High-Rise Apartments and Urban Mental Health-Historical and Contemporary Views
High-Rise Apartments and Urban Mental Health-Historical and Contemporary Views
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4 The ORIGINS Project, Telethon Kids Institute, Perth Children’s Hospital, 15 Hospital Avenue, Nedlands,
WA 6009, Australia
* Correspondence: [email protected]
Abstract: High‐rise apartment buildings have long been associated with the poor mental health of
their residents. The aims of this paper are to examine whether this connection is necessarily so, by
reviewing the evidence relating to the relationships between high‐rise living and social wellbeing,
occupant’s stress levels, and the influence they have on mental health. From selected literature,
psychological stress and poor mental health outcomes of the populations that live in high‐rise
apartments are indeed apparent, and this is particularly so for apartments in poor neighbourhoods.
Yet many apartments in developed cities are in affluent areas (particularly those with views of
green/blue space), where residences on higher floors are more expensive. Either way, high‐rise
living and mental health outcomes are a social justice issue. Our review allows us to propose two
models relating to high‐rise living relevant today, based on these differences.
Keywords: high‐rise apartments; social justice; mental health; stress; wellbeing; socioeconomic
status
1. Introduction
1.1. History
High‐rise and vertical building is thought to have begun in the ancient civilizations of Egypt and
the Americas with the construction of pyramids, temples and community structures. The
architectural challenges of building multistorey residential buildings continued with the Roman
Empire [1]. Large modern high‐rise cities and suburbs began to emerge in the last century,
particularly across the United States, India, China, South East Asia and South America to house
booming populations and massive urban migration, with some of these experiencing overcrowding,
high‐crime rates and the development of slums, which has helped stigmatise the experience of living
in a high‐rise apartment as a negative one [2]. This stigmatisation was made worse by the calculated
use of high‐rise complexes to segregate disadvantaged communities. In the period between 1940 and
1980 projects—such as Pruitt‐Igoe in St. Louis, Clichy‐sous‐Bois in Paris, the Robert Moses‐
constructed projects in Harlem and the Bronx, and the Robert Taylor homes in Chicago—housed
segregated disadvantaged communities in high‐rise ‘boxes’ of poorly built, badly sited and under
landscaped residential complexes [3], with most ultimately housing far in excess of their intended
capacity. For example, America’s largest public housing project, the now demolished Robert Taylor
homes, was originally designed for 11,000 people, but at one point housed over 27,000 people, of
whom 95% were unemployed [4]. The escalating level of crime was such that in one weekend 300
separate shooting incidences were reported [5].
More recently, due to inner‐city land shortages and compact city policies to reduce urban sprawl,
a secondary high‐rise boom is occurring in many developed countries, with a greater focus on more
lucrative luxury apartment developments in inner cities and more established wealthier suburbs
[6,7]. Perhaps to avoid the stigma still attached to housing commission flats, developers have
fashionably adopted the term ‘apartment’ for these modern high‐rise blocks [8]. However, while
luxury buildings feature elaborate landscaping, spacious living areas and two or more bedrooms [9],
there is a continuing socioeconomic divide with large numbers of ‘budget’ high‐rises still found in
disadvantaged areas and/or near transport hubs [10]. These are typically more cramped and crowded
with lack of family privacy and significantly smaller in floor area than detached houses [11–13].
Today, people choosing to buy or rent high‐rise apartments are attracted by a number of
extrinsic and intrinsic qualities, although location and cost are usually the deciding factors [14].
Extrinsic factors include perceptions about neighbourhood and other residents [15], as well as
proximity to public transport, education facilities and workplaces. For some, this also includes social
facilities and nightlife [16]. Not having to maintain a house or garden may also be an extrinsic benefit.
Desirable intrinsic qualities that may increase a resident’s quality of life include the design of the
building, the layout, orientation and size of the apartment [15], views of the surrounding area and
safety features such as a security person employed in a lobby.
The majority of high‐rise apartment complexes are also less expensive for developers to build
than detached homes, so apartments cost less to purchase, even once common land attached to the
apartment building and maintained for an annual fee by an apartment owners corporation, is taken
into account [7]. In general, this also translates to cheaper accommodation for rental tenants. For this
reason, high‐rise apartments are increasingly preferred by government agencies providing housing
for socially disadvantaged people.
