberto Costi, Gráinne de Búrca, Anna Dolidze,
Hooper Dunbar, Michael Fakhri, Ben Heath, Ian Johnstone, Kenneth Keith, Peter
Khan, David Kennedy, Benedict Kingsbury, Jan Klabbers, Susanne Krasmann,
David Malone, Campbell McLachlan, Anne Orford, Sundhya Pahuja, Christian
Reus-Smit, Gerry Simpson, Tony Smith, and Emanuel Towfigh. I thank them all.
I wish to acknowledge the financial support I received from a Fulbright New
Zealand graduate award, the JSD scholarship from NYU School of Law, the
Spencer Mason Travelling Scholarship, the Gordon Watson Scholarship, and
a University Research Fellowship from VUW. The staff at the United Nations
Archives, NYU’s Elmer Holmes Bobst and Law Libraries, and VUW’s Law Library
provided invaluable support. I am grateful for the research assistance of Eve Bain,
viii
viii Acknowledgments
Katja Heesterman, and Scott Fletcher, and for the proofreading services of Cathy
Nijman. I would also like to thank the editorial team at Oxford University Press for
guiding the book to publication.
Parts of the Introduction to this book were previously published, in somewhat
different form, as “State Formation, Liberal Reform and the Growth of International
Organizations” (2015) 26 European Journal of International Law 445.
My deepest thanks go to members of my family, immediate and extended. My
mother, father, and sister were my first teachers and models of intellectual curiosity.
Tina, Sirus, and Jian have patiently tolerated my absences and absent-mindedness,
surrounded me with love and joy, and reminded me what is important in life.
Growing up in Papua New Guinea as the child of an international civil servant
gave me an uncommon perspective on the ethos and operations of international
organizations. In the first year of working on the thesis that led to this book, we
unexpectedly lost my father. I hope that he would find here some reflection of his
own idealism about the possibility of reforming the world.
This book is dedicated to Ruta and Peter.
ix
Contents
Introduction 1
Theoretical Concerns: The Promise and Perils of Reform 2
Methodology 6
Argument 13
Outline of the Book 20
PA RT I . T H E I N T E R N AT I O N A L L A B O U R
O RG A N I Z AT I O N , T E C H N I C A L A S S I S TA N C E , A N D
T H E W E L FA R E S TAT E 1 9 1 9 –1 9 4 5
1. From Standard-setting to Technical Assistance 29
Introduction 29
Creating the ILO 32
A “Really Living” Organization 38
Constitutional Growth Contested and Confirmed 48
The Move to Technical Assistance 55
Between Constitutionalism and Administration 67
Conclusion 74
2. Into Development 75
Introduction 75
A Faith for All Mankind? 76
To the East: Universality and Civilization 79
To the West: Economic Crisis and Social Reform 85
From Taylorism to Planning 90
The Birth of Development? 97
Constitutional Transformation in States and International
Organizations 102
Conclusion 107
x
x Contents
PA RT I I . T H E U N I T E D N AT I O N S , P E A C E K E E P I N G ,
A N D T H E P O S TC O L O N I A L S TAT E 1 94 5 – 1 9 6 4
3. From Collective Security to Peacekeeping 113
Introduction 113
Creating the UN 116
Struggling over Statehood: Institutional Innovations in the Early UN 124
Charter Amendment and Constitutional Growth 135
Inventing Peacekeeping: UNEF 141
Reinventing Peacekeeping: ONUC 147
Peacekeeping Contested and Confirmed 156
Conclusion 158
PA RT I I I . T H E WO R L D B A N K , G OV E R N A N C E ,
A N D T H E M A N A G E R I A L S TAT E 1 9 4 4 –2 0 0 0
5. From Reconstruction to Development 201
Introduction 201
Creating the World Bank 204
Between Wall Street and the World 211
Precursors to Governance 214
Development Diplomacy and the Birth of the IDA 221
A Hermeneutic for Growth 226
Facing (and Embracing) the Third World 229
Conclusion 234
Contents xi
Conclusion 283
Between Reform and Resistance 284
Between Coercion and the Conduct of Conduct 286
Morality, Expertise, and Law 288
The Effectivity of International Law 292
Toward a Genealogy of Global Governance 295
Bibliography 297
Index 333
xii
xiii
Table of Cases
Case Concerning the Designation of the Workers’ Delegate for the Netherlands at the Third Session
of the International Labour Conference (Advisory Opinion) PCIJ Series B No 1
(July 31, 1922) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50, 63
Case of the SS Lotus (France v Turkey) PCIJ Series A No 10 (1927) . . . . . . . . . . . . . . . . . . . . . . . . . 53
