3
3
Abstract—High-impedance faults (HIFs) are faults which are tems [9], [10], and artificial neural networks (ANN) [11]–[13]
difficult to detect by overcurrent protection relays. Various pattern are used to classify the fault based on the extracted features. It
recognition techniques have been suggested, including the use has also been proposed [14], [15] that HIF earth fault protec-
of Wavelet Transform [1]. However this method cannot indicate
the physical properties of output coefficients using the wavelet tion is more reliable in a five-wire distribution system. Pattern
transform. In this paper we propose to use the Discrete Wavelet recognition methods aim at detecting characteristic voltage and
Transform (DWT) as well as frequency range and rms conversion current distortions caused by arcing faults.
to apply a pattern recognition based detection algorithm for It is generally recognized [16] that, while each of these tech-
electric distribution high impedance fault detection. The aim niques have had some success at HIF fault detection, there is
is to recognize the converted rms voltage and current values
caused by arcs usually associated with HIF. The analysis using still no single method to solve the problem of the HIF identifi-
Discrete Wavelet Transform (DWT) with the conversion yields cation completely. For example, various frequency ranges have
measurement voltages and currents which are fed to a classifier been proposed for feature extraction, however for the higher
for pattern recognition. The classifier is based on the algorithm frequency ranges the instrument transformers may introduce
using nearest neighbor rule approach. It is proposed that this errors. Furthermore, there is a trade-off between the criteria
method can function as a decision support software package for
HIF identification which could be installed in an alarm system. of achieving a high degree of dependability (where the HIF
detector consistently detects high impedance faults when they
Index Terms—High-impedance faults (HIFs), pattern recogni-
tion, wavelet transforms. occur) and security (ensuring that the HIF detector does not de-
tect an HIF when there is no HIF). The aim of the research pre-
sented in this paper, as with other papers dealing with this sub-
I. INTRODUCTION ject, is to make a meaningful improvement in HIF detection.
The method proposed in this paper uses digital signal pro-
H IGH-IMPEDANCE faults (HIFs) are difficult to detect.
When a conductor such as a distribution line makes con-
tact with a poor conductive surface or substance the resulting
cessing, where a novel application of the Discrete Wavelet
Transform (DWT) is used for extracting the features of the
level of fault current is usually lower than the nominal current distorted waveforms caused by HIFs, and the Nearest Neighbor
of the system at the fault location. Therefore, conventional pro- Rule (NNR) is used for fault classification. After capturing the
tection relay system will not be able to detect the HIFs and trip voltage and current waveforms from power system simulations,
the protection relay. The failure of HIF detection leads to poten- they are analyzed by DWT. The DWT output coefficients are
tial hazards to human beings and potential fire hazards [2]. converted to RMS values in various frequency ranges, which
HIFs on electrical transmission and distribution networks in- are then fed to a NNR pattern classifier to determine the fault or
volve arcing and/or nonlinear characteristics of fault impedance nonfault situations. The method incorporates the statistical na-
which cause cyclical pattern and distortion. Therefore, the ob- ture of HIFs and fault locations, and only low order harmonics
jective of most detection schemes is to identify special features of voltage and current are required. These schemes can also
in patterns of the voltages and currents associated with HIFs. potentially be applied for on-line training and customization
In general identification techniques comprises two basic steps: using actual field HIF data and can function as a decision
feature extraction and pattern recognition (classification). support software package for HIF identification which could be
Various feature extractors have been proposed by researchers installed in an alarm system.
and protection engineers, based on fractal techniques [3], digital The actual dependability of a proposed fault detection scheme
signal processing [4], crest factor [5], wavelet transform in high can only be determined through extensive staged fault testing,
frequency noise patterns [6], dominant harmonic vectors [7], and security can only be determined after an extended time in
[8]. The Pattern recognition methods which include expert sys- service. For the purposes of developing the methods, however,
simulation provides a practicable alternative. In our research,
three representative distribution systems were simulated in the
Manuscript received April 11, 2003; revised September 26, 2003. This work
was supported in part by Hong Kong Polytechnic University and in part by the Matlab environment, and several thousand fault and nonfault
Research Grant Council of Hong Kong under Project PolyU 5109/01E. Paper contingencies were stochastically applied. Dependability was
no. TPWRD-00172-2003. evaluated through determination of the success rate of recog-
The authors are with the The Hong Kong Polytechnic University, Hong Kong,
China. nizing fault cases, and the security was determined through de-
Digital Object Identifier 10.1109/TPWRD.2004.837836 termination of the immunity of the method to confounding from
0885-8977/$20.00 © 2005 IEEE
398 IEEE TRANSACTIONS ON POWER DELIVERY, VOL. 20, NO. 1, JANUARY 2005
Fig. 1. Schematic diagram of discrete wavelet transform (DWT) and its rms conversion.