Although there are considerable regional variations, the majority of people living in apartments
in developed countries are singles or couples [17,18]. In Australia, only 12.5% of high‐rise apartment
dwellers are two‐parent families [19]. Apartment living is less appealing to families, because
children’s activity levels are restricted [1,20], and parents are reluctant to let young children play
unsupervised in common areas [18]. Apartment dwellers are typically younger people seeking
proximity to central locations or older generations no longer wanting to maintain a house and garden
or seeking a change in lifestyle [6,7].
The future shows a forward trend in the development of high‐rise apartment buildings, and in
the number of levels incorporated into each building [14,21], both to accommodate more people and
to reduce the individual carbon footprint. The sustainability and quality of life in these buildings
underscores the growing need for liveable high‐density cities [22] to better manage urban sprawl,
traffic congestion and infrastructure demands [16].
also discourage or disallow pets, another factor increasing wellbeing. Dogs, for example, encourage
physical and social activity (including visits to green spaces) and meeting other dog owners [25–27].
While socioeconomic disadvantage and environmental stress are associated with higher
predisposition for mental health issues and drug and/or alcohol dependency, it is unclear whether
the ‘high‐rise environment’ is creating the living conditions that lead to mental ill health or whether
these environments attract residents that already have mental issues. And if the latter, do these
buildings make matters worse? The location, vista, floor level and size of the apartment determine
the purchase price or rental yield, and therefore the social demographic that will live there. For
example, apartments that were built with luxury in mind in a green interesting environment will
attract an older demographic that is seeking a low maintenance property in comparison with an
apartment built next to a freeway or railway station that has been built for a housing agency [10].
High‐rise buildings can have direct and indirect effects on health. Polluted air quality, unsafe
heating systems, the presence of toxic substances, pests, and overcrowding cause direct biological,
chemical or physical effects and are easier to address than indirect effects such as individual
characteristics and socio‐economic circumstances [28]. This paper focuses on the indirect effects on
health. We summarise the evidence for links between stress and social wellbeing in city settings,
specifically the relationships between high‐rise living and social wellbeing and occupant’s stress
levels, and their influence on mental health. We then formally review the literature on high‐rise living
and mental health and explore how exacerbation of mental health issues of high‐rise dwellers in poor
socio‐economic areas could be reversed with a number of strategies.
Table 1. The method and full findings can be found in Appendix A. The majority of studies were
conducted by surveys, either self‐reported or by interview. The limitations of the searched literature
were that not all studies could be retrieved in full detail, and it was not clear how many floor levels
were in some of the earlier studies of flats.
Table 1. Summary of key themes, mental health study focus, high‐rise health outcome (in comparison
to low‐rise/detached houses) for 25 found articles from 1967 onwards assessing the relationship
between high‐rise housing and mental health across a broad spectrum of mental health categories (<
less, >greater).
Key Theme Mental Health Study Focus High‐Rise Health Outcome References
>social isolation Fanning [41]
<social support and involvement Wilcox and Holahan [48]
<social interaction Zalot and Webber [49]
<social networks McCarthy and Saegert [50]
Social isolation/less social
Social wellbeing Churchman and Ginsberg
interaction <social support
[51]
<social contact Levi, et al. [52]
>poor social outcomes Kearns, et al. [18]
>social isolation Chile, et al. [40]
Social wellbeing Alienation >feelings of alienation Amick and Kviz [53]
Psychological
Nervous disorders >neurotic scores Bagley [54]
health
>depression Moore [55]
>depression Richman [56]
>emotional strain Gillis [43]
>psychological distress McCarthy and Saegert [50]
Psychological Psychological problems i.e., <depression after moving out Littlewood and Tinker [13]
health depression >psychological distress McCarthy, et al. [37]
>psychological distress Husaini, et al. [57]
< stress coping skills Dasgupta, et al. [58]
>mental symptoms Hannay [42]
>worse psychosocial outcomes Kearns, et al. [18]
Psychological >suicide by jumping on higher
Suicide Panczak, et al. [28]
health floors
Psychological
Self‐rated health <self‐rated health Verhaeghe, et al. [44]
health
Psychiatric >neurotic personalities likely to Moore [45]
Psychiatric problems
health experience psychiatric illness Edwards, et al. [59]
Perceptions of
Sense of place neighbourhood factors that >perceived negative influence Warr, et al. [47]
influence health
Sense of control Sense of efficacy (control) >sense of efficacy after moving out Rosenbaum, et al. [60]
The studies in Table 1 clearly show an exacerbation of mental health problems in high‐rise
buildings in comparison to low‐rise or detached houses. Psychological problems (58%) and social
isolation (35%) featured prominently in the literature as areas of difficulty for apartment dwellers,
and contributing to this are socio‐economic factors and building design. Chile et al. [40] found
consistent experience and expression of social isolation across all age groups. Although there are
many factors that contribute to social isolation in high‐rise apartment living, social isolation in itself
is shown to be an important factor that contributes to mental health problems of high‐rise dwellers
[18,40]. It may be harder to form a community in high‐rise apartments as it feels as if one is living
with many strangers [18,50].