Certain Expenses of the United Nations (Article 17, paragraph 2, of the Charter) (Advisory
Opinion) [1962] ICJ Rep 151 . . . . . . . . . . . . . . . . . . 64, 116, 156–59, 191–94, 228, 260, 295
Competence of the General Assembly for the Admission of a State to the United Nations
(Advisory Opinion) [1950] ICJ Rep 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 136
Competence of the International Labour Organisation in Regard to International Regulation
of the Conditions of the Labour of Persons Employed in Agriculture (Advisory Opinion)
PCIJ Series B No 2 (August 12, 1922) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49–53, 61, 63, 78
Competence of the ILO to Examine Proposals for the Organization and Development of the
Methods of Agricultural Production (Advisory Opinion) PCIJ Series B No 3 (1922) . . . . . . 49–50
Competence of the International Labour Organization to Regulate Incidentally the Personal
Work of the Employer (Advisory Opinion) PCIJ Series B No 13
(July 23, 1926) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53–54, 64, 69, 135
Conditions of Admission of a State to Membership in the United Nations (Article 4 of Charter)
(Advisory Opinion) [1948] ICJ Rep 57 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135
Constitution of the Maritime Safety Committee of the Inter-Governmental Maritime Consultative
Organization (Advisory Opinion) [1960] ICJ Rep 150 . . . . . . . . . . . . . . . . . . . . . . . . . . . . .191
Effect of Awards of Compensation Made by the United Nations Administrative Tribunal
(Advisory Opinion) [1954] ICJ Rep 47 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 191
In re Piracy Jure Gentium [1932] AC 586 (PC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
International Status of South West Africa (Advisory Opinion) [1950] ICJ Rep 128 . . . . . . . . . . . . . 191
Interpretation of the Convention of 1919 Concerning Employment of Women during the Night
(Advisory Opinion) PCIJ Series A/B No 50 (November 15, 1932) . . . . . . . . . . . . . . . . . . . . . 68
Judgments of the Administrative Tribunal of the ILO upon Complaints Made against Unesco
(Advisory Opinion) [1956] ICJ Rep 77 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 191
Legal Consequences for States of the Continued Presence of South Africa in Namibia (South West
Africa) Notwithstanding Security Council Resolution 276 (1970) (Advisory Opinion)
[1971] ICJ Rep 16 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132, 230
Legal Consequences of the Construction of a Wall in the Occupied Palestinian Territory
(Advisory Opinion) [2004] ICJ Rep 136 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133
Legality of the Use by a State of Nuclear Weapons in Armed Conflict (Advisory Opinion)
[1996] ICJ Rep 66 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 280
McCulloch v Maryland 17 US 316 (1819) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105, 123, 192
Missouri v Holland, 252 US 416 (1920) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87, 105, 192
Nationality Decrees Issued in Tunis and Morocco (Advisory Opinion) PCIJ Series B No 4
(February 7, 1923) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .53–54
Reparation for Injuries Suffered in the Service of the United Nations (Advisory Opinion)
[1949] ICJ Rep 174 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 135, 191–2, 194, 228, 260
South West Africa Cases (Ethiopia v South Africa; Liberia v South Africa)
[1962] ICJ Rep 319 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 191
Voting Procedure on Questions relating to Reports and Petitions concerning the Territory of South
West Africa (Advisory Opinion) [1955] ICJ Rep 67 . . . . . . . . . . . . . . . . . . . . . . . . . . . 137, 191
xiv
xv
Table of Treaties
Articles of Agreement of the (adopted November 28, 1919,
International Bank for entered into force June 13, 1921) ���������� 77
Reconstruction and Development Convention on the Prevention and
(adopted July 22, 1944, entered Punishment of the Crime of
into force December 27, 1945) Genocide (adopted December 9,
2 UNTS 134 ������������������� 204–5, 208–14, 1948, entered into force January 12,
223, 226–28, 232–34, 1951) 78 UNTS 277 ������������������ 129, 149
236, 246–48, 256, Declaration Concerning the Aims and
260–61, 269, 278, 280–81 Purposes of the International
Articles of Agreement of the Labour Organisation (26th
