Lecture Notes _ Waveguides
Lecture Notes _ Waveguides
2.1 Introduction
Waveguides are basically devices for transporting EM energy from one region to another. Typically
, waveguides are hollow metal tubes (rectangular or circular). They have the advantage of high
power handling capability and low loss but are bulky, expensive and dispersive.
Maxwell’s equations can be reformulated so as to describe three classes of waves : TEM, TE and
TM waves that propagates in a waveguide characterized by axial uniformity, conductor boundaries
that are parallel to the direction of propagation which is chosen to be z. Also, their cross-sectional
shape and electrical property do not vary along the propagation axis, which extend to infinity. We
assume time harmonic fields with an eωt dependence (suppressed) and wave propagating along the
z axis. The electric and magnetic field can be expressed as
where e (x, y) and h (x, y) replaces the transverse electric and magnetic fields components
(âx , ây ) and ez and hz are the longitudinal electric and magnetic fields components. If the conductor
or the dielectric loss are present then γ = α + jβ
Assuming a source free region
∇ × E = −jωµH
∇ × H = jωE
∇ = ∇t + ∇t
∂ ∂ ∂
= âx + ây + âz
∂x ∂y ∂z
21
= ∆t − jβâz
∂ ∂
∇t is the transverse part ∇t = âx ∂x + ây ∂z in rectangular coordinates
∂
∇ × E = −jωµH; = −jβ
∂z
âx ây âz
= ∂ ∂ ∂
∂x ∂y ∂z
Ex Ey Ez
∂Ez ∂Ey ∂Ex ∂Ez ∂Ey ∂Ex
= âx − + ây − + âz −
∂y ∂z ∂z ∂x ∂x ∂y
= −jωµ (Hx + Hy + Hz )
This gives
∂Ez
+ jβEy = −jωµHx (20)
∂y
∂Ez
−jβEx − = −jωµHy (21)
∂x
∂Ey ∂Ex
− = −jωµHz (22)
∂x ∂y
Similarly
∂Hz ∂Hy ∂Hx ∂Hz ∂Hy ∂Hx
∇ × H = âx − + ây − + âz −
∂y ∂z ∂z ∂x ∂x ∂y
which gives
∂Hz
+ jβHy = jωEx (23)
∂y
∂Hz
−jωHx − = jωEy (24)
∂x
∂Hy ∂Hx
− = jωEz (25)
∂x ∂y
Solving for Ex , Ey , Hx and Hy (the transverse components) in terms of Ez and Hz
j ∂Ez ∂Hz
Hx = ω − β (26)
k 2c ∂y ∂x
−j ∂Ez ∂Hz
Hy = ω +β (27)
kc2 ∂x ∂y
−j ∂Ez ∂Hz
Ex = β + ωµ (28)
k 2c ∂x ∂y
j ∂Ez ∂Hz
Ey = −β + ωµ (29)
k 2c ∂y ∂x
where k 2c = k 2 − β 2 is the cutoff wave number.
√
k = ω µ is the wavenumber of the material filling the waveguide
22
2.2.1 TEM Waves
Characterized by Ez = Hz = 0. From equations 26 - 29, transverse fields also equal to zero. However
from equations 20 - 25, substituting for Ez = Hz = 0 gives
r
Ex µ
ZT EM = = =η
Hy
r
−Ey µ
= = =η
Hx
also
√ p
β = ω µ = k ⇒ kc = k 2 − β 2 = 0
∇2t e(x, y) = 0
2.2.2 TE Waves
−jβ ∂Hz
Hx =
kc2 ∂x
−jβ ∂Hz
Hy =
kc2 ∂y
−jωµ ∂Hz
Ex =
k 2c ∂y
jωµ ∂Hz
Ey =
k 2c ∂x
∇2 Hz + k 2 Hz = 0
2
If curl F = 0, then F = gradφ
23
2
∂2 ∂2 ∂2
2
+ + +k Hz = 0
∂x2 ∂y 2 ∂z 2
2
∂2
∂ 2 2
+ − β + k Hz = 0
∂x2 ∂y 2
2
∂2
∂ 2
+ + kc Hz = 0
∂x2 ∂y 2
In this case kc 6= 0 and the equations must be solved subject to the boundary conditions of the
specific waveguide geometry
Ex −Ey ωµ k
zT E = = = = η
Hy Hx β β
2.2.3 TM Waves
jω ∂Ez
Hx =
k 2c ∂y
−jω ∂Ez
Hy =
kc2 ∂x
−jβ ∂Ez
Ex =
k 2c ∂x
−jβ ∂Ez
Ey = .
