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A Comprehensive Analysis of Smart Home Energy Management 1v408l90fg

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Tsion Mulatu
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Journal of Autonomous Intelligence (2018) Volume 1 Issue 1.

Review
A comprehensive analysis of smart home energy
management system optimization techniques
Tesfahun Molla1, Baseem Khan1*, Pawan Singh2
1
School of Electrical & Computer Engineering, Hawassa University Institute of Technology, Hawassa, 05, Ethiopia
2
School of Informatics, Hawassa University Institute of Technology, Hawassa, 05, Ethiopia

ABSTRACT
Development of smart grid technology provides an opportunity to various consumers in context for scheduling
their energy utilization pattern by themselves. The main aim of this whole exercise is to minimize energy utilization
and reduce the peak to average ratio (PAR) of power. The two way flow of information between electric utilities
and consumers in smart grid opened new areas of applications. The main component is this management system is
energy management controller (EMC), which collects demand response (DR) i.e. real time energy price from various
appliances through the home gateway (HG). An optimum energy scheduling pattern is achieved by EMC through the
utilization of DR information. This optimum energy schedule is provided to various appliances via HG. The rooftop
photovoltaic system used as local generation micro grid in the home and can be integrated to the national grid. Under
such energy management scheme, whenever solar generation is more than the home appliances energy demand, extra
power is supplied back to the grid. Consequently, different appliances in consumer premises run in the most efficient
way in terms of money. Therefore this work provides the comprehensive review of different smart home appliances
optimization techniques, which are based on mathematical and heuristic one.
Keywords: home appliances energy management system; heuristic techniques; mathematical techniques;
energy management system

ARTICLE INFO
Received: March 20, 2018
1. Introduction
Accepted: April 10, 2018
Available online: May 15, 2018 Due to the ever growing demand of electrical energy, the percentage
of renewable energy generation is greatly raised along with the increased
*CORRESPONDING AUTHOR in energy prices. Various environmental constraints also posed a limit
Baseem Khan, School of Electrical on energy generation from conventional energy sources[1]. These all the
& Computer Engineering, Hawassa challenges motivate power industry to shift their focus on smart demand
University Institute of Technology,
Hawassa, 05, Ethiopia; side management techniques. According to[2], out of 100% of energy utilized
[email protected] in USA by residential and commercial consumers, at least 30% energy is
wasted. The advancement of information and communication technologies
CITATION (ICTs) increased the demand of reliable and quality power supply[3]. These
Molla T, Khan B and Singh P. A ICTs are important part of smart grid system that transfers information from
comprehensive analysis of smart one system to another one. This information transfer is very helpful to control
home energy management system
optimization techniques. Journal of and coordinate various smart grid technologies to respond immediately under
Autonomous Intelligence 2018; 1(1) varying demand situation. Smart grids can use local renewable energies like
wind and solar energy to solve environmental Problems, increase reliability
of equipment and system and reduce the costs of infrastructure[4]. Further
to control the demand from consumer premises, these ICT systems are
very helpful. These are the integral part of smart home appliances energy
management system, which is a one aspect of smart grid[5].
Today, the concept of micro-grid is being used for purpose of helping the
environment through using several renewable and available resources such
as wind and solar energy, along with other energy generators such as micro-
turbines and fuel cells to reduce generation costs and reduce environmental
pollutions. The resources are not only interrelated, but also the interaction
continues in higher levels such as distribution networks. Restriction of fossil
fuels and increasing growth of demand for energy, enhanced living standards,
A comprehensive analysis of smart home energy management system optimization techniques

