Vol 22.2 Dementia.2016
Vol 22.2 Dementia.2016
Issue Overview
abreast of advances in the field while simultaneously developing lifelong self-directed learning
skills.
Learning Objectives
Upon completion of this Continuum: Lifelong Learning in Neurology Dementia issue,
participants will be able to:
► Discuss the clinical diagnosis, neuroimaging features, genetic and pathologic aspects, and
management of Alzheimer disease
► Discuss the unifying and differentiating features of dementia with Lewy bodies and Parkinson
disease dementia, distinguish these entities from other parkinsonian dementias and Alzheimer
disease, and review their current management
► Discuss the clinical, neuroimaging, genetic, and pathologic features of frontotemporal
dementia and related disorders to aid in the evidence-based diagnosis and management of
patients presenting with these conditions
► Define vascular cognitive impairment and describe strategies for diagnostic investigation and
management
► Evaluate and manage patients with rapidly progressive dementias
► Discuss the ethical framework for addressing patient and family member requests for future
novel pharmacologic interventions to treat dementia
Core Competencies
The Continuum Dementia issue covers the following core competencies:
► Medical Knowledge
► Professionalism
► Systems-Based Practice
Disclosures
CONTRIBUTORS
David J. Irwin, MD
Assistant Professor of Neurology, University of Pennsylvania Perelman School of Medicine,
Philadelphia, Pennsylvania
a
Dr Irwin’s institution receives grant support from the National Institutes of Health and the National Institute of
Neurological Disorders and Stroke (K23NS088341-01).
b
Dr Irwin reports no disclosure.
Andrew McKeon, MD
Associate Professor of Neurology and Laboratory Medicine and Pathology, Mayo Clinic College
of Medicine, Rochester, Minnesota
a
Dr McKeon receives research funding from MedImmune.
b
Dr McKeon discusses the unlabeled/investigational treatments for autoimmune encephalopathies and dementias,
none of which have been approved by the US Food and Drug Administration for these indications.
Deborah L. Renaud, MD
Associate Professor of Neurology and Pediatrics, Mayo Clinic College of Medicine, Rochester,
Minnesota
a
Dr Renaud serves on the editorial boards of the Journal of Child Neurology and Pediatric Neurology.
b
Dr Renaud reports no disclosure.
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pretest, multiple-choice questions with preferred responses, and a patient management problem.
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The review articles emphasize clinical issues emerging in the field in recent years. Case reports
and vignettes are used liberally, as are tables and illustrations. Video material relating to the
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Dementia
Volume 22 Number 2 April 2016
CONTRIBUTORS
Elizabeth C. Finger, MD, FRCPC, Guest Editor
Associate Professor, Department of Clinical Neurological Sciences,
Schulich School of Medicine and Dentistry, Western University, London,
Ontario, Canada; Scientist, Lawson Health Research Institute, London,
Ontario, Canada
aDr Finger has received personal compensation as a speaker for Western University and
receives grant support from the Canadian Institutes of Health Research for this work as well as
grant funding from the Alzheimer Society of Canada, the Ministry of Research and Innovation,
Ontario Brain Institute, and the Weston Foundation. Dr Finger has provided expert legal
testimony for the Ontario Court of Justice.
bDr Finger discusses the unlabeled/investigational use of disease-modifying therapies in
development, dopaminergic medications, neuroleptic medications, oxytocin, and selective
serotonin reuptake inhibitors for the treatment of frontotemporal dementias as discussed in
the article “Frontotemporal Dementias.” In the Patient Management Problem, Dr Finger
discusses the unlabeled/investigational use of antipsychotic medications for behavioral
management in dementia.
aRelationship Disclosure
bUnlabeled Use of Products/Investigational Use Disclosure
CONTRIBUTORS continued
Bruce H. Cohen, MD, FAAN
Professor of Pediatrics, Northeast Ohio Medical University, Rootstown, Ohio;
Director, NeuroDevelopmental Science Center, Department of Pediatrics,
Children’s Hospital Medical Center of Akron, Akron, Ohio
aDr Cohen has received personal compensation from the American Academy of Neurology for
educational speaking engagements, has served as an expert consultant for the Division of
Vaccine Compensation and the United States Department of Justice and Health & Human
Services, and serves on the speakers bureau of the United Mitochondrial Disease Foundation.
Dr Cohen serves on the editorial boards of Mitochondrian and Pediatric Neurology, serves as
content editor for Motive Medical Intelligence, and has received personal compensation and
travel expenses as a consultant for Stealth BioTherapeutics. Dr Cohen receives research funding
from the National Institutes of Health (GG006326-03), and Dr Cohen’s institution has received
compensation for his lectures at Courtagen Life Sciences, Inc, and Transgenomic, Inc, and for
his expert witness testimony in various court cases. Dr Cohen’s institution has also received
research support from Edison Pharmaceuticals, Inc, Raptor Pharmaceuticals, Reata
Pharmaceuticals, Inc, and Stealth BioTherapeutics, and Dr Cohen has also received travel
expense reimbursement from these entities.
bDr Cohen reports no disclosure.
aRelationship Disclosure
bUnlabeled Use of Products/Investigational Use Disclosure
CONTRIBUTORS continued
Michael D. Geschwind, MD, PhD
Professor of Neurology, Michael J. Homer Chair in Neurology,
Memory and Aging Center, University of California, San Francisco,
San Francisco, California
aDr Geschwind serves on the board of directors for San Francisco Bay Area Physicians for
Social Responsibility and serves as a consultant for Advance Medical, Best Doctors, Inc, the
Franciscan Physician Network, the Gerson Lehrman Group, Inc, Lewis Brisbois Bisgaard &
Smith LLP, MEDACorp, and Quest Diagnostics. Dr Geschwind receives personal
compensation as a speaker for grand rounds lectures and receives research/grant support
from Cure PSP, the Michael J. Homer Family Fund, the National Institute on Aging, Quest
Diagnostics, and the Tau Consortium.
bDr Geschwind reports no disclosure.
David J. Irwin, MD
Assistant Professor of Neurology, University of Pennsylvania Perelman
School of Medicine, Philadelphia, Pennsylvania
aDr Irwin’s institution receives grant support from the National Institutes of Health
and the National Institute of Neurological Disorders and Stroke (K23NS088341-01).
bDr Irwin reports no disclosure.
aRelationship Disclosure
bUnlabeled Use of Products/Investigational Use Disclosure
CONTRIBUTORS continued
Joseph S. Kass, MD, JD, FAAN
Associate Professor of Neurology, Psychiatry, and Medical Ethics,
Director, Neurology Residency Program, Chief of Neurology Service,
Ben Taub General Hospital, Baylor College of Medicine, Houston, Texas
aDr Kass has received personal compensation for expert testimony in legal cases involving
personal injury, defamation, and malpractice.
bDr Kass reports no disclosure.
Andrew McKeon, MD
Associate Professor of Neurology and Laboratory Medicine and Pathology,
Mayo Clinic College of Medicine, Rochester, Minnesota
aDr McKeon receives research funding from MedImmune.
bDr McKeon discusses the unlabeled/investigational treatments for autoimmune
encephalopathies and dementias, none of which have been approved by the US Food
and Drug Administration for these indications.
aRelationship Disclosure
bUnlabeled Use of Products/Investigational Use Disclosure
CONTRIBUTORS continued
Ronald C. Petersen, PhD, MD
Professor of Neurology, Cora Kanow Professor of Alzheimer’s Disease Research,
Director of Mayo Alzheimer’s Disease Research Center, Director of Mayo Clinic
Study of Aging, Mayo Clinic College of Medicine, Rochester, Minnesota
aDr Petersen serves on the board of directors for the Alzheimer’s Association and receives
personal compensation for serving as chair of the data monitoring committees for Janssen
Alzheimer Immunotherapy and Pfizer Inc. Dr Petersen receives personal compensation as a
consultant for Biogen, Eli Lilly and Company, the Federal Trade Commission, Genentech, Inc,
Hoffmann la Roche, Inc, and Merck & Company, Inc. Dr Petersen receives grant and funding
support from the Mayo Foundation for Education and Research, the National Institute on
Aging, and the Patient Centered Outcomes Research Institute (PAT 206548). Dr Petersen
receives royalties from Oxford University Press.
bDr Petersen discusses the unlabeled/investigational clinical trial results for mild
cognitive impairment.
Deborah L. Renaud, MD
Associate Professor of Neurology and Pediatrics, Mayo Clinic
College of Medicine, Rochester, Minnesota
aDr Renaud serves on the editorial boards of the Journal of Child Neurology
and Pediatric Neurology.
bDr Renaud reports no disclosure.
aRelationship Disclosure
bUnlabeled Use of Products/Investigational Use Disclosure
CONTRIBUTORS continued
Eric Smith, MD, MPH
Associate Professor of Neurology and Katthy Taylor Chair in Vascular Dementia,
University of Calgary, Calgary, Alberta, Canada
aDr Smith serves as a board member of the Quality Oversight Committee of the American
Heart Association and as an assistant editor for Stroke. Dr Smith receives grant support from
the Alzheimer Society of Canada, the Canadian Institutes of Health Research, the Canadian
Partnership Against Cancer, and the Heart and Stroke Foundation of Canada and receives
research support from McMaster University.
bDr Smith discusses the unlabeled/investigational use of cholinesterase inhibitors for the
treatment of vascular dementia.
aRelationship Disclosure
bUnlabeled Use of Products/Investigational Use Disclosure
REVIEW ARTICLES
The Mental Status Examination in Patients With Suspected Dementia. . . . . . . . . 385
Murray Grossman, MD, FAAN; David J. Irwin, MD
Mild Cognitive Impairment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 404
Ronald C. Petersen, PhD, MD
Alzheimer Disease . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 419
Liana G. Apostolova, MD, MS, FAAN
Lewy Body Dementias: Dementia With Lewy Bodies and Parkinson
Disease Dementia. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 435
Stephen N. Gomperts, MD, PhD
Frontotemporal Dementias. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 464
Elizabeth C. Finger, MD, FRCPC
Vascular Cognitive Impairment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 490
Eric Smith, MD, MPH
Rapidly Progressive Dementia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 510
Michael D. Geschwind, MD, PhD
Autoimmune Encephalopathies and Dementias. . . . . . . . . . . . . . . . . . . . . . . . . . 538
Andrew McKeon, MD
Adult-Onset Leukoencephalopathies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 559
Deborah L. Renaud, MD
Diagnosis and Treatment of Idiopathic Normal Pressure Hydrocephalus. . . 579
Michael A. Williams, MD, FAAN; Jan Malm, MD, PhD
Psychiatric Aspects of Dementia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 600
Chiadi U. Onyike, MD, MHS
ETHICAL ISSUES
Ethical Considerations for the Use of Next-Generation Alzheimer Drugs in
Symptomatic and At-Risk Patients . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 615
Serge Gauthier, CM, MD, FRCPC; Pedro Rosa-Neto, MD, PhD;
Joseph S. Kass, MD, JD, FAAN
PRACTICE ISSUES
Caregiver Stress and the Patient With Dementia . . . . . . . . . . . . . . . . . . . . . . . . . 619
Amy E. Sanders, MD, MS, FAAN
Coding for Dementia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 626
Bruce H. Cohen, MD, FAAN; Peter D. Donofrio, MD, FAAN
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 689
List of Abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Back Cover
and Parkinson disease dementia, distinguish these entities from other parkinsonian
dementias and Alzheimer disease, and review their current management
Discuss the clinical, neuroimaging, genetic, and pathologic features of frontotemporal
s
dementia and related disorders to aid in the evidence-based diagnosis and management
of patients presenting with these conditions
Define vascular cognitive impairment and describe strategies for diagnostic
s
pressure hydrocephalus
Discuss the association of psychiatric disorders with dementia, and describe
s
caregiver burden
Discuss the ethical framework for addressing patient and family member
s
Core Competencies
This Continuum: Lifelong Learning in Neurology Dementia issue covers the
following core competencies:
Medical Knowledge
s
Professionalism
s
Systems-Based Practice
s
Examination in Patients
2 Gibson, University of
Pennsylvania, 3400 Spruce St,
Philadelphia, PA 19104-4283,
[email protected].
KEY POINTS
h The mental status disruption depends, in part, on the tive impairment of specific components
examination is structured component (or components) of the of the mental status examination, it is
to probe each major network that are disrupted. Indeed, often the overall pattern of cognitive
cognitive domain any gray matter node may contribute performance across multiple compo-
(attention, memory, to multiple networks. While the as- nents that is most informative. For ex-
language, visuospatial sessment of a patient can reveal selec- ample, in Case 1-1 there is a relatively
perception, executive
functioning, and
social comportment).
Case 1-1
h Cognitive function is A 67-year-old woman, who worked as a lawyer, presented for a neurologic
mediated by large-scale evaluation accompanied by her son, who was concerned about slowly
networks or progressive problems with her memory. While she felt that nothing was
connectomes, where wrong, her son stated that she had been misplacing her keys and forgetting
gray matter nodes are the words she wanted to use in a sentence. She also had trouble remembering
interconnected by names of acquaintances. The son also stated that he was concerned that she
white matter tracts. was asking the same questions repeatedly during the course of a day, and she
h Any gray matter node had made some errors at work that had caught the attention of her coworkers.
may contribute to On her screening Mini-Mental State Examination (MMSE), the patient scored 27
multiple cognitive out of 30. Additional screening identified difficulty with a list-learning task,
networks. in which she learned 5 out of 6 words of a 6-word list in three trials, but
subsequently could not recall any words following a 1-minute delay. Presentation
h While the assessment of
of cues and semantic foils found poor recognition, with only 2 out of 6 words
a patient can reveal
recognized. Similarly, construction of a modified Rey-Osterrieth figure (Figure 1-1)
selective impairment of
showed poor organization with minor spatial displacement and omissions,
specific components
while reproduction of the figure 1 minute later revealed minimal recall. There
of the mental status
was mild difficulty in an oral trials test, and digits recited forward were seven
examination, it is
and backward were five. Her brain MRI showed moderate bilateral hippocampal
often the overall
volume loss. Despite her mild symptoms, her high level of education and
pattern of cognitive
premorbid functioning together with the relative predominance of memory
performance across
impairments raises the question that her diagnosis is suspicious for a mild
multiple components
stage of Alzheimer disease (mild cognitive impairment, amnestic type).
that is most informative.
greater deficit for episodic memory guide cognitive functions that should h The neurologic history is
an important component
compared to other cognitive domains, be ascertained.
to determine the onset,
which suggests the diagnosis of mild It is also important to consider the
tempo, and associated
Alzheimer disease (AD). There are sev- mental status examination in the con- features of the cognitive
eral important caveats to consider when text of other medical and neurologic symptoms. These
administering a mental status examina- features. Attention to elementary neu- factors help direct the
tion. First, the mental status examina- rologic features that are not reflected specific features to focus
tion can be quite lengthy. Like other in the mental status examination will on during examination.
aspects of the neurologic examination, enhance the interpretation of cogni-
it is valuable to tailor the mental status tive findings. It is helpful for cognitive
examination to the most pertinent pos- neurologists to consider involuntary
itive findings and negative features. This movements, for example, in approach-
kind of editing process benefits enor- ing their mental status examination.
mously from a mental status history and Conversely, attention to the mental status
the larger medical history. Indeed, a examination by neurologists treating
single mental status examination ob- neuromuscular or movement disorders,
tains only a cross-sectional perspective such as amyotrophic lateral sclerosis
of a patient’s performance at a given (ALS) or Parkinson disease (PD), are
period of time, and longitudinal assess- important due to the high frequency of
ment is often very informative. cognitive difficulties in these patients.8,9
A detailed mental status history is Furthermore, the mental status exam-
important to determine onset, time ination may be significantly influenced
course, and progression of symptoms by demographic features of the patient.
that influences the differential diagno- Thus, factors such as education, age,
sis. For example, the pace of disease and cultural background can have an
progression may be characterized as important impact on cognitive and
an acute decline that can be seen fol- behavioral functioning. For example,
lowing a stroke or head injury, or sub- education may influence baseline vo-
acute decline that can be associated cabulary and other cognitive skills, age
with an infectious or neoplastic pro- may influence executive functioning,
cess, or a slow, insidious change that is and ethnicity may influence familiarity
most often associated with a neurode- with specific objects or social norms.
generative condition. Since each of these Consequently, performance expecta-
time courses may be associated with a tions should be adjusted to accom-
particular pattern of cognitive and be- modate individual differences, as
havioral impairment, the history can help illustrated by Case 1-1. In these
KEY POINTS
h Each cognitive domain scenarios, formal neuropsychological NEUROLOGIC HISTORY
should be probed during testing using standardized examina- After obtaining a patient’s chief com-
the history, similar tions with normative scores scaled for plaint, reviewing the history of the in-
to a medical review age and education can be useful and dividual’s cognitive and behavioral
of symptoms. compliment observations from bed- symptoms is essential. In addition to
h Differentiating side evaluations. A number of comput- querying the nature of the onset and
age-associated memory erized cognitive test batteries are pace of cognitive change, each major
decline from pathologic available, but these are often limited in domain of cognition and behavior
etiologies is challenging. their scope and testing by computer should be probed, similar to a review
Mental status history often does not replicate the result of of systems. This is critical since an in-
should include details on testing administered by a human. Fi- dividual’s chief complaint may not re-
the functional impact nally, it is also important to be mind- flect the true nature of the disorder.
of problems associated ful of an individual’s current mental For example, a patient’s reported
with aging and state. Poor sleep, anxiety/depression, or memory difficulty may indicate prob-
recognition of a problem
side effects of a medication in the in- lems remembering words (ie, word-
by others.
dividual’s regimen may interfere with finding difficulty) rather than problems
remembering recent events (ie, epi-
concentration and level of functioning.
sodic memory difficulty). It is also
If there is suspicion of a neurode-
important to review reported cognitive
generative disease upon the conclusion
and behavioral symptoms with a family
of a detailed mental status examination,
member or close friend because there
it is important to judiciously consider is often limited insight in one’s own
ancillary laboratory and neuroimaging cognitive functioning.
studies to help support the diagnosis
and exclude non-neurodegenerative Memory
etiologies. Indeed, a range of toxic, Memory difficulties can be probed by
metabolic, inflammatory, neoplastic, asking about problems learning and
paraneoplastic, or infectious etiologies recalling new information, as well as
can mimic neurodegenerative diseases. forgetfulness. Individuals may forget
Diagnosis of these conditions is critical, conversations and repeat questions
as disease-specific treatments may need about recent activities. Forgetting to
to be implemented. Conversely, labora- pay bills or paying bills twice and going
tory and neuroimaging investigations to the store and purchasing the same
can be initially equivocal or normal in food items repeatedly represent worri-
early neurodegenerative disease; thus, some memory difficulties, as in Case 1-1.
a careful mental status examination is By comparison, minor memory prob-
the first line in detecting these condi- lems associated with aging, such as mis-
tions. This is of critical importance as placing keys and difficulty finding a car
earlier diagnosis and implementation of in a parking lot, are less concerning.
supportive care can improve quality of
life, prevent comorbidities, and reduce Language
caregiver distress. As disease-modifying Many patients may report a decline
treatments emerge, patients are likely in language production and may
to benefit from the earliest possible experience word-finding difficulty.
administration of these interventions. Sometimes this can take the form of
This article reviews the mental status trouble retrieving the name of a family
examination with exemplary case vig- member or familiar friend. At other
nettes and discusses the diagnostic times, patients may report difficulty re-
evaluation and emerging biomarkers trieving the names of objects. Some-
for neurodegenerative diseases. times individuals will report substituting
Case 1-2
A 62-year-old woman who worked as a phone operator reported difficulty
getting her words out. She stated that she worked at a busy switchboard
for a large building complex, and she had become easily overwhelmed
with complex tasks and had stopped working as a result. She stated that
she was aware of the words she would like to use but had difficulty
producing them, which caused her great frustration. Her daughter felt
impatient waiting for her mother to finish a sentence, which caused a
significant depressed mood for the patient, but she had no other behavioral
changes. She noticed that she had made more spelling errors lately.
Mental status examination found a Mini-Mental State Examination
(MMSE) score of 28 out of 30, with two points lost for difficulty spelling
‘‘world’’ backward (the patient spelled ‘‘D-L-O-R-W’’). She had significant
difficulty with executive functioning including oral alternation between
letter and number sequences and reciting digits backward. She also had
some minor difficulty with an alternating manual manipulation task (ie,
Luria three-step maneuver to pantomime an alternating sequence of hand
gestures), a measure of executive functioning. Her speech was slow and
hesitant. Sentence length was short with simplified grammatical structure
to her speech and rare frank agrammatisms. Verbal comprehension for
simple commands like ‘‘fold a paper in half and put it on your lap’’ was
preserved, but she had difficulty with the request to ‘‘point to the ceiling
after you point to the floor’’ due to grammatical comprehension difficulties.
She had preserved single word and object knowledge and could readily
identify and describe line drawings and objects. Reading and writing were
comparable to her oral language. The patient did not exhibit limb apraxia
but she had difficulty pantomiming how to ‘‘blow out a match’’ or ‘‘suck
in through a straw,’’ indicating orobuccal apraxia.
She was asked to describe a children’s photo book depicting a scene
where a boy’s pet frog sneaks out of his bedroom in the middle of the
night. The patient’s response was as follows: ‘‘And the dog and the boy
was oo- eh sleeping, on the baw- eh the- the, um, the uh, bed. And uh...
the uh, the- the frog (2.7 second pause) emptied- of the- move the- the
glass, ba- bottom... and go to... uh... uh, w- wo wook goo could do anything.’’
Comment. This patient was diagnosed with the nonfluent variant of
primary progressive aphasia due to her relatively isolated grammatical
comprehension and expression difficulties with executive limitations and
preserved single word/object comprehension.
KEY POINTS
h Visual-perceptual-spatial acuity, visual acuity limitations, or other ning, as in Case 1-3. Individuals may
difficulties may be sensory-motor deficits. describe challenges executing previ-
difficult to elicit through ously familiar multistep activities such
history. Common Visual-Perceptual-Spatial as cooking a meal, organizing a trip, or
examples include Performance maintaining the household. Family
difficulty navigating a Visual-perceptual-spatial symptoms are members may have noticed a change
car, finding objects in often challenging for patients to report in the patient’s lifestyle, with the indi-
the home, recognizing because of problems articulating day- vidual no longer engaging in activities
faces or objects, or to-day examples. There may be diffi- outside of the home, requiring others
difficulty dressing. culty driving, such as frequent fender to initiate activities or talk the individ-
h Detecting social and benders or difficulty with parallel ual through the steps of the task. Indi-
personality changes parking. An individual may struggle viduals may have difficulty completing
associated with when trying to find an object in a tasks that have been started because
neurodegenerative complex visual scene, such as identify- of easy distractibility. Driving is a dual-
dementia often requires
ing a specific jar in a pantry. Patients tasking environment, and driving
a careful history from a
may have difficulty recognizing faces difficulty may be related to limited
reliable informant who
spends significant time
or objects and may find it necessary executive resources. The patient may
with the patient. to hear a person’s voice or an object’s exhibit limited attention or fluctuating
associated sound prior to recognition. levels of attention.
Difficulty dressing may reflect a visuo-
spatial symptom, and there may be Social and Personality Changes
difficulty negotiating space around the Family members may note a significant
home, and falls may occur because of change in the patient’s personality, while
lateralized neglect. It is important to patients with social difficulties often
rule out deficits of coordination or the have limited insight, as in Case 1-3. De-
extrapyramidal system that can influ- tecting social and personality changes
ence these symptoms. necessitates a careful mental status
history from a reliable companion.
Executive Functioning There may be some obvious
Dysexecutive symptoms often reflect changes suggesting disinhibition,
difficulty with organization and plan- which may take the form of frequent
Case 1-3
A 54-year-old man developed slowly progressive behavior and personality
changes. His wife reported that she first noticed a change when he became
less interested in socializing approximately 3 years earlier. He formerly would
be well dressed but had begun to wear the same ripped sweatpants daily.
He approached strangers to tell them his political views, which included racist
and sexist comments that most would find offensive, and his wife claimed
that these were not his previous beliefs. This behavior caused considerable
interpersonal relationship problems both at home and at his employment as a
salesman, although he questioned why his family found his behaviors to be
objectionable. He showed no concern for his brother’s recent cancer diagnosis.
After eating large amounts of food, he left his cousin’s wedding unexpectedly
and was found watching television in his hotel room. On one recent occasion he
sent large sums of money to a stranger over the Internet who claimed to
be a prince from another country. He demonstrated increasing difficulty
performing multistep activities at home, such as making a sandwich for lunch.
Continued on page 391
KEY POINTS
h Social comportment is explosive agitation and rage without harmful events for others, as evidenced
difficult to assess in apparent provocation may be seen. An by Case 1<3. There may be limited in-
the mental status individual may become apathetic and sight into the motivations of others,
examination and often have difficulty initiating activities. Flat- which can result in a range of behav-
requires a thorough tening of affect and a loss of the normal iors, such as investing in scams or fail-
history from a variety of emotions may be seen. Al- ing to acknowledge significant events
reliable informant to ternatively, the patient may exhibit ex- in the lives of others, such as the death
be detected. aggerated and childlike emotional of a spouse.
h It is important to inquire expressions. There may be ritualistic These behavioral changes are com-
about activities of daily behavior such as the development of monly associated with the behavioral
living to identify potential unusual and repetitive habits and col- variant of frontotemporal dementia
safety issues that could lections, and the emergence of novel (bvFTD) and forms of primary progres-
result in morbidity religious beliefs or political interests. sive aphasia, but can be also seen in
and mortality from Socially intrusive simple repetitive be- other neurodegenerative conditions.
cognitive impairment.
haviors also can be seen such as clap- Indeed, there is significant overlap of
ping, tapping, and humming. Hoarding frontotemporal dementia (FTD) symp-
of unusual collections of objects may toms with atypical parkinsonian disor-
occur. Hyperoral behavior may become ders (eg, corticobasal degeneration and
evident, such as shoveling food into the progressive supranuclear palsy) and
mouth, continuing to eat even though ALS.10,11 Furthermore, apathy and de-
the individual is sated, or oral explora- creased motivation are not uncommon
tion of nonedible substances. There in AD and PD. Impulse control disor-
may be a strong preference for sweets der seen in PD may also resemble fea-
or carbohydrates, and an individual tures of FTD.12
may gain substantial weight over a
very brief period of time. There may Activities of Daily Living
be shoplifting as the result of hyper- Safe execution of activities of daily living
oral behavior or attraction to shiny is essential for minimizing morbidity
objects. Utilization behavior involves and mortality in patients with cognitive
unavoidably using objects such as a impairment, so it is important to ask
patient picking up a pen on the desk about activities of daily living. Specific
and signing his or her name. Patients activities of daily living should be
may perseverate or exhibit echolalic or probed, including bathing, toileting,
echopractic behavior that mirrors the eating, and dressing, as difficulties could
behaviors of others. Frequently, the lead to falls, aspiration, or infection. It
patient may have limited insight into is also important to note if patients
these changes in behavior and may be have difficulty managing complex tasks
bewildered by the concerns of others that can have dangerous consequences
or may express childlike denial. Diffi- such as cooking and administering
culty with perspective taking also can medications. Access to finances and
interfere with social interactions, which the Internet or telephone should be
can be seen commonly in conversation- assessed to protect patients with frontal
al or behavioral exchanges where there disease and poor judgment from being
may be limited empathy for a conversa- financially exploited, as in Case 1<3.
tional partner. Frequent interruptions Finally, determining the level of super-
with tangential comments and poorly vision provided on an average day is
organized narrative speech (ie, poor important in more severely impaired
social discourse) may be seen. Likewise, patients in order to prevent wandering
there are inappropriate responses to or other dangerous events.