k 2c ∂y
p
As in the case of TE, kc 6= 0 and β = k 2 − kc2
Ez is found from Helmholtz equation as
∇Ez + k 2 Ez = 0
∂2 ∂2 ∂2
2
+ + + k Ez = 0
∂x2 ∂y 2 ∂z 2
2
∂2
∂ 2 2
+ − β + k Ez = 0
∂x2 ∂y 2
2
∂2
∂ 2
+ + kc Ez = 0
∂x2 ∂y 2
And the equation has to be solved subject to the boundary conditions of the specific waveguide
geometry
Ex −Ey β β
zT M = = = = η
Hy Hx ω k
The parallel plate waveguide is formed by two conducting plates of width ω separated by a distance
d as shown below. This waveguide support TEM, TE and TM modes.
24
Figure 1: Parallel plate configuration
The following assumptions are made in the determination of the various modes on the parallel
plate waveguide
3. The plate width is much larger than the plate separation (ω d) so that variation of the
∂
fields with respect to x may be neglected (NO fringing) ∂x =0
φ (x, y) = A + By
V0
φ (x, y) = y on imposing the boundary conditions
d
−V0
e (x, y) = −∇φ (x, y) = ây
d
25
−V0 −jkz
E (x, y, z) = e (x, y) e−jkz = e ây
d
2.3.2 TM modes
∂
TM are characterized by Hz = 0 , Ez 6= 0 , ∂x = 0 (No fringing)
Then
∂2
2
+ kc ez (x, y) = 0 (30)
∂y 2
26
p
kc = k 2 − β 2 is the cutoff wave number
equation 30 solves to
e (x, y) = A sin kc y + B cos kc y
At the boundary (two plates) ez (x, y) must vanish i.e the fields are contained in between the plates
ez (x, y) = 0 for y = 0, d
kc d = nπ for n = 0, 1, 2 · · ·
nπ
kc = for n = 0, 1, 2 · · ·
d
p
β = k 2 − kc2
r nπ 2
= k2 − (31)
d
and
nπy
ez (x, y) = An sin
d
nπy −jβz
E (x, y, z) = An sin e
d
jω ∂Ez jω nπy −jβz
Hx = = An cos e
kc2 ∂y kc d
−jβ ∂Ez −jβ nπy −jβz
Ey = = An cos e
kc ∂y kc d
∂
Ex = Hy = 0 ∵ =0
∂x
√ p
From k = ω µ and β = k 2 − kc2
TMn experience a cutoff where no propagation occurs until the frequency is such that k > kc
From equation 31
p
β= k 2 − kc2 > 0 (for propagation to occur)
√
ω µ − kc = 0 (gives the cutoff frequency)
√ nπ
ω µ =
d
√ nπ
2πf µ =
d
27
nπ
fc = √
2πd µ
n
= √
2d µ
The lowest TM mode that propagates at the lowest frequency T M1 , has cut off frequency of fc =
1 √
2d µ. T M2 has twice this frequency e.t.c
At frequency below cut off, β is imaginary corresponding to a decay of the fields. Such modes
are called Evanescent modes.