International Development Session of International Labour
Association (prepared January Conference, May 10, 1944)
26, 1960, entered into force 15 UNTS 104 ������������������������ 101–2, 109
September 24, 1960) 439 Declaration of Principles known as the
UNTS 249 �������������������������� 224–25, 246 Atlantic Charter (issued August
Charter of the United Nations (adopted 14, 1941) 204 LNTS 381 ����������������� 117,
June 26, 1945, entered into force 120, 125, 205
October 24, 1945) ����������������22, 106, 109, Slavery Convention (adopted September
113, 116, 118–27, 25, 1926, entered into force March
129–41, 142, 145, 146, 9, 1927) 60 LNTS 253 ������������������������ 80
156–58, 167, 169, 176–80, Statute of the International Court of
183, 189, 192–93, 195–6, Justice (adopted June 26, 1945,
204, 210, 213, 227, 233, entered into force October 24,
245, 250, 279, 287, 289, 295 1945) �������������������������������������������� 8, 122
Constitution of the International Labour The Indus Waters Treaty (adopted
Organisation (adopted September September 19, 1960)
19, 1946, entered into force April 419 UNTS 126 ���������������������������������� 219
20, 1948) 15 UNTS 40 �������������� 106, 123 Treaty of Friendship, Assistance and
Convention Concerning Forced Co-operation (Belgium–Republic
or Compulsory Labour (ILO of Congo) (adopted
Convention 29) (adopted June 28, June 29, 1960) ������������������������������������ 151
1930, entered into force Treaty of Peace at Versailles (adopted
May 1, 1932) ���������������������������������������� 81 June 28, 1919, entered into
Convention Concerning Night Work force January 10, 1920)
in Bakeries (ILO Convention 225 CTS 188 ������������������32, 54, 63, 76–7
20) (adopted June 8, 1925, entered Part I (Covenant of the League of
into force May 26, 1928) ���������������������� 53 Nations) ��������������21, 31–2, 41, 69–70,
Convention Concerning the Use of 72, 76, 105
White Lead in Painting (ILO Part XIII (Labour) ������������������32, 34–39, 42,
Convention 13) (adopted 45–54, 63, 68, 70,
November 19, 1921, entered into 77–79, 87, 97,
force August 31, 1923) ������������������������ 54 103–106, 108, 109
Convention Limiting the Hours of Vienna Convention on the Law of
Work in Industrial Undertakings to Treaties (adopted May 22, 1969,
Eight in the Day and Forty-Eight entered into force January 27,
in the Week (ILO Convention 1) 1980) 1155 UNTS 331 ���������������� 259–60
xvi
xvii
List of Abbreviations
ABA American Bar Association
ANC Armée Nationale Congolaise
CDF Comprehensive Development Framework
CPPs Country Program Papers
EBRD European Bank for Reconstruction and Development
ECLA Economic Commission for Latin America
ECOSOC Economic and Social Council
EPTA Expanded Program of Technical Assistance
FAO Food and Agriculture Organization
GATT General Agreement on Tariffs and Trade
IALL International Association for Labour Legislation
IBRD International Bank for Reconstruction and Development
ICAO International Civil Aviation Organization
ICJ International Court of Justice
ICSID International Centre for Settlement of Investment Disputes
IDA International Development Association
IFC International Finance Corporation
IFTU International Federation of Trade Unions
IIA International Institute of Agriculture
ILO International Labour Organization
ILO-MS International Labour Organization Monthly Summary
ILO-OB International Labour Organization Official Bulletin
IMF International Monetary Fund
IPN National Institute of Education
ITU International Telecommunications Union
MIGA Multilateral Investment Guarantee Agency
NATO North Atlantic Treaty Organization
NIEO New International Economic Order
NPM New Public Management
OECD Organisation for Economic Co-operation and Development
ONUC Opération des Nations Unies au Congo
OPEC Organization of Petroleum Exporting Countries
OPEX Operational, executive and administrative personnel in the UN
OUP Oxford University Press
P&B Programming and Budgeting
PCIJ Permanent Court of International Justice
PPBS Planning, Programming, Budgeting System
PRSPs Poverty Reduction Strategy Papers
SALs Structural Adjustment Loans
SECALs Sector Adjustment Loans
SUNFED Special UN Fund for Economic Development
TAB Technical Assistance Board
UN GAOR United Nations General Assembly Official Records
xviii
Introduction
A major achievement of international law during the twentieth century was the