Many of the early study subjects of high‐rise apartments were women, and Richman [56] found
that complaints of depression were common. Gillis [43] found that higher floor levels predicted
higher levels of emotion strain, and Littlewood and Tinker [13] found that women showed fewer
symptoms of depression after moving out of high‐rise apartments.
Challenges 2019, 10, 34 6 of 14
Figure 1. A possible causal sequence of high‐rise apartments in poor socioeconomic areas where
environmental health problems, dissatisfaction of living space, limited green space and a higher
likelihood of renting may lead to social isolation, security fears and declining mental health status.
Challenges 2019, 10, 34 7 of 14
Figure 2. A possible causal sequence of high‐rise apartments in affluent areas where good
environmental health, satisfaction of living space, access to green space and social amenities that lead
to higher ownership, may lead to less stress and good mental health.
4.1. Relocation
The demographic concepts described above has lead Gifford [1] to question whether moving
people from high‐rise apartments in a poor socio‐economic area into luxury apartments would
improve their mental health. To some degree, the high‐rise residents could escape at least some
negative effects on mental wellbeing, however if mental disorders/drug and alcohol problems are
already established, the benefits may be more limited. In other words, the outcomes of living in a
high‐rise apartment are moderated to some extent by the ‘characteristics and qualities of the residents
themselves’ [1]. However, two studies have found that residents of high‐rise public housing who
relocated to detached (stand‐alone) homes as opposed to other high‐rise buildings showed improved
mental health [13,60]. Using 267,000 responses to the Kessler 10 Psychological Distress Scale, Astell‐
Burt and Feng [24] also found that people on low incomes living in affluent areas were less likely to
experience psychological distress than those living in low socioeconomic areas. Collectively these
findings suggest that extrinsic living factors remain an important determinant in mental well‐being.
The Gautreaux Program in Chicago in the United States saw over 3500 families randomly moved
from high‐rise deprived areas to either other high‐rises or suburbs and followed up over a
longitudinal study. It was found during telephone interviews of 100 mothers and children who
moved to the suburbs, that they felt the high‐rise buildings were like ‘a restrictive prison
environment’, and once they moved they gained a new sense of efficacy due to freedom from fear
[60]. The reverse is also possible, with depression emerging after being moved from an affluent
neighbourhood to one of poor socioeconomic status.
psychological distress [29]. An explanation for the better mental health of residents of high‐rise
buildings in more affluent areas (with generally more environmental biodiversity) is the
psychophysiological stress reduction theory. The theory proposes that contact with nature can shift
highly stressed people to a more positive emotional state [62,63]. Van den Berg et al. [64] suggest that
the general health of populations in lower socio‐economic areas would benefit the most from having
green spaces in their living environment.
No research to support the positive impact of access to green space interventions for high‐rise
dwellers could be found.
5. Further Research
Relocation, as discussed above, warrants a longitudinal study to determine if residents would
still experience social isolation and psychological stress after the apparently positive social transition.