−Ey β
zT M = =
Hx ω
ω
vp =
β
2π
λ =
β
cutoff wavelength
2d
λcn =
n
2.3.3 TE modes
∂
Characterized by Ez = 0 ; also ∂x = 0 and Hz must satisfy the wave equation
2
∂ 2
+ kc hz (x, y) = 0
∂y 2
p
where kc = k 2 − β 2 and Hz (x, y, z) = hz (x, y) e−jβz
The general solution is
hz (x, y) = A sin kc y + B cos kc y
−jωµ ∂Hz
Ex =
k 2c ∂y
−jωµ
= ([Akc cos kc y − Bkc sin kc y) ejβz
k 2c
−jωµ
= (A cos kc y − B sin kc y) ejβz
kc
B sin kc d = 0
28
kc d = nπ
nπ
kc = n = 1, 2, 3 · · ·
d
NB: n = 0 is not possible since n = 0 means that Ex = 0 ∀ y
nπy −jβz
Hz (x, y) = Bn cos e
d
From which
−jωµ ∂Hz jωµ nπy −jβz
Ex = = Bn sin e
k 2c ∂y kc d
−jβ ∂Hz jβ nπy −jβz
Hy = 2
= 2 Bn sin e
k c ∂y kc d
∂
Ey = Hx = 0 ∵ =0
r ∂x
nπ 2
β = k2 −
d
n
fc = √
2d µ
The wave impedance of the T En mode is
Ex ωµ kη
zT E = = =
Hy β β
ω 2π
Vp = λg =
β β
cut off wavelength
2d
λcn =
n
29
i). The waveguide is infinitely long oriented along the z axis and is uniform along the length
ii). The waveguide is constructed from ideal materials where the enclosing perfect electric con-
ductor is filled with perfect insulator
iii). The fields are time harmonic, the phasor of E and H associated with the wave propagating
inside the waveguide must satisfy the source free Maxwell’s equations
The rectangular cross-section a > b allows for single mode operation. Single mode operation means
that only one mode propagates in the waveguide over a given frequency range. A square cross-section
waveguide doesn’t allow for single mode operation i.e a = b
Rectangular waveguide doesn’t support TEM waves since the boundary conditions are satisfied
at the walls
2.4.1 TM modes
∂
Characterized by Ez 6= 0, Hz = 0, ∂z = jβ
The Helmholtz equations for Ez = ez (x, y) e−jβz
∇2 Ez + k 2 Ez = 0
∇2 + k 2 Ez = 0
30
In order for equation 32 to be satisfied for every x and y within the waveguide, each of the first two
terms must equal to a constant i.e
X”
= −kx2 ⇒ X ” + kx2 X = 0
X
Y”
= −ky2 ⇒ Y ” + ky2 Y = 0
Y
The original second order P.D.E dependent on this variable has been separated to two second order
O.D.E each dependent on one variable only.
The O.D.Es solves to
giving
ez (x, y) = (A sin kx x + B cos kx x) (C sin ky y + D cos ky y)
and
E (x, y, z) = (A sin kx x + B cos kx x) (C sin ky y + D cos ky y) e−jβz
The boundary condition for the electric field states that an electric field to exist at the surface of a
conductor, it must be perpendicular to the conductor i.e electric field cannot exist parallel to the
conductor
Ez (x, y, z) = 0 for x = 0, a
Ez (x, y, z) = 0 for y = 0, b
Ez (0, y, z) = 0=B
⇒ B=0
at x = a
Ez (a, y, z) = A sin kx a = 0
31
sin kx a = 0
kx a = 0, π, 2π, · · ·
kx a = mπ
mπ
kx = m = 1, 2, 3 · · ·
a
Ez (x, 0, z) = D cos ky y = 0
⇒ D=0
Ez (x, b, z) = C sin ky b = 0
sin ky b = 0
ky b = nπ n = 1, 2, 3 · · ·
nπ
ky =
b
Hz = 0
m = 1, 2, 3 · · ·
n = 1, 2, 3 · · ·
m, n 6= 0
2.4.2 TE modes
∂
Characterized by Ez = 0 , Hz 6= 0 , ∂z = jβ
32
The Helmholtz equations for magnetic field
∇2 + k 2 Hz = 0; Hz = hz (x, y) e−jβz
∇2 + k 2 hz e−jβz = 0
Using the same method of separation of variables to this equation for longitudinal magnetic field
Ex (x, 0, z) = 0 gives C = 0
Ex (x, b, z) = 0; sin ky b = 0
ky b = nπ n = 0, 1, 2, 3, · · ·
nπ
ky =
b
Ey (0, y, z) = 0 gives A = 0
Ey (a, y, z) = 0; sin kx a = 0
kx a = mπ m = 0, 1, 2, 3, · · ·
mπ
kx =
a
33
Therefore the longitudinal magnetic field wave will be given by
letting BD = Hmn