creation and adaptation to changing world conditions of a vast number of inter-
national organizations. Since 1945, in particular, the United Nations (UN) and
its specialized agencies have extended the range of their operations significantly,
such that the contemporary activities of these organizations are very different from
those anticipated by their founders or undertaken in the earliest years of their exis-
tence. Today, hundreds of global and regional international organizations oper-
ate in myriad fields of activity, including peace and security, social and economic
development, environmental protection and resource management, trade, and
finance. Together, they exercise far-reaching powers—including the ability to make
law and capabilities of military, financial, economic, political, social, and cultural
intervention—that impact directly and indirectly upon the lives of millions of peo-
ple around the world.1
This book examines the expansion of powers exercised by international organiza-
tions under international law. More specifically, it focuses on how this expansion
has occurred through processes of discourse, practice, and (re)interpretation—
indicated here by the shorthand expression “IO expansion”—rather than by for-
mally amending their constituent instruments. The central research question the
book addresses is how IO expansion has come to be widely, if not universally,
viewed as possible and legitimate in international law. In answering this question,
I aim to develop a critical historical account of the role that legal ideas, arguments,
routines, and techniques have played in making IO expansion practically feasible
and normatively desirable. As a secondary matter, I investigate how the practice of
IO expansion has in turn impacted upon the concepts, categories, and objects of
international law.
At a more general level, the book seeks to illuminate international law’s perennial
promise of reform. International organizations are important sites of struggle over
the meaning of international law and its potential for creating a better world. Yet
these same organizations have often ended up promoting forms of international
intervention that look a lot like continuations of deep-rooted relationships of impe-
rialist domination. A basic puzzle that has motivated much of the research toward
2 Introduction
this book has therefore been to understand the relationship between international
law’s reforming promise and its imperialist perils.
In seeking to address this puzzle and answer the research questions posed above,
I argue that IO expansion has been imagined, understood, and undertaken as nec-
essary to a process of making modern states on a broadly Western model; and that
international law has played a central role in that process. Since the nineteenth
century, international organizations have been viewed as vital instruments for the
formation and reform of states. Moreover, the state-making efforts of international
organizations have always been premised upon, shaped, and constrained by par-
ticular European discourses and practices of liberal government. Borrowing heav-
ily from the concepts and categories of (domestic) public law—which themselves
emerged to explain, control, and legitimize the growing bureaucratic powers of
states in Europe and North America—international legal thought has incorporated
new hermeneutical constructs and techniques that allow international organiza-
tions the flexibility to expand and adapt their powers to the ever-changing require-
ments of state formation.
As outlined in more detail below, this book examines the exercise of new powers
by a handful of international organizations over the course of the twentieth century.
The first part of the book concerns the beginnings of technical assistance in the
International Labour Organization (ILO) from the 1920s until the end of World
War II. The second addresses the emergence of UN peacekeeping in the 1950s and
early 1960s. And the third investigates the World Bank’s “turn to governance,”
which reached an apotheosis in the 1990s. Carefully tracing the relationship of
legal discourse and practice with the specific rationalities and techniques of power
deployed by each organization, I seek to contribute to a critical history of the role
of international law and institutions in shaping contemporary global governance.