contingencies such as capacitor switching as well as linear and where scale function and wavelet function is de-
nonlinear load switching. termined by the selection of a particular mother wavelet
and the following equations.
are commonly used: ascending order Level from the finest res-
olution level (1) to the coarsest resolution level and de-
scending order from the finest resolution level to the
coarsest resolution level (0) where is total resolution level.
The relationship between Level and is defined as follows:
Level (5)
scaleLevel (6) Fig. 2. Relationship of coefficients, signal energy, and rms values.
(12)
where
(13b)
(13c)
III. SIMULATION of the transformer were then simulated using discrete wavelet
A. Simulation Procedures transform to analyze the frequency characteristics in various fre-
The simulation comprises three parts: power system model, quency ranges. The rms values of the voltages and currents were
wavelet transform and pattern recognition model. Fig. 3 shows calculated using the voltage and current waveforms from the
the flowchart of the simulation. Matlab was used to generate discrete wavelet transform. A classifier was used to recognize
all the system parameters in the fault cases and nonfault cases the fault cases and nonfault cases using rms values of voltage
for the power system simulation according to random fault lo- and current in various frequency bands.
cation and fault situations. The system parameters in fault and
nonfault cases were then imported into the power system simu- B. Power System Model—High Impedance Faults (HIFs) and
lation and the Power System Toolbox was used to determine the Low Impedance Faults (LIFs) Model
targeted voltage and current waveforms of the circuit breaker A simplified 2-diode model [21] of HIFs, shown in Fig. 4,
in the faulted distribution line. These waveforms of voltages was used in the simulation to represent the low frequency phe-
and currents in the measurement points on the distribution side nomena typical of an arcing fault involving sandy soil. The
LAI et al.: HIGH-IMPEDANCE FAULT DETECTION USING DISCRETE WAVELET TRANSFORM 401
TABLE I
SCALE TO FREQUENCY CONVERSION BASED ON 50 Hz POWER FREQUENCY
Fig. 10. Voltage (rms from d in Level 5: 150–300 Hz) against Voltage (rms Fig. 13. Voltage (rms from d in Level 5: 150–300 Hz) against Voltage (rms
from c in Level 6: 0–75 Hz). from d in Level 6: 75–150 Hz).
Fig. 11. Current (rms from d in Level 4: 300–600 Hz) against Voltage (rms
from d in Level 6: 75–150 Hz). Fig. 14. Current (rms from d in Level 5: 150–300 Hz) against voltage (rms
from d in Level 5: 150–300 Hz).
VI. CONCLUSION
This paper presented a study of the fault classification in 25
kV electrical distribution systems based on discrete wavelet
transform. The study involved computer simulation of power
systems, discrete wavelet transform and NNR classification.
The electrical faults including HIFs and common faults are
stochastic in nature, and depend on factors such as fault lo-
cation, fault impedance, fault inception angle, other electrical
loads, etc. A stochastic simulation was performed, and the
error probabilities of classification between the fault cases and
normal operation were determined. The classifier had a high
success rate at distinguishing between fault cases and nonfault
Fig. 15. Type I, II, and total error of different wavelet combinations. cases, including switching of capacitor banks and nonlinear
loads.
The method presented in this paper overcomes the difficulty
between 2.59% and 45.41%. The errors corresponding to rms
of using discrete wavelet transform that the output scale coef-
values of voltage wavelet coefficients in level 6 are be-
ficients and wavelet coefficients do not represent any physical
tween 2.59% and 16.83%.
properties. Using the relationship among scale coefficients and
For the errors in the test set, the ranges of errors in various cor- wavelet coefficients, signal energies and rms values, scale coef-
responding wavelet coefficients are between 1.83% and 45.33%. ficients and wavelet coefficients can be converted to rms values
The errors corresponding to rms values of voltage wavelet co- directly or through the calculation of signal energies. There-
efficients in level 6 are also between 1.83% and 16.50. fore, the clear distribution patterns among various characteristic
the average overall test error is approximately the same as the voltage and current rms values calculated from scale coefficients
overall training error. and wavelet coefficients are demonstrated.