m = n = 0 is not allowed for TE mode since it will make all the transverse field components to be
equal to zero
The resulting transverse fields for the waveguide TE modes
T Mmn T Emn
34
q
= 2 − k2 + k2
kmn x y
q
kc = kx2 + ky2
r
mπ 2 nπ 2
= +
a b
r mπ 2 nπ 2
β = ω 2 µ − −
a b
From which
r
1 mπ 2 nπ 2
fcmn = √ +
2π µ a b
r
1 m 2 n 2
= √ +
2 µ a b
fcmn is dependent on the dimension of the waveguide, the material inside the waveguide and the
indices of the mode. The rectangular waveguide must be operated at a frequency above the cutoff
frequency for respective mode to propagate
The circular cylindrical coordinate system is very convenient whenever we are dealing with problems
having cylindrical symmetry. A point P in cylindrical coordinates is represented as (ρ, φ, z) and
35
(a) Coordinates (b) Unit vector
is as shown in Figure. Observe closely and note how we define each space variable: ρ is the radius
of the cylinder passing through P or the radial distance from the z-axis: φ, called the azimuthal
angle, is measured from the x-axis in the xy-plane; and z is the same as in the Cartesian system.
The ranges of the variables are
0 ≤ ρ<∞
0 ≤ φ < 2π
−∞ < z < ∞
where âρ , âφ and âz are mutually perpendicular unit vectors in the direction of ρ, φ and z respec-
tively. âρ points in the direction of increasing ρ, âφ in the direction of φ and âz in the positive z
direction. Thus
36
âz × âρ = âφ
The relationships between (x,y,z) of the cartesian coordinates and (ρ,φ,z) are
Similarly, the relationships between (âx ,ây ,âz ) of the cartesian coordinates and (âρ ,âφ ,âz ) are ob-
tained geometrically as
âz = âz
∇ × E = −jωµH
âρ âφ âz
1 ∂ ∂ ∂
= ∂ρ ∂φ ∂z
ρ
Eρ Eφ Ez
37
âρ ∂Ez ∂Eφ âφ ∂Ez ∂Eφ âz ∂Eφ ∂Eρ
= − − − + −
ρ ∂φ ∂z ρ ∂ρ ∂z ρ ∂ρ ∂φ
= −jωµ (Hρ âρ + Hφ âφ + Hz âz )
∂
which on equating and replacing ∂z with jβ gives
1 ∂Ez
− jβEφ = −jωµHρ
ρ ∂φ
∂Ez
− jβEφ = jωµHφ (33)
∂ρ
1 ∂Eφ ∂Eρ
− = −jωµHz
ρ ∂ρ ∂φ
Similarly for the second curl equation
1 ∂Hz
− jβHφ = jωEρ
ρ ∂φ
∂Hz
− jβHφ = −jωEφ (34)
∂ρ
1 ∂Hφ ∂Eρ
− = jωHz
ρ ∂ρ ∂φ
solving equations 33 and 34 for the transverse fields in terms of longitudinal components
−j ∂Ez ωµ ∂Hz
Eρ = β +
kc2 ∂ρ ρ ∂φ
−j β ∂Ez ωµ ∂Hz
Eφ = −
kc2 ρ ∂φ ρ ∂ρ
(35)
j ω ∂Ez ∂Hz
Hρ = −β
kc2 ρ ∂φ ∂ρ
−j ∂Ez β ∂Hz
Hφ = ω +
kc2 ∂ρ ρ ∂φ
where kc2 = k 2 − β 2
∇2 Hz + k 2 Hz = 0 (36)
38
or
ρ2 d2 R ρ dR 2 2 1 d2 P
+ + ρ k c = −
R dρ2 R dρ P dφ2
2 , then
equating the two sides of the equation to a constant kphi
1 d2 P 2
− = kphi
P dφ2
1 d2 P
+ kφ2 = 0
P dφ2
solves to
P (φ) = A sin kφ φ + B cos kφ φ
For
ρ2 d2 R ρ dR
2
+ + ρ2 kc2 = n2 on rearranging
R dρ R dρ
d2 R dR
ρ2 2 + ρ + R(ρ2 kc2 − n2 ) = 0
dρ dρ
where the constant C has been absorbed into the constants A and B. To determine the cutoff
wave number kc , we enforce the boundary condition that Etan = 0 on the waveguide wall. Because
Ez = 0, we must have that
Eφ = 0 at ρ = a
jωµ
Eφ = (A sin nφ + B cos nφ)Jn0 (kc ρ)e−jβz
kc
39
where the notation Jn0 (kc ρ) refers to the derivative of Jn0 (kc ρ) with respect to its argument. For Eφ
to vanish at ρ = a, we must have
Jn0 (kc ρ) = 0 (40)
So
p0nm
kc a = p0nm → kc =
a
where p0nm is the nth zero of Jn0 (kc ρ), n refers to the number of circumferential (φ) variations and
m refers to the number of radial (ρ) variations. The propagation constant of the T Enm mode is
p
βnm = k 2 − kc2
s 0 2
pnm
= k2 −
a
with a cutoff frequency of
kc
fcnm = √
2π µε
p0nm
= √
2πa µε
The first TE mode to propagate is the mode with the smallest p0nm , is seen to be the T E11 mode.