This Introduction sets the stage for the detailed historical and analytical work
in the rest of the book. It begins by describing the core theoretical concerns of the
book. It then introduces the methodology employed in the succeeding chapters.
Finally, it summarizes the book’s core arguments and outlines the chapters to follow.
Introduction 3
imagine themselves neither as rebels who aim to overthrow the existing order, nor as
rulers who seek to govern the world,4 but as the champions and ministers of orderly
reform, based on sound legal principles.
As the creatures, instruments, and (increasingly) originators of international
law, international organizations incarnate and epitomize its transformative poten-
tial. They intervene in its name and subject themselves to its improving influence.
They provide important venues for an endless cycle of debate—of proposals and
counter-proposals, contestation and compromise—over the meaning and possi-
bility of a just, democratic, and equitable global order. And over the past century,
they have themselves been the objects of continuous reform efforts.5 Indeed, per-
haps the most common outcome of reform efforts directed at international orga-
nizations has been their assumption of additional powers and expansion into new
arenas of activity.6
This outcome presents a legal paradox and puzzle. In international law, inter-
national organizations are created through written agreements between sovereign
states.7 These agreements—their constituent instruments or founding treaties—
define their objects and purposes, enumerate their powers, and prescribe formal
amendment procedures through which they can, among other things, legitimately
set themselves new goals and acquire new powers. Yet many international organi-
zations have come to exercise legal powers that were neither specifically contem-
plated at the time of their creation nor explicitly mandated in their constituent
instruments; and they have done so largely without formally amending those
instruments.
On its face, this fact may appear problematic from a rule-of-law perspective: put
bluntly, it raises the specter of ultra vires acts. Yet IO expansion has come to be
widely viewed as lawful and necessary for the progressive development of mecha-
nisms of international cooperation. Consider some of the activities of international
4 Introduction
organizations in recent years, all of which were made possible by processes of IO
expansion:
• UN specialized agencies and other international organizations spend billions
of dollars each year on programs of technical assistance in “developing” coun-
tries, including legal assistance in preparing the constitutions of independent
states. These forms of assistance take on special significance in the context of
post-conflict state-building, and in the aftermath of complex humanitarian
emergencies, political transitions, and the like.8
• The UN Security Council has authorized dozens of peace operations, the
majority in Africa. In addition to maintaining security and disarming former
combatants, these operations assist with political processes, judicial reform,
training for police forces, and supporting the return and reintegration of refu-
gees and internally displaced persons.
• In some cases, such as Kosovo and East Timor, the Security Council has man-
dated the creation of temporary UN administrations that have assumed exclu-
sive authority over particular territories.9
• Starting in the 1990s, the Security Council created a number of independent
judicial organs, including the ad hoc international tribunals that were estab-
lished to indict and try alleged war criminals from Rwanda and the former
Yugoslavia.10
• In a series of related actions, the Security Council has implemented a range
of coercive post-conflict actions, such as the disarmament requirements and
economic sanctions imposed on Iraq in the 1990s; “legislated” certain acts and
states to be illegal; and established a sanctions regime targeted at individuals
and non-state actors suspected of terrorism.11
• The World Health Organization has exercised novel emergency powers for
the governance of global health crises, such as by the Director-General issuing
pandemic alerts and recommendations.12
• Over the past few decades, the activities of international financial institutions
such as the World Bank and International Monetary Fund have embraced
poverty eradication, environmental protection, judicial reform and training,
Introduction 5
13 Stone and Wright (eds), World Bank and Governance; Jessica Einhorn, ‘The World Bank’s Mission
Creep’ (2001) 80 Foreign Aff 22, 24; Michelle Miller-Adams, The World Bank (Routledge 1999).
14 Antony Anghie, Imperialism, Sovereignty and the Making of International Law (Cambridge
UP 2004).
15 Jean-Marc Coicaud and Veijo Aulis Heiskanen (eds), The Legitimacy of International Organizations
(UN UP 2001); Eric Stein, ‘International Integration and Democracy: No Love at First Sight’ (2001)
95 AJIL 489; Robert A Dahl, ‘Can International Organizations Be Democratic? A Skeptic’s View’ in
Ian Shapiro and Casiano Hacker-Cordón (eds), Democracy’s Edges (Cambridge UP 1999) ch 2.