The total errors show average errors of each combination of The NNR method performs best as a two-parameter input
wavelet coefficients. The errors corresponding to rms values of classifier to provide visual pictures of the analysis related to
voltage wavelet coefficients in level 6 are still approxi- the identification of HIFs. This is demonstrated by the decision
mately between 2.52% and 16.80%. The range of total errors is boundaries of the two-dimensional scatter plots. However,
from 2.52% and 45.4%. especially in the significant overlapping areas of fault cases
An important observation is that it is sufficient to consider and normal cases, recognition and analysis by experienced
only voltages in the frequency range from 0 to 300 Hz, and engineers is required. However, the identification algorithm of
currents in the frequency range of 0 to 600 Hz for the detec- DWT can be applied to produce a decision support software
tion of high impedance faults. Therefore, voltages and currents package for HIF identification which could be installed as an
with low frequency ranges are major factors to classify the high alarm system. For example, the package can be installed in the
impedance faults and the common faults. supervision control and data acquisition system as a plug-in
Dependability and security are the important issues of the HIF component for high impedance fault identification.
fault detection. A high level of dependability occurs when the
HIF detector correctly recognizes fault cases on its feeder. A APPENDIX
high level of security occurs when the HIF detector does not
misclassify the nonfault cases into the fault cases. The depend- A. Proof of (11) to 13
ability and security can be evaluated using type I and II errors,
This device of is based on periodic-padding (periodic exten-
where type I and II errors are the percent of incorrect classifica-
sion at the edges) mode of Discrete Wavelet Transform,
tion for fault and nonfault cases respectively. Fig. 15 summaries
type I, II, and total errors corresponding to different wavelet
combinations. For example, the type I, II errors and total error
of the combination of current and voltage are 2%,
3%, and 2.52%, respectively, and the scatter plot of this com-
bination shows in Fig. 13. Suppose that a lower error for fault
cases is required in order to achieve better dependability, the In multiresolution analysis, a set of nested subspaces and
decision boundary of the classifier can be adjusted. However, as are defined as
expected, this will cause an increase of the classification error
for the nonfault cases which reduces the security of the fault
detection. As a consequence, the HIF classifiers could be opti-
mized to balance between dependability and security such that
LAI et al.: HIGH-IMPEDANCE FAULT DETECTION USING DISCRETE WAVELET TRANSFORM 405
Therefore, a input signal can be decomposed into their The rms value for the approximation in the resolution
subset signals and in accordance with the subsets level 1 in terms of scale coefficient or its own signal
and respectively as follows [19]: energy is defined as
(A.1)
(A.2)
(A.3)
where . (A.4)
The rms value in level can be calculated
from the scale coefficient in level as follows: where
(A.2)
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Edward Lo (M’83) received the B.Sc.(Eng.), Danny Sutanto (SM’89) received the B.Eng. and
M.Phil., and Ph.D. degrees in electrical engineering Ph.D. degrees from the University of Western
from the University of Hong Kong, Hong Kong, Australia, Perth, Australia, in 1978 and 1981,
China, in 1983, 1986, and 1996, respectively. respectively.
Currently, he is an Assistant Professor in the Currently, he is a Professor of electrical engi-
Electrical Engineering Department of the Hong neering with the Hong Kong Polytechnic University,
Kong Polytechnic University, Hong Kong, China. Kowloon, Hong Kong. He was also a Power System
He has more than 15 years of mixed experience in Analyst with GEC Projects, Sydney, Australia. His
teaching, research, industry, and consultancy. His main areas of research are power system analysis,
research interests include power quality, renewable power system economics, voltage stability, har-
energy, drives, and traction. monics, power electronics, and computer-aided
education.
Dr. Sutanto is the Executive Committee Member of the Joint Chapter of
PES, IAS, and PELS, IEEE HK Section and currently is the IEEE PES Region
10, Regional Representative. He was awarded the Noel Svennson’s Award for
Teaching Excellence in 1994 with the School of Electrical Engineering at the
University of New South Wales, Sydney, Australia.