This mode is therefore the dominant circular waveguide mode and the one most frequently used.
Because m ≥ 1, there is no T E10 mode, but there is a T E01 mode.
The transverse field components are
−jωµn
Eρ = (A cos nφ − B sin nφ)Jn (kc ρ)e−jβz
kc2 ρ
jωµ
Eφ = (A sin nφ + B cos nφ)Jn0 (kc ρ)e−jβz
kc
−jβ
Hρ = (A sin nφ + B cos nφ)Jn0 (kc ρ)e−jβz
kc
−jβn
Hφ = (A cos nφ − B sin nφ)Jn (kc ρ)e−jβz
kc2 ρ
The wave impedance is
Eρ −Eφ ηk
ZT E = = =
Hφ Hρ β
2.5.4 TM Modes
For the TM modes of the circular waveguide, we must solve for Ez from the wave equation in
cylindrical coordinates. The derivation is the same as for Hz except that we are solving for Ez . We
can therefore write
Ez (ρ, φ, z) = (A sin kφ φ + B cos kφ φ)Jn (kc ρ)e−jβz (41)
40
The boundary condition in this case is Ez (a, φ, z) = 0 or Jn (kc a) = 0. This leads to
pnm
kc =
a
where pnm is the mt h root of Jn (x), that is, Jn (pnm) = 0. Values of pn m are given in mathematical
tables in Appendix A.
The propagation constant of the T Mnm mode is
p
βnm = k 2 − kc2
r p 2
nm
= k2 −
a
with a cutoff frequency of
kc
fcnm = √
2π µε
pnm
= √
2πa µε
Thus, the first TM mode to propagate is the T M01 mode, with p01 = 2.405. Because this is
greater than p011 = 1.841 for the lowest order T E11 mode, the T E11 mode is the dominant mode of
the circular waveguide. As with the T E modes, m ≥ 1, so there is no T M10 mode.
The transverse fields can be derived as
−jβ
Eρ = (A sin nφ + B cos nφ)Jn0 (kc ρ)e−jβz
kc
−jβn
Eφ = (A cos nφ − B sin nφ)Jn (kc ρ)e−jβz
kc2 ρ
jωεn
Hρ = (A cos nφ − B sin nφ)Jn (kc ρ)e−jβz
kc2 ρ
−jωε
Hφ = (A sin nφ + B cos nφ)Jn0 (kc ρ)e−jβz
kc
The wave impedance is
Eρ −Eφ ηβ
ZT M = = =
Hφ Hρ k
i. The first drawback associated with the circular waveguide is that its cross section will be
much bigger in area than that of a corresponding rectangular waveguide used to carry the
same signal.
ii. Another problem with circular waveguide is that it is possible for the plane of polarisation to
rotate during the waves travel through waveguide. This may happen because of roughness and
discontinuities in the wall at departure from circular cross section.
41
2.5.6 Advantages of circular waveguide over rectangular waveguide
42