16 Of an ever-growing literature, see Michael Chossudovsky, The Globalisation of Poverty and
the New World Order (Global Research 2003); Richard Peet, Unholy Trinity: The IMF, World Bank
and WTO (Zed Books 2003); Frédéric Mégrét and Florian Hoffmann, ‘The UN as Human Rights
Violator? Some Reflections on the United Nations Changing Human Rights Responsibilities’ (2003)
25 Hum Rts Q 314; Graf Hans-Christof Sponeck, A Different Kind of War: The UN Sanctions Regime
in Iraq (Berghahn Books 2006); Guglielmo Verdirame, The UN and Human Rights: Who Guards the
Guardians? (Cambridge UP 2011).
6
6 Introduction
through which problematic institutional practices can be analyzed, subjected to cri-
tique, and remedied.17 On the other hand, more critical commentators have sug-
gested that international law is itself “part of the problem”; that it has an in-built
structure that inescapably reproduces an imperialist dynamic; and that it serves as an
ideological mask for powerful states and capitalist interests.18 For some of these crit-
ics, the promise of reform amounts to little more than a cynical attempt to distract
attention from the real, damaging effects of international organizations’ activities.
This book begins from the premise that the gap between the promise and reality
of reform in international law and organizations is crucially important from both a
theoretical and a practical perspective. I share the critics’ concern that the colonial
encounter initiated a dynamic in international law that continues to shape interna-
tional organizations and influence their ongoing contributions to the construction
of unequal power relations between the global North and South. Unlike some in
the critical camp, however, I think it would be a mistake to dismiss the reforming
promise of these organizations as a falsehood, deception, or illusion. Rather, I see
the promise of reform and its operationalization in practices of IO expansion as
central to the rule of international law and how it works in the world.
The exercise of an expanded range of powers by these organizations; the legal
categories through which that expansion has been understood and assessed; and the
effects of international interventions activities in poorer, less powerful countries—
each of these topics has generated an extensive literature with its own preoccupa-
tions and controversies. This book takes up these themes together, with the hope of
gaining insight into the role of international law in making possible and justifying
IO expansion.
Methodology
Inquiring into how international law has facilitated and legitimized IO expansion
requires an exploration of its historical context, the interaction of legal and other
kinds of expertise in that process, the forms of intervention that resulted, and the
effects of those interventions. Indeed, answering the central research questions
posed above requires asking several more, in each case: What actors have partici-
pated in constituting and contesting IO expansion? What were their background
assumptions, motivations, and expectations? What vocabularies, images, stories,
and metaphors did they use to express these understandings? What problems did
they face, and upon what catalogue of existing solutions did they draw? And what,
17 Benedict Kingsbury and Lorenzo Casini, ‘Global Administrative Law Dimensions of International
Organizations Law’ (2009) 6 Int’l Org L Rev 319; Armin von Bogdandy and others (eds), The Exercise
of Public Authority by International Institutions (Springer 2010).
18 Compare, eg, Anghie, Imperialism, Sovereignty and the Making of International Law; Balakrishnan
Rajagopal, International Law from Below (Cambridge UP 2003); David Kennedy, The Dark Sides of
Virtue: Reassessing International Humanitarianism (Princeton UP 2004); Sundhya Pahuja, Decolonising
International Law (Cambridge UP 2011).
7
Introduction 7
19 The most comprehensive treatment of the subject is already more than four decades old: Ralph
Zacklin, The Amendment of the Constitutive Instruments of the United Nations and Specialized Agencies
(Sijthoff 1968) ch 7. See also Georges Abi-Saab and others, The Changing Constitution of the United
Nations (Hazel Fox ed, British Institute of International and Comparative Law 1997); Tetsuo Sato,
Evolving Constitutions of International Organizations (Brill 1996).
20 Schermers and Blokker, International Institutional Law, 157, para 209: ‘A rule of thumb is that …
[IOs] are competent to act only as far as powers have been attributed to them by states … [IOs] may not
generate their own powers … they are not competent to determine their own competence.’