KEY POINTS
h Nonverbal methods Other memory tasks can include ask- tation can be viewed as a test of
of testing memory, such ing an individual to listen to a sentence incidental memory. In the authors’ as-
as figure-recall tasks, are or a paragraph and then probing recall sessment of memory, we include eval-
useful in patients of the sentence or paragraph at a later uation of incidental recall of a visual
with significant time. A memory score is derived from geometric design. Other forms of mem-
left-hemispheric disease. the ability to recall critical key words ory that can be assessed include habit
h Language dysfunction from the sentence or paragraph. In ad- learning (ie, asking an individual to
can be detected during dition to verbal memory, assessing epi- repeat a sequence of novel hand ges-
the clinical examination sodic memory recall with another kind tures), semantic memory (ability to rec-
through identification of of material is often helpful as this mini- ognize familiar but infrequent objects
abnormal prosody,
mizes confounds associated with the [eg, a shoehorn] and to answer ques-
word-finding pauses, tions about these objects [eg, ‘‘Is it
specific learning material and depen-
circumlocutions, found in the kitchen?’’]), auditory-verbal
grammatical dence on left hemispheric function. One
method is to perform episodic mem- short-term memory (repetition of digits,
sophistication, and
ory testing using visual presentation of multisyllabic words, and sentences of
frank agrammatisms in
words or recall of a visual geometric various lengths), and working mem-
spontaneous speech.
ory (reproducing a list of digits in the
h Language comprehension design. Recall of a visual geometric de-
reverse order of presentation). Further
should be performed on sign often takes the form of copying a
details on object knowledge/semantics
the single-word and visual design, removing the target de-
and working memory are discussed in
sentence level. Single-word sign and its copy, engaging the individ-
comprehension can be
the sections on language and executive
ual in another visual-perceptual-spatial
assessed through word functioning that follow.
activity for a brief period of time, and
and object meaning and
then asking the patient to reproduce Language
sentence comprehension
through repetition and
the visual design. As with verbal episodic Language is a complex process that is
verbal commands of memory, visual episodic memory test- crucial for daily functioning. Several
sequenced tasks. ing can be manipulated by varying the components of language should be as-
complexity of the visual stimulus, the certained in a comprehensive mental
meaningfulness of the stimulus (eg, a status evaluation. We first evaluate
nameable design such as a clock face or single-word processing. During speech
a non-nameable multicomponent geo- production, listening for word-finding
metric design), and the amount of time pauses and circumlocutions is impor-
between presentation and recall (refer tant. An individual also may make
to Case 1<1 for an example). Recogni- frequent lexical substitutions or speech
tion for elements of a visual stimulus sound errors. Confrontation naming is a
(eg, the position of the clock hands) more formal way to assess single-word
can be tested as well. use and word finding and typically takes
These verbal and visual memory tests the form of asking an individual to
involve an explicit request to learn, name a pictured object or a real object.
remember, and then recall specific The frequency of the word’s occur-
information (ie, intentional memory). rence and familiarity of the target object
In our daily lives, we often also learn can be manipulated. Confrontation nam-
and retain information without con- ing also can be assessed using other
scious effort (ie, incidental memory), nonvisual modalities. Thus, naming can
and it is not unreasonable to assess be performed in response to a sound or
incidental memory by asking an indi- the feel of a target object. This is im-
vidual to recall words or designs when portant for an individual who has
there is no explicit request to remem- difficulty with visual-perceptual-spatial
ber at the time of presentation. Orien- functioning. Some patients may have a
KEY POINTS
h Executive impairment neglect can interfere with reading, and tion). Perhaps the simplest assessment
can cause impairments this can be demonstrated by asking an of visuospatial functioning involves the
in construction tasks individual to read a compound word location of an object in space, which
through poor such as cowboy. Writing can be as- can be tested by asking an individual to
organization and sessed by asking an individual to write reach for an object. An individual also
omission of elements. In to dictation, including both words that can be asked to imitate a meaningless
contrast, visuospatial obey letter-sound correspondence gesture, such as placing the dorsum of
impairments manifest in rules and orthographically irregular one hand against the contralateral
spatial displacements words. A motor coordination disorder cheek. A more formal assessment of
and distortions on known as apractic agraphia results spatial relationships includes the judg-
construction tasks.
in difficulty with the automatic me- ment of line orientation, where an
h Visuospatial function chanical formation of letters, which individual is asked to evaluate whether
can be assessed through will significantly slow writing. It is a pair of lines is parallel. An element of
construction of figures important to keep in mind that liter- visuospatial functioning may involve
with varying familiarity
acy is highly variable, and reading and part-whole discrimination, also known
and complexity.
writing abilities will vary depending as simultagnosia. One task frequently
h Ideomotor apraxia is on experience. used to assess this involves using many
difficulty in small letter A characters to form a
demonstrating learned Visual-Perceptual-Spatial shape that looks like a large letter E
gestures. Transitive Functioning (ie, Navon figure)21 and asking an
gestures involve use of
tools while intransitive
Visual-perceptual-spatial functioning is individual to name the letter. Individ-
gestures do not involve an important aspect of the bedside uals with difficulty involving whole-part
an implement. mental status examination that is fre- discrimination name the small letter and
quently neglected. Perhaps the most do not recognize that these are in a
common assessment involves copying configuration forming a large letter.
a visual geometric design. The design Another visual-perceptual-spatial task
itself may vary in complexity, from a involves face processing. An individual
simple nameable geometric form to a can be asked to recognize a photo-
nameable object or a more complex graph of a famous face. It is also pos-
non-nameable geometric design. Ex- sible to use the examiner’s face as a
amples include overlapping pentagons stimulus and query whether there are
and the more complex designs devel- features such as a full head of hair or a
oped by Rey and Osterrieth or Benson beard. Visual agnosia may manifest
(refer to Case 1<1 for an example).19,20 itself as difficulty recognizing the visu-
These designs should be scored for al presentation of an object, although
accuracy as well as the manner in which the object can be recognized from its
they were executed. This includes poor sound or feel. Color processing can be
organization and the omission of ele- assessed by asking an individual to
ments, which may reflect executive name or recognize a color and asking
impairment and spatial displacements, whether two colors match.
such as the placement of an individual There are a variety of other disor-
component in an inappropriate spatial ders associated with diseases of the
location relative to other elements of parietal lobe that can be assessed as
the design. Sometimes one-half of a well. Apraxia is difficulty demonstrat-
figure can be impoverished or ne- ing learned gestures, which involves
glected. Spatial difficulty can interfere transitive gestures that use an imple-
with reading (eg, difficulty finding a ment such as demonstrating the use of
line on a printed page) and writing (eg, a hammer, or intransitive gestures that
spatially disordered written produc- do not involve an implement such
396 www.ContinuumJournal.com April 2016
KEY POINTS
h Working memory is the eyes closed, and the individual responds page and asking an individual to point
ability to hold and by lifting the touched hand. After this to these in an order reversing the
manipulate data. task has been well learned, the examiner order of demonstration.
Assessment of the reverses the association and asks the
number of digits individual to lift the right hand when Social Functioning and Behavior
recalled in reverse can the left hand is touched, and lift the Examination of social comportment is
be useful to test left hand when the right hand is challenging and often requires infor-
working memory. touched. More complex versions of mation from a reliable caregiver, as pa-
h Social functioning and alternating patterns involve reproduc- tients with ventral frontal disease often
behavior difficulties ing two intermixed, overlearned se- have little insight or concern into their
should be considered in quences, such as alternating production difficulties. There are several valuable
any patient who has of a letter and a number in ascending social questionnaires that can be com-
difficulties with social order, such as A, 1, B, 2, C, 3. This can be pleted by spouses, family members, or
discourse, simple performed orally or as a written trails close friends concerning changes in
repetitive motor rituals,
procedure, where letters and numbers personality, behavior, and social func-
or inappropriate behavior
are randomly distributed on a page tioning. Examples include the Neuro-
during the interview. A
reliable informant should
and an individual is asked to draw a psychiatric Inventory and the Frontal
be obtained to gather line between a letter and a number in Behavioral Inventory, which probe day-
additional history. ascending sequence. to-day functioning, looking for changes
Two related components include in personality and behavior compared
h A major limitation in
the development of
parsing a sequence into smaller, re- to baseline.24,25 The previous section
meaningful treatment peated units and inhibitory control. A on history details specific domains of
for neurodegenerative repeated series of three hand gestures social comportment that are affected
diseases is that is demonstrated to the patient three by frontal lobe disease. Observation
definitive diagnosis is times, and then the patient is asked to of patient interactions in clinic are
obtained only at autopsy. demonstrate the hand gestures. A mea- also important as detection of be-
sure intended to assess inhibitory con- havioral disinhibition, simple repet-
trol is a Stroop test, where words are itive motor rituals, and poor social
written in a colored font that differs discourse (Case 1<3) should prompt a
from the color name, and an individual more thorough examination for evi-
is asked to name the color of the font dence of social comportment disorder
and not read the printed word. When and executive limitations. Other be-
seeing the word ‘‘blue’’ printed in a red havioral and emotional changes that
font, for example, the individual is should be noted include depression
asked to respond ‘‘red.’’ and anxiety since these can be signif-
Working memory is often thought icant and can also interfere with the
to be a component of executive func- mental status examination.
tioning and involves the ability to main-
tain some material in an active form
and do some work on this material. DIFFERENTIAL DIAGNOSIS AND
Common tests of working memory ANCILLARY TESTING FOR
involve reproducing a list of numbers NEURODEGENERATIVE DISEASE
in the reverse order or reordering a A major limitation in the development
random sequence of letters and num- of meaningful treatment for neurode-
bers into their ascending orders, using generative diseases is that definitive
progressively longer sequences. A sim- diagnosis is obtained only at autopsy.
ilar kind of assessment can be per- Furthermore, significant clinicopatho-
formed in the visual domain by pointing logic overlap exists between neuro-
to randomly distributed circles on a degenerative diseases, and clinically
7. Grossman M, Powers J, Ash S, et al. 19. Loring DW, Martin RC, Meador KJ,
Disruption of large-scale neural networks in Lee GP. Psychometric construction of
non-fluent/agrammatic variant primary the Rey-Osterrieth Complex Figure:
progressive aphasia associated with methodological considerations and
frontotemporal degeneration pathology. interrater reliability. Arch Clin Neuropsychol
Brain Lang 2013;127(2):106Y120. doi:10. 1990;5(1):1Y14. doi:10.1093/arclin/5.1.1.
1016/j.bandl.2012.10.005. 20. Spencer RJ, Wendell CR, Giggey PP, et al.
8. Irwin DJ, White MT, Toledo JB, et al. Judgment of Line Orientation: an examination
Neuropathologic substrates of Parkinson of eight short forms. J Clin Exp Neuropsychol
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apraxias. Cortex 2008;44(8):975Y982. syndromes in amyotrophic lateral sclerosis.
doi:10.1016/j.cortex.2007.10.010. Amyotroph Lateral Scler 2009;10(3):131Y146.
doi:10.1080/17482960802654364.
23. Spotorno N, McMillan CT, Powers JP, et al.
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Mild Cognitive
Address correspondence to
Dr Ronald C. Petersen, Mayo
Clinic, Department of
Impairment
Neurology, 200 1st St SW,
Rochester, MN 55905-0001,
[email protected].
Relationship Disclosure:
Dr Petersen serves on the Ronald C. Petersen, PhD, MD
board of directors for the
Alzheimer’s Association and
receives personal compensation
for serving as chair of the ABSTRACT
data monitoring committees
for Janssen Alzheimer Purpose of Review: As individuals age, the quality of cognitive function becomes
Immunotherapy and Pfizer an increasingly important topic. The concept of mild cognitive impairment (MCI) has
Inc. Dr Petersen receives evolved over the past 2 decades to represent a state of cognitive function between
personal compensation as a
consultant for Biogen, Eli Lilly that seen in normal aging and dementia. As such, it is important for health care
and Company, the Federal providers to be aware of the condition and place it in the appropriate clinical context.
Trade Commission, Genentech, Recent Findings: Numerous international population-based studies have been con-
Inc, Hoffmann la Roche, Inc,
and Merck & Company, Inc. ducted to document the frequency of MCI, estimating its prevalence to be between
Dr Petersen receives grant and 15% and 20% in persons 60 years and older, making it a common condition en-
funding support from the Mayo countered by clinicians. The annual rate in which MCI progresses to dementia varies
Foundation for Education and
Research, the National Institute between 8% and 15% per year, implying that it is an important condition to identify
on Aging, and the Patient and treat. In those MCI cases destined to develop Alzheimer disease, biomarkers are
Centered Outcomes Research emerging to help identify etiology and predict progression. However, not all MCI is due
Institute (PAT 206548).
Dr Petersen receives royalties to Alzheimer disease, and identifying subtypes is important for possible treatment and
from Oxford University Press. counseling. If treatable causes are identified, the person with MCI might improve.
Unlabeled Use of Summary: MCI is an important clinical entity to identify, and while uncertainties per-
Products/Investigational
Use Disclosure:
sist, clinicians need to be aware of its diagnostic features to enable them to counsel
Dr Petersen discusses the patients. MCI remains an active area of research as numerous randomized controlled
unlabeled/investigational trials are being conducted to develop effective treatments.
clinical trial results for mild
cognitive impairment.
* 2016 American Academy Continuum (Minneap Minn) 2016;22(2):404–418.
of Neurology.
Deterioration Scale as being MCI.5 In incipient AD nor did all patients have
1999, a group at the Mayo Clinic de- just a memory impairment. To address
scribed subjects in their community this situation, the Key Symposium was
aging study who had a memory con- held in Stockholm, Sweden, in 2003,
cern beyond what was expected for and criteria of a more broad scope were
age and who demonstrated a slight published in 2004.2,7 These criteria ac-
memory impairment yet did not meet complished two goals: (1) to broaden
criteria for dementia.6 The research the classification scheme beyond mem-
criteria used to characterize these sub- ory, and (2) to recognize that MCI could
jects were described, and the clinical result from a variety of etiologies and
outcomes were noted. not just AD. These criteria are outlined
in Figure 2-1,8 demonstrating the syn-
MULTIPLE TERMINOLOGIES dromic phenotypes and how they can
Over the years, several sets of termi- be paired with possible etiologies
nology for MCI and related conditions to assist the clinician in diagnosis. The
have evolved, many referring to similar Key Symposium characterization of
constructs in the general MCI range. MCI led to the distinction between the
The Mayo Clinic criteria previously noted amnestic form of MCI and the non-
focused on a memory disturbance and amnestic form of MCI, since these clin-
were developed to elucidate the earliest ical syndromes appeared to be aligned
symptomatic stages of AD. However, with etiologies in a differential fash-
it soon became apparent that not all ion and may have variable outcomes.
intermittent cognitive states represented Traditionally, amnestic MCI is the
FIGURE 2-1 Key Symposium criteria. First Key Symposium criteria demonstrating the syndromic phenotypes
and how they can be paired with possible etiologies to assist the clinician in making a diagnosis.
AD = Alzheimer disease; DLB = dementia with Lewy bodies; FTD = frontotemporal dementia;
MCI = mild cognitive impairment; VCI = vascular cognitive impairment.
Modified with permission from Petersen RC, Continuum (Minneap Minn).8 journals.lww.com/continuum/Fulltext/2004/02000/
MILD_COGNITIVE_IMPAIRMENT.3.aspx. B 2004, American Academy of Neurology.
KEY POINTS typical prodromal stage of dementia due posium criteria while making some of
h Traditionally, amnestic to AD, but other phenotypes can also the diagnostic features more explicit.
mild cognitive impairment lead to this type of dementia, such as These criteria also added biomarkers
is the typical prodromal
logopenic aphasia, posterior cortical at- for underlying AD pathophysiology in
stage of dementia due to
rophy (also known as the visual variant), an attempt to refine the underlying
Alzheimer disease, but
other phenotypes can
or a frontal lobeYdysexecutive presenta- etiology and, hence, predict outcome.
also lead to this type of tion of AD.9 The essential feature of this These criteria did not differentiate be-
dementia, such as portrayal is that not all MCI is early AD. tween amnestic and nonamnestic MCI.
logopenic aphasia, The Key Symposium criteria pre- At approximately the same time, the
posterior cortical atrophy vailed in the field and influenced the Diagnostic and Statistical Manual
(also known as the visual development of several randomized of Mental Disorders, Fifth Edition
variant), or a frontal controlled trials for possible interven- (DSM-5) was being developed.17 For
lobeYdysexecutive tion.10Y14 In 2011, the National Insti- the general category of neurocogni-
presentation of tute on Aging (NIA) and the Alzheimer’s tive disorders, the criteria now include
Alzheimer disease. Association convened workgroups to a predementia phase called mild
h Not all mild cognitive develop criteria for the entire AD spec- neurocognitive disorder. Once again,
impairment is early trum.1,9,15,16 The criteria for MCI due the construct is very similar to the
Alzheimer disease. to AD essentially adopted the Key Sym- Key Symposium criteria for MCI and
KEY POINTS
h The multiple sets of
criteria referring to mild
cognitive impairment
actually contain many of
the same elements and
are quite similar to the
original Key
Symposium criteria.
h Numerous international
studies have been
completed involving
several thousand
subjects, and these
studies tend to estimate
the overall prevalence
of mild cognitive
impairment in the
12% to 18% range in
persons over the age
of 60 years.
FIGURE 2-3 Comparison of common criteria used to characterize mild cognitive impairment
(MCI) in various publications. The biomarkers for amyloid-" (A") or tau could
be derived from either positron emission tomography (PET) imaging or CSF to
accompany the clinical syndromes described above.
AD = Alzheimer disease; CSF = cerebrospinal fluid; DSM-5 = Diagnostic and Statistical Manual of
Mental Disorders, Fifth Edition; FDG-PET = fluorodeoxyglucose positron emission tomography;
MRI = magnetic resonance imaging.
Reprinted with permission from Petersen RC, et al, J Intern Med.4 onlinelibrary.wiley.com/doi/10.1111/j.1365-
2796.2004.01388.x/full#b36. B 2014 The Association for the Publication of the Journal of Internal Medicine.
establish criteria prior to labeling the in persons over the age of 60 years.21Y26
participants as having MCI are more The Mayo Clinic Study of Aging, which
reliable and valid. Studies that apply is a population-based study in Olmsted
MCI criteria to previously collected data County, Minnesota, found the overall
can generate a variety of figures based prevalence of MCI to be 16% in resi-
on the cutoff scores that are used to dents age 70 years and older.27 MCI is
define MCI. Therefore, since MCI is a clearly an age-related condition, and
clinical diagnosis informed by neuro- to the extent that the evaluation sug-
psychological data, a prospective study gests a degenerative etiology, AD is
is preferred when interpreting epide- most likely.30
miologic data. A similar situation pertains to the
Numerous international studies have normal cognition to MCI transition,
been completed involving several with certain methodological issues
thousand subjects, and these studies lending themselves to some of the
tend to estimate the overall preva- variation. Several longitudinal epidemi-
lence of MCI in the 12% to 18% range ologic studies have followed cognitively
Case 2-1B
A mental status examination was performed on the 66-year-old patient
discussed in Case 2-1A, and while the patient did quite well, there was a
suggestion of memory impairment with impaired delayed recall of the
words. Neuropsychological testing was pursued, which showed a profile
that looked normal for his age, sex, and education in virtually all cognitive
domains except for memory. Here, his delayed recall of lists, paragraphs,
and nonverbal materials was mildly impaired.
Further interview of the patient and a family member revealed that
his function was largely preserved. In particular, he functioned in the
community quite well without difficulty, and while slightly more inefficient
at some tasks, he still completed everything quite well.
Comment. Based on examination findings, neuropsychological testing,
and discussions with the patient and his family member, he does not
appear to have dementia. A reasonable diagnosis at this point would be
amnestic mild cognitive impairment, but the etiology, given the patient’s
young age and negative family history, is uncertain. At this point, a
discussion with the patient might include possible etiologies and education
about lifestyle alterations, planning for the future, and consideration of
enrollment in randomized controlled trials.
does not add significantly to the diag- tia.42,43 The 2006 study by Hansson
nostic evaluation.34,40 and colleagues44 was most informative
The newest PET tracer that is emerg- with regard to these data and corrob-
ing allows investigators to evaluate the orates the suspicion that those indi-
role of tau in clinical progression, and viduals, particularly with amnestic
these data are evolving.41 It is quite MCI, who harbor low CSF levels of
likely that a tau PET scan that shows A"42 and elevated total tau and phos-
the spread of tau outside of the me- phorylated tau are at an increased risk
dial temporal lobe into lateral tempo- for progressing more rapidly than
ral lobe structures portends a poorer those subjects with the same clinical
prognosis and, more likely, a rapid phenotype but normal CSF biomarkers.
progression from MCI to AD demen- In general, these predictors all refer
tia, but these data need to be ampli- to individuals who are on the AD spec-
fied (Figure 2-4). trum. Biomarkers for other degenera-
Numerous studies have shown that tive disorders are less certain at this
the various CSF markers consistent with point and need to be fully evaluated.
AD predict progression to AD demen- As biomarkers for other disorders
levels of biomarker specificity for AD, etiology of the syndrome.17 As such, of biomarker specificity
conditions such as AD, frontotemporal for Alzheimer disease,
and AD dementia in which individuals and AD dementia in
lobar degeneration, dementia with Lewy
meet clinical criteria for dementia and which individuals meet
bodies, vascular cognitive impairment,
similarly have varying degrees of bio- clinical criteria for
human immunodeficiency (HIV)-related
marker support.1 These criteria have dementia and similarly
disorders, alcohol and substance abuse,
proved useful in characterizing the en- have varying degrees of
Parkinson disease, and a variety of other biomarker support.
tire spectrum of AD and expanding it
possible etiologies are explicated. As
beyond the dementia phase. Prior sets h The spectrum of
noted above, the process of combining
of criteria had focused only on the de- the clinical syndrome with patient his-
neurocognitive disorder,
mentia phase, but it has become ap- as defined by the
tory, clinical examination findings, and, Diagnostic and Statistical
parent in recent years that the AD while still evolving, biomarker informa- Manual of Mental
process likely begins years and per- tion is used to specify the clinical syn- Disorders, Fifth Edition, is
haps decades before clinical symp- drome. As is seen in DSM-5, there are divided into mild
toms appear.45 As such, the use of often degrees of certainty added to the neurocognitive disorder,
biomarkers has afforded an important clinical diagnoses based on the pre- which is very similar
tool for specificity for the clinician. It ponderance of evidence for a specific to mild cognitive
must be emphasized, however, that underlying disorder.17 impairment, and major
these criteria involving biomarkers are In 2007 and updated in 2010 and neurocognitive disorder,
still in the research phase, and specific 2013, investigators have proposed the which is very similar
recommendations regarding their use to dementia.
term prodromal AD as an alternative
in clinical practice remain to be deter- for characterizing individuals along
mined. However, based on the litera- the AD spectrum.18Y20 The most re-
ture cited above, it is apparent that the cent version of these criteria embod-
use of biomarkers is working its way ies the notion of amnestic MCI and
into clinical practice. embellishes it with evidence for amy-
In addition, the American Psychiatric loid deposition via PET scanning or
Association has recently published the amyloid and tau information using
DSM-5, and this set of criteria gives CSF.20 These investigators contend
consideration to the diagnosis of mild that the combination of amnestic MCI
neurocognitive disorder. In general, with specific biomarkers is highly
Continuum (Minneap Minn) 2016;22(2):404–418 www.ContinuumJournal.com 413
KEY POINTS
h Currently, there are no suggestive of the AD process and should ever, subsequent data suggest that
accepted pharmacologic be labeled as AD. These criteria have there may be some efficacy to be
treatments for mild been useful for randomized control gleaned from lifestyle modifications,
cognitive impairment trials for evaluation of pharmacologic and these need to be explored further.
approved by the US therapeutics intended to target under-
Food and Drug lying AD pathophysiology.46,47 CLINICAL ACCEPTANCE
Administration, the The construct of MCI has been in the
European Medicines TREATMENTS medical literature for many years and,
Agency, or the Currently, there are no accepted phar- over time, has been accepted in clin-
Pharmaceuticals and ical practice to certain degrees. The
macologic treatments for MCI ap-
Medical Devices Agency
proved by the FDA, the European American Academy of Neurology
in Japan.
Medicines Agency, or the Pharmaceu- (AAN) completed an evidence-based
h Lifestyle modifications ticals and Medical Devices Agency in medicine review of the literature and
and other
Japan. Numerous randomized control concluded that the construct of MCI is
nonpharmacologic
trials have been conducted in the MCI useful for clinicians to identify since
therapies have also
been investigated, and spectrum, but none has been success- the condition does lead to a higher
there is a suggestion ful at demonstrating effectiveness at risk of progression to dementia.50
that some of these delaying the progression from MCI to Numerous epidemiologic studies have
modifications or AD dementia.10Y14 One of the first been done around the world that have
therapies, such as trials, conducted by the Alzheimer’s suggested the utility of the identi-
aerobic exercise, may Disease Cooperative Study, evaluated fication of MCI as a clinical entity.
be effective at reducing donepezil and high-dose vitamin E in Roberts and colleagues51 evaluated
the rate of progression amnestic MCI.13 This study indicated members of the Behavioral Neurology
from mild cognitive that donepezil may be effective at section and the Geriatric Neurology
impairment to dementia. section of the AAN and documented
slowing the rate of progression in all
h Criticism has been subjects with amnestic MCI for the that MCI is used frequently in clinical
raised regarding the first year of the trial and perhaps up to practice and that practitioners find the
boundaries of the construct useful. There were concerns
2 years in subjects with amnestic MCI
condition of mild about its specificity and the lack of
who were positive for the APOE4 iso-
cognitive impairment treatments, but, nevertheless, it was
with respect to
form. However, since the study was
designed to continue for 36 months, believed to be useful.
differentiating it from
no treatments demonstrated effective- Recently, a similar exercise was done
changes of cognitive
aging and also ness at that time and, as such, the trial in Europe assessing the utility of the
differentiating it was negative. Other studies involving construct of MCI in clinical practice and
from dementia. cholinesterase inhibitors that have the outcome was quite similar to that
been used for the treatment of AD found in polling members of the AAN.
dementia were also unsuccessful.10,11,13 As such, it appears that the construct of
Lifestyle modifications and other MCI is accepted in clinical practice and
nonpharmacologic therapies have also serves a function for clinicians in com-
been investigated, and there is a municating clinical diagnoses to pa-
suggestion that some of these modifi- tients. It has also been a useful construct
cations or therapies, such as aerobic for research as literally thousands of
exercise, may be effective at reducing studies have been generated in the
the rate of progression from MCI to past decade assessing various aspects
dementia.48 However, a state-of-the- of the condition.
science report from the National Insti- This is not to say, however, that there
tutes of Health (NIH) in 2010 failed to is not controversy surrounding the con-
document any successful interventions struct. Criticism has been raised regard-
for progression to dementia.49 How- ing the boundaries of the condition
6. Petersen RC, Smith GE, Waring SC, et al. 16. Sperling RA, Aisen PS, Beckett LA, et al.
Mild cognitive impairment: clinical Toward defining the preclinical stages of
characterization and outcome. Arch Neurol Alzheimer’s disease: recommendations from
1999;56(3):303Y308. doi:10.1001/ the National Institute on Aging-Alzheimer’s
archneur.56.3.303. Assocation workgroups on diagnostic
guidelines for Alzheimer’s disease.
7. Winblad B, Palmer K, Kivipelto M, et al.
Alzheimers Dement 2011;7(3):280Y292.
Mild cognitive impairmentVbeyond doi:10.1016/j.jalz.2011.03.003.
controversies, towards a consensus: report
of the International Working Group on 17. American Psychiatric Association. Diagnostic
Mild Cognitive Impairment. J Intern Med and statistical manual of mental disorders,
2004;256(3):240Y246. doi:10.1111/ fifth edition. Washington, DC: American
j.1365-2796.2004.01380.x. Psychiatric Publishing, 2013.
8. Petersen RC. Mild Cognitive Impairment. 18. Dubois B, Feldman HH, Jacova C, et al. Research
Continuum (Minneap Minn) 2004; criteria for the diagnosis of Alzheimer’s
10(1 Dementia):9Y28. doi:10.1212/ disease: revising the NINCDS-ADRDA criteria.