For green space interventions, carefully controlled comparative studies would need to take into
account the likelihood that wealthier high‐rise dwellers may be more able to access help for mental
health issues, and have access to private transport to visit green spaces and other community
facilities. With cross‐sectional designs, because of the ‘moment in time’ aspect of these type of studies
there is the classical debate that residents who have poor mental health may choose to live in high‐
rise apartments and upper floors due to the causality of associations [11,12,44], however this debate
may have unfounded claims. Gifford [1] ascertains that no causal conclusions between high‐rise
apartment living and mental health can be drawn because of the uncertainty over whether any study
of high rise apartments meets standard criteria for scientific hypothesis testing, which is often because
researchers have been forced to use research designs that are sub‐optimal. The majority of studies
used self‐reported surveys that are still being used in valid research today. Verhaeghe et al. [44] state
that most architectural studies claiming that ‘high buildings make people crazy’ are old and do not
take into account socioeconomic position however most high‐rise buildings of the post‐war
construction boom were built in more deprived areas and therefore comparative socioeconomic
studies were not considered. Although observational or longitudinal design would be beneficial, the
weight of replication of the cross‐sectional studies with similar conclusions means that those results
should still be taken into account, particularly when informing socioeconomic policy. Additional
studies involving floor level and comparisons between high‐rise apartment locations (while
controlling for socioeconomic status) would be useful to investigate possible interventions and to add
to the literature for a more definitive conclusion.
6. Conclusions
Inequitable approaches to urban design have a powerful influence in perpetuating social
disadvantage and mental adversity. The socioeconomic status of intended residents remains a
dominant undercurrent in divergent approaches to high‐rise building design in high‐density urban
cities. With increasing urban migration, this will amplify health inequities, stress, crime and poverty,
making cities increasingly “unhealthy” unless new approaches are mandated. Our investigation of
the relationships between high‐rise living and social and mental wellbeing revealed clear evidence
that location plays a key role in the socioeconomic structure of the building. Poorly thought‐out
placement of high‐rise buildings can have an adverse socioeconomic effect on city areas with a flow‐
on effect to the people living in those areas. In addition, a concentration of disadvantaged residents
in one high‐rise building increases the risk of adverse mental health outcomes.
We suggest a series of feasible strategies that may be considered—ideally with urban planners
working closely with the communities they serve to co‐create healthier environments. Preferably
these strategies, wherever applied, should be evaluated for their impact on mental health outcomes.
One strategy is to encourage a mixed tenancy of affluent and disadvantaged residents or a mix of
privately owned and rented apartments with a view to maintaining this mixed quota. Another is
using relocation of residents of high‐rise buildings in poor socioeconomic areas to either detached
homes or perhaps other high‐rise buildings in more affluent areas. A strategy that encourages
exposures to environmental biodiversity (natural environment consisting of trees, plants, grass and
Challenges 2019, 10, 34 9 of 14
species richness) may enhance urban design to benefit the mental health of high‐rise dwellers in low
socioeconomic areas. This is particularly important in cities with land and resource scarcity that
inhibit designing new green spaces or new lower density suburban hubs. It would also help to bridge
the gap between wealthy and low socioeconomic areas of a high‐density city and can be achieved
retrospectively by utilising greening strategies such as streetscaping, redesigning unused grey
spaces, living walls, or communal rooftop gardens. For high‐rise apartments without balconies, it is
advised to develop communal green space around the apartment building and encourage indoor
plants. Finally education for strata corporations is also suggested to allow residents to keep pets and
grow plants themselves.
Overall, our review shows that social justice has a part to play in redefining equitable high‐rise
apartment living for better mental health outcomes.
Author Contributions: Conceptualization, D.L. and P.H.; writing—original draft preparation, D.L.; writing—
review and editing, D.L., E.V., P.H., SP.; visualization, D.L.; supervision, P.H., E.V., S.P., A.L.
Acknowledgments: The corresponding author was the recipient of an Australian Postgraduate Award.
Methods
The literature was searched using the Web of Science and Pubmed databases. A Google Scholar
search was also conducted to help identify any ‘grey’ literature or papers not in major journals. Key
literature was also hand searched for relevant supporting literature not previously identified. Papers
were included if they were in English and peer‐reviewed journal articles. A time limit was not set as
there were a limited number of articles in recent years, and for this reason, reviews were included.
Search terms used were ‘apartment’, ‘high‐rise’, ‘condominium’ ‘high density’, ‘multi‐family’,
‘urban’, ‘housing’, and ‘wellbeing’, ‘mental health’, ‘stress’ using a variety of combinations to target
key references. Identification of areas for future exploration is discussed. Key papers for floor level
and mental health were graded according to the criteria in Table A2.
Table A2. Summary of findings for articles assessing the relationship between high‐rise housing and mental health (n = 25).
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