global warming and environmental problems have various appliances having the adequate and proper
led to increasing advancements in technology and communication interfaces in order to facilitate the
use of modern energies. The idea of smart grid was exchange of information with the EMS. It also
begun with idea of Advanced Metering Infrastructure assumed that each of the appliances communicates
(AMI) to develop demand management, increase with the EMS only and cannot communicate with
energy efficiency and a self-repair electric grid, each other.
so that it could improve reliability and responding Figure 1 presents the structure of home
to natural disasters or deliberate sabotage [4] . energy management system with different data
Advancement of smart grid system allows consumers communication domains, those domains includes
to reduce their energy consumption through proper the internet domain, home area network (HAN)
scheduling of different appliances. This is possible domain and the smart meter domain (AMI). The
with the information of real time electricity pricing internet domain enables consumers to monitor
(RTEP). The demand side management (DSM) and control their power consumption profile, the
techniques are very old in power system that scheduling of their appliance power consumption
incorporates DR techniques with load shifting and and etc. through an in-home display (IHD) which
energy efficiency and conservation program. Shifting consists of computer, tablet or smart phone. The
of consumers’ loads from peak hours to off peak smart meter domain includes a large number of
hours is the main function of DR techniques. For that interconnected smart meters called “Automatic
purpose incentives are offered to consumers[6]. metering infrastructure (AMI)” which is installed
DR programs transfer customers’ load during and monitored by utilities companies in order to
periods of high-demand to off-peak periods by transmit load information and DR signals between
offering them incentives and can reduce critical the smart homes and power market. Based on RTP
peak demand or daily peak demand[6]. In smart grid signals received 24 hours day ahead, the home
environment there are different DR pricing schemes. energy management system (EMS) schedules the
The most common pricing schemes include real-time electricity usage pattern for the next day.
(RTP), time of use (TOUP) and critical peak (CPP).
In this paper, authors present a comprehensive 3. Literature Review
study of optimization techniques of smart home
energy management system. In Section 2, the 3.1. Mathematical Techniques
architecture of smart home energy management
system is studied under a home area network (HAN)
protocol. In section 3, authors reviewed HEMS 3.1.1 Mix Integer Linear Programming
optimization methods based on mathematical
and heuristic techniques. Section 4 presents a Arikiez et al. [7] investigated the use of linear
comparative analysis between different methods programming based heuristics for solving the
followed by the conclusion cost minimization problem of air conditioning
system for residential and commercial loads.
Melhem et al. [8] proposed an optimal residential
2. The structure of home energy load scheduling model by using the mixed integer
management system in smart grid linear programming. Sou et al.[9] solved scheduling
It is assumed that a smart home consists of problem of smart home appliances for reducing
electricity cost by using mixed integer linear
programming. Angelis et al. [10] developed an
approach, which is based on mixed-integer linear
programming technique. The developed approach
provided an optimal solution in terms of minimum
power consumption with an integration of renewable
energy resources. Yao et al.[11] investigated a problem
of a smart home energy management system
(HEMS). It consist of photovoltaic (PV) module
and the household appliances with three different
types of load characteristics (i.e., interruptible,
uninterruptible and time-varying). To solve the
Figure 1. Home energy management system HEMS problem mixed integer linear programming
architecture[1]
Molla T, et al.

(MILP) algorithm was used. Kim et al.[12] developed 3.2. Heuristic Techniques
a mixed-integer linear programming based model
for an effective scheduling of the operational periods 3.2.1 Particle Swarm Optimization PSO
and power levels of home appliances. Arora et al.[13].
Proposed a mixed integer linear programming based Hussain et al. [23] proposed a particle swarm
optimal scheduling technique for centralized air optimization (PSO) based scheduler using demand
conditioning load. Same author proposed an optimal side management (DSM) technique based on
scheduling mechanism for residential appliances in demand response (DR). Six shiftable appliances
a smart home equipped with photovoltaic panel and are considered in 24 hour time horizon. PAR is
energy storage device[14]. In order to reduce both not included as objective function. Shah et al.[24],
the CO2 emissions and the electricity bill, Paridari presented a HEMS using multi-agent system
(MAS) for smart homes. The HEMS uses priority
et al.[15] proposed a novel based on MILP method
techniques with the integration of electrical supply
for smart home appliances scheduling and batteries, system (ESS). Further, bio-inspired technique,
Same author[16] proposed a robust approach based binary particle swarm optimization (BPSO), is
on MILP model for scheduling of smart home used for the optimal scheduling of appliances
appliances by incorporating electrical energy storage in a smart home. Mahmood et al. [25], proposed a
system (ESS) in active buildings with the aim of realistic scheduling mechanism (RSM) to reduce
minimizing both the CO2 emissions and electricity user frustration and enhance appliance utility by
billing. Zavala et al.[17] developed a proactive energy classifying appliances with respective constraints
management framework based on online solution and their time of use effectively. Further, binary
of mixed-integer nonlinear programming. It is an particle swarm optimization (BPSO) is utilized for
integrated predictive dynamic home models and optimal scheduling of appliances with constraints.
day-ahead forecasting of disturbances which affects Huang et al. [26] studied a convex optimization
problem to manage the energy consumption of
the efficiency of the system and electricity costs. In
different households in an automatic way. In addition
order to jointly monitor the electricity consumption to this optimal scheduling is performed by hybrid
of home appliances and plug-in EVs, Hossain et PSO-DE algorithm. Zhu et al.[27] utilized cooperative
al.[18] proposed an optimal centralized scheduling PSO algorithm for developing the optimal schedule
method, which is based on MILP. For an efficient and control of energy and time shiftable appliances
management of smart home appliances under real in smart homes. Abdalla et al.[28] studied the energy
time pricing (RTP) environment, Wang et al. [19] management of chiller plant in optimal way. PSO
proposed a Mixed Integer Linear Programming and Fuzzy are utilized for optimally managing the
(MILP) based rolling optimization. The proposed energy consumption of plant. To find the set point,
smart home equipped with a Battery Energy Storage fuzzy is utilized while for optimizing the objective
System (BESS) and a solar PV system in order to function PSO is used. For plug-in hybrid electric
maximize the efficiency of the system. vehicles, Chen et al. [29] developed an optimum
energy management method under uncertain driving
conditions. Authors utilized PSO for optimizing
3.1.2 Linear Programming the threshold parameters for the rule based energy
management scheme.
Giorgio et al.[20] proposed the design of a Smart
Home Controller which provides an efficient
management of electric energy in a residential 3.2.2 Gray Wolf Optimization
building. To solve the problem, binary linear
Kazemi et al.[30] developed a method that depends
programming scheme was used. Dogaheh et
on Gray wolf optimization and genetic algorithm to
al.[21] optimized the performance of smart grids in
achieve the optimal schedule for appliances in terms
relation with residential energy centres equipping
of cost and PAR. Interruptible tasks are divided in
with solar power units or PV. For that purpose
to smaller sub tasks, in terms of time, using GWO
authors utilised YALMIP toolbox in MATLAB
algorithm and the output of this component was
software. Mohammadi et al.[22] proposed a real time
integer linear programming based Home Energy the input of genetic algorithm scheduler (GAS).
Management system (HEMS), to manage home The inclining block rate (IBR) pricing model was
appliances and storage system. proposed to restrict the overusing electricity power
A comprehensive analysis of smart home energy management system optimization techniques