21 Legality of the Use by a State of Nuclear Weapons in Armed Conflict (Advisory Opinion) [1996]
ICJ Rep 66, 78.
22 Reparation for Injuries Suffered in the Service of the United Nations (Advisory Opinion) [1949] ICJ
Rep 174, 182–83.
23 See especially Schermers and Blokker, International Institutional Law; Jan Klabbers, An
Introduction to International Organizations Law (3rd edn, Cambridge UP 2015); CF Amerasinghe,
Principles of the Institutional Law of International Organizations (2nd rev edn, Cambridge UP 2005);
Nigel D White, The Law of International Organisations (2nd edn, Juris Publishing 2005).
24 Alvarez, International Organizations as Law-Makers, 82– 100; Klabbers, An Introduction to
International Organizations Law, 50–69.
25 Even critical approaches to international organizations law rely overwhelmingly on these
sources: see Klabbers, An Introduction to International Organizations Law.
8
8 Introduction
with the shared assumptions, discourses, and practices of reform within organiza-
tions, which shape and give impetus to IO expansion on a daily basis. To the extent
that it considers the issue at all, mainstream scholarship on international organi-
zations law reflexively adopts the functionalist assumption that any expansion of
international organizations’ powers and activities is designed to meet the common
needs of states, and therefore must be a good thing.26
In contrast, this book adopts a broad view of law as a variable discourse and
practice that can assume an array of forms in different contexts.27 The logic and
language of international law appears in multiple sites and guises, extending far
beyond the traditionally recognized sources of treaty, custom, and judicial deci-
sions.28 It helps to shape the arguments used by states in treaty negotiations and in
fora such as the UN General Assembly and Security Council. We also observe the
presence of international law in many of the public acts, published speeches, and
writings of the senior officers of international organizations. And it is manifested
in an array of “soft law” instruments such as the resolutions, recommendations,
and declarations of international organs; in the decisions of a growing number of
administrative tribunals and review mechanisms established by international orga-
nizations; in the standards promulgated by private or hybrid public–private agen-
cies that are then adopted and enforced by international organizations; and in the
proliferation of quasi-legal guidelines, expert reports, statements of principle and
policy, codes of conduct, aides-memoires, action plans, inter-office memoranda,
and other documents they produce—all of which, taken together, can have far-
reaching, cumulative effects in international law.29
As a contribution to sociolegal scholarship, this book explores how “law in
action” interacts with—shapes and responds to—“law on the books.” By embrac-
ing the field as a whole, I intend to de-center rather than displace the traditional
international organizations law emphasis on the work of international courts
and publicists, neither dismissing the importance of their writings nor mistaking
them for the totality of the law. In this view, each doctrinal formulation can be
viewed as an effort to make sense out of a diverse, often contradictory, and ever-
growing field of activity; and simultaneously as a discrete intervention within
that field. My goal is not to offer a systematic presentation of the law of inter-
national organizations, much less to uncover some overlooked doctrinal unity
underlying the phenomenon of IO expansion or advance a new doctrinal frame-
work. Rather, I aim to explore the ways in which legal doctrine has emerged
from and evolved with the changing discourse and practices of international
organizations in particular historical contexts, and to highlight the wider social,
26 On the origins of functionalist thought in international organizations law, see Jan Klabbers,
‘The Emergence of Functionalism in International Institutional Law: Colonial Inspirations’ (2014)
25 EJIL 645.
27 Philippe Nonet and Philip Selznick, Law and Society in Transition (Transaction Publishers 2001)
8–9; Gunther Teubner (ed), Dilemmas of Law in the Welfare State (Walter de Gruyter 1986).
28 Statute of the International Court of Justice (adopted June 26, 1945, entered into force October
24, 1945) Art 38.
29 Alvarez, International Organizations as Law-Makers.
9
Introduction 9
cultural, and political dimensions of both doctrine and practice in shaping how
power is exercised and people are governed in “most of the world.”30
30 Partha Chatterjee, The Politics of the Governed: Reflections on Popular Politics in Most of the World
(Columbia UP 2004).