01.CON.0000293545.39683.cc. Lancet Neurol 2007;6(8):734Y746. doi:10.1016/
S1474-4422(07)70178-3.
9. Albert MS, DeKosky ST, Dickson D, et al.
The diagnosis of mild cognitive impairment 19. Dubois B, Feldman HH, Jacova C, et al. Revising
due to Alzheimer’s disease: recommendations the definition of Alzheimer’s disease: a new
from the National Institute on Aging-Alzheimer’s lexicon. Lancet Neurol 2010;9(11):1118Y1127.
Association workgroups on diagnostic doi:10.1016/S1474-4422(10)70223-4.
guidelines for Alzheimer’s disease. Alzheimers 20. Dubois B, Feldman HH, Jacova C, et al.
Dement 2011;7(3):270Y279. doi:10.1016/ Advancing research diagnostic criteria for
j.jalz.2011.03.008. Alzheimer’s disease: the IWG-2 criteria.
10. Doody RS, Ferris SH, Salloway S, et al. Lancet Neurol 2014;13(6):614Y629.
Donepezil treatment of patients with MCI: a doi:10.1016/S1474-4422(14)70090-0.
48-week randomized, placebo-controlled 21. Busse A, Hensel A, Gühne U, et al. Mild
trial. Neurology 2009;72(18):1555Y1561. cognitive impairment: long-term course of
doi:10.1212/01.wnl.0000344650.95823.03. four clinical subtypes. Neurology
2006;67(12):2176Y2185. doi:10.1212/
11. Feldman HH, Ferris S, Winblad B, et al.
01.wnl.0000249117.23318.e1.
Effect of rivastigmine on delay to diagnosis
of Alzheimer’s disease from mild cognitive 22. Di Carlo A, Lamassa M, Baldereschi M, et al.
impairment: the InDDEx study. Lancet CIND and MCI in the Italian elderly:
Neurol 2007;6(6):501Y512. doi:10.1016/ frequency, vascular risk factors, progression
S1474-4422(07)70109-6. to dementia. Neurology 2007;68(22):
1909Y1916. doi:10.1212/01.wnl.
12. Thal LJ, Ferris SH, Kirby L, et al. A randomized,
0000263132.99055.0d.
double-blind, study of rofecoxib in patients
with mild cognitive impairment. 23. Ganguli M, Chang CC, Snitz BE, et al.
Neuropsychopharmacology 2005;30(6): Prevalence of mild cognitive impairment
1204Y1215. doi:10.1038/sj.npp.1300690. by multiple classifications: The
Monongahela-Youghiogheny Healthy Aging
13. Winblad B, Gauthier S, Scinto L, et al.
Team (MYHAT) project. Am J Geriatr
Safety and efficacy of galantamine in
Psychiatry 2010;18(8):674Y683. doi:10.1097/
subjects with mild cognitive impairment.
JGP.ob013e3181cdee4f.
Neurology 2008;70(22):2024Y2035.
doi:10.1212/01.wnl.0000303815. 24. Larrieu S, Letenneur L, Orgogozo JM, et al.
69777.26. Incidence and outcome of mild cognitive
impairment in a population-based prospective
14. Petersen RC, Thomas RG, Grundman M,
cohort. Neurology 2002;59(10):1594Y1599.
et al. Vitamin E and donepezil for the
doi:10.1212/01.WNL.0000034176.07159.F8.
treatment of mild cognitive impairment. N
Engl J Med 2005;352(23):2379Y2388. 25. Lopez OL, Jagust WJ, DeKosky ST, et al.
doi:10.1056/NEJMoa050151. Prevalence and classification of mild cognitive
impairment in the Cardiovascular Health
15. McKhann GM, Knopman DS, Chertkow H,
Study Cognition Study: part 1. Arch Neurol
et al. The diagnosis of dementia due to
2003;60(10):1385Y1389. doi:10.1001/
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archneur.60.10.1385.
the National Institute on Aging-Alzheimer’s
Association workgroups on diagnostic 26. Manly JJ, Tang MX, Schupf N, et al. Frequency
guidelines for Alzheimer’s disease. and course of mild cognitive impairment in
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doi:10.1016/j.jalz.2011.03.005. 2008;63(4):494Y506. doi:10.1002/ana.21326.
Alzheimer Disease
Address correspondence to
Dr Liana G. Apostolova,
Indiana Alzheimer’s Disease
Center, 355 W 16th St, Suite
Liana G. Apostolova, MD, MS, FAAN 4700, Indianapolis, IN 46202,
[email protected].
Relationship Disclosure:
Dr Apostolova serves as senior
ABSTRACT associate editor of Alzheimer’s
Purpose of Review: This article discusses the recent advances in the diagnosis and & Dementia: Diagnosis,
Assessment & Disease
treatment of Alzheimer disease (AD). Monitoring and receives
Recent Findings: In recent years, significant advances have been made in the fields personal compensation for
of genetics, neuroimaging, clinical diagnosis, and staging of AD. One of the most serving on the speaker’s bureau
of Eli Lilly and Company and
important recent advances in AD is our ability to visualize amyloid pathology in the GE Healthcare Worldwide.
living human brain. The newly revised criteria for diagnosis of AD dementia embrace Dr Apostolova receives grant
the use for biomarkers as supportive evidence for the underlying pathology. Guide- support from the Jim Easton
Consortium for Alzheimer’s
lines for the responsible use of amyloid positron emission tomography (PET) have Drug Discovery and Biomarker
been developed, and the clinical and economic implications of amyloid PET imaging Development and the National
are actively being explored. Institute on Aging.
Unlabeled Use of
Summary: Our improved understanding of the clinical onset, progression, neuroim- Products/Investigational
aging, pathologic features, genetics, and other risk factors for AD impacts the Use Disclosure:
approaches to clinical diagnosis and future therapeutic interventions. Dr Apostolova discusses the
unlabeled/investigational use
of antidepressant and
Continuum (Minneap Minn) 2016;22(2):419–434. antipsychotic medications for
behavioral management as
well as antidementia therapy
in mild cognitive impairment.
INTRODUCTION United States.1 Although there is in- * 2016 American Academy
of Neurology.
Alzheimer disease (AD) is a neuro- creasing evidence that AD pathology
degenerative disorder featuring grad- starts depositing in the brain in midlife,
ually progressive cognitive and the first clinical symptoms usually occur
functional deficits as well as behavioral after the age of 65.2,3
changes and is associated with accu- AD prevalence is rapidly increasing
mulation of amyloid and tau deposi- in large part because the proportion
tions in the brain. Cognitive symptoms of people 65 years and older is grow-
of AD most commonly include deficits ing faster than any other age sector
in short-term memory, executive and of the population worldwide. Between
visuospatial dysfunction, and praxis. 1997 and 2050, the elderly popula-
Several rarer variants of AD with relative tion, defined as subjects 65 years of
preservation of memory have been age and older, will increase from 63 to
recognized. Clinical assessment, includ- 137 million in the Americas, from 18
ing cognitive testing, remains critical to 38 million in Africa, from 113 to
for the diagnosis and staging of AD, 170 million in Europe, and from 172
although recent advances in amyloid to 435 million in Asia.4 One nationally
imaging and genetics show great representative US data set, the Aging,
promise for facilitating early and Demographics, and Memory Study
presymptomatic diagnosis of AD and (ADAMS), estimated that in the
its discrimination from other neuro- United States, 14% of people 71 years
degenerative disorders. and older have dementia. AD demen-
tia accounted for 70% of the dementia
EPIDEMIOLOGY cases across the age spectrum in this
AD is the most common neurode- cohort.5 In a subsequent publication,
generative disorder and the sixth the ADAMS investigators reported that
most common cause of death in the an additional 22% (or 5.4 million
KEY POINTS
h Alzheimer disease Americans) 71 years or older have cog- to the clinical diagnosis and staging of
prevalence is nitive impairment in the absence of patients with AD.
rapidly increasing. overt dementia.6
Although age is the greatest risk Cognitive Decline
h Although age is the
greatest risk factor for
factor for the development of AD, in Memory impairment is the most per-
the development of and of itself, old age is not sufficient vasive feature of AD. Although non-
Alzheimer disease, old to cause AD. Other major risk factors memory cognitive deficits (eg, aphasia,
age is not sufficient, in include the presence of one or more executive dysfunction, apathy, or per-
and of itself, to cause apolipoprotein gene E4 alleles (APOE4), sonality change) can manifest early and
Alzheimer disease. low educational and occupational at- even be the presenting feature, in
h Memory impairment tainment, family history of AD, moder- general, memory decline is considered
is the most pervasive ate or severe traumatic brain injuries, the leading symptom. Early in the
feature of and cardiovascular risk factors. disease course, recent episodic mem-
Alzheimer disease. Gender modulates the prevalence ories are most affected, while memo-
of AD. Nearly two-thirds of all patients ries from the distant past are usually
diagnosed with AD are women.7 Ac- spared. As the disease progresses, all
cording to ADAMS, 16% of women, but aspects of episodic memory become
only 11% of men, live with dementia affected. In contrast to episodic mem-
after 71 years of age.5 While it is true ory, working memory and semantic
that women live longer than men, this memory are preserved until later in the
alone does not explain the discrepancy. disease course.
Genetic, hormonal, and societal factors Language disturbance, especially
(eg, lower education and occupational word-finding difficulties, is a com-
attainment among women currently in mon early symptom in AD but is
their 70s and 80s compared to men) generally mild. Subtle decline in visuo-
likely play a significant role as well. spatial skills likewise occurs in the
Racial disparities in AD prevalence mild dementia stages and progresses
have also been reported. Older African throughout the course of the disease.
Americans and Hispanics have a higher Executive dysfunction, on the other
prevalence of AD relative to older hand, begins even earlierVin the
Caucasians in part because of lower predementia stagesVand, similar to all
education levels and higher preva- other cognitive domains, worsens over
lence of cardiovascular comorbid- the disease course.
ities,8Y10 although other genetic and
societal factors likely play a role as well. Neuropsychiatric Symptoms
Patients with AD exhibit a variety of
CLINICAL PRESENTATION neuropsychiatric symptoms. Behavioral
Recognition of the clinical features and symptoms, once manifest, tend to
presenting symptoms of AD remains worsen over the course of the disease;
essential for the diagnosis and manage- however, these symptoms often fluctu-
ment of patients, even as biomarker ate and are not consistently present at
tests such as amyloid positron emis- each visit. Attention to these treatable
sion tomography (PET) imaging that components of excess morbidity is im-
detect the underlying neuropathology portant as they have a profound im-
of AD are increasingly available for pact on caregiver burden and are the
patient care. Ascertainment of symp- leading cause of institutionalization.11
toms of cognitive decline, behavioral The earliest AD-associated neuro-
symptoms, functional decline, and cog- psychiatric symptoms are apathy, anx-
nitive testing remain the cornerstones iety, and irritability. The latter two
420 www.ContinuumJournal.com April 2016
KEY POINTS
h The Diagnostic and interfere with activities of daily living ciation (AA).14Y16 Similarly to the DSM-5
Statistical Manual of and is not caused by delirium or criteria, the NIA-AA criteria for de-
Mental Disorders, Fifth another neurologic, medical, or psy- mentia of any cause no longer explicitly
Edition criteria no chiatric disorder. Patients with mild require memory impairment to be
longer require the neurocognitive impairment have present, but rather, for the diagnosis
presence of memory milder cognitive decline that does of dementia to be established, call for
impairment for the not yet deprive them of the ability to documentation of impairment in two
diagnosis of lead an independent lifestyle and cognitive domains or one cognitive
neurodegenerative perform complex daily activities such and one behavioral domain in addition
dementia to as managing finances or driving a car. to significant decline in day-to-day
be established.
It should be noted that the DSM-5 functioning (Table 3-2). For the first
h The National Institute introduces a major change in terms of time, the NIA-AA criteria for probable
on Aging and diagnostic criteria for cognitive disor- Alzheimer dementia as a subtype of
Alzheimer’s Association ders. The criteria no longer require the dementia recognized the diagnostic
criteria for probable
presence of memory impairment for utility of disease biomarkers that
Alzheimer dementia
the diagnosis of neurodegenerative de- have proven sensitivity, specificity,
recognize the
diagnostic utility of
mentia to be established, as was the and pathologic validity (Table 3-2).
disease biomarkers. case in all previous DSM editions. At the present time, two types of
DSM-5 thus recognizes that for some biomarkers meet these criteria. Two
dementing disorders such as vascular neurodegenerative biomarkersV
and frontotemporal dementia, for in- mesial temporal lobe atrophy on
stance, memory impairment is not an structural imaging (Figure 3-1) and
early symptom and may never mani- posterior predominant hypometabo-
fest (Table 3-1). lism with involvement of the posterior
Another set of diagnostic criteria cingulate gyrus on fluorodeoxyglu-
spanning all three major stages of AD cose positron emission tomography
(ie, the preclinical, the prodromal, and (FDG-PET) (Figure 3-2)Vhave already
the overt dementia stages) were recently received wide acceptance. However,
developed by the National Institute on neither of these are exclusively seen
Aging (NIA) and the Alzheimer’s Asso- in AD dementia. Hippocampal atrophy
b Dementia Syndrome
Objective cognitive or behavioral impairment in at least two of the following
Memory
Reasoning and handling complex tasks
Visuospatial abilities
Language functions
Personality, behavior, or comportment
Decline from previous level of functioning
Functional impairment
b Probable Alzheimer Disease Dementia
Criteria for dementia are met
Insidious onset
Gradual progression
Initial symptoms
Amnestic
Nonamnestic (language, executive)
No other neurologic, psychiatric, or general medical disorders of severity
that can interfere with cognition
Positive biomarkers (eg, CSF amyloid-" [A"]/tau, amyloid positron emission
tomography [PET], hippocampal atrophy on MRI) increase diagnostic certainty
CSF = cerebrospinal fluid; MRI = magnetic resonance imaging.
a
Data from McKhann GM, et al, Alzheimer Dement.15 www.alzheimersanddementia.com/
article/S1552-5260(11)00101-4/fulltext.
occurs in normal aging,17,18 and both played an important role in the workup
hippocampal atrophy and FDG-PET of patients with dementia. The American
abnormalities occur in other demen- Academy of Neurology (AAN) guidelines
ting conditions.19,20 On the other hand, for the diagnostic evaluation of de-
amyloid proteinYbased biomarkers such mentia require physicians to obtain
as a low CSF level of "-amyloid or a a structural imaging scan in every pa-
positive amyloid PET scan have been tient with objective cognitive decline.23
shown to be highly sensitive and spe- This recommendation follows the re-
cific in their ability to detect amyloid view of the evidence presented in a
pathology in the brain.21,22 Class II study showing that 5% of all
patients with cognitive complaints har-
Current Role of Biomarkers in bored a causative nondegenerative
Alzheimer Disease Diagnosis lesion, such as a slow-growing brain
In addition to supporting clinical diag- neoplasm (most commonly of the fron-
nosis, biomarkers have historically tal lobes), subdural hematoma, or
FIGURE 3-2 Temporal (thick arrows) and parietal (thin arrows) hypometabolism on
fluorodeoxyglucose positron emission tomography (FDG-PET) is often seen in
patients with Alzheimer disease dementia.
FIGURE 3-3 Cortico-subcortical microhemorrhages are often found on gradient echo MRI
sequences and are suggestive of the presence of vascular amyloidosis.
KEY POINTS
h Amyloid positron of age). At present, the impact of in the brain tissue begins early in the
emission tomography amyloid PET imaging on clinical prac- disease course and is associated with
scans are only tice and health outcomes is not yet decline in CSF A".35 CSF total and
appropriate if the scan known. Given the lack of disease- phosphorylated tau levels rise in AD
results are expected to modifying drugs for AD, the rationale secondary to neurodegeneration of
alter clinical management. for the use of amyloid PET imaging in tau-containing neurons.36Y39 CSF tau
h The APOE4 genotype clinical practice includes: (1) helping changes occur later in the disease
should be considered a the practitioner to select appropriate course and are associated with cognitive
risk factor that is neither treatments and avoid unnecessary in- decline.40Y43 CSF A" and tau mea-
sufficient nor necessary terventions and to aid in accurate surements are covered by most insur-
for Alzheimer disease diagnosis, (2) improving diagnostic ac- ance companies in the United States
development. curacy, (3) advising patients and fami- as part of the workup for AD. Despite
lies on the clinical course and prognosis, this, they are not routinely used due
and (4) educating patients and families to relative invasiveness of the lumbar
on community services and resources puncture procedure and the risk for
for medical, financial, and legal plan- side effects such as back discomfort,
ing.34 Case 3-1 and Case 3-2 describe headache, and, in rare cases, iatrogenic
exemplary scenarios. meningitis. However, CSF A" and tau
The Appropriate Use Criteria also testing can be quite useful in diag-
define the inappropriate uses of amy- nostically challenging cases as well as
loid PET imaging. Patients who should in those with early disease onset or an
not be scanned include those lacking unusual clinical course. CSF A" level is
objective cognitive decline. Scanning highly correlated with the presence
solely on the basis of family history or of amyloid deposition in the cor-
APOE4 status was likewise determined tex. 44 Thus, CSF A" levels can be
to be inappropriate. Furthermore, amy- used in lieu of an amyloid PET scan
loid PET scans cannot be used for de- as a reliable proxy measure of the
termining dementia severity, as this is presence of brain amyloidosis.
not feasible with this technology.
Another important suggestion of the GENETICS OF ALZHEIMER
Appropriate Use Criteria for amyloid PET DISEASE
imaging is the recommendation that Although the APOE4 gene variant is
the responsibility for determining pa- the most established genetic risk fac-
tients’ eligibility (ie, appropriateness for tor for sporadic AD, screening for
imaging) should lie with medical pro- APOE4 is not recommended on a rou-
fessionals with significant expertise in tine basis. While it has been estimated
evaluating and treating patients with that one copy of this genetic variant
dementia (defined as 25% or greater increases the odds for developing
proportion of clinical practice devoted AD threefold and two copies increase
to cognitive disorders of the elderly).33 the odds 15-fold,45 a large multicenter
Last but not least, the committee rec- study demonstrated that the presence
ommended that amyloid PET scans of the APOE4 allele increased the
are only appropriate if the scan results positive predictive value of diagnos-
are expected to alter clinical manage- ing AD by only 4% over diagnoses made
ment (see Case 3-1 and Case 3-2 on clinical grounds alone (from 90%
for examples). to 94%).46 The APOE4 genotype should
CSF amyloid-" (A") and tau protein be considered a risk factor that is
levels are the most established AD fluid neither sufficient nor necessary for dis-
biomarkers. Pathologic A" deposition ease development.
426 www.ContinuumJournal.com April 2016
KEY POINT
h The search for other
gene variants that may
Case 3-2
A 59-year-old woman with 12 years of education presented to the memory
affect risk of Alzheimer
disorder clinic because of memory difficulties for the past 1 to 2 years. Her
disease is ongoing.
husband reported that for the past few months they had the same conversation
multiple times a day. She misplaced items more often. Her recall of distant
memories and visuospatial function were preserved. She was also becoming
more distractible. She managed their household without a problem and
safely operated a motor vehicle. On a few occurrences, she reportedly paid
some bills twice while being on time with the rest. She was still able to
manage her appointments and medications with occasional reminders.
She had become quieter in social situations and more reluctant to go out.
She was no longer interested in volunteering at their church.
On bedside cognitive testing the patient scored 22 out of 30 on the
Mini-Mental State Examination (MMSE). She showed relatively preserved
encoding, impaired delayed recall, and endorsed multiple false-positive
items on recognition testing. Her language and visuospatial skills were
preserved. She made a few errors on frontal executive tasks. On formal
neuropsychological testing, additional deficits in category fluency and
nonverbal memory were noted.
The patient’s MRI revealed mild global atrophy with medial temporal lobe
predominance and hippocampal atrophy. An amyloid PET scan was performed
and showed diffusely increased tracer uptake throughout the cortical cerebral
gray matter with loss of the normal gray-white matter contrast consistent with
the presence of moderate to severe amyloid pathology. A diagnosis of mild
neurocognitive disorder (ie, mild cognitive impairment) due to early-onset AD
was made. The patient was started on donepezil.
Comment. This patient presented with early-onset prodromal AD. The
patient met the Diagnostic and Statistical Manual of Mental Disorders, Fifth
Edition (DSM-5)13 criteria for mild neurocognitive disorder (ie, mild cognitive
impairment) and met the Appropriate Use Criteria for amyloid PET imaging
by virtue of early disease onset. The amyloid PET scan was considered
beneficial in assisting the physician’s therapeutic decisions and counseling
of the patient.
KEY POINTS
h Memantine is US Food one agent causes intolerable side ef- support or refute use of memantine in
and Drug Administration fects, another AChEI should be tried. moderate to severe AD.59
approved for the
moderate to Glutamate Receptor Medications for Behavioral
severe stages of Modulators Symptoms
Alzheimer disease. Memantine is a low to moderate affin- The first line of treatment for behav-
h The first line of ity NMDA receptor antagonist that is ioral symptoms of AD are nonpharma-
treatment for behavioral used as an add-on to ongoing AChEI cologic techniques. A quiet, familiar
and neuropsychiatric therapy. A recent meta-analysis of nine environment with labels on doors and
symptoms of Alzheimer trials with a combined sample size of sufficient lighting in all rooms is im-
disease are
2433 revealed that memantine had a portant to reduce disorientation. Ag-
nonpharmacologic
modalities. beneficial effect on cognition, behavior, gressive behavior should always be
activities of daily living, and global addressed with positive and clear
function.52 Memantine is approved by language to reassure and distract
the US Food and Drug Administration the patient.
(FDA) for the moderate to severe AD Depressive symptoms are treated
stages (Mini-Mental State Examination with selective serotonin reuptake in-
[MMSE] score of 5 to 15) in the United hibitors (SSRIs) due to their low pro-
States. The main side effects of con- pensity to cause anticholinergic effects.
fusion and dizziness occur only rarely. SSRIs may also ease anxiety, irritability,
The timing of initiation of cholines- or other nonspecific symptoms that
terase inhibitors and memantine ther- may accompany depression. The SSRI
apy is an area of some controversy.53
citalopram may be useful for agitation.
Cholinesterase inhibitors and meman-
Agitation or disruptive behavior
tine are frequently prescribed off-label
may require a neuroleptic for optimal
for mild cognitive impairment in the
therapeutic response. The newer
United States.54 Recent meta-analyses
‘‘atypical’’ antipsychotic medications
have not demonstrated a benefit of
cholinesterase inhibitors in mild cogni- (quetiapine, risperidone, olanzapine)
tive impairment, although a benefit for are often used in low doses with
subgroups of patients remain unde- careful titration. Typical and atypical
termined.55,56 A separate meta-analysis antipsychotic agents, however, carry a
suggests there is not a benefit of black box warning label due to an
memantine in patients with mild AD.57 association with increased cardiovas-
While the 2001 AAN practice parame- cular morbidity and mortality (higher
ter for treatment of dementia is cur- for the typical compared to atypical
rently under revision, 2011 guidelines antipsychotics) and cerebrovascular
from the National Institute for Health adverse events in the elderly with
and Clinical Excellence now recommend dementia-related psychosis.60Y62 In
memantine as an option for managing addition, these medications have ad-
moderate AD for people who cannot ditional adverse effects: anticholiner-
take AChEIs and as an option for man- gic adverse events and orthostatic
aging severe AD.58 In contrast, Canadian and metabolic disturbances. Tradi-
Consensus guidelines on dementia from tional neuroleptics are more likely to
2013 state that, while combination ther- produce extrapyramidal symptoms,
apy of a cholinesterase inhibitor and which may worsen cognitive function.
memantine is rational and appears to All antipsychotics, typical as well as
be safe, there is insufficient evidence to atypical, when used in older adults with
430 www.ContinuumJournal.com April 2016
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KEY POINTS
h Deposition of !-synuclein the dementia that arises in PD (ie, the hypothesis that PDD and DLB may
is the hallmark Parkinson disease dementia [PDD]) be different phenotypic expressions of
neuropathologic finding together comprise the Lewy body de- the same underlying process.11,12 This
of the synucleinopathies, mentias. The clinical features of DLB hypothesis implies that future disease-
which include and PDD are similar and include hal- modifying therapies will be effective in
dementia with Lewy lucinations, cognitive fluctuations, and both diseases.
bodies, Parkinson dementia in the setting of the extrapy-
disease, and multiple ramidal motor impairments known as CLINICAL FEATURES AND
system atrophy. The parkinsonism. The cognitive domains DIAGNOSTIC EVALUATION OF
Lewy body dementias that are impacted in DLB and PDD DEMENTIA WITH LEWY BODIES
include dementia overlap substantially, with prominent DLB is associated with a stereotyped
with Lewy bodies executive dysfunction and visual-
and Parkinson
set of clinical features.
spatial abnormalities and variable im-
disease dementia. pairment in memory capacities.4 In Cognitive Symptoms
h The Lewy body DLB, dementia often heralds the onset
of illness in advance of parkinsonian The typical patient with DLB presents
dementias are the
second most common motor signs, but by consensus may with early dementia, often in associa-
neurodegenerative follow their development up to 1 year tion with visual hallucinations. Extrapy-
dementia, after from their onset.5 In contrast, a di- ramidal motor symptoms and signs
Alzheimer disease. agnosis of PDD is made when cog- characteristic of PD often develop simul-
h In dementia with Lewy nitive impairments develop in the taneously or soon thereafter. Progres-
bodies, !-synuclein setting of well-established PD.6 sive cognitive decline begins early,
pathology is observed Despite the different temporal se- typically after age 55. It is useful to
beyond the brainstem in quences of motor and cognitive def- identify the first cognitive domains
limbic and neocortical icits, PDD and DLB show remarkably impaired, as these can point toward
regions. In contrast, in convergent neuropathologic changes DLB. Although short-term memory may
Parkinson disease, at autopsy. These changes include be involved, cognitive domains other
!-synuclein pathology is widespread limbic and cortical Lewy than memory are frequently affected as
first observed in the bodies7 and Lewy neurites composed well, including attention, executive
brainstem, in association of aggregates of !-synuclein that in- function, and visual-spatial skill. Patients
with extrapyramidal may therefore report early difficulty
volve the brainstem as well as limbic
impairment, and
and neocortical regions (referred to as multitasking at work or home and may
appears to spread with
Lewy body disease), loss of midbrain start to lose the thread of conversations.
progression of disease
to involve limbic and dopamine cells,8 and loss of choliner- In addition, patients may occasionally
neocortical regions. gic neurons in ventral forebrain nuclei.9 get lost while driving or grow increas-
Neuritic plaques that contain amyloid ingly dependent on global positioning
h Amyloid deposition
and neurofibrillary tangles are found in system (GPS) devices. Short-term mem-
is common and
variably present in the majority of cases of DLB and are ory loss can be significant as well.
dementia with Lewy common in PD.10 Current neuropatho- While reminiscent of the impairment
bodies and Parkinson logic criteria of Lewy body disease of hippocampal-dependent memory
disease dementia. weigh !-synuclein pathology against encoding seen in AD, in many patients
h Early dementia, AD neurofibrillary tangle pathology to with DLB, the impairment of short-
visual hallucinations, estimate the probability that Lewy term memory reflects instead a prob-
fluctuations of attention body disease caused the clinical syn- lem of retrieval of stored information,
and arousal, and the drome in life.5 It is notable that Lewy which can be improved with cues.
motor manifestations body disease at autopsy does not Errors of memory encoding and re-
of parkinsonism successfully predict whether patients trieval can be differentiated on de-
characterize dementia had DLB or PDD syndromes in life. The tailed cognitive testing (see the
with Lewy bodies. overlap of clinical, neuropsychological, following section on diagnostic criteria
and neuropathologic features has led to for DLB). Over time, patients’ cognitive
KEY POINTS
h Due to neuroleptic who have a sustained beneficial re- and MSA). In addition, many patients
sensitivity in dementia sponse to PD medications such as with DLB will report a chronic, high
with Lewy bodies, D2 carbidopa/levodopa, patients with DLB sensitivity to medications in general. It
receptor antagonists often have a limited response to such is unclear how or whether this relates
such as typical and medications. These patients nonethe- to the underlying disease process.
most atypical neuroleptics less show reduced dopamine trans-
are dangerous porter (DAT) activity on single-photon Rapid Eye Movement Sleep
and contraindicated. emission computed tomography Behavior Disorder
h Rapid eye movement (SPECT) or positron emission tomogra- REM sleep behavior disorder refers to
sleep behavior disorder, phy (PET) imaging, when performed. a syndrome in which the normal pa-
impairment of olfaction, Generalized myoclonus can also occur ralysis of REM sleep is impaired. As a
chronic constipation, in some patients with DLB. result, patients’ bed partners may re-
and neuroleptic port that they act out their dreams with
sensitivity are common Neuroleptic Sensitivity behaviors such as kicking, punching,
in dementia with Lewy
In part as a result of dopamine cell and yelling. The observation that most
bodies and Parkinson
loss, patients with DLB are particu- REM sleep behavior disorder behaviors
disease. These features
may precede the
larly sensitive to neuroleptics. Such are violent suggests that the impair-
development of typical agents can trigger or exacerbate par- ment of paralysis may be relative, with a
clinical symptoms in kinsonism, as they can in PD, and reduction in threshold that is overcome
these illnesses. this may be irreversible. In addition, by only the most emotionally salient
h Clinical diagnostic neuroleptics have been associated dreams, perhaps on the basis of cate-
criteria for dementia with with increased mortality, and patients cholamine or amygdala drive.
Lewy bodies have better with DLB are at increased risk for
neuroleptic malignant syndrome. Autonomic Impairment
specificity than sensitivity.
Neuroleptics can also affect cognition Autonomic impairment is common in
and impair attention and alertness. DLB but is not as profound as in MSA.
This issue of neuroleptic sensitivity is Constipation is common in both and
clinically important, as many patients can be problematic if not treated
will at some time be evaluated in an aggressively. Some patients also expe-
emergency department for psychosis rience orthostatic hypotension and its
or confusion, where haloperidol and complications, particularly syncope
other neuroleptics are dispensed lib- and falls. This is more common later
erally. As such, it is worthwhile to in the course of DLB and can be ex-
teach patients and their caregivers acerbated by medications. Denerva-
that patients with DLB are essentially tion of cardiac sympathetic ganglia is
‘‘allergic’’ to haloperidol and other widespread and can be appreciated
neuroleptics with significant D2 re- using metaiodobenzylguanidine
ceptor antagonism. (MIBG) cardiac scans.15 In addition,
some patients experience neurogenic
Other Associated Symptoms urinary frequency or incontinence.
As in PD (see the following section
on preclinical synucleinopathies), DIAGNOSTIC CRITERIA FOR
rapid eye movement (REM) sleep DEMENTIA WITH LEWY BODIES
behavior disorder, loss of olfaction, The consensus criteria for a clinical di-
and constipation are common and agnosis of DLB reflect the clinical fea-
may antedate the illness by several tures described previously in this article
years. 14 Epidemiologic data suggest (Table 4-1). Progressive cognitive
that these problems are risk factors for decline to dementia is required, often
all of the synucleinopathies (PD, DLB, involving attention, executive function,
KEY POINT
h Early anterograde TABLE 4-1 Diagnostic Criteriaa for the Clinical Diagnosis of Dementia
amnesia is the sine qua With Lewy Bodies Continued from page 439
non of Alzheimer
disease. Hallucinations b Temporal Sequence of Symptoms
and parkinsonism can
DLB is diagnosed when dementia precedes or is concurrent with
arise late in the course of
parkinsonism. Parkinson disease dementia should be used to describe
Alzheimer disease.
dementia that occurs in the context of well-established Parkinson disease.
Early additional cognitive For research studies that distinguish between DLB and Parkinson disease
features and the early dementia, a 1-year rule is recommended for a diagnosis of DLB, such that
appearance of dementia should begin no later than 1 year after onset of parkinsonism.
hallucinations,
CT = computed tomography; EEG = electroencephalogram; MRI = magnetic resonance imaging.
parkinsonism, and a
Modified with permission from McKeith IG, et al; Consortium on DLB, Neurology.5
fluctuations of attention www.neurology.org/content/65/12/1863.full.pdf+html. B 2005 American Academy of Neurology.
or arousal point to
dementia with
Lewy bodies.
and visual-spatial skills. The core fea- earliest feature in AD, where it re-
tures of these criteria include the flects an error of encoding, due to
following: (1) recurrent visual halluci- hippocampal-dependent impair-
nations that are well formed and de- ment. In contrast, the pattern of
tailed; (2) fluctuations in attention and memory loss is more variable in DLB,
alertness; and (3) parkinsonian motor instead reflecting an error of retrieval
signs. Supportive features, also com- in some patients. On cognitive test-
mon in PD, include the presence of ing, controlling for severity of de-
REM sleep behavior disorder, severe mentia, patients with DLB are often
neuroleptic sensitivity, or low DAT more impaired than those with AD in
uptake in the basal ganglia on SPECT tests of attention, executive function,
or PET. A diagnosis of clinically and visual-spatial skills.5 However, late
probable DLB requires at least two out in the course of DLB and AD, the
of three of the core features to be pres- profiles of cognitive impairment may
ent or one core feature and one sup- converge. Although hallucinations and
portive feature. A diagnosis of clinically parkinsonism can occur late in the
possible DLB requires only one of the course of AD, neither is common and
three core features to be present. pervasive in AD, and their early pres-
Although the specificity of these cri- ence should point toward DLB. Fluc-
teria for a diagnosis of DLB is high (esti- tuations of awareness or attention are
mated to range from 79% to 100%), the unusual in early AD except when due
sensitivity can be low (12% to 88%), im- to a toxic-metabolic process, but day-
proving with the addition of the sup- time sleepiness often increases with
portive features.16 These data suggest increasing dementia severity.
that we are missing patients with DLB It is useful to keep in mind that
in our clinics. Thus, further refinement of parkinsonism and cognitive impair-
these criteria is needed. ment can also arise in the parkinsonian
As touched upon previously in tauopathy syndromes, progressive su-
this article, the clinical features of pranuclear palsy (PSP), and corti-
DLB can overlap with those of AD. cobasal syndrome (CBS). The specific
For example, short-term memory loss constellation of cognitive and motor
can occur in both dementias. How- impairments differentiates these clin-
ever, impairment of short-term mem- ical presentations from DLB and PDD
ory is usually the dominant and (Case 4-1). These conditions are
KEY POINT
h Parkinson disease briefly discussed in the following mortality, antedating death by ap-
hastens cognitive sections. For a more comprehensive proximately 4 years on average. 28
decline and is a risk discussion of PSP and CBS, refer to The risk of developing cognitive
factor for dementia. the article ‘‘Frontotemporal Demen- impairment and dementia in PD has
tias’’ by Elizabeth C. Finger, MD, been associated with older age, greater
FRCPC,17 in this issue of Continuum. severity of extrapyramidal motor im-
pairment, and longer duration of ill-
CLINICAL FEATURES AND ness.20,24,25 Additional risk factors
DIAGNOSTIC EVALUATION OF have been identified as well, in-
PARKINSON DISEASE DEMENTIA cluding male gender, atypical motor
Cognitive and neuropsychiatric im- syndromes (notably the postural
pairments in PDD are common and instability gait disorder (PIGD) vari-
are similar in quality to those of DLB. ant, axial symmetrical parkinsonism,
and akinetic dominant parkinsonism),
Mild Cognitive Impairment and and the early development of halluci-
Dementia in Parkinson Disease nations (Table 4-3).24,27
Contrary to Dr James Parkinson’s The cognitive profile in PD de-
introduction to ‘‘An Essay on the mentia overlaps significantly with
Shaking Palsy,’’18 the intellect is not that observed in DLB. 4 Patients typ-
‘‘uninjured’’ in PD. Although patients ically demonstrate executive dysfunc-
with PD first come to medical atten- tion and visual-spatial impairment.
tion because of characteristic motor Caregivers will note new errors with
signs, including rest tremor, rigidity, the patient’s (usually complex) medi-
bradykinesia, and gait abnormality, cation regimen and will often need to
specific cognitive impairments in ex- intervene. Errors with the finances can
ecutive function, visual-spatial skill, be significant. Attention is often im-
and even memory function in pa- paired and may fluctuate. In fact, late
tients with PD are common and have in the course of PD in some patients,
been known for more than 40 years.19 inattention may cycle as a peak-dose
PD hastens deterioration of these cog- phenomenon, phase-locked to dopa-
nitive abilities over time, with the in- mine replacement dosing. Although
cidence and prevalence of cognitive naming is often impaired to a vari-
impairments increasing with duration able degree, frank language impair-
and severity of illness.20,21 In this sense, ments are not present. As in DLB,
PD can be considered a risk factor for free recall is often impaired but
dementia. Formal criteria have been tends to improve with cues, sug-
developed for mild cognitive impair- gesting an error of recall rather than
ment (MCI) in PD (Table 4-2).22,23 encoding. Lastly, bradyphrenia (slowed
These criteria attempt to account for thinking) may be significant.
the contribution of motor impairment Visual hallucinations are common
to functional decline and are now in PDD. Like those of DLB, these are
being validated. often animate and unimodal and only
Dementia in PD is common, with occasionally dysphoric or fear provok-
prevalence rates as high as 78%24 and ing. Delusions are less common but
incidence rates ranging from 3% to can arise as well. Both hallucinations
10% per year, approximately three- and delusions can be precipitated or
fold higher than in the normal pop- exacerbated by dopamine replace-
ulation. 25Y27 Dementia in PD is ment medications, and dopamine
associated with high morbidity and agonists are particularly notorious.
442 www.ContinuumJournal.com April 2016
I. Inclusion Criteria
Diagnosis of Parkinson disease (PD) as based on the UK PD Brain Bank Criteria22
Gradual decline in cognitive ability in the context of established PD, reported by either the patient or
informant or observed by the clinician
Cognitive deficits on either formal neuropsychological testing or a scale of global cognitive abilities
(detailed in section III)
Cognitive deficits are not sufficient to interfere significantly with functional independence, although subtle
difficulties on complex functional tasks may be present
II. Exclusion Criteria
Diagnosis of PD dementia based on Movement Disorders Society Task Force proposed criteria6
Other primary explanations for cognitive impairment (eg, encephalopathy, stroke, major depression,
metabolic abnormalities, adverse effects of medication, or head trauma)
Other PD-associated comorbid conditions (eg, motor impairment or severe anxiety, depression, excessive
daytime sleepiness, or psychosis) that, in the opinion of the clinician, significantly influence cognitive testing
III. Specific Guidelines for PDYMild Cognitive Impairment (MCI) Level I and Level II Categories
A. Level I (abbreviated assessment)
Impairment on a scale of global cognitive abilities validated for use in PD
OR
Impairment on at least two tests when a limited battery of neuropsychological tests is performed
(limited in that the battery either includes less than two tests within each of the five cognitive
domains [attention and working memory, executive, language, memory, and visual-spatial], or does
not assess all five cognitive domains)
B. Level II (comprehensive assessment)
Neuropsychological testing that includes two tests within each of the five cognitive domains
Impairment on at least two neuropsychological tests, represented by either two impaired tests in one
cognitive domain or one impaired test in two different cognitive domains
Impairment on neuropsychological tests may be demonstrated by
Performance approximately 1 to 2 standard deviations below appropriate norms, or
Significant decline demonstrated on serial cognitive testing, or
Significant decline from estimated premorbid levels
IV. Subtype Classification for PD-MCI (Optional, requires two tests for each of the five cognitive domains
assessed and is strongly suggested for research purposes)b
PD-MCI single-domain: abnormalities on two tests within a single cognitive domain (specify the domain),
with other domains unimpaired or
PD-MCI multiple-domain: abnormalities on at least one test in two or more cognitive domains (specify
the domains)
a
Reprinted with permission from Litvan I, et al, Mov Disord.23 onlinelibrary.wiley.com/doi/10.1002/mds.24893/abstract. B 2012
Movement Disorder Society.
b
Subtype classifications are applicable only to patients with PD-MCI who have at least two tests within each of the five cognitive
domains administered.
KEY POINTS
h Parkinson disease such as hallucinations are common.
medications can impair TABLE 4-3 Risk Factors As described previously in the article,
for Cognitive the clinical and neuropsychological
cognition. This is Impairment in
particularly true of Parkinson Disease features of DLB and PDD are similar.
trihexyphenidyl and the Indeed, it is the relative timing of
dopamine agonists but
b Atypical parkinsonian dementia and parkinsonism that de-
can be seen in all agents motor signs fines the clinical distinction between
at sufficient dose. DLB and PDD. Controversy exists
b Early hallucinations
h The relative timing over how or whether to distinguish
of dementia and b Greater motor impairment these syndromes. 30
parkinsonism defines the b Longer duration of illness
clinical distinction CLINICAL STUDIES
between dementia b Male gender
Patients with suspected DLB or PDD
with Lewy bodies b Older age should receive a standard evaluation
and Parkinson
for cognitive impairment, including
disease dementia.
blood testing to exclude reversible
Reducing these agents or shifting from contributions to cognitive impair-
one class of agent to another (eg, ment such as a thyroid disorder or
from dopamine agonist to carbidopa/ vitamin B 12 deficiency; a brain MRI
levodopa) can often dramatically im- scan; and detailed cognitive testing.
prove these problems. The MRI scan is nondiagnostic in
The differential diagnosis for cogni- DLB and PDD, although some de-
tive impairment in PD includes toxic gree of global, symmetric atrophy
metabolic processes in general and PD may be appreciated. 31 The finding
medications specifically. Excessive of marked, disproportionate hippo-
dopamine replacement can worsen campal atrophy would point toward
executive dysfunction and attention AD, while focal cortical atrophy may
and precipitate or exacerbate halluci- point toward CBS (see the following
nations or delusions. Although this is section on differential diagnosis).
true of all agents, dopamine agonists Detailed cognitive testing (if well
are notorious offenders, and aman- performed) can provide a valuable
tadine can be problematic in some assessment of the patient’s function
patients. Carbidopa/levodopa is best across multiple cognitive domains.
tolerated in this regard, but at suffici- This is often diagnostically useful
ently high dose, carbidopa/levodopa and also provides a baseline for fu-
can also exacerbate cognitive impair- ture comparisons. In patients with
ments and precipitate psychosis. Of profound fluctuations of attention
note, the central anticholinergic agent or arousal, an EEG can exclude
trihexyphenidyl, used to treat PD seizure activity. In DLB, the EEG
tremor, can be particularly deleterious often shows diffuse slowing in the
to cognition.
theta or delta range.
In a subset of patients with DLB,
DIAGNOSTIC CRITERIA FOR fluorodeoxyglucose positron emission
PARKINSON DISEASE DEMENTIA tomography (FDG-PET) or cerebral
Consensus criteria for PDD were blood flow SPECT can also be infor-
developed in 2007 (Table 4-4).6,29 mative. These often show a char-
These criteria require cognitive im- acteristic pattern of symmetric
pairments across multiple domains but hypometabolism involving not just
emphasize that noncognitive features the parietal and temporal regions, as
444 www.ContinuumJournal.com April 2016
I. Clinical Features
A. Core features (Both 1 and 2 must be present)
1. Diagnosis of idiopathic Parkinson disease according to Queen Square Brain Bank criteria22
Bradykinesia and at least one of the following: muscular rigidity, 4Y6 Hz rest tremor, or postural
instability not caused by primary visual, vestibular, cerebellar, or proprioceptive dysfunction
No exclusion criteria (such as history of repeated strokes with stepwise progression of parkinsonian
features, supranuclear gaze palsy, cerebellar signs, or early severe dementia)
At least three supportive criteria of the following: unilateral onset, rest tremor present,
progressive disorder, persistent asymmetry, excellent response to L-dopa, severe L-dopaYinduced
chorea, L-dopa response for at least 5 years, clinical course at least 10 years, hyposmia, or
visual hallucinations
2. A dementia syndrome with insidious onset and slow progression, developing within the context of
established Parkinson disease and diagnosed by history, clinical, and mental status examination,
defined as
Impairment in more than one cognitive domain
Representing a decline from premorbid level
Deficits severe enough to impair daily life (eg, social, occupational, or personal care), independent of
the impairment ascribable to motor or autonomic symptoms
B. Associated clinical features
1. Cognitive features
Attention: Impairment may fluctuate during the day and from day to day
Executive functions: Impairment often associated with impaired mental speed (bradyphrenia)
Visual-spatial functions: Impairment in tasks requiring visual-spatial orientation, perception, or construction
Memory: Impairment in free recall of recent events; memory usually improves with cueing, and
recognition is usually better than free recall
Note that core language functions are largely preserved; however, word-finding difficulties and
impaired comprehension of complex sentences may be present
2. Behavioral features
Apathy: Decreased spontaneity and loss of motivation, interest, and effortful behavior
Changes in personality and mood including depressive features and anxiety
Hallucinations: Mostly visual; usually complex, formed visions of people, animals, or objects
Delusions
Excessive daytime sleepiness
C. Features that make the diagnosis of Parkinson disease dementia (PDD) uncertain
Coexistence of any other abnormality that may by itself cause cognitive impairment, but is judged not
to be the cause of dementia (eg, the presence of relevant vascular disease on imaging)
Time interval between the development of motor and cognitive symptoms is not known
Continued on page 446
a
TABLE 4-4 Consensus Criteria for a Clinical Diagnosis of Parkinson Disease Dementia
Continued from page 445
seen in AD, but also the occipital more sensitive than SPECT, with a
lobes. 31 However, in some patients, sensitivity of 83% to 92% and a specific-
only the AD pattern of hypometabolism ity of 67% to 93%.32 Clinical context is
may be present. FDG-PET appears to be important in interpreting the FDG-PET
around the central sulcus and the fluctuations of attention and arousal.
ipsilateral striatum. Late in the course, The presence of these problems
focal cortical atrophy may be appreci- should direct the clinician toward
ated in the primary motor and primary DLB and PDD. REM sleep behavior
sensory cortices. For more information disorder has been described in both
on PSP and CBS, refer to article ‘‘Fron- PSP and CBD but is more common in
totemporal Dementias’’ by Elizabeth the synucleinopathies (including
C. Finger, MD, FRCPC,17 in this issue MSA). In contrast to PD, motor im-
of Continuum. pairments in MSA, PSP, and CBD are
In addition, hallucinations are un- rarely responsive to dopamine re-
common in MSA, PSP, and CBS, as are placement (Case 4-2).
Case 4-2
A 65-year-old man developed shuffling of his feet and a left arm rest tremor, associated with impaired
fine manual coordination. On examination 6 months after symptom onset, masked facies, hypophonia,
and left predominant rest tremor, rigidity, and bradykinesia were noted. The patient’s gait was
parkinsonian. He was started on ropinirole and had a marked improvement of function. He was
diagnosed with idiopathic Parkinson disease (PD), and rasagiline was added. As his disease progressed,
ropinirole was gradually increased. Physical, occupational, and speech therapy provided additional
benefit. For mild depression and anxiety, he was treated with escitalopram. He subsequently developed
rapid eye movement (REM) sleep behavior disorder, which was managed with lorazepam. Six years into
his illness, he developed the hallucination of a stranger in the living room and began having trouble
maintaining his complex medication regimen. On examination at that time, he was markedly
inattentive and encephalopathic and moderately dyskinetic. Ropinirole was replaced with carbidopa/
levodopa, melatonin was subsequently substituted for lorazepam, and his wife took over his medication
regimen. In this context, hallucinations, confusion, and dyskinesias markedly improved. He resumed his
golf game and bridge, but he underperformed at both compared to baseline. Six months later, his
hallucinations returned. Although attention was improved, he still demonstrated mild executive
dysfunction and visual-spatial impairment. A metabolic panel including thyroid-stimulating hormone
(TSH) and vitamin B12 level was normal. Brain MRI showed mild generalized atrophy without evidence
for medial temporal lobe atrophy. Rivastigmine was started and associated with robust improvement of
cognition and reduced frequency of hallucinations. Over the next 3 years, the patient’s cognition
gradually deteriorated. He gave up his hobbies and grew increasingly reliant on his wife to coordinate
their plans. He required help to get dressed due to the cognitive demands of the task. He was
diagnosed with PD dementia. Memantine was added but was not found to be helpful and was
ultimately discontinued.
One night, he developed escalating agitation and concern about intruders in the house. He was
brought to an outside emergency department, where he was found to be paranoid and anxious.
Mental status testing was notable for disorientation to date, reduced short-term memory, and visual-
spatial impairment. Workup was negative for a toxic metabolic process. ECG confirmed a normal QTc.
Haloperidol was considered by the emergency department staff but the neurology consultant
intervened. After discussion with family about the risks and benefits of starting an atypical
antipsychotic agent, quetiapine was started and slowly uptitrated, and his paranoia improved. He was
discharged home with resolution of the delusions and with neurology follow-up.
Comment. This case illustrates the challenges of managing patients with advanced PD and the
common manifestations of cognitive impairment and psychosis in this setting. The need to avoid D2
receptor antagonists applies to both dementia with Lewy bodies and PD. Given their risks, use of
typical and atypical antipsychotics should be minimized.
TABLE 4-5 Symptomatic Treatments in Dementia With Lewy Bodies and Parkinson
Disease Dementiaa
Target
Symptoms Treatment Strategy Dose Comments
Cognitive Acetylcholinesterase Gastrointestinal side effects
impairment inhibitors and, rarely, bradycardia
may limit dosing of
acetylcholinesterase inhibitors
Donepezil 5 mg/d for 4 weeks, then 10 mg/d
Oral rivastigmine 1.5 mg 2 times a day, increase in
1.5 mg steps every 2Y4 weeks,
maximum 6 mg 2 times a day
Transdermal 4.6 mg per 24 hours for 4 weeks, Transdermal formulation of
rivastigmine then increase to 9.5 mg per rivastigmine is useful to
24 hours manage gastrointestinal
side effects
Galantamine 4 mg 2 times a day, increase to 8 mg
2 times a day at 4 weeks, increase to
12 mg 2 times a day at 8 weeks
Galantamine ER 8 mg/d, increase to 16 mg/d at
4 weeks, increase to 24 mg/d
at 8 weeks
N-Methyl-D-aspartate
(NMDA) receptor
antagonist
Memantine 5 mg/d for 1 week, then 5 mg This agent is currently
2 times a day for 1 week, then being replaced with the
10 mg every morning, 5 mg extended release formulation
every evening for 1 week, then immediately below
10 mg 2 times a day
Memantine ER 7 mg/d for 1 week, then 14 mg/d Can switch from memantine
for 1 week, then 21 mg/d for 10 mg 2 times a day to
1 week, then 28 mg/d memantine extended release
28 mg/d without titration
Psychomotor Acetylcholinesterase The same dosages of
slowing inhibitors acetylcholinesterase inhibitors
can be used for psychomotor
slowing as for cognitive impairment
(see earlier entry in table)
Carbidopa/levodopa 25 mg/100 mg 2 times a day Variable efficacy
(upon waking and at dinner) to
ensure tolerability, then increase
to 3 times a day (upon waking,
at lunch, and at dinner)
Continued on page 451
Target
Symptoms Treatment Strategy Dose Comments
Apathy Acetylcholinesterase The same dosages of
inhibitors acetylcholinesterase inhibitors
can be used for apathy as for
cognitive impairment (see earlier
entry in table)
SSRIs/SNRIs Depends on specific drug At this time, experience
(see doses for management is anecdotal
of depression below)
Activating agents such as
sertraline and bupropion may
be useful
Avoid tricyclic
antidepressants given their
anticholinergic activity
TABLE 4-5 Symptomatic Treatments in Dementia With Lewy Bodies and Parkinson
Disease Dementiaa Continued from page 451
Target
Symptoms Treatment Strategy Dose Comments
Motor features Carbidopa/levodopa 25 mg/100 mg 2 times per day If nausea or hypotension arises,
of parkinsonism (upon waking and at dinner) take with carbohydrates
(including to ensure tolerability, then
If necessary, can add carbidopa
bradykinesia, increase to 3 times a day
25 mg to each dose of
rigidity, gait (upon waking, at lunch, and
carbidopa/levodopa
changes, tremor) at dinner)
A high-protein meal will reduce
absorption; the timing of doses
can be adjusted if this proves
to be clinically relevant
Physical therapy Titrated to effect Physical therapy directed
and exercise at motor symptoms and
general exercise are both
highly beneficial
Occupational Titrated to effect Utensil and appliance
therapy, including modifications can be helpful
a home safety Home safety evaluations
evaluation can be useful to identify and
remove fall hazards, such as
loose throw rugs, to add aides
such as grab bars and shower
stools, and, in the setting
of dementia, to evaluate
for need to remove
hazards such as gas stoves
Speech therapy Varies with specific program Lee Silverman voice therapy
can benefit hypophonia
when subjects are able
to participate
Depression Escitalopram Start 10 mg/d, can increase Low risk for worsening tremor
to 20 mg/d
Venlafaxine XR Start 37.5 mg/d, can increase Low risk for worsening tremor
to 225 mg/d
Citalopram Start 10 mg/d, increase after Low risk for worsening tremor
2Y4 weeks to maximum 20 mg/d
Fluoxetine 10 mg/d for 4 weeks; can
increase in steps to maximum
40 mg/d
Sertraline 25 mg/d for 4 weeks, can
increase in steps to maximum
200 mg/d
Continued on page 453
Target
Symptoms Treatment Strategy Dose Comments
Anxiety Escitalopram Start 5Y10 mg/d, can increase Low risk for worsening tremor
to 20 mg/d
Venlafaxine XR Start 37.5 mg/d, can increase Low risk for worsening tremor
to 225 mg/d
Citalopram Start 10 mg/d, increase after Low risk for worsening tremor
2Y4 weeks to maximum 20 mg/d
Sertraline 25 mg/d for 4 weeks; can increase
in steps to maximum 200 mg/d
Buspirone 5 mg 2 times a day for 4 weeks,
then increase as needed
in steps of 5 mg/d; usual
maintenance dose is 15Y30 mg/d
administered in 2Y3 divided doses
in geriatric patients
TABLE 4-5 Symptomatic Treatments in Dementia With Lewy Bodies and Parkinson
Disease Dementiaa Continued from page 453
Target
Symptoms Treatment Strategy Dose Comments
Daytime Coffee 1Y2 cups once daily in the Can cause anxiety and
somnolence morning, repeat as needed worsen tremor
before 2:00 PM
Methylphenidate 2Y5 mg/d, can increase by Discontinue if no benefit
2.5Y5 mg/d every 5 days, dose
2 times a day (morning and noon),
maximum 20 mg/d
Amphetamine 5 mg/d, can increase in Discontinue if no benefit
5 mg steps every week, dose
2 times a day (morning and
noon), maximum 25 mg
2 times a day
Modafinil 100 mg/d every morning, Discontinue if no benefit
increase in 100 mg steps every
week, maximum 400 mg/d
Agitation Quetiapine 12.5 mg 1 hour before anticipated Try behavioral strategies
agitation, or as needed for first; use minimum dose and
agitation, as required; titrate duration required
gradually in 12.5Y25 mg
increments every 2 days as needed;
maximum 200 mg/d or as limited
by QTc prolongation or other
adverse reaction
Clozapine 12.5 mg 1 hour before expected Try behavioral strategies
agitation, or provide as a first; use minimum dose and
standing dose, if needed, every duration required
night at bedtime, increase in
12.5 mg steps, maximum 50 mg
3 times a day
Rapid eye Melatonin 1Y3 mg every night, 1 hour
movement before bedtime; can increase in
(REM) sleep 3 mg steps to 12 mg every night
behavior
disorder Clonazepam 0.25 mg every night at bedtime, Can cause sedation and
increase in 0.25 mg steps every encephalopathy, so it is best
week, maximum 1 mg every to minimize this agent in the
night at bedtime setting of cognitive impairment
Continued on page 455
Target
Symptoms Treatment Strategy Dose Comments
Dysautonomia Behavioral strategies
(eg, promote hydration,
get up slowly, cross legs)
Dietary salt This is particularly effective
liberalization for patients already on a
salt-restricted diet.
Thigh-high antiembolism
compression stockings
or abdominal binder
if severe
Fludrocortisone 0.1 mg/d, can increase after Supine hypertension,
5Y7 days to maximum 0.2 mg/d congestive heart failure
Midodrine 5 mg 3 times daily, can increase to Supine hypertension
10 mg 3 times a day, administered
in a 4-hour dosing interval
(morning, midday, late afternoon),
maximum dose of 30 mg/d
Pyridostigmine 30 mg 2 to 3 times a day, titrate Cholinergic side effects
to 60 mg 3 times a day
Urinary Quaternary amine Less central anticholinergic
incontinence bladder antispasmodics action than tertiary amine
agents, as they are less likely
to cross the blood-brain barrier
Trospium 20 mg every night at bedtime,
may increase to 2 times a day
if patient is able to tolerate
dose-dependent anticholinergic
adverse effects
Darifenacin 7.5 mg/d
TABLE 4-5 Symptomatic Treatments in Dementia With Lewy Bodies and Parkinson
Disease Dementiaa Continued from page 455
Target
Symptoms Treatment Strategy Dose Comments
Constipation Nonpharmacologic
modalities
Assess anticholinergic
burden
Increase physical
activity
Improve hydration Titrate to effect
Diet modification
(prunes/prune juice)
Pharmacologic
modalities
Docusate 100 mg 2 times a day, can increase
as needed to 3 times a day
Osmotic laxatives Titrate to effect Use sparingly but as needed
Polyethylene glycol 3350 1 capful a day
Lactulose 15Y30 mL/d
Stimulant laxatives Titrate to effect
Senna 1 tablet at night, can increase to
2 tablets as needed
Bisacodyl 5Y15 mg/d
ER = extended release; SNRI= serotonin norepinephrine reuptake inhibitor; SSRI = selective serotonin reuptake inhibitor; XR = extended release.
a
Modified with permission from Galasko DR, Continuum (Minneap Minn).46 journals.lww.com/continuum/Fulltext/2007/04000/
DEMENTIA_WITH_LEWY_BODIES.5.aspx. B 2007 American Academy of Neurology.
KEY POINT patient is bradycardia. Parkinsonism is DLB and PDD.47 Larger studies have
h In Parkinson disease not usually affected, although a minor- not yet been performed to confirm
dementia, it is often ity may experience worsened tremor. these results. Many patients note little
useful to streamline the
A large multicenter clinical trial in 2010 subjective benefit from this agent, but
medication regimen in
suggested greater efficacy, and higher a small subpopulation of patients may
the service of cognition.
adverse reaction rate, for high-dose report significant improvement.
donepezil (23 mg/d) compared to Many patients with PDD develop
standard dose (10 mg/d) in moderate their cognitive impairments in the
to severe AD.48 This study has opened setting of a complex medication reg-
the door to higher dosing in DLB and imen tailored for patients with PD
PDD, and high-dose studies of acetyl- with moderate to severe motor dis-
cholinesterase inhibitors in DLB and ease. When necessary, the cautious
PDD are needed. withdrawal of trihexyphenidyl or
In small studies, memantine has also dopamine agonists, transition to
been found to be modestly effective in carbidopa/levodopa, and, if needed,
Agent Concerns
Dopamine (D2 receptor) antagonists Can precipitate drug-induced parkinsonism,
neuroleptic malignant syndrome, somnolence,
Typical antipsychotics, such as haloperidol
and orthostatic hypotension; have been associated
Atypical antipsychotic agents, such as risperidone with increased mortality in elderly patients
and olanzapine with dementia
Anticholinergics Can cause encephalopathy and memory loss
Trihexyphenidyl, benztropine, peripheral
anticholinergics with blood-brain barrier penetration
(tertiary amines such as oxybutynin); note that
quaternary amines (such as trospium and darifenacin)
are less likely to cross the blood-brain barrier and tend
to be well tolerated
Tricyclic antidepressants
Dopamine agonists Can cause psychosis, behavioral changes,
and encephalopathy
Benzodiazepines (although they can be helpful for Can cause encephalopathy and sedation
rapid eye movement [REM] sleep behavior disorder
and acute agitation)
Diphenhydramine and most sedating sleep aids Can cause encephalopathy and sedation
(eg, zolpidem)
KEY POINTS
h When psychosis in presence of dysautonomia in DLB, the der. Benzodiazepines are particularly
dementia with Lewy QTc should be monitored with a effective, but these carry the risk of
bodies or Parkinson baseline ECG and with follow-up ECGs exacerbating confusion. Melatonin can
disease dementia for significant dose escalation, and the be effective as well and is usually well
requires medical dose and duration of treatment should tolerated. Some patients with REM
treatment, be minimized. Furthermore, the risks sleep behavior disorder have concom-
acetylcholinesterase and benefits should be discussed itant obstructive sleep apnea, and the
inhibitors, quetiapine, frankly with the patient and caregiver. use of positive airway pressure may
and clozapine can be Clozapine is often less sedating than resolve both obstructive sleep apnea
useful. However, the quetiapine. However, due to the low and REM sleep behavior disorder.
latter two agents
but significant risk for agranulocytosis,
require caution, given TRENDS
clozapine use requires weekly com-
their risk of significant
and severe
plete blood cell count monitoring. Recent advances in our understanding of
adverse reactions. DLB and PD are likely to impact future
Parkinsonism diagnosis and management of these
h Physical therapy,
In DLB, a trial of carbidopa/levodopa diseases. These advances include the
occupational therapy,
(25 mg/100 mg 2 or 3 times a day) can concept of preclinical features, the search
and home safety
improve motor features in some for diagnostic features of MCI predictive
evaluations are valuable
patients without worsening cognition of future DLB, and efforts to determine
treatments for motor
impairments in
or psychosis. However, it tends to be the causes of dementia in these illnesses.
dementia with Lewy much less effective in DLB than in
bodies and Parkinson idiopathic PD. Should cognition or Preclinical Synucleinopathies
disease dementia. hallucinations worsen, this agent can Several preclinical features antedate
h Medical and be reduced or discontinued, if necessary. cognitive, motor, and neuropsychiatric
nonmedical strategies Patients with DLB and PDD benefit impairments in DLB, PD, and MSA,
exist to manage rapid from physical therapy, which can pro- including constipation, REM sleep be-
eye movement sleep vide gait assistance and focus on partic- havior disorder, and olfactory loss.
behavior disorder. ular motor impairments such as focal These features support the premise
hand bradykinesia. Occupational ther- that the synucleinopathies can be iden-
apy can be helpful as well, providing tified at a preclinical stage, but they do
tools to help with feeding and other not clearly differentiate between them.
basic functions. A home safety evalua- These impairments are attributed to
tion is useful to guide caregivers, for ascending !-synuclein pathology, cor-
example, in the removal of throw rugs responding respectively with Lewy
and the addition of safety bars. bodies identified in the enteric plexus,
in brainstem sleep centers, and in the
Rapid Eye Movement Sleep olfactory bulb, as suggested by cross-
Behavior Disorder sectional neuropathologic studies.14,51
REM sleep behavior disorder does not Efforts are now underway to improve
require medical treatment if the patient screening to identify at-risk patients.
is not harming himself or his caregiver. Future neuroprotective strategies will
If treatment is required, a number of likely take advantage of these and
nonpharmacologic steps may be use- related preclinical features.
ful. These include removing sharp
objects from the sleep environment, Mild Cognitive Impairment
adding soft bedding to the floor next Preceding Dementia With Lewy
to the patient, and using separate Bodies
beds. Several medications can be ef- Patients with the clinical features of
fective in REM sleep behavior disor- DLB but who remain independent for
458 www.ContinuumJournal.com April 2016
b Cognitive Impairment
!-SynucleinYassociated synapse dysfunction52,53
Impaired midbrain dopamine neuron projections to limbic and cognitive
brain regions, such as the caudate and anterior cingulate55,56
Loss of acetylcholine neurons (diagonal band of Broca and nucleus
basalis of Meynert)9,57
Comorbid Alzheimer pathology, including amyloid deposition and a
variable degree of tau aggregation in neurites and neurofibrillary
tangles; note that amyloid deposition is often greater in dementia with
Lewy bodies than in Parkinson disease dementia10,54
b Hallucinations
Lewy pathology in the ventral visual stream16
Cortical thinning of visual association cortex58
Loss of acetylcholine neurons
b Motor Features of Parkinsonism
Loss of dopamine cells innervating the motor striatum
b Rapid Eye Movement (REM) Sleep Behavior Disorder
Impairment of brainstem sleep centers59
b Fluctuations
Unclear neuropathologic basis
b Autonomic Dysfunction
Lewy body pathology in central autonomic circuits or in autonomic and
enteric ganglia60
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Frontotemporal
Address correspondence to
Dr Elizabeth Finger, LHSC
Parkwood Institute,
Dementias
550 Wellington Road, London,
ON N6C 0A7, Canada,
[email protected].
Relationship Disclosure:
Dr Finger has received Elizabeth C. Finger, MD, FRCPC
personal compensation as a
speaker for Western
University and receives grant
support from the Canadian ABSTRACT
Institutes of Health Research
for this work as well as grant Purpose of Review: This article reviews the common behavioral and cognitive
funding from the Alzheimer features of frontotemporal dementia (FTD) and related disorders as well as the
Society of Canada, the distinguishing clinical, genetic, and pathologic features of the most common subtypes.
Ministry of Research and
Innovation, Ontario Brain Recent Findings: Advances in clinical phenotyping, genetics, and biomarkers have
Institute, and the Weston enabled improved predictions of the specific underlying molecular pathology associated
Foundation. Dr Finger has with different presentations of FTD. Evaluation of large international cohorts has led to
provided expert legal
testimony for the Ontario recent refinements in diagnostic criteria for several of the FTD subtypes.
Court of Justice. Summary: The FTDs are a group of neurodegenerative disorders featuring progressive
Unlabeled Use of deterioration of behavior or language and associated pathology in the frontal or
Products/Investigational
Use Disclosure:
temporal lobes. Based on anatomic, genetic, and neuropathologic categorizations, the
Dr Finger discusses the six clinical subtypes of FTD or related disorders are: (1) behavioral variant of FTD, (2)
unlabeled/investigational use semantic variant primary progressive aphasia, (3) nonfluent agrammatic variant primary
of disease-modifying therapies
in development, dopaminergic
progressive aphasia, (4) corticobasal syndrome, (5) progressive supranuclear palsy,
medications, neuroleptic and (6) FTD associated with motor neuron disease. Recognition and accurate
medications, oxytocin, and diagnoses of FTD subtypes will aid the neurologist in the management of patients
selective serotonin reuptake
inhibitors for the treatment of
with FTD.
frontotemporal dementias.
* 2016 American Academy Continuum (Minneap Minn) 2016;22(2):464–489.
of Neurology.
patients meeting symptom criteria on presentation and loss of manners, hallucinations and
who show focal atrophy, hypometa- such as belching during the examina- bizarre or somatic
bolism, or hypoperfusion in the fron- tion. Either a flat affect may be ob- delusions.
I. Neurodegenerative Disease
The following symptom must be present to meet criteria for behavioral
variant of frontotemporal dementia (bvFTD).
A. Shows progressive deterioration of behavior and/or cognition by
observation or history (as provided by a knowledgeable informant)
II. Possible bvFTD
Three of the following behavioral/cognitive symptoms (AYF) must be present
to meet criteria. Ascertainment requires that symptoms be persistent or
recurrent, rather than single or rare events.
A. Earlyb behavioral disinhibition (one of the following symptoms
[A.1YA.3] must be present)
A.1. Socially inappropriate behavior
A.2. Loss of manners or decorum
A.3. Impulsive, rash, or careless actions
B. Earlyb apathy or inertia (one of the following symptoms [B.1YB.2]
must be present)
B.1. Apathy
B.2. Inertia
C. Earlyb loss of sympathy or empathy (one of the following symptoms
[C.1YC.2] must be present)
C.1. Diminished response to other people’s needs and feelings
C.2. Diminished social interest, interrelatedness, or personal warmth
D. Earlyb perseverative, stereotyped, or compulsive/ritualistic behavior
(one of the following symptoms [D.1YD.3] must be present)
D.1. Simple repetitive movements
D.2. Complex, compulsive, or ritualistic behaviors
D.3. Stereotypy of speech
E. Hyperorality and dietary changes (one of the following symptoms
[E.1YE.3] must be present)
E.1. Altered food preferences
E.2. Binge eating, increased consumption of alcohol or cigarettes
E.3. Oral exploration or consumption of inedible objects
F. Neuropsychological profile: executive/generation deficits with relative
sparing of memory and visuospatial functions (all of the following
symptoms [F.1YF.3] must be present)
F.1. Deficits in executive tasks
F.2. Relative sparing of episodic memory
F.3. Relative sparing of visuospatial skills
III. Probable bvFTD
All of the following symptoms (AYC) must be present to meet criteria.
A. Meets criteria for possible bvFTD
B. Exhibits significant functional decline (by caregiver report or as
evidenced by Clinical Dementia Rating Scale or Functional Activities
Questionnaire scores)
such abnormal behaviors typically in- may still perform well on executive
crease over the course of the disease, at tasks, particularly those patients with
early stages patient’s conduct may be right temporal predominant atrophy.
generally appropriate for the limited It is now appreciated that some pa-
time of the examination. Positive snout tients with bvFTD have significant
or grasp reflex may be present, al- episodic memory deficits.7 While spe-
though these frontal release signs are cific standardized tests of social cog-
not sensitive or specific for FTD.6 nition are in validation stages for
Cranial nerve, motor, sensory, and bvFTD, patients with bvFTD generally
the remainder of reflex examinations show poor performance on tasks of
are typically normal. facial expression recognition, particu-
larly for negative emotions, as well as on
Neuropsychological Testing theory of mind tasks, such as visual
in Behavioral Variant of cartoons in which they must under-
Frontotemporal Dementia stand the mental state of others. Con-
Standard neurocognitive testing in pa- sideration of qualitative aspects of
tients with bvFTD classically demon- performance during neurocognitive
strates deficits in executive function testing including behaviors and error
tasks, with relative sparing in memory types may be more helpful than raw
and visuospatial domains. However, scores in detecting bvFTD. Specifically,
many patients with early-stage disease during testing, patients with bvFTD
may appear restless, apathetic, persev- some atrophy also observed in the
erative, confabulatory, and impulsive, anterior temporal lobes, parietal lobes,
failing to wait for the examiner to finish occipital lobes, and cerebellum and
task instructions and including exple- thalamus; in MAPT mutations, atrophy
tives in phonemic fluency tests.8 is greatest in the anteromedial tempo-
ral lobes; patients with bvFTD and
Neuroimaging Characteristics GRN mutations show temporal, insular,
Atrophy or hypometabolism of the and parietal lobe atrophy.10,11 On
right frontal or right temporal lobe is fluorodeoxyglucose positron emission
the hallmark neuroimaging finding in tomography (FDG-PET) imaging,
patients with bvFTD (Case 5-1). Bilat- hypometabolism in the right temporal
eral frontal lobe involvement may also or right or bilateral frontal lobes is sug-
be seen, although when atrophy is gestive of FTD (Figure 5-212). Patterns
of frontal or anterior temporal hypo-
observed in the dominant hemisphere,
perfusion with preserved parietal signal
language symptoms are typically also on SPECT can distinguish FTD from
present (see later discussion of seman- AD with a sensitivity and specificity of
tic variant PPA and nonfluent agram- approximately 80%.13 Similar patterns of
matic variant PPA). Patterns of atrophy hypometabolism on FDG-PET imaging
in other brain regions vary according to show approximately 90% diagnostic
mutation type. Patients with C9ORF72 accuracy when distinguishing FTD
expanded repeats demonstrate atrophy from AD.14 PET amyloid imaging
predominantly in the frontal lobes, with shows a similarly high accuracy of
Case 5-1
A 54-year-old man presented to the psychiatric emergency department for bizarre behavior, claiming he
had won the lottery. The family reported that 6 years prior to presentation he became less organized
managing his finances. The family discovered 3 years ago that bills, including the mortgage, were going
unpaid, and he had accumulated significant credit card debt. His affect became flat, and his family
reported that it was ‘‘hard to get a reaction out of him.’’ He began to cook in an impulsive way, turning
the burners on maximum for everything. The patient had lost his job for inappropriate borrowing of
money from clients 1 year prior to presentation. He began buying multiple lottery tickets each week, and
despite financial difficulties, he purchased a luxury motorcycle. He began wearing the same clothing
multiple days in a row and required encouragement to shower. He lost interest in his hobbies and
spent increasing amounts of time ‘‘staring’’ at the television. Family history was negative for any
neurodegenerative diseases, although his father died in his forties of a myocardial infarction, and his
mother died in her early sixties of cancer. On examination, the patient was mildly unkempt, with a flat
affect, and appeared apathetic. His speech was fluent with preserved naming, repetition, and
comprehension. Cranial nerves were intact, including normal saccades. There was no evidence of
bradykinesia. Sensory and motor examinations were normal. He had mild difficulty performing the
Luria hand sequence (a three-step hand movement sequence of fist-side-flat) on the left compared to the
right. Snout and grasp reflexes were absent (normal). On cognitive testing, he scored 26 out of 30 on the
Mini-Mental State Examination (MMSE) and 14 out of 30 on the Montreal Cognitive Assessment (MoCA),
losing points for attention, concentration, working memory items, and Trail Making B test sample. Semantic
and phonemic fluency were both moderately impaired. MRI imaging demonstrated bifrontal and temporal
atrophy (Figure 5-1). Subsequent genetic testing for C9ORF72, GRN, and MAPT did not reveal any
pathogenic mutations. A diagnosis of probable behavioral variant of frontotemporal dementia (FTD)
was made. He was advised to stop driving and was reported to the Department of Transportation. Family
were referred to a social worker and an FTD caregiver support group. Citalopram 20 mg/d was started
with modest improvement of the obsessive behaviors.
Continued on page 469
FIGURE 5-1 T2-weighted axial MRI shows bifrontal and temporal atrophy in the patient in Case 5-1
with sporadic behavioral variant of frontotemporal dementia.
Comment. There is commonly a long delay between the onset of symptoms and time of presentation,
given the subtle nature of the personality and behavior changes that are the hallmark of early FTD.
Patients often accumulate significant debt prior to diagnosis. It is important for caregivers to put a power
of attorney in place for care and finances to limit patients’ access to spending money. In patients with
frontal lobe deficits, inattention and impulsivity pose significant risks during driving and typically are
indications for driving cessation. While there are no treatments specifically approved for use in patients
with FTD, off-label use of selective serotonin reuptake inhibitors (SSRIs) may help with agitation,
obsessive-compulsive behaviors, and hyperphagia.9
distinguishing FTD from AD, with pa- with a history obtained from a caregiver
tients with FTD typically showing low KEY POINTS
that meets symptom-based criteria for
levels of amyloid binding on PET (amy- h Consideration of the
possible FTD but who lack focal atro-
patient’s baseline
loid negative), while patients with AD phy on neuroimaging and who do not personality, life events,
show elevated amyloid binding (amy- progress to demonstrate objective be- and relationship factors
loid positive).12 Several PET tau ligands havioral or cognitive deficits.16 Patients that may influence
are currently under investigation in FTD with bvFTD phenocopy syndrome who behavior, and the
but are not validated to date. fail to progress have increased rates of caregiver’s perspective
mood disorders, substance abuse, on behaviors, is
Diagnostic Challenges in obsessive-compulsive personality traits, necessary for accurate
Behavioral Variant of Asperger syndrome traits, or recent diagnosis of behavioral
Frontotemporal Dementia intense life events that likely contribute variant frontotemporal
Making and confirming a diagnosis of to the observed behaviors.17 Thus, dementia.
bvFTD can be challenging as the per- careful consideration of the patient’s h The hallmark symptom
sonality or behavioral changes are baseline personality, life events, and of semantic variant
insidious, and diagnosis in the early relationship factors that may influence primary progressive
stages is highly reliant on caregiver behavior, and the caregiver’s perspec- aphasia is the loss of
word meaning.
reports of behavioral changes. Further- tive on behaviors, is necessary.18
more, the degree of frontal atrophy
can overlap with that observed in SEMANTIC VARIANT PRIMARY
normal controls.15 The term bvFTD PROGRESSIVE APHASIA
phenocopy syndrome has been used The hallmark symptom of semantic
to characterize patients who present variant PPA, previously called semantic
dementia, is the loss of word mean- what words mean (ie, ‘‘What is spa-
ing.19 Due to atrophy in the dominant ghetti?’’). While fluency and grammar
anterior temporal pole (Case 5-2), are generally maintained, speech be-
patients with semantic variant PPA comes increasingly empty, with vague
demonstrate anomia and single-word words or jargon phrases replacing spe-
comprehension deficits and may ask cific nouns and verbs (Table 5-220).
Case 5-2
A 69-year-old right-handed retired secretary was referred for a neurologic consultation for difficulties with
‘‘memory’’ and behavior. She had a long history of anxiety and depression that had been managed by
medications until 2 years prior to presentation, when she was dismissed from her volunteer job for ‘‘lacking
control.’’ Her family noted trouble with word comprehension, as the patient would ask, ‘‘What is a
screwdriver?’’ and ‘‘What is a buffet?’’ Circumlocutions were noted in her descriptions, such as describing a
pizza as a ‘‘round thing.’’ This was followed by lack of recognition of objects. For example, when her
husband handed her an ice cream cone, she grabbed at the ice cream on top rather than from the cone.
Recently, she had not recognized her niece and nephew or herself in photographs. The patient stopped
initiating household chores, such as doing the dishes or laundry, and appeared confused when attempting
such tasks. According to her husband, she was ‘‘always walking, pacing, or standing.’’ She became very
self-centered and seemed to lack appreciation of others’ needs. She became fixated on daily routines
Continued on page 471
FIGURE 5-3 Imaging of the patient in Case 5-2. A, Axial fluid-attenuated inversion recovery (FLAIR) MRI
demonstrating left temporal pole atrophy suggestive of semantic variant primary progressive
aphasia. B, With disease progression, severe atrophy is observed in the left temporal pole
as well as significant atrophy in the right temporal pole on axial FLAIR MRI.
KEY POINT
h Atrophy of the dominant TABLE 5-2 Diagnostic Criteria for Semantic Variant Primary
anterior temporal Progressive Aphasiaa
pole is the characteristic
finding in semantic Both of the following core features must be present
variant primary 1. Impaired object naming
progressive aphasia. 2. Impaired single-word comprehension
Three of the following ancillary features must be present
1. Impaired object knowledge, particularly for low-frequency
or low-familiarity items
2. Surface dyslexia or dysgraphia
3. Spared repetition
4. Spared grammaticality and motor aspects of speech
a
Modified with permission from Gorno-Tempini ML, et al, Neurology.20 www.neurology.
org/content/76/11/1006.full. B 2011 American Academy of Neurology.
Patients with semantic variant PPA tic associations, such as the palms and
may lose the normal give and take of pyramids task, show deficits for words,
conversation, talking incessantly and and over time, often for picture stim-
requiring interruption to conduct the uli. (In the palms and pyramids task,
examination. Patients with semantic patients are shown a stimulus [a picture
variant PPA also demonstrate abnormal or word] and must choose the related
behaviors, largely overlapping with picture or word from two choices; eg,
those described above for patients with a vest is shown with choices of a bow-
bvFTD, likely due to involvement of the tie [correct] and necklace [incorrect]).
right anterior temporal lobe and con- Patients with semantic variant PPA
nections to the orbitofrontal cortex.21,22 may show an interesting pattern of
Patients with right-sided temporal atro- episodic memory deficits opposite to
phy may present with behavioral fea- that observed in AD, with better recall
tures and relatively preserved language, of recent events and people and
but over time will also develop semantic relative loss of more remote autobio-
deficits. As the disease progresses and graphic memories.23
begins to involve the posterior tempo-
Neurologic Examination
ral regions and visual temporal associa-
tion areas, patients may also develop Loquacious but empty, tangential, or
visual agnosia and prosopagnosia. repetitive speech is evident during
the course of the interview and ex-
Neuropsychological Testing in amination. Patients may repeat short
Semantic Variant Primary catch phrases or jokes. The remainder
Progressive Aphasia of the neurologic examination, includ-
Patients with semantic variant PPA dem- ing frontal reflexes, is typically normal.
onstrate deficits in single-word compre-
Neuroimaging
hension when asked to define single
words (eg, ‘‘What is an accordion?’’). Atrophy of the dominant anterior
Speech production during picture de- temporal pole is the hallmark finding
scriptions (ie, cookie jar theft picture) in semantic variant PPA (Figure 5-3).24
shows a normal or near-normal word While involvement is typically asym-
production rate but frequent use of metric at onset, over time the contra-
filler words (Case 5-2). Tests of seman- lateral temporal lobe is also affected.
472 www.ContinuumJournal.com April 2016
Case 5-3
A 66-year-old woman presented for a neurologic consultation because of difficulty speaking. She
reported 2 to 3 years of gradually increasing deficits in ‘‘getting the words out.’’ She stated, ‘‘I know
what I want to say, but the words get stuck at the tip of my tongue.’’ Her spouse noticed that at
times she would get part of the sound of the word correct, and part wrong, such as calling a ‘‘fork’’ a
‘‘fort.’’ She had also developed a mild stutter. Her husband noticed she was often able to describe
the meaning of the word, even when she could not say the word itself.
On examination, she demonstrated halting, hesitant speech although she could generally answer
questions appropriately. She correctly named a chair and key, but could not name the glove, instead
gesturing to her hand. She could not name cactus, but said ‘‘it is a thing that growsIdesertIouch.’’
During repetition she omitted small words and made paraphasic errors. She followed all verbal and
written commands. When asked to write a sentence, she wrote, ‘‘Today very sunny outside.’’ When
asked to describe the picnic scene from the Western Aphasia Battery, she demonstrated word-finding
deficits, paraphasic errors, and hesitations (item she was pointing to in parentheses): ‘‘The carpet,
and man, and womanIon their black (blanket). Man’s foodIfood there (sandals). The manIbagIbark
(book). The man glass (glasses). Bag (basket). Boy has a kiteIa gagsI(dog). GirlIsongIsandImake
(rake), sarvs (shovels), cakeIcast (castle). Man on dark (dock) and fish. Sailboat and two babli
(people)Ithere. A house there. A carI garange (garage) there and flangs (flag). Tree.’’ The remainder
of her neurologic examination was unremarkable. Neuroimaging demonstrated atrophy in the left
inferior frontal lobe (Figure 5-4).
FIGURE 5-4 Imaging of the patient in Case 5-3 who presented with nonfluent agrammatic variant
primary progressive aphasia. Axial fluid-attenuated inversion recovery (FLAIR) MRI
demonstrating left posterior frontal and frontoinsular atrophy (circled in red).
FIGURE 5-5 Handwriting sample and attempt at clock drawing of the patient in Case 5-3
with corticobasal syndrome including symptoms of the nonfluent agrammatic
variant primary progressive aphasia. The handwriting sample demonstrates
spelling and grammatical errors, as well as difficulty forming and spacing letters. Visual
construction deficits are apparent on the clock drawing.
Comment. This patient initially presented with symptoms meeting criteria for nonfluent agrammatic
variant primary progressive aphasia and indicative of dominant frontal lobe pathology. Over time,
her symptoms progressed to include apraxia and alien limb phenomenon, consistent with evolution to
corticobasal syndrome. In addition to progression to corticobasal syndrome, patients presenting with
nonfluent agrammatic variant primary progressive aphasia may also develop symptoms consistent with
behavioral variant of frontotemporal dementia or progressive supranuclear palsy.
disinhibition, anxiety, dysphoria, ste- with PSP may also present with primary
reotypic or repetitive behaviors, and apraxia of speech, combined apraxia of
up to 30% of patients with PSP will speech and progressive nonfluent
meet criteria for bvFTD.26,27 Patients aphasia, or develop these symptoms
KEY POINTS
h Most commonly, during the disease course.25 In patients commonly, patients with PSP dem-
patients with progressive presenting with primary apraxia of onstrate cognitive slowing and
supranuclear palsy speech, atrophy or hypometabolism is poorer performance on timed tests
demonstrate cognitive found in the superior premotor cortex of executive function and verbal flu-
slowing and poorer and supplementary motor area, and ency.27 Comprehension and memory
performance on timed PSP is the most common underlying are generally preserved.
tests of executive function
pathology.28
and verbal fluency. Neuroimaging
h In patients presenting Neurologic Examination Structural imaging in PSP may reveal
with primary apraxia of In the most common subtype of PSP, midbrain atrophy referred to as the
speech, progressive Richardson syndrome, increased axial hummingbird sign on sagittal images
supranuclear palsy is the rigidity of the neck and trunk, slowed (Figure 5-629), as well as hypometa-
most common vertical saccades, dysarthria, apathy or bolism in frontal, caudate, midbrain,
underlying pathology. depression, and general slowing of and thalamic regions on FDG-PET.30
h Patients with speech and thought are observed.26
corticobasal degeneration Gait is often narrow based in early CORTICOBASAL DEGENERATION
may first present with stages of the disease despite a history Corticobasal degeneration (CBD) is a
behavioral changes, of falls and imbalance. As the disease progressive neurodegenerative disor-
executive function deficits, progresses, patients often develop der affecting the frontal and parietal
or language features ophthalmoplegia particularly of verti-
consistent with early
cortices and basal ganglia associated
cal gaze, akinetic rigid parkinsonism, with abnormal 4-repeat tau isoform
frontal lobe pathology.
dystonia, verbal apraxia, pseudobulbar pathology. The term corticobasal
palsy, and frontal release signs. syndrome (CBS) is used to describe
patients presenting with the clinical
Neuropsychological Testing features associated with CBD but who
Cognitive deficits are found in the lack histologic confirmation, as CBS
majority of patients with PSP. Most presentations may be associated with a
variety of underlying neuropathologies
including AD, FTD, and CBD. CBD is
typically sporadic, although occasion-
ally CBS is the presenting phenotype for
patients with MAPT, GRN, or C9ORF72
mutations. Classic features of CBS in-
clude apraxia and alien limb phenome-
non, frontal deficits, and extrapyramidal
motor symptoms such as myoclonus or
rigidity. Five phenotypic presentations
of CBD have recently been proposed
(Table 5-5).31 As in PSP, patients with
CBD may first present with behavioral
changes, executive function deficits, or
language features consistent with early
FIGURE 5-6 Midbrain atrophy in progressive frontal lobe pathology. Behavioral
supranuclear palsy. Midsagittal MRI in a
patient with progressive supranuclear changes include those described for
palsy demonstrating thinning of the rostral midbrain bvFTD. Language presentations of CBS
resulting in the hummingbird sign.
29
are most commonly agrammatic non-
Modified with permission from Boeve B, Parkinsonism Relat Disord.
www.sciencedirect.com/science/article/pii/S1353802011700608. B 2011
fluent aphasia or apraxia of speech.
Elsevier Ltd. Symptoms referable to the parietal
Syndrome Features
Probable corticobasal syndrome Asymmetric presentation of two of the
following symptoms
Limb rigidity or akinesia
Limb dystonia
Limb myoclonus
Plus two of the following symptoms
Orobuccal or limb apraxia
Cortical sensory deficit
Alien limb phenomena (more than
simple levitation)
Possible corticobasal syndrome May be symmetric: one of the following
symptoms
Limb rigidity or akinesia
Limb dystonia
Limb myoclonus
Plus one of the following symptoms
Orobuccal or limb apraxia
Cortical sensory deficit
Alien limb phenomena (more than
simple levitation)
Frontal behavioral-spatial syndrome Two of the following symptoms
Executive dysfunction
Behavioral or personality changes
Visuospatial deficits
Nonfluent agrammatic variant Effortful, agrammatic speech plus at least
primary progressive aphasia one of the following symptoms
Impaired grammar/sentence
comprehension with relatively
preserved single-word comprehension
Groping, distorted speech production
(apraxia of speech)
Progressive supranuclear palsy Three of the following symptoms
syndrome Axial or symmetric limb rigidity
or akinesia
Postural instability or falls
Urinary incontinence
Behavioral changes
Supranuclear vertical gaze palsy or
decreased velocity of vertical saccades
a
Reprinted with permission from Armstrong MJ et al, Neurology.31 www.neurology.org/content/80/
5/496.full. B 2013 American Academy of Neurology.
KEY POINT
h Frontotemporal lobes, including apraxias and visuospa- Neuroimaging
dementia symptoms are tial deficits, may also be a presenting Structural brain imaging in patients
found in approximately feature.32 Motor abnormalities may be with CBS may show asymmetric fron-
30% of patients absent in as many as approximately 50% tal and parietal lobe atrophy,33 al-
diagnosed with of patients at the time of presentation though imaging findings may overlap
amyotrophic with cognitive deficits, although dur- with those seen in other FTDs and
lateral sclerosis. ing the course of the disease the AD. Thus, diagnosis at present is
majority of patients will show motor based on clinical criteria, with neuro-
features. Approximately 30% of patients imaging performed to rule out other
with CBS will develop alien limb syn- structural causes of symptoms.
drome, in which one arm may levitate
FRONTOTEMPORAL
or assume involuntary postures or
DEMENTIAYMOTOR
movements, and 25% will have cortical
NEURON DISEASE
sensory deficits.31
Frontotemporal dementia symptoms
Neurologic Examination are found in approximately 30% of
Patients presenting with frontal or patients diagnosed with amyotrophic
aphasic subtypes of CBS may present lateral sclerosis (ALS). Patients with
with inappropriate behavioral fea- FTD-ALS may present with behavioral
changes consistent with bvFTD or a
tures described above for bvFTD, or
milder dysexecutive profile including
language deficits consistent with
verbal fluency deficits.34 Hallucina-
nonfluent agrammatic variant PPA, or
tions and delusions are more common
apraxia of speech. Asymmetric limb in patients with FTD-ALS, in particular
rigidity and bradykinesia are the most in patients with C9ORF72 expanded
common motor findings, present in repeat mutations (see the following
approximately 50% of patients at the section on genetic risk factors), the
time of presentation. 31 Ideomotor most common genetic cause of famil-
apraxia is a frequent finding and may ial FTD-ALS.35,36
also be asymmetric. Other motor features
can include tremor, postural instability PROGNOSIS
and falls, axial rigidity, dystonia includ- The average survival for patients diag-
ing blepharospasm, alien limb, and nosed with FTD is approximately 7 to
myoclonus. Cortical sensory deficits 10 years. Estimates differ somewhat
may include sensory extinction, according to FTD subtype, with survival
agraphesthesia, and astereognosia. in FTD-MND averaging just 2 to 3 years,
approximately 6 to 8 years in PSP, ap-
Neuropsychological Testing proximately 9 to 10 years in bvFTD and
Performance patterns on cognitive test- nonfluent agrammatic variant PPA, and
ing may vary according to the sub- the longest median survival in patients
type. Many patients with CBS will with semantic variant PPA of approxi-
demonstrate deficits on tasks of execu- mately 12 years.2 Common proximate
tive function, writing, visuospatial, and causes of death in patients with FTD
construction tasks (Figure 5-5). Pa- related to the disease include pneumo-
tients presenting with dominant frontal nia or complications of falls.
lobe involvement may show word-
finding deficits, agrammatism, and RISK FACTORS
spelling errors similar to patients with Although approximately 50% to 60%
nonfluent agrammatic PPA.32 of FTD is considered to be sporadic in
KEY POINT inclusions account for the majority of region and frontoinsular junction may
h CSF biomarkers may the remaining tau-negative patients. be the first site of disease pathology,
help to distinguish
TDP-43 pathology is found in patients as early loss of these neurons is found
between frontotemporal
with semantic variant PPA, FTD-MND, in patients with FTD compared to AD
dementia and Alzheimer
disease, but at present and bvFTD, as well as in genetic and controls.58
there are no validated variants including C9ORF72, GRN, and
biomarkers that VCP mutations. TDP-43 pathology is CEREBROSPINAL FLUID AND
can reliably distinguish characterized by four patterns that SERUM BIOMARKERS
patients with show associations with FTD clinical At present, CSF biomarkers may help
frontotemporal phenotypes (Figure 5-957). FUS pa- to distinguish between FTD and AD,
dementia from controls thology is associated with an ear- but there are no validated biomarkers
or other non-Alzheimer lier age of onset of FTD, prominent that can reliably distinguish patients
disease dementias. neuropsychiatric features, and a more with FTD from controls or other non-
rapid course.55 It has been hypothe- AD dementias. The presence of an AD
sized that von Economo neurons, pattern of biomarkers is considered
large bipolar neurons in layer V of an exclusion criterion for probable
the cortex, in the anterior cingulate FTD.4 CSF biomarkers demonstrating
FIGURE 5-9 Types of TDP-43 pathology in frontotemporal lobar degeneration. A, Type A is characterized by compact neuronal
cytoplasmic inclusions and short neurites and is most commonly associated with behavioral variant of frontotemporal
dementia, progressive nonfluent aphasia, and GRN mutations. B, Type B is characterized by compact and granular
cytoplasmic inclusions and is associated with frontotemporal dementiaYmotor neuron disease, behavioral variant of frontotemporal
dementia, and C9ORF72 expanded repeats. C, Type C is characterized by long neurites and is found in semantic variant primary progressive
aphasia. D, Type D is characterized by numerous neuronal intranuclear inclusions and is found in patients with VCP mutations.
57
Reprinted with permission from Neumann M, et al, Expert Rev Mol Med. journals.cambridge.org/action/displayAbstract?fromPage=online&aid=5988276&
fileId=S1462399409001136. B 2009 Cambridge University Press.
imaging or CSF A"1-42 and tau analysis which is common, particularly in pa-
may aid in distinguishing FTD from tients with nonfluent agrammatic vari-
frontal or language presentations of ant PPA and PSP. Physical therapy
AD. For patients interested in genetic evaluations of gait when falls or balance
testing, or those with a family history problems are reported and occupa-
suggestive of FTD or ALS, referral to a tional therapy assessments of home
genetic counselor for consideration safety are also indicated. Caregivers
of genetic testing is indicated. Knowl- should be referred to local FTD or
edge of genetic status can confirm a dementia support groups for support
diagnosis of familial FTD and may aid and education of behavioral manage-
referral of patients and carriers to ment strategies. The changes in behav-
current and future clinical trials ior chart offers helpful strategies for
targeting specific FTD mutations. problematic behaviors (www.theaftd.org/
wp-content/uploads/2011/09/Packet-
PATIENT MANAGEMENT Changes-in-behavior-chart.pdf ).66
There are currently no therapies specif-
ically approved for FTD. Thus, educa- Pharmacologic Treatment
tion and supportive management of Current treatment approaches are lim-
safety and behavioral issues for the ited to symptomatic treatments that
patient and caregiver are essential in employ off-label uses of medications
supporting patients with FTD.64,65 modulating neurotransmitter systems,
usually to modify difficult behaviors.9,67
Supportive Management and Most commonly, selective serotonin
Follow-up Assessments reuptake inhibitors (SSRIs), such as ci-
A power of attorney for personal care talopram, or trazodone are used to im-
and finances should be put into place prove behavioral symptoms including
for patients with FTD, as impaired disinhibition, agitation/irritability, or
judgment and impulsivity can result in compulsive behaviors (Table 5-79,68Y75).
significant financial difficulties. There Psychosis and aggression may require
are few studies of driving safety in neuroleptic medications, although
patients with FTD. Those available gold standard randomized clinical trials
suggest that the risk of accidents is of these agents are not available in
increased even in patients with mild patients with FTD. If needed, initia-
disease and is related to inattention, tion at a low dose and frequent re-
assessment of efficacy and need for
impulsivity, and poor emotion regu-
continued use are required given
lation. Careful and frequent reassess-
black box warnings for this class of
ment of patient’s behavioral symptoms
medications due to increased mor-
and cognitive testing performance tality. Although parkinsonism in pa-
when considering driving privileges is tients with FTD is usually not
necessary, potentially supported by on- dopamine responsive, as a fraction
road driving assessments. Caregivers of patients may benefit, a trial of
and families should also be counseled carbidopa/levodopa titrating up to
regarding gun safety or other poten- 25 mg/250 mg 3 times daily for parkin-
tially hazardous activities or pastimes. sonism is generally indicated. Cholin-
Speech and swallowing assessments are esterase inhibitors may frequently
indicated to optimize communication increase agitation in patients with
strategies and screen for dysphagia, bvFTD and, thus, are not indicated.
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Mutations in the endosomal February 1, 2016.
Vascular Cognitive
Address correspondence to
Dr Eric Smith, University of
Calgary, Room C1261, Foothills
Impairment
Medical Centre, 1403 29 St NW,
Calgary, AB, Canada,
[email protected].
Relationship Disclosure:
Dr Smith serves as a board Eric Smith, MD, MPH
member of the Quality
Oversight Committee of the
American Heart Association
and as an assistant editor for ABSTRACT
Stroke. Dr Smith receives grant
support from the Alzheimer Purpose of Review: This article provides a diagnostic framework for vascular cog-
Society of Canada, the nitive impairment, discusses prevalence and relationships to other neurodegenerative
Canadian Institutes of Health pathologies, and provides advice on diagnostic workup and management.
Research, the Canadian
Partnership Against Cancer, Recent Findings: Vascular cognitive impairment is the second most common cause
and the Heart and Stroke of cognitive impairment and frequently coexists with other neurodegenerative neu-
Foundation of Canada and ropathologies. Three new diagnostic criteria have been published recently; common
receives research support
from McMaster University. diagnostic elements include the need to classify cognitive impairment as mild cog-
Unlabeled Use of nitive impairment or dementia and to link the cognitive impairment to evidence of
Product/Investigational clinically significant cerebrovascular disease. Vascular cognitive impairment may be
Use Disclosure:
Dr Smith discusses the
further subclassified into poststroke vascular cognitive impairment and nonstroke
unlabeled/investigational vascular cognitive impairment, most commonly caused by cerebral small vessel
use of cholinesterase disease, which may only be recognized on neuroimaging.
inhibitors for the treatment
of vascular dementia.
Summary: Vascular cognitive impairment is a potentially treatable common cause
* 2016 American Academy of cognitive impairment, progression of which may be slowed or halted by secondary
of Neurology. prevention of vascular disease.
TABLE 6-1 Recent Classification Criteria for Vascular Cognitive Impairment Continued from page 491
AHA/ASA = American Heart Association/American Stroke Association; DSM-5 = Diagnostic and Statistical Manual of Mental Disorders,
Fifth Edition; Vas-Cog = International Society of Vascular Behavioural and Cognitive Disorders.
KEY POINT
h The clinical assessment a
TABLE 6-2 Vascular Pathology of Vascular Cognitive Impairment
for vascular cognitive
impairment can be b Parenchymal Lesions of Vascular Etiology
conceived as a
Large vessel atherothromboembolic disease
three-stage process
that includes the Multiple infarcts
following steps: Single strategically placed infarct
(1) assess for cognitive
Small vessel disease
impairment; (2) assess
the presence, severity, Multiple lacunar infarcts
and cause of vascular Ischemic white matter damage
disease; and (3) assess
whether the vascular Dilated perivascular spaces
disease is sufficient to Microinfarcts
cause the impairment,
Microhemorrhages
in whole or in part.
Hemorrhage
Intracerebral hemorrhage
Multiple microbleeds
Subarachnoid hemorrhage
Hypoperfusion
Hippocampal sclerosis
Laminar cortical necrosis
b Types of Vascular Pathologies
Atherosclerosis
Cardiac, atherosclerotic, and systemic emboli
Arteriolosclerosis
Lipohyalinosis
Cerebral amyloid angiopathy
Vasculitis
Venous collagenosis
Arteriovenous fistulae
Hereditary angiopathies (eg, cerebral autosomal dominant arteriopathy
with subcortical infarcts and leukoencephalopathy [CADASIL])
Berry aneurysms
Miscellaneous vasculopathies (eg, moyamoya disease)
Cerebral venous thrombosis
a
Modified with permission from Sachdev P, et al, Alzheimer Dis Assoc Disord.5 journals.lww.com/
alzheimerjournal/Abstract/2014/07000/Diagnostic_Criteria_for_Vascular_Cognitive.2.aspx. B 2014
Lippincott Williams & Wilkins.
KEY POINT
h Because cerebrovascular manifestations, including small in- ment for vascular cognitive impair-
disease is common farcts, lacunae of presumed vascular ment. Although general principles
and can be incidental, origin, white matter hyperintensi- relating the location and severity of
clinical judgment is ties, and others (Figure 6-1). A recent cerebrovascular disease to the risk for
needed in individual consensus statement offers rec- cognitive impairment have been
patients to determine ommendations for terms, defini- established, there are no objectively
whether cerebrovascular tions, and reporting of cerebral derived models or risk scores to pre-
lesions are sufficient small vessel disease as a contributor dict the presence of cognitive impair-
to cause cognitive to neurodegeneration.12 ment in individual patients based on
impairment in the
affected individual. Assessing the Relationship their clinical characteristics and bur-
Between Cerebrovascular Disease den of cerebrovascular disease. There-
and Cognitive Impairment fore, clinical judgment is required
Determining whether the identified to determine whether identified cere-
cerebrovascular disease is sufficient to brovascular disease is clinically rele-
account for, in whole or in part, cog- vant, or merely an incidental finding.
nitive impairment may be the most This judgment is difficult because
clinically difficult part of the assess- cerebrovascular disease is a common
TABLE 6-3 Prevalence of Cerebral Small Vessel Disease on Magnetic Resonance Imaging in
the General Population Without Dementiaa
Beginning Microbleedsc
Infarcts Confluent or Confluent Susceptibility-Weighted
White Matter T2*-Weighted Imaging (SWI)/
Age Hyperintensities Gradient Recalled High-Sensitivity
Decade Q1 infarct Q2 infarcts on MRIb Echo (GRE) Sequence
50Y59 5Y8% 1Y2% 1% 3% 12%
60Y69 7Y12% 2Y3% 1Y4% 5Y10% 15Y17%
70Y79 12Y23% 3Y6% 6Y14% 8Y16% 30Y31%
80+ 25Y38% 6Y9% 19% 18% 40%
Case 6-1
A 71-year-old woman presented acutely with
confusion, vomiting, left hemianopia, left
hemiparesis, and skew deviation. Head CT was
unremarkable but CT angiography showed that
the basilar artery was occluded due to thrombus
formation on an atherosclerotic plaque. The
patient was treated with IV tissue plasminogen
activator and endovascular thrombectomy. The
patient’s motor and oculomotor findings resolved
after treatment. However, the patient remained
cognitively impaired, with deficits in verbal
learning and recall. Diffusion-weighted MRI showed
acute infarction (bright signal) in the right occipital
and bilateral medial temporal lobes (Figure 6-2).
During follow-up 3 months later, the patient
described symptoms of persistent forgetfulness
that interfered with shopping, finances, and driving.
Poststroke vascular dementia was diagnosed.
Comment. Strategic infarctions in the bilateral
medial temporal lobes caused vascular dementia in
this case. Poststroke dementia has also been FIGURE 6-2 Axial diffusion-weighted MRI of the
patient in Case 6-1 shows acute
associated with infarcts in locations such as the left infarction (bright signal) in the right
perisylvian cortex, medial frontal lobe, or thalamus, occipital and bilateral medial temporal lobes.
or with the presence of multiple cortical infarcts.
KEY POINTS of multiple strokes affecting sufficient based on a pattern of diffuse, severe
h Location, as well as size brain regions, such as the prefrontal cerebrovascular disease.4,5 In most
and severity, must be lobes, involved in cognitive process- cases, nonstroke vascular cognitive
taken into account
ing. This syndrome has been termed impairment is caused by subcortical
when considering the
multi-infarct dementia. By contrast, ischemic cerebral small vessel dis-
cognitive consequences
of infarcts and other
the clinician should generally be scep- ease, also called Binswanger disease
cerebrovascular lesions. tical of relating cognitive impairment (Case 6-2). However, our understand-
to single, small to moderately sized ing of the relationship between the
h The diagnosis of
infarcts in brain regions outside the location, extent, and severity of the ce-
nonstroke vascular
cognitive impairment
aforementioned strategic areas for rebral small vessel disease and the
should be supported cognitive processing. No single vol- resulting clinical syndromes is still in-
by the presence of ume threshold reliably discriminates complete; therefore, only general prin-
diffuse, severe patients with poststroke vascular cog- ciples can be discussed. Silent brain
cerebrovascular disease. nitive impairment versus those with- infarcts and white matter hyperin-
out because the cognitive effects of tensities on MRI predict risk for de-
infarcts and hemorrhages depends on mentia in population-based studies, and
the locations of the lesions as well as silent brain infarcts are associated with
their size. presence of dementia in autopsy-based
Consensus criteria recommend that studies,19Y21 while the relationship of
the diagnosis of nonstroke vascular cerebral microbleeds to cognition is
cognitive impairment should be less clear. Small infarcts in the thalamus
may be more likely to affect cognition clinical judgment, have not been stud-
than small infarcts in other locations. ied for their validity in clinical practice.
Higher numbers of infarcts and Promising new MRI techniques not
higher volumes of white matter yet ready for clinical use may, in the
hyperintensities are associated with future, allow better discrimination of
higher risk of cognitive impairment; clinically relevant from less clinically
however, exact thresholds are not relevant cerebrovascular lesions by
well defined and likely vary based on interrogating their impact on brain net-
the location of the lesions. To support a work function. Subcortical infarction
diagnosis of vascular cognitive impair- and ischemic white matter demyelin-
ment, the AHA/ASA recommends that ation are presumed to cause cognitive
‘‘diffuse, subcortical cerebrovascular impairment by disconnecting brain net-
disease pathology’’ should be present,4 works subserving cognition. Recent MRI
while the Vas-Cog Society recommends techniques have demonstrated that
that at least three supratentorial white matter hyperintensities of pre-
brain infarcts or ‘‘extensive and con- sumed vascular origin are associated
fluent’’ white matter hyperintensities with reduced structural brain con-
should be present.5 However, these nectivity measured using diffusion-
recommendations, while useful aids to tensor imaging,22 and that subcortical
KEY POINTS
h Microinfarcts are a infarction is associated with remote impairment should not be made based
substrate for vascular cortical atrophy in connected areas.23 on neuropsychological profile alone,
cognitive impairment, While neuroimaging remains the but should be supported by other
but are only visible at most useful diagnostic test to link evidence from clinical history, neuro-
autopsy because they are the presence and severity of cerebro- logic examination, and neuroimaging
too small to see on MRI. vascular disease with the presence of that is consistent with vascular cognitive
h Although patients vascular cognitive impairment, the impairment. Nonetheless, neuropsy-
with vascular cognitive clinician must keep in mind that neu- chological testing may be very help-
impairment often roimaging does not have perfect ful when uncertainty exists regarding
exhibit impairments in sensitivity for all clinically relevant the clinical significance of cerebrovas-
executive function and cerebrovascular lesions. Specifically, cular disease by identifying whether
processing speed, other neuroimaging is unable to detect mi- the neuropsychological profile is
cognitive domains may croinfarcts, which are infarcts as small more or less consistent with the iden-
also be affected. as 0.2 mm in diameter that are visible tified cerebrovascular lesions in that
h Motor signs that may at autopsy in approximately one- individual patient. Some vascular cog-
accompany vascular quarter of all deceased elderly but nitive impairment diagnostic criteria
cognitive impairment in up to half of all deceased elderly pa- require specific supportive clinical fea-
include frontal gait tients with dementia.24 These infarcts
disorder, lower body
tures, such as executive dysfunction,
fall below the limit of spatial resolution to be present to diagnose nonstroke
parkinsonism, apathy,
of clinical MRI. About half the time they vascular cognitive impairment,5,7 while
depression, urinary
incontinence, spasticity,
occur in the absence of gross infarcts, others do not.1,4
hyperreflexia, and such that neuroimaging may falsely sug- The clinician’s case for clinically
frontal release signs. gest the absence of infarction. relevant cerebrovascular disease can
When the patient’s neuropsycho- be further strengthened if other mo-
logical profile matches the location tor manifestations of cerebral infarc-
and severity of cerebrovascular dis- tion or hemorrhage are identified
ease, the case for clinically relevant ce- based on history and clinical exam-
rebrovascular disease is strengthened. ination. Noncognitive manifestations
Most commonly, vascular cognitive im- of cerebrovascular disease include
pairment is associated with relatively frontal gait disorder, lower-body par-
greater impairments in executive func- kinsonism, apathy, depression, urinary
tion and processing speed than in incontinence, spasticity, hyperreflexia,
episodic memory for a given level of and frontal release signs.5 Addition-
overall disability.4 By contrast, early AD ally, behavioral disturbances such as
is most often associated with episodic
apathy, depression, and emotional in-
memory impairment.25 However, it is
continence are frequent as well.5 The
important to recognize that some de-
presence of these signs, in the absence
gree of memory impairment is very
of competing nonvascular causes, sug-
common in vascular cognitive impair-
gests symptomatic cerebrovascular dis-
ment as well.4 Furthermore, the clini-
ease with the implication that the
cian should be aware that there can be
cerebrovascular disease could also be
great variety in the spatial distribution
affecting cognition.
and severity of cerebrovascular disease,
which determines the neuropsycholog-
ical profile. Therefore, there is no one Nonatherosclerotic and
uniform pattern of neuropsycho- Nonarteriolosclerotic Causes of
logical impairment in all patients with Vascular Cognitive Impairment
vascular cognitive impairment. For this The next sections review two impor-
reason, a diagnosis of vascular cognitive tant causes of vascular cognitive
KEY POINTS
h Cerebral amyloid most patients with cerebral amyloid cause vascular cognitive impairment
angiopathy is an angiopathy do not have AD dementia. include cerebral autosomal recessive
important cause of Community-based autopsy studies arteriopathy with subcortical infarcts
vascular cognitive show that cerebral amyloid angiopathy and leukoencephalopathy (CARASIL)
impairment, with effects is associated with cognitive impair- (a CADASIL-like disease caused by
that are independent ment and risk for dementia, even mutations in HTRA1) and mutations
of the degree of after accounting for the association in the COL4A1 gene.31
accompanying Alzheimer between cerebral amyloid angiopathy
disease pathology. and AD (Case 6-3).28 Controlling for PREVALENCE, NEUROPATHOLOGY,
h Cerebral autosomal the degree of coexisting Alzheimer AND RELATIONSHIP TO OTHER
dominant arteriopathy pathology, cerebral amyloid angiopathy NEURODEGENERATIVE DISEASES
with subcortical was associated with worse episodic Both clinical and autopsy data show
infarcts and
memory and perceptual speed.29 These that vascular cognitive impairment is
leukoencephalopathy is
the most common
cognitive impairments could be caused the second most common cause of
inherited monogenic by cerebral amyloid angiopathyY later life dementia, after AD. Specialty-
cause of vascular related microinfarction, ischemic clinicYbased studies show that vascular
cognitive impairment. white matter demyelination, impaired cognitive impairment is the diagnosis
h Vascular cognitive vascular reactivity, or the cumulative in about 10% of patients, while mixed
impairment is the effects of hemorrhages.30 There are dementia with a vascular component,
second most common no disease-modifying treatments for often in combination with AD, is the
cause of cognitive cerebral amyloid angiopathy. diagnosis in a similar or even greater
impairment and Monogenic inherited causes of proportion of cases.32 Epidemiologic
frequently coexists with vascular cognitive impairment. The studies are generally consistent with
other neurodegenerative presence of confluent white matter the clinic-based studies in showing
pathologies as hyperintensities or multiple lacunae that vascular dementia is the second
mixed dementia.
in excess of that expected by age most common cause of dementia.33
and not explained by conventional However, exact numbers on incidence
vascular risk factors should prompt and prevalence are difficult to estab-
consideration of an inherited cause lish because the different vascular de-
of vascular cognitive impairment, par- mentia criteria appear to vary in their
ticularly when a family history is sensitivity and specificity, inhibiting
present.31 The inherited cause of cross-cohort comparisons.
va scul ar cognitiv e impairment, Autopsy-based neuropathology
which is the most commonly en- studies of prevalence have a number
countered and best studied, may of advantages over clinic-based stud-
be cerebral autosomal dominant ies. The autopsy allows quantitative
arteriopathy with subcortical infarcts or semiquantitative measurement of
and leukoencephalopathy (CADASIL). cerebrovascular lesions difficult to
CADASIL is an autosomal dominant identify on in vivo imaging, such as
disease caused by mutations in the microinfarction, and allows quantita-
NOTCH3 gene. Affected patients de- tive assessment of comorbid patholo-
velop migraine, lacunar stroke, and gies such as neurofibrillary tangles,
then vascular cognitive impairment amyloid plaques, and Lewy bodies.
due to the cumulative effects of mul- Ideally, neuropathology studies would
tiple lacunar infarcts and extensive be nested within community repre-
white matter hyperintensities. There sentative samples and have a high
are no disease-modifying treatments. degree of participation in the au-
Other inherited diseases that can topsy arm to avoid the referral and
FIGURE 6-4 Axial MRI of the patient in Case 6-3 shows six microbleeds on the gradient recalled echo (GRE) sequence, all
in lobar locations (A), and severe white matter hyperintensities on the fluid-attenuated inversion recovery
(FLAIR) sequence (B). Two years after initial presentation, the patient had a right parietal intracerebral
hemorrhage (C), typical of cerebral amyloid angiopathy.
Comment. Probable cerebral amyloid angiopathy was diagnosed in this case on the basis of
the Boston criteria (Table 6-4), which indicate that cerebral amyloid angiopathy is highly probable
in patients with a lobar intracerebral hemorrhage and MRI evidence of one or more microbleeds
restricted to lobar locations. Patients with multiple lobar-only microbleeds, without hemorrhagic
stroke, are also likely to have cerebral amyloid angiopathy, although the Boston criteria have not
been validated in this setting. Neuropathology studies show that more severe cerebral amyloid
angiopathy is a predictor of cognitive impairment, controlling for the degree of accompanying
Alzheimer pathology.
KEY POINTS
h Vascular cognitive selection bias that may affect clinic- actions between these most common
impairment accounts based studies. pathologies of dementia. This interest
for up to one-third of Cerebrovascular lesions commonly has been heightened by recent obser-
dementia risk. measured at autopsy include infarcts, vations that sporadic AD is associated
h Patient and caregiver hemorrhages, arteriolosclerosis, and with a failure of soluble amyloid-" (A")
support to maintain atherosclerosis. Microinfarcts, which clearance37 and that soluble A" can
quality of life and may be the most clinically relevant exit the brain through vascular and
prolong community vascular neuropathologic lesion, can perivascular clearance pathways.38 How-
living are important be identified on histology but are ever, autopsy studies generally show
aspects of vascular usually not visible grossly or on in that the burden of cerebrovascular and
cognitive impairment vivo MRI.24 Conversely, it is impor- Alzheimer pathology are independent
management. tant to recognize that some lesions of one another and that effects on
readily visible on MRI, such as mi- the odds of dementia are additive, not
crobleeds, may be hard to find at multiplicative.39 Thus, interactions be-
autopsy and that MRI white matter tween cerebrovascular and Alzheimer
hyperintensities, which have such a pathology seem to be in their com-
dramatic appearance on MRI, are bined effects on brain cellular and net-
difficult to visualize at autopsy with- work function, and not because one
out special stains and, therefore, can disease directly causes the other; how-
be overlooked. ever, note that this observation does
Vascular pathology is extremely not exclude a role for variance in (non-
common at time of death, both in diseased) vascular clearance of A" in
persons with and without dementia, the pathogenesis of AD.
being present in roughly 80% of
brains overall.34 By comprehensively
MANAGEMENT OF VASCULAR
measuring both vascular as well as
COGNITIVE IMPAIRMENT
comorbid neurodegenerative pathol-
ogies it is possible to estimate, in an Management of vascular cognitive im-
unbiased and objective manner, the pairment may be categorized as pa-
relationship between vascular pathol- tient and caregiver support, cognitive
ogies and risk for dementia in rehabilitation for poststroke vascular
community-based studies, while simul- cognitive impairment, consideration of
taneously controlling for other pathol- cognitive enhancing medications, and
ogies. Using this approach, autopsy treatment and secondary prevention
studies consistently show that vascu- of the causative cerebrovascular pro-
lar pathology, mostly consisting of man- cess. Recommendations for the man-
ifestations of cerebral small vessel a g e m e n t of vascular c ogni tive
disease such as small infarcts, indepen- impairment have been published by
dently predicts the risk of dementia the AHA/ASA.4
even when accounting for Alzheimer Personal and caregiver support
and Lewy body pathology. These data should follow general principles of
suggest that vascular pathology ac- management for patients with MCI
counts for roughly one-quarter to or dementia and should include
one-third of dementia risk.35,36 assessments of driving safety, safety
The frequent co-occurrence of in the home, financial and medical ad-
Alzheimer and vascular pathology with vanced planning, management of
deleterious effects on cognition has neuropsychiatric complications, and
raised scientific interest in whether palliative care, as appropriate for the
there are deeper, fundamental inter- individual patient.40
KEY POINT
h Careful control of measurement of serum lipid profile, arm, but only in patients with severe
vascular risk factors and measurement of either fasting hyperintensities at baseline.49 A limita-
may be an important blood glucose or glycosylated hemo- tion of all of these trials is that the
component of globin A1c to assess for diabetes mel- sample sizes were not large enough to
dementia prevention. litus. More intensive investigations link slowing of white matter hyperin-
for proximal sources of embolism, tensity progression with reduction in
such as echocardiography, prolonged clinical end points such as cognitive
cardiac rhythm monitoring for atrial decline or stroke.
fibrillation, and noninvasive carotid im-
aging for carotid-territory infarcts, PREVENTION OF VASCULAR
should be considered in patients with COGNITIVE IMPAIRMENT
infarcts that could be of embolic ori- Improved population control of vas-
gin, such as cortical infarcts, but may cular risk factors is one of the most
not be necessary in patients with only promising approaches to dementia
small subcortical infarcts likely caused prevention. Stroke and cardiovascular
by intrinsic small vessel disease. mortality has been declining for sev-
There are no proven therapies for eral decades, probably partly related
prevention of cognitive decline in pa- to better control of vascular risk fac-
tients with cerebral small vessel dis- tors as well as better acute manage-
ease.45 Secondary prevention should ment. There is emerging evidence
focus on addressing the vascular risk that the age-standardized incidence
factors identified in the diagnostic of dementia is declining, but the
workup. It is reasonable to start aspirin degree to which this declining inci-
in patients with silent brain infarcts, dence can be attributed to better
and this treatment may also be con- vascular risk factor control is un-
sidered in patients with extensive, con- known.50 The Finnish Geriatric Inter-
fluent white matter hyperintensities. vention Study to Prevent Cognitive
When considering indications for Impairment and Disability (FINGER)
statin therapy, it is not proven whether study randomly assigned participants
cerebral small vessel disease should be to a vascular risk factor control reg-
considered an atherosclerotic disease imen as part of a multidomain ap-
equivalent; therefore, the use of statins proach to dementia prevention and
may be considered on a case-by-case found that the multidomain interven-
basis in individual patients, particularly tion, which also included diet, exer-
when there is hypercholesterolemia. cise, and cognitive training, prevented
White matter hyperintensity progres- decline in cognitive test scores.51
sion has been evaluated as a secondary
end point in several randomized con- CONCLUSION
trolled trials. Progression is probably Vascular cognitive impairment is the sec-
slowed by good blood pressure con- ond most common cause of dementia
trol46 but was not slowed by intensive and is a frequent contributor to mixed
glucose management (to glycosylated dementia. All patients with cognitive
hemoglobin A1c level of less than impairment should be assessed for
6.0%),47 with mixed results for two contributing vascular causes. The di-
trials of statin therapy.48 A single trial of agnostic approach should be based on
homocysteine-lowering vitamin therapy identifying cognitive impairment,
showed less MRI white matter hyper- identifying vascular disease, including
intensity progression in the treatment clinically hard-to-recognize cerebral
506 www.ContinuumJournal.com April 2016
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Rapidly Progressive
Address correspondence to
Dr Michael D. Geschwind,
University of California,
Dementia
San Francisco, Memory and
Aging Center, Box 1207,
San Francisco, CA 94143-1207,
[email protected].
Relationship Disclosure: Michael D. Geschwind, MD, PhD
Dr Geschwind serves on the
board of directors for San
Francisco Bay Area Physicians
for Social Responsibility and ABSTRACT
serves as a consultant for
Advance Medical, Best Purpose of Review: This article presents a practical and informative approach to
Doctors Inc, the Franciscan the evaluation of a patient with a rapidly progressive dementia (RPD).
Physician Network, the Recent Findings: Prion diseases are the prototypical causes of RPD, but reversible
Gerson Lehrman Group Inc,
Lewis Brisbois Bisgaard & causes of RPD might mimic prion disease and should always be considered in a
Smith LLP, MEDACorp, and differential diagnosis. Aside from prion diseases, the most common causes of RPD are
Quest Diagnostics. Dr atypical presentations of other neurodegenerative disorders, curable disorders includ-
Geschwind receives personal
compensation as a speaker for ing autoimmune encephalopathies, as well as some infections, and neoplasms. Nu-
grand rounds lectures and merous recent case reports suggest dural arterial venous fistulas sometimes cause RPDs.
receives research/grant Summary: RPDs, in which patients typically develop dementia over weeks to months,
support from Cure PSP, the
Michael J. Homer Family require an alternative differential than the slowly progressive dementias that occur over
Fund, the National Institute a few years. Because of their rapid decline, patients with RPDs necessitate urgent
on Aging, Quest Diagnostics, evaluation and often require an extensive workup, typically with multiple tests being
and the Tau Consortium.
Unlabeled Use of
sent or performed concurrently. Jakob-Creutzfeldt disease, perhaps the prototypical
Products/Investigational RPD, is often the first diagnosis many neurologists consider when treating a patient
Use Disclosure: with rapid cognitive decline. Many conditions other than prion disease, however,
Dr Geschwind reports
no disclosure.
including numerous reversible or curable conditions, can present as an RPD. This chapter
* 2016 American Academy discusses some of the major etiologies for RPDs and offers an algorithm for diagnosis.
of Neurology.
Continuum (Minneap Minn) 2016;22(2):510–537.
FIGURE 7-1 Major diagnostic categories of patients with rapidly progressive dementia (RPD)
referred to, versus evaluated at, the University of California, San Francisco (UCSF)
rapidly progressive dementia program over 13 years. A, Diagnostic distribution
of patients with RPD referred to UCSF over about a 13-year period, most of whom had
extensive medical record review, but only about one-fourth of whom were evaluated in
person at UCSF. Almost one-third of cases referred to (as well as evaluated at) UCSF were
diagnosed with sporadic Jakob-Creutzfeldt disease. In more than one-fourth of referred cases,
although a sporadic Jakob-Creutzfeldt disease diagnosis (potential sporadic Jakob-Creutzfeldt
disease) was suspected, not enough information existed to make a probable Jakob-Creutzfeldt
disease diagnosis.5,6 Acquired Jakob-Creutzfeldt disease includes iatrogenic and infectious
forms of prion disease. The genetic prion diseases category included patients who had
confirmed mutations (autosomal dominant) in the prion protein gene, PRNP, or were from
families with genetic prion disease. Whereas many of the genetic prion diseases presented
similarly to sporadic Jakob-Creutzfeldt disease, as an RPD, a significant minority had clinical
presentations more similar to other more slowly progressive diseases, such as Alzheimer disease
or atypical parkinsonian or ataxic syndromes.2 One-fourth of cases were diagnosed with a
nonprion etiology for their RPD. B, Diagnostic distribution of patients with RPD evaluated in
person at UCSF. A larger percentage of nonprion RPDs and genetic prion diseases is evident;
the latter is a bias partly because of the UCSF research program in genetic prion diseases and
antibody-mediated encephalopathies.
JCD = Jakob-Creutzfeldt disease.
KEY POINT
h In most larger rapidly At the UCSF center, the nonYJakob- by Deborah L. Renaud, MD,10 in this issue
progressive dementia Creutzfeldt disease/nonYprion disease of Continuum. Despite CSF pleocytosis
series, the most group comprises 25% of all referrals being extremely rare in prion disease,
common causes of (both records review or in-person eval- several patients with meningoencepha-
rapidly progressive uation) and 44% of those evaluated in litis were referred as suspected Jakob-
dementia are nonprion person. Figure 7-1B shows the diag- Creutzfeldt disease; in only a few patients
neurodegenerative
nostic distribution for the subset of with encephalitis was the agent identi-
diseases, prion diseases,
referred patients who were evaluated fied (human immunodeficiency virus
and autoimmune/
antibody-mediated in person at our center over about the [HIV], Lyme disease, and enterovirus).5
encephalopathies. past 13 years. Many cases referred for In the German center publication, 34%
potential sporadic Jakob-Creutzfeldt of patients initially suspected of having
disease were found to have nonprion Jakob-Creutzfeldt disease by referring
diagnoses when evaluated in person at physicians were ultimately found by
our center.5 pathology or clinical follow-up to have
Table 7-1 shows the types of diag- other diagnoses. Importantly, many pa-
noses of nonprion RPDs referred to tients had not only treatable, but po-
UCSF, the German Jakob-Creutzfeldt tentially reversible conditions.
disease surveillance unit, and the US In the United States, to help monitor
National Prion Disease Pathology Sur- for potential new forms of human prion
veillance Center (NPDPSC), based on disease, the Centers for Disease Control
publications from these three major and Prevention funds the NPDPSC to
prion referral centers.7,8 The UCSF perform brain autopsies on all referred
cohort was during an approximately suspected prion cases. In an important
8-year period and includes some pre- study, they reviewed 1106 autopsies
viously published cases.5 In many cases, performed over about a 10-year period
for those in whom prion disease was
Jakob-Creutzfeldt disease was sus-
not identified (N = 352). Among the
pected by the referring physicians.
304 in whom they confirmed another,
Overall, the most common nonprion
nonprion pathologic diagnosis, 73% had
RPD diagnostic categories were non-
what they deemed as ‘‘untreatable’’ con-
prion neurodegenerative diseases. Neu-
ditions, but 23% had ‘‘treatable’’ (po-
rologic autoimmune conditions were
tentially curable) dementias.8 Of the
very common even in some of these
71 ‘‘treatable’’ cases they identified,
cohorts, which are a few years old, 37% were immune mediated, 35% were
predating the discovery of some of the neoplasms, 20% were infections, and
more recently discovered antibodies 8% were metabolic disorders.8 Although
associated with autoimmune encepha- one advantage of this study from the
lopathies. It is likely that antibody- NPDPSC is that all cases were autopsy
mediated encephalopathies today are proven, this is also a shortcoming as
an even larger percentage of nonprion they do not include patients with RPD
RPDs than shown in Table 7-1. Several who did not die or did not come to
patients from the UCSF center had autopsy. This study also would not
leukoencephalopathies of unclear eti- include RPD cases diagnosed premor-
ology. For reviews of these disorders, tem or those who might have recovered
refer to the article ‘‘Autoimmune En- (from treatment or other reasons).
cephalopathies and Dementias’’ by Two retrospective studies examined
Andrew McKeon, MD,9 and to the article the causes of RPD in patients admit-
‘‘Adult-Onset Leukoencephalopathies’’ ted to two European tertiary medical
Hereditary ataxia 2
Huntington disease 2
Metabolic disorder 2
Primary central nervous 2
system lymphoma
Othere 4
Total 100
a
If only a single case of any given condition presented to a cohort, it was placed under ‘‘other.’’
b
Numbers in parentheses indicate the number of pathology-proven cases.
c
Includes antiYvoltage-gated potassium channel complex, glutamic acid decarboxylase (GAD65), Yu, Hu, CV2, adenylate kinase5, "-amino-3-
hydroxy-5-methylisoxazole-4-proprionic acid (AMPA) receptor, glial, neuropil, and other antibodies as well as Hashimoto encephalopathy.
d
Includes two cases of mixed Alzheimer disease with Lewy bodies.
e
Other UCSF cohort cases include hydrocephalus, mesial temporal sclerosis, vertigo, germinoma, methylmalonic acidemia, multiple sclerosis,
methotrexate toxicity, and pathology-proven sarcoid. Other German cohort cases include leukoencephalopathy, amyloid angiopathy, fatal
familial insomnia, hypoxia, and Niemann-Pick lipoid histiocytosis. Other NPDPSC cohort cases include corticobasal degeneration, adult
polyglucosan body disease, Huntington disease, Marchiafava-Bignami disease, and superficial siderosis.
centers (Table 7-2).11,12 In the first, at Lewy bodies [DLB], Parkinson disease
a tertiary referral center in Greece, dementia, progressive supranuclear
RPD was defined as progression to palsy, and corticobasal syndrome). Sec-
dementia from first symptom onset in ondary dementias included four patients
less than 1 year. The authors of this with normal pressure hydrocephalus,
study also excluded cases with acute two with neurosyphilis, and one each
cognitive impairment in the context of with scleroderma, sarcoidosis, system-
a confusional state due to acute infec- atic lupus erythematosus, central ner-
tious, metabolic, or toxic causes (eg, vous system (CNS) primary vasculitis,
acute viral encephalitis, acute hy- limbic encephalitis, HIV encephalitis,
ponatremia, hypoglycemia, and recent CNS tumor, Q fever, vitamin B12 defi-
use of anticholinergic drugs). Over a ciency, multiple sclerosis, drug-
3-year period, they identified 68 sub- induced dementia, and dementia in
jects with RPD meeting their criteria. the context of chronic psychosis. The
The largest single category were non- mean age at onset T standard devia-
prion neurodegenerative diseases tion (SD) was 65.5 T 10.0 (median
(47.1%), followed by secondary de- 66.7; range 35.3 to 82.8) years of age.
mentias (26%). Some of the larger For nonYJakob-Creutzfeldt disease
single diagnoses were Alzheimer dis- causes, the mean time to dementia
ease (AD) (17.6%), followed by front- was about 8 (range 1 to 11) months,
otemporal dementia (FTD) (16.2%), but for Jakob-Creutzfeldt disease it
and equally represented (among was 3 (range 1 to 5) months.11
13.2% of the cohort) vascular demen- The second retrospective study
tia, Jakob-Creutzfeldt disease, and vari- reviewed all admissions for RPD
ous other neurodegenerative diseases from 1994 to 2009 at a major hospital
(multiple system atrophy, dementia with in Barcelona, Spain (Table 7-2).12 The
Cryptococcal antigena
Continued on page 517
Echocardiogram
CSF = cerebrospinal fluid; CT = computed tomography; DNA = deoxyribonucleic acid; EEG = electroencephalogram; IgG = immunoglobulin G;
MRI = magnetic resonance imaging; SSA = Sjögren syndrome A; SSB = Sjögren syndrome B.
a
Initial screening for cryptococcal antigen depends on the clinical scenario and the geographic location.
b
Initial screening for viral PCRs, antibodies, and cultures depends on the clinical scenario, MRI findings, geographic location, and patient’s
travel history.
c
Initial screening for bacterial, fungal, acid-fast bacilli stains, and cultures depends on the clinical scenario and imaging findings.
d
Initial screening for cytology and flow cytometry depends on the clinical scenario, MRI findings, if cancer is suspected, or if CSF pleocytosis is
present.
recommend rapid plasma reagin (RPR) tia. CSF pleocytosis or elevated CSF
as a screening test for dementia, at IgG index or oligoclonal bands might
the UCSF center the author prefers to indicate an autoimmune or inflam-
send this test, as it is a relatively in- matory process, such as paraneo-
expensive test for a treatable demen- plastic or other neuroimmunologic
KEY POINTS
h Sending the CSF conditions. Although oligoclonal bands workup including fluorodeoxyglu-
biomarkers 14-3-3, total or elevated IgG index can occur in cose positron emission tomography
tau, and neuron-specific Jakob-Creutzfeldt disease,2 their pres- (FDG-PET)/CT and various ultrasounds
enolase is always ence probably should prompt an auto- might be indicated.
recommended, not immune and paraneoplastic evaluation. Additional, or second-tier, tests that
necessarily as diagnostic In the author’s UCSF Jakob-Creutzfeldt may be considered, depending on the
tests for prion disease, diseaseYRPD cohort, several patients results of the initial screen or the clin-
because they are not, with RPD were identified who had ical scenario, are shown in Table 7-3.
but rather as markers of either an elevated IgG index or oli- These include additional blood work,
rapid neuronal injury. If goclonal bands and the presence of urine testing, CSF analysis, brain and
these biomarkers are
novel antineuronal antibodies in their body imaging, and other tests. With
elevated, they help
serum and/or CSF. Although some pa- the exception of lymphomas, RPDs that
confirm the history of a
rapidly progressive
tients had cancer, in many, no cancers present with space-occupying brain
neurologic condition. were identified despite thorough eval- masses are easily identified by CT or
uation.5,16,17 At the author’s center, MRI scan, and the details of most of
h The use of a mnemonic
sending the CSF biomarkers 14-3-3, total these disorders are omitted from
device, such as VITAMINS
(vascular, infectious,
tau (t-tau), and neuron-specific enolase this chapter.
toxic-metabolic, is always recommended, not necessarily
autoimmune, malignancy, as diagnostic tests for prion disease, CONSIDERATION OF RAPIDLY
iatrogenic, because they are not,2 but rather as PROGRESSIVE DEMENTIAS BY
neurodegenerative, and markers of rapid neuronal injury. If ETIOLOGIC CATEGORY
systemic), when these biomarkers are elevated, they Several RPDs come under more than
evaluating a patient with help confirm the history of a rapidly one etiologic category; paraneoplastic
rapidly progressive progressive neurologic condition. If antibody-mediated encephalopathies,
dementia can help the prion disease is in the differential, the for example, are both autoimmune
clinician consider many CSF real-time quaking induced con- and neoplastic. In addition, not all
diverse etiologies for
version (RT-QuIC) test that detects conditions mentioned present as de-
such conditions.
prion seeding activity should be mentia, but may have other rapidly
performed.2 If AD is a consideration, progressive neurologic signs, such as
consider sending CSF for phosphory- ataxia or chorea. One useful mnemonic
lated tau (p-tau) and amyloid-"42 device for the differential evaluation of
(A"42). As A"42 sticks very strongly to RPDs is the acronym VITAMINS, which
regular plastic (lowering the measured stands for vascular, infectious, toxic-
value of the enzyme-linked immuno- metabolic, autoimmune, malignancy,
sorbent assay [ELISA]), only polypro- iatrogenic, neurodegenerative, and sys-
pylene tubes should be used for temic (as well as seizures and sarcoid)
collection; the CSF for that test should etiologies (Table 7-4). The following
not touch regular plastic tubes or the sections discuss several nonprion RPDs
manometer found in lumbar punc- by their diagnostic category or etiol-
ture trays. For a patient with an ogy, in the order of the mnemonic
undiagnosed RPD after the ini- VITAMINS. A diagnostic algorithm for
tial workup, a body CT scan with and RPDs is shown in Figure 7-2.
without contrast should be per-
formed for malignancy, sarcoid, or Vascular
other etiology. If a body CT is not ini- As noted in Table 7-2 and Table 7-4,
tially feasible, start with a chest x-ray. numerous vascular conditions can
If paraneoplastic antibodies are posi- cause RPDs, including strokes or mul-
tive, depending on the specific anti- tiple infarcts, cerebral amyloid angio-
body identified, an aggressive cancer pathy, dural arteriovenous fistulas
518 www.ContinuumJournal.com April 2016
b Vascular/Ischemic
Multi-infarct
Thalamic or callosum infarcts
Cerebral amyloid angiopathy
Dural arteriovenous fistulas
Central nervous system (CNS) vasculitis
Venous thrombosis
Cerebroretinal microangiopathy with calcifications and cysts
Posterior reversible encephalopathy syndrome (PRES)
Subacute diencephalic angioencephalopathy
b Infectious
Viral encephalitis, including herpes simplex virus
Human immunodeficiency virus dementia
Progressive multifocal leukoencephalopathy
Fungal infections (eg, CNS aspergillosis, coccidioidomycosis)
Amoebic infection (eg, Balamuthia mandrillaris)
Spirochete infection
Lyme disease (rarely encephalopathy)
Whipple disease (rarely rapid)
Subacute sclerosing panencephalitis (young adults)
Urinary tract infection, pneumonia in elderly patient or patient with
mild dementia
b Toxic-Metabolic
Electrolyte disturbances (sodium, calcium, magnesium, phosphorus)
Endocrine abnormalities (thyroid, parathyroid, adrenal)
Extrapontine myelinolysis
Vitamin B12 (cyanocobalamin) deficiency
Vitamin B1 (thiamine) deficiency (Wernicke encephalopathy)
Niacin deficiency (not usually rapid)
Folate deficiency (dementia rare)
Uremic encephalopathy
Portosystemic shunt encephalopathy
Poikilothermia
Continued on page 520
Hepatic encephalopathy
Acquired hepatocerebral degeneration
Hypoxia/hypercarbia
Hyperglycemia/hypoglycemia
Porphyria
Metal toxicity (bismuth, lithium, mercury, magnesium [Parkinsonism])
Mitochondrial disease (eg, mitochondrial myopathy, encephalopathy, lactic
acidosis, and strokelike episodes syndrome [MELAS])
b Autoimmune
Antibody-mediated dementia/encephalopathy
CNS lupus
Acute disseminated encephalomyelitis (ADEM)
Hashimoto encephalopathy (steroid-responsive encephalopathy associated
with autoimmune thyroiditis [SREAT])
Other CNS vasculitides
b Metastases/Neoplasm Related
Paraneoplastic diseasesVlimbic encephalopathy
Metastases to CNS
Primary CNS lymphoma
Intravascular lymphoma
Lymphomatoid granulomatosis
Lymphomatosis cerebri
Gliomatosis cerebri
Metastatic encephalopathy
Carcinomatous meningitis
b Iatrogenic
Medication toxicity (eg, lithium, methotrexate, chemotherapy)
Illicit drug use
b Neurodegenerative
Prion disease
Alzheimer disease
Dementia with Lewy Bodies
Frontotemporal dementia
Corticobasal degeneration
Continued on page 521
FIGURE 7-2 Algorithm for evaluating rapidly progressive dementia. Refer to the text and
Table 7-3 for details about the workup for each diagnostic category.
CSF = cerebrospinal fluid; IV = intravenous; RPD = rapidly progressive dementia.
FIGURE 7-5 Brain MRI of a 68-year-old man with recent hyperintensive encephalopathy
leading to subacute diencephalic angioencephalopathy. His first symptoms
were hypernasal dysarthria and palatal weakness that resolved over 3 months
after treatment of hypertension. Thirteen months after initial onset, he developed headaches,
confusion, and speech and language problems due to hyperintensive encephalopathy, which
again resolved with treatment. About 15 months after initial onset, he began a downward,
but fluctuating course (with treatments), over 8 weeks, of a rapidly progressive neurologic
decline leading to his death. Brain autopsy revealed findings consistent with subacute
diencephalic angioencephalopathy. Nonenhancing, confluent subcortical axial
fluid-attenuated inversion recovery (FLAIR) hyperintensities in the occipital lobes (A) and left
temporal lobe (B) at the time of initial onset. Confluent nonenhancing abnormal coronal
T2-weighted signal symmetrically in the pons, as well as confluent periventricular FLAIR
signal, at 13 months after onset (C). One month later, imaging demonstrated bilaterally
symmetric T1 and T2/FLAIR hyperintense abnormal signal in the thalami (D, coronal FLAIR;
E, axial FLAIR). Thalamic abnormalities enhanced minimally following gadolinium
administration on axial T1-weighted images (F, unenhanced; G, enhanced). Small
T1-weighted (H) and T2-weighted hyperintense cortical foci were also seen.
Reprinted with permission from Graffeo CS, et al, J Clin Neurosci.34 www.jocn-journal.com/article/S0967-
5868(15)00354-9/abstract. B 2015 Elsevier Ltd.
simplex virus, should be ruled out. With as aspergillosis in the CNS, may also
herpes simplex virus, serial CSF PCR cause RPD, although most commonly
may be needed. It is important to rule in immunocompromised patients.
out HIV35,36 and, when clinically indi- Although Whipple disease classi-
cated, acquired immune deficiency syn- cally presents with gastrointestinal
drome (AIDS)-related CNS conditions symptoms, lymphadenopathy, fever,
such as toxoplasmosis, primary CNS and arthralgia, neurologic involve-
lymphoma, and progressive multifocal ment occurs in 5% to 45% of cases
leukoencephalopathy. Depending on (depending on the study) and can be
the geographic location, Lyme disease the presenting symptom. Symptoms
or other local infectious agents, such as of CNS Whipple disease often include
Balamuthia mandrillaris in California, cognitive and psychiatric dysfunction,
most of which are treatable, should be hemiparesis, seizures, and ataxia, and
considered.37 Fungal infections, such may present as an RPD. Although
KEY POINTS
h Any patient in whom [BSS] or Pepto-Bismol in the United diarrheal illnesses, and thyrotoxicosis.
Wernicke encephalopathy States or colloidal bismuth [CBS] or In industrialized nations, pellagra is
is a consideration should De-Nol in Europe), can cause RPD, most often seen in alcoholics and in
be urgently treated even mimicking Jakob-Creutzfeldt dis- patients taking isoniazid. Clinical diag-
with empiric ease. Symptoms include cognitive dys- nosis is usually made on suspicion,
thiamine replacement. function, tremor, ataxia, dysarthria, and ruling out other etiologies, and then
h In sporadic myoclonus. A careful history and bis- treating patients empirically (niacin
Jakob-Creutzfeldt muth level testing can confirm the 40 mg/d to 250 mg/d), usually re-
disease, there is usually diagnosis. Symptoms are often revers- sulting in improvement of neuro-
relative sparing of the ible if caught early.43 logic symptoms.46,47
perirolandic cortex on There are far too many metabolic Thiamine (vitamin B1) deficiency
fluid-attenuated disorders that can cause RPD to be can cause Wernicke encephalopathy,
inversion recovery and discussed in this article, from hyper- which classically presents as an acute/
diffusion-weighted calcemia 44 to poikilothermia 45 A subacute dementia with ophthalmo-
imaging MRI, particularly few important reversible categories, paresis (with vertical or horizontal nys-
in comparison to however, are vitamin deficiencies and tagmus), ataxia, and memory loss.
adjacent cortex. endocrinologic dysfunction. Niacin Often, however, not all features are
(vitamin B3) deficiency, or pellagra present. Pathologically, there may be
(‘‘rough skin’’), is often described as hemorrhagic necrosis of the mam-
‘‘the three Ds’’: dermatitis, diarrhea, millary bodies or dorsomedial nucleus
and dementia. Neurologic deficits of the thalamus that may be detected
can include peripheral neuropathy, on MRI. Restricted diffusion may be
myelopathy, and subacute cognitive present on DWI and apparent diffusion
deficits. Other nutritional deficiencies coefficient (ADC) maps,48 and some
often occur in conjunction with pel- imaging features can overlap with
lagra. Niacin deficiency occurs most those seen in Jakob-Creutzfeldt disease
commonly in nutritionally deprived (Case 7-1 and Figure 7-6). Any patient
patients (eg, alcoholics, malnourished, in whom Wernicke encephalopathy is
impoverished), and in association with a consideration should be urgently
systemic disorders, including diabetes treated with empiric thiamine replace-
mellitus, neoplasms, chronic infections, ment. All patients with a dementia
cirrhosis, chronic gastrointestinal or should be screened for vitamin B12
Case 7-1
A 61-year-old woman was evaluated at an outside hospital several times over the course of 8 months
for insidious onset of psychiatric symptoms (depressed mood and severe anxiety with panic attacks)
followed by gastrointestinal symptoms (eg, abdominal pain, nausea, vomiting) and anorexia of unclear
etiology. She had a history of obesity and had lost more than 40% of her initial body weight over
this time period, became progressively confused, and was unable to live independently. Results from
broad urinary and serologic investigations were nondiagnostic, and her EEG reportedly showed diffuse
slowing. Notably, her CSF analysis showed elevated total tau and 14-3-3 proteins, and brain MRI
showed fluid-attenuated inversion recovery (FLAIR) and diffusion-weighted imaging (DWI)
hyperintensities in the deep nuclei and cortical ribboning along the rolandic cortex, interpreted as
consistent with Jakob-Creutzfeldt disease. Given her rapidly progressive dementia and CSF and MRI
findings, she was diagnosed with sporadic Jakob-Creutzfeldt disease, and further workup was not
pursued. Upon review of her medical records, we assessed that her clinical syndrome and brain MRI
findings (involvement of periaqueductal gray matter, midbrain tectum, medial thalamus, and perirolandic
cortex) (Figure 7-6) were more consistent with thiamine deficiency and not with Jakob-Creutzfeldt
Continued on page 527
FIGURE 7-6 MRI of the patient in Case 7-1. Wernicke encephalopathy (compared to a sporadic
Jakob-Creutzfeldt disease case). Fluid-attenuated inversion recovery (FLAIR) (AYD),
diffusion-weighted imaging (DWI) (EYH), and apparent diffusion coefficient (ADC) map (IYL)
sequences showing FLAIR and DWI hyperintense signal changes involving the periaqueductal gray and
midbrain tectum, medial thalami, and perirolandic cortex in the patient with Wernicke encephalopathy. There
is relative sparing of the mammillary bodies across all sequences (B,F,J). The ADC sequences (IYL) primarily show
subtle hypointensity in the perirolandic cortex (L), corresponding to hyperintensities on FLAIR (D) and DWI (H). This
pattern preferentially involving the perirolandic cortex is the opposite of what we typically see in sporadic
Jakob-Creutzfeldt disease (MYP; DWI sequences), in which there is generally sparing of the perirolandic region,
particularly the primary motor cortex.
Case 7-2
A 66-year-old right-handed woman with a history of poorly controlled insulin-dependent diabetes
mellitus, hypothyroidism, and primary biliary cirrhosis was found unconscious. She had not been
compliant with her insulin treatment, and her blood glucose level was 99 mg/dL, which was taken by a
paramedic, although it was not clear if this was after she was given glucose. For the first 3 days of
admission her blood sugar was in the range of 96 mg/dL to 366 mg/dL, which decreased to 25 mg/dL
and 42 mg/dL on the fourth and fifth days of admission. She regained her consciousness after a day or
two without focal neurologic deficits, but was confused (eg, using her telephone as a television
remote control). Blood tests were unremarkable. CSF analysis showed normal white blood cell count,
red blood cell count, protein, and glucose, but positive 14-3-3 protein, elevated neuron-specific enolase of
78 ng/mL (more than 35 ng/mL consistent with Jakob-Creutzfeldt disease according to Mayo Medical
Laboratories),51 very elevated total tau of 17,585 pg/mL (greater than 1200 ng/mL consistent with
Jakob-Creutzfeldt disease according to Athena Diagnostics, Inc),52 and very elevated phosphorylated tau
of 88.4 pg/mL (more than 61 pg/mL considered elevated according to Athena Diagnostics, Inc), and
normal amyloid-"42 of 828.8 pg/mL (according to Athena Diagnostics Inc). Brain MRI fluid-attenuated
inversion recovery (FLAIR), diffusion-weighted imaging (DWI), and apparent diffusion coefficient (ADC)
map 2 days after the onset demonstrated cortical ribboning and left caudate hyperintensity with restricted
diffusion (Figure 7-7A, 7-7B, and 7-7C). Her cognitive functions gradually improved, but she had
intermittent confusion and disorientation. A second MRI 3 weeks after the onset showed less diffusion
restriction in the left caudate but possible new reduced diffusion in the right caudate head and anterior
putamen (Figure 7-7D, 7-7E, and 7-7F). She was referred to our center for a Jakob-Creutzfeldt disease
treatment trial. Notably, 1 month after the onset, at our center, she had continued to improve
significantly in cognitive and behavioral domains, although had mild cognitive impairment. A third
Continued on page 529
528 www.ContinuumJournal.com April 2016
FIGURE 7-7 MRI of the patient in Case 7-2. A 66-year-old woman with hypoglycemic
encephalopathy. Fluid-attenuated inversion recovery (FLAIR) (A, D, G),
diffusion-weighted images (DWI) (B, E, H), and apparent diffusion coefficient
(ADC) map (C, F, I) sequences 2 days (AYC), 3 weeks (DYF), and 1 month (GYI) after onset.
Initial MRI (AYC) showed left frontal (white arrows), left insular (red arrows), bilateral medial
occipital (blue arrows), and left caudate (white arrowhead) FLAIR/DWI hyperintensity with
restricted diffusion, which is subtle but definitely appreciable. Repeat MRI about 3 weeks later
(DYF) showed possible reduced FLAIR/DWI hyperintensity in the left caudate head and medial
occipital regions, and possible increased right caudate FLAIR hyperintensity and restricted
diffusion (DYF; white arrowheads). A third MRI 1 week later, 1 month after onset (GYI),
revealed more intense FLAIR/DWI insular (G, H; red arrows) and frontal cortical hyperintensities
(G, H; white arrows) and possible restricted diffusion and FLAIR hyperintensity still present in
the caudate heads (G, H; arrowheads). The resolution of occipital cortical ribboning in such a
short time argued against a diagnosis of sporadic Jakob-Creutzfeldt disease.
50
Reprinted with permission from Rosenbloom MH, et al, Neurol Clin Pract. cp.neurology.org/content/5/2/108.full.
B 2015 American Academy of Neurology.
Case 7-3
A 50-year-old right-handed man with a history of alcoholism (current), hypertension, hypercholes-
terolemia, and hepatitis C developed nausea, vomiting, and diarrhea for 3 days. He reduced his
alcohol consumption and increased his water intake for hydration. One week later, he had two
episodes of generalized tonic-clonic seizures and was treated for encephalopathy and hyponatremia at a
local intensive care unit. His brain CT was unremarkable but he had behavioral symptoms (emotional
blunting, violent outbursts, delusions, and hallucinations), impaired episodic memory, speech disturbance
(slurred, halting), executive problems, gait imbalance, and myoclonus of the hands and trunk. His first
brain MRI at approximately 2 months after the onset of symptoms showed restricted diffusion with
hyperintensities on T2, fluid-attenuated inversion recovery (FLAIR), and diffusion-weighted imaging
(DWI) in the bilateral striata with corresponding hypointensity on apparent diffusion coefficient (ADC)
map, and T1 hyperintensities in bilateral globus pallidi (Figure 7-8A, 7-8B, 7-8C, and 7-8D). Because of his
clinical symptoms and MRI findings, he was diagnosed with sporadic Jakob-Creutzfeldt disease and
referred to our center. At our center, 3 months after the onset, we noted that although he had deficits
(mild cognitive and motor deficits), he had improved profoundly. A repeat brain MRI showed
resolution of the diffusion and T2 striatal abnormalities (Figure 7-8E, 7-8F, 7-8G, and 7-8H).
Extensive laboratory workup for rapidly progressive dementia was negative, but a careful review of
his outside medical records determined that at his initial hospitalization his first sodium level was
106 mEq/L, which decreased to 102 mEq/L within 3.5 hours and then was corrected to 130 mEq/L in
less than 36 hours. Given the MRI findings and the history of rapidly corrected hyponatremia, he
was diagnosed with extrapontine myelinolysis.
Continued on page 531
FIGURE 7-8 MRI of the patient in Case 7-3. A 50-year-old man with extrapontine myelinolysis. Initial MRI
2 months after onset (AYD) showed symmetric bilateral striatal fluid-attenuated inversion recovery
(FLAIR) (A)/diffusion-weighted imaging (DWI) (B) hyperintensities (A, B; white arrows) with
corresponding hypointensities on the apparent diffusion coefficient (ADC) map suggesting restricted diffusion
(C; black arrows). Bilateral globus pallidus hyperintensities were present on T1-weighted images (D; green
arrows). MRI 1 month later, 3 months after onset (EYH), showed resolution of the prior FLAIR (E), DWI (F), and
ADC (G) map abnormalities but no change in the globus pallidus T1 hyperintensities (H; green arrows).
Reprinted with permission from Rosenbloom MH, et al, Neurol Clin Pract.50 cp.neurology.org/content/5/2/108.full. B 2015 American
Academy of Neurology.
Comment. Extrapontine myelinolysis results from rapid metabolic shifts, such as rapid correction of
hyponatremia, and mostly affects the basal ganglia, internal capsule, white matter, and cerebral
cortices, sparing the pons.44 Three radiologic features suggested against Jakob-Creutzfeldt disease in
this case: (1) such quick resolution of the restricted diffusion without volume loss; (2) the striatal
involvement was uniformly bright, whereas in Jakob-Creutzfeldt disease there is usually an anterior to
posterior decreasing gradient; and (3) isolated striatal involvement without any cortical ribboning is
uncommon in Jakob-Creutzfeldt disease (approximately 2% of cases).1 Symptoms such as dysarthria,
bradykinesia, dystonia, and akinetic mutism mimic sporadic Jakob-Creutzfeldt disease, but clinical and
radiologic improvement are different from those seen in sporadic Jakob-Creutzfeldt disease. A
detailed description of this case is published.50
Modified with permission from Rosenbloom MH, et al, Neurol Clin Pract. 50 cp.neurology.org/content/5/2/108.full. B 2015 American Academy
of Neurology.
26. Hurst RW, Bagley LJ, Galetta S, et al. 38. Hurth K, Tarawneh R, Ghoshal N, et al.
Dementia resulting from dural arteriovenous Whipple’s disease masquerades as dementia
fistulas: the pathologic findings of venous with Lewy bodies. Alzheimer Dis Assoc
hypertensive encephalopathy. AJNR Am J Disord 2015;29(1):85Y89. doi:10.1097/
Neuroradiol 1998;19(7):1267Y1273. WAD.0b013e3182a715da.
27. Abe K, Okuda O, Ohishi H, et al. Multiple 39. Glaser CA, Gilliam S, Schnurr D, et al. In
dural arteriovenous fistulas causing rapid search of encephalitis etiologies: diagnostic
progressive dementia successfully treated by challenges in the California Encephalitis
endovascular surgery: case report. Neurol Project, 1998-2000. Clin Infect Dis
Med Chir (Tokyo) 2014;54(2):145Y149. 2003;36(6):731Y742. doi:10.1086/367841.
28. Imazeki R, Amari K, Sekiguchi T, et al. Rapidly 40. Gable MS, Sheriff H, et al. The frequency of
progressive dementia caused by a superior autoimmune N-methyl-d-aspartate receptor
sagittal sinus dural arteriovenous fistula: encephalitis surpasses that of individual viral
a case report. Tokai J Exp Clin Med etiologies in young individuals enrolled in
2015;40(1):22Y26. doi:10.2176/ the California encephalitis project. Clin Infect
nmc.nmc-2012-0080. Dis 2012;54(7):899Y904. doi:10.1093/cid/cir1038.
Autoimmune
Address correspondence to
Dr Andrew McKeon,
Neuroimmunology Laboratory,
Encephalopathies and
Mayo Clinic, 200 1st St SW,
Rochester, MN 55905,
[email protected].
Dementias
Relationship Disclosure:
Dr McKeon receives research
funding from MedImmune.
Unlabeled Use of
Products/Investigational
Use Disclosure:
Andrew McKeon, MD
Dr McKeon discusses the
unlabeled/investigational
treatments for autoimmune ABSTRACT
encephalopathies and
dementias, none of which Purpose of Review: This article describes the methods of diagnosis and manage-
have been approved by ment of autoimmune encephalopathies and dementias. The expedited distinction of
the US Food and Drug
Administration for
autoimmune encephalopathies and dementias from neurodegenerative disorders is
these indications. important because treatment is most effective at the early stage of illness.
* 2016 American Academy Recent Findings: The spectrum of antibody biomarkers of treatable autoimmune
of Neurology. encephalopathies continues to broaden and now includes antibodies targeting glu-
tamate receptors (N-methyl-D-aspartate [NMDA] and !-amino-3-hydroxy-5-methyl-4-
isoxazolepropionic acid [AMPA]), +-aminobutyric acid A and B (GABA-A and GABA-B)
receptors, glycine receptors, potassium channel complexes (Kv1, which includes
leucine-rich, glioma inactivated 1 [LgI1], contactin-associated proteinlike 2 [CASPR2],
and unknown specificity, and Kv4.2, which includes dipeptidyl-peptidase 6 [DPPX]),
and glutamic acid decarboxylase 65 (GAD65). Early treatment of certain autoimmune
encephalopathies with rituximab or cyclophosphamide improves outcome when cor-
ticosteroids, IV immunoglobulin (IVIg), and plasma exchange have proven ineffective.
Summary: Despite the progress made in diagnostics, in many instances, patients with
immunotherapy-responsive encephalopathies and dementias are seronegative for
encephalitis-specific antibodies. Other clues to an autoimmune cause include a
subacute symptom onset, rapid progression, personal history of autoimmunity or
cancer, an inflammatory CSF, non-neural antibodies detected in serum, and a response
to immunotherapy.
coexisting autoimmunity, the presence may persist at the end of testing and a
of inflammatory markers in the CSF, trial of immunotherapy may prove
and detection of autoantibodies in diagnostic, one way or the other.
serum or CSF. Sometimes, uncertainty Autoimmune cognitive disorders are
KEY POINTS
h The clinical phenotypically and immunologically DIAGNOSTIC CLUES
manifestations of diverse. Ordinarily, the terms enceph- The following diagnostic clues are
neurologic autoimmunity alopathy or encephalitis imply the worth considering when an autoim-
are diverse (including presence of an altered sensorium or mune etiology is suspected for a patient
encephalopathy) and are consciousness, while the term demen- presenting with a new-onset cognitive
often multifocal. tia does not. For brevity, this article disorder (Table 8-13).
h In the absence of will refer to these disorders as autoim-
mune encephalopathies. Clinical Manifestations
detection of an
encephalitis-specific The clinical manifestations of neuro-
antibody (eg, leucine-rich, EPIDEMIOLOGY logic autoimmunity are diverse and
glioma inactivated 1 or Precise frequency data for autoimmune often multifocal. While certain disor-
N-methyl-D-aspartate encephalopathies, dementias, and epi- ders have been syndromically associ-
receptor antibody), a lepsies are not available. These disor- ated with certain autoantibody markers
history of autoimmune (eg, limbic encephalitis and LgI1 auto-
ders are clearly underrecognized. A
disease or seropositivity antibodies),4 a spectrum often emerges
review of over 1000 brain autopsy cases
for other autoantibodies over time through individual case re-
(organ-specific or referred to the US National Prion Dis-
ports or by systematic serologic evalu-
nonYorgan-specific ease Pathology Surveillance Center as ation of large numbers of patients not
autoantibodies) are risk Jakob-Creutzfeldt disease demonstrated selected by neurologic syndrome.5 For
factors for an autoimmune an undiagnosed, treatable cause for example, VGKC complex antibodies
encephalopathy. dementia in 7% of cases, most preva- were initially considered to be specific
lent of which were autoimmune disor- for autoimmune limbic encephalitis
ders.1 Among Mayo Clinic patients or disorders of peripheral nervous
diagnosed with and treated for an au- hyperexcitability, but, over time, other
toimmune encephalopathy or demen- presentations have been reported, in-
tia, 35% had been diagnosed with a cluding a rapidly progressive course
neurodegenerative disorder.2 mimicking Jakob-Creutzfeldt disease.6
a
TABLE 8-1 Key Features of Autoimmune Encephalopathy or Dementia
b Subacute onset
b Fluctuating course
b Tremor
b Headache
b Personal or family history (first-degree relative) of autoimmunity
b History of recent or past neoplasia
b Evidence of central nervous system inflammation on CSF (elevated protein,
pleocytosis, oligoclonal bands, elevated CSF index)
b Evidence of central nervous system inflammation on MRI (mesial temporal
or other regional T2 hyperintensity)
b Hypometabolism on functional imaging
b Detection of neural autoantibody
CSF = cerebrospinal fluid; MRI = magnetic resonance imaging.
a
Data from McKeon A, et al, Continuum (Minneap, Minn).3 journals.lww.com/continuum/
Fulltext/2010/04000/IMMUNOTHERAPY_RESPONSIVE_DEMENTIAS_AND.8.aspx.
KEY POINT an underlying malignancy, including subacute onset (ie, evolving over days
h Autoimmune weight loss, night sweats, and altered to weeks).
encephalopathic bowel habit, should be undertaken.
symptoms are almost Limbic Encephalitis
always of subacute CLINICAL AND SEROLOGIC Limbic encephalitis classically presents
onset (ie, evolving over SPECTRUM with altered mood, memory, and per-
days to weeks).
Symptoms of autoimmune encephalop- sonality as well as delirium and focal sei-
athy and dementia are almost always of zures of mesial temporal origin, with or
Other Neurologic
Antibody Cognitive Disorders Manifestations Cancer Association
VGKC complex Limbic encephalitis, amnesia, Seizures, psychiatric symptoms, Small cell lung cancer,
antibody (antigenic executive dysfunction, insomnia, extrapyramidal thymoma, prostate
targets may be LgI1 dementia (including disorder, myoclonus, adenocarcinoma,
or CASPR2) frontotemporal hypothalamic disorder, breast adenocarcinoma
dementiaYlike syndrome autonomic disorders, peripheral
and Jakob-CreutzfeldtY hyperexcitability
like disease)
NMDA receptor Memory impairment, Characteristic multistage Ovarian teratoma
antibody depression, psychosis, syndrome of prodrome,
agitation, behavioral psychiatric symptoms, seizures,
change abnormal movements (including
orofacial dyskinesia), followed
by decreased responsiveness,
hypoventilation, and autonomic
instability
GABA-A and GABA-B Limbic encephalitis, Seizures (limbic encephalitis), Small cell lung
receptor antibodies sometimes seizure visual hallucinations, aphasia, carcinoma,
predominant, other orolingual movements, neuroendocrine
encephalitides cerebellar ataxia neoplasia
AMPA receptor Memory loss, disorientation, Seizures (limbic encephalitis), Breast cancer, lung
antibody psychiatric symptoms, nystagmus, hypersomnia, cancer, thymus cancer
behavioral change, agitation progressive unresponsiveness,
(limbic encephalitis) dysdiadochokinesia, hallucinations
DPPX antibody Cognitive impairment Seizures, myoclonus, sleep B-cell neoplasms
disorders, eye movement
disorders, ataxia,
gastrointestinal dysmotility
Ganglionic Cognitive impairment, Dysautonomia, peripheral Adenocarcinoma,
acetylcholine receptor executive dysfunction, neuropathy renal cell carcinoma,
antibody frontotemporal syndrome, lymphoid cancers
encephalopathy
mGluR5 antibody Limbic encephalitis None Hodgkin lymphoma
Glycine receptor Progressive encephalomyelitis Stiff person syndrome B-cell neoplasms,
with rigidity and myoclonus thymoma
(PERM)
IgLON5 Cognitive decline Chorea, ataxia, dysarthria, None reported
dysphagia, sleep apnea,
dream enactment
AMPA = !-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid; CASPR2 = contactin-associated proteinlike 2; DPPX = dipeptidyl-peptidase
6; GABA-A = +-aminobutyric acid A; GABA-B = +-aminobutyric acid B; IgLON5 = IgLON family member 5; LgI1 = leucine-rich, glioma
inactivated 1; mGlurR5 = metabotropic glutamate receptor 5; NMDA = N-methyl-D-aspartate; VGKC = voltage-gated potassium channel.
KEY POINTS
h Limbic encephalitis
classically presents with
Case 8-2
A 65-year-old man presented with an abrupt onset and fluctuating course
altered mood, memory,
of memory loss that began 3 months prior to neurologic evaluation. His
and personality as well
symptoms were characterized by inability to recall recent events and
as delirium and focal
conversations. The patient’s personal history was remarkable for pernicious
seizures of mesial
anemia. The patient’s sister had Hashimoto thyroid disease. The Kokmen
temporal origin, with or
Short Test of Mental Status revealed a score of 36 out of 38 (losing 2 of 4 for
without secondary
recall). His MRI brain scan demonstrated nonspecific white matter change,
generalization.
and his EEG showed moderate generalized slowing. Neuropsychological
h Autoimmune evaluation revealed learning and memory impairments consistent with the
dementia phenotypes amnestic variant of mild cognitive impairment. Serum and CSF testing for
may resemble neural and non-neural autoantibodies was negative. Because of the abrupt
Jakob-Creutzfeldt onset of symptoms, and the presence of both personal and family histories of
disease, which, classically, autoimmunity, a course of IV methylprednisolone was undertaken (1000 mg/d
is a rapidly progressive for 3 consecutive days, followed by 1000 mg/wk for 5 weeks). The patient
neurodegenerative reported dramatic improvement of cognition, and learning and memory
disorder accompanied by were significantly improved on neuropsychometric reevaluation.
ataxia and myoclonus. Comment. This case demonstrates an autoimmune cognitive disorder limited
h Central nervous system to mild cognitive impairment. Personal and family histories of autoimmunity
infection and other were key diagnostic clues, despite the absence of neural autoantibodies in the
inflammatory central serum and CSF. Neuropsychological evaluations performed before and after
nervous system disorders immunotherapy allowed objective assessment of the response to treatment.
are major differential
diagnostic considerations
extratemporal localization, affecting ease, which, classically, is a rapidly
when evaluating patients
one or more of frontal, parietal, and progressive neurodegenerative disor-
with rapidly progressive
cognitive decline and an occipital regions.8 der accompanied by ataxia and myoc-
inflammatory spinal fluid. Neural autoantibody and cancer as- lonus.6 Rapidly progressive forms of
sociations are protean, and thus a Alzheimer disease and dementia with
comprehensive serologic and CSF anti- Lewy bodies also are difficult to dis-
body evaluation is required (Table 8-2 tinguish clinically from an auto-
and Table 8-3).8 Information regarding immune dementia. Tremulousness and
cancer type and likely treatment re- headache at presentation, marked fluc-
sponsiveness can be obtained from a tuations in the clinical course, and
serologic or CSF diagnosis. For exam- spontaneous remission suggest an au-
ple, a patient with ANNA-1 detected toimmune cause.2
would likely have small cell carcinoma
(90% of patients) usually of lung,9 but N-Methyl-D-aspartate Receptor
improvements with immunotherapy Encephalitis
would be unlikely to occur. In some instances, autoimmune neu-
In contrast, a patient with VGKC com- rologic disorders can be named with
plex antibody would be unlikely to have reference to an autoantibody with high
cancer detected (less than 20% of pa- specificity for encephalitis, detected in
tients), but would likely have very large serum, CSF, or both. Examples include
improvements in cognitive function (or anti-NMDA receptor encephalitis and
even full recovery) if treated early (and LgI1 encephalitis.10,11 Patients with
comprehensively) with immunotherapy.5 NMDA receptor antibody (targeting the
Autoimmune Dementia GluN1 [NR1] subunit) have a stereo-
Autoimmune dementia phenotypes typed neurologic disorder that often
may resemble Jakob-