in each time slice. Even if it takes large time to 3.2.4 Evolutionary algorithm
converge to the solution, the performance of the
optimization technique seems interesting and had a For future smart grid with large devices,
good result than other methods discussed above. Logenthiran et al.[37] developed a DSM scheme that
depends on load shifting. Evolutionary Algorithm
(EA) is utilized for optimizing the results. Allerding
3.2.3 Genetic algorithm GA et al. [38] focused on a flexible EMS for Smart
households. A “plug-and-play” type Evolutionary
Zhao et al.[31] introduced an EMS in HAN based
Algorithm is developed for optimizing distributed
smart grid. Further, GA is utilized to solve the
generation.
problem of energy scheduling for home appliances.
An EMS and automated DR structure for household
is developed by Khomami et al.[32] to schedule the 3.2.5 Bee colony
different appliance in smart household. Further, for
optimizing the results GA is utilized by the authors. Zhang et al.[39] proposed an EMS for household
appliances. It is also utilized to implement
For optimal DR management in smart grid Meng
DR schemes for residential consumers and for
et al.[33] developed a real time pricing technique. A facilitating integration of renewable energy sources.
Stackelberg Game and Genetic Algorithm Approach For optimizing the results an improved artificial bee
are utilized for that purpose. Talha et al.[34] evaluated colony algorithm is used.
the performance of heuristic Algorithms: GA and
Artificial Fish Swarm Algorithm (AFSA) for 3.2.6 Bacterial colony
Demand Side Management. Li et al.[35] developed an
EMS for industrial microgrids with high renewable An internet of things (IOT) based EMS for
energy penetration. The scheme is developed for both households are proposed by Geng et al. [40]. For
isolated and grid connected mode with day ahead finding an optimum scheduling scheme, discrete
operation. For optimizing the results, regrouping multi-objective bacterial colony chemotaxis
particle swarm optimization (RegPSO) is utilized algorithm (DMOBCC) is utilized by the authors. Lin
by the authors. To reduce the PAR and energy cost, et al.[41] presented an EMS for micro grid system.
Naseem et al.[36] scheduled the residential loads by For optimizing the results of economic dispatch,
four different heuristic optimization techniques i.e. enhanced bee colony optimization (EBCO) is
GA, Binary Particle Swarm Optimization (BPSO), developed by the authors.
wind driven optimization (WDO) and Bacterial
Forging Optimization Algorithm (BFOA). A 3.2.7 Ant colony
comparative analysis of all the above mentioned
Rahim et al. [42] developed an optimization
techniques is presented by the authors.
model for DSM that combined tariff and block

Table 1. Comparative analysis of Mathematical and Heuristic based methods

S. Properties Mathematical Technique Heuristic Techniques


No.
1. Model Formulation Model is used to simulate a system when Meta-heuristic Techniques try to
the system is not extremely complicated. imitate natural phenomenon to solve
the complex practical problems.
2. Prerequisites Physical laws are derived and utilized Dependent on data to determine the
to find the relationships between system structure and parameters
parameters.
3. Non-linearity Possible if prior knowledge of the nature of The prior information of the nature of
integration the non-linearity exists. the non-linearity is not required.
4. Hypothesis Simplify the problem or incorporating No need to simplify the model and/or
assumptions to make model more add assumptions
understandable.
5. Precision & Accuracy Provide highest level of accuracy. Provide greater precision and
accuracy.
6. Efficiency Time consuming in complex problem repetitive and time-consuming tasks
easily carried out with efficiency
7. Renewable Energy Requires complex mathematical modelling With meta-heuristic model renewable
Integration energy, source incorporation is easy.
Molla T, et al.

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