31 Nonet and Selznick, Law and Society in Transition; Teubner (ed), Dilemmas of Law.
32 Gunther Teubner, ‘Substantive and Reflexive Elements in Modern Law’ (1983) 17 Law & Soc’y
Rev 239.
33 Michel Foucault, ‘The Subject and Power’ in Paul Rabinow and Nikolas Rose (eds), The Essential
Foucault (New Press 1994) 126.
34 Michel Foucault, Discipline & Punish (Alan Sheridan tr, Pantheon Books 1977) 3–16.
35 Ibid, 26, 141–56, 171–92. See also Christopher Dandeker, Surveillance, Power and Modernity
(Polity 1990).
36 Michel Foucault, The History of Sexuality, vol 1 (Robert Hurley tr, Pantheon Books 1978) 39;
Paul Rabinow and Nikolas Rose, ‘Biopower Today’ (2006) 1 Biosocieties 195.
10
10 Introduction
international law—and the powers exercised by and through international orga-
nizations. Instead of a universally applicable theory, the anticipated outcome is a
repertoire of conceptual and analytical tools and examples, which may be used as
starting-points for the analysis of other instances of IO expansion.
Such analysis entails an investigation in two overlapping domains simultane-
ously. In the first place, it calls for inquiry into the diverse rationalities of govern-
ing power.37 Already a century ago, Max Weber identified rational-legal authority
as the characteristic form of legitimate domination exercised by modern Western
states and other bureaucratic organizations.38 Weber saw the process of rationaliza-
tion as an inexorable, general, and ever-widening feature of modernity.39 But he
also recognized the persistence of charismatic and traditional forms of authority,
and the continuing relevance of value-rational and affective, in addition to instru-
mental, types of social action.40 In this book, I am interested in how all of these
dimensions of reason and belief factor into the exercise of power by international
organizations. More specifically, I am concerned with reconstructing the working
vocabularies, social categories, and concepts in the “official” discourse of interna-
tional organizations and writings of practicing international lawyers.
By engaging at this everyday discursive level, rather than with the more sophis-
ticated theorizations of moral and political philosophers, I seek to uncover the sys-
tems of thought and forms of knowledge through which key actors in and around
international organizations have conceptualized, reflected on, and rationalized
their own exercise of power.41 This endeavor necessitates, at certain junctures, the
extended examination of exemplar texts by particular figures associated with the
organizations under study. The goal of such close readings is not to suggest that
these individuals and their writings should be credited with outsize originality,
agency, or influence. Individual agency, choice, and action must of course play an
important role in any historical account; the danger lies in overestimating these
in relation to other factors. Rather, I focus on the writings of individuals whose
significance precisely lies in their ability to articulate, in a more or less authoritative
way, the rationales for IO expansion in their respective institutions. In analyzing
these writings, I hope to reveal the contours of the international legal imaginary—
the complex “common understanding,” both descriptive and normative, shared by
international organizations’ officials and international lawyers, which “makes pos-
sible common practices and a widely shared sense of legitimacy.”42
37 Nikolas Rose and Peter Miller, ‘Political Power beyond the State: Problematics of Government’
(1992) 43 British J Sociology 173, 175.
38 Max Weber, Economy and Society, vol 1 (Guenther Roth and Claus Wittich eds, U California
Press 1978) 215–26.
39 Guenther Roth, ‘Rationalization in Max Weber’s Developmental History’ in Scott Lash and Sam
Whimster (eds), Max Weber, Rationality and Modernity (Allen & Unwin 1987) ch 3.
40 Weber, Economy and Society, vol 1, 24–25.
41 Michel Foucault, The Birth of Biopolitics (Graham Burchell tr, Palgrave Macmillan 2008) 2.
42 Charles Taylor, ‘Modern Social Imaginaries’ (2002) 14 Pub Culture 91, 106. See also Paul W
Kahn, The Cultural Study of Law (U Chicago Press 1999) 2; Dilip Parameshwar Gaonkar, ‘Toward New
Imaginaries: An Introduction’ (2002) 14 Pub Culture 1, 5; Benedict Anderson, Imagined Communities
(Verso 1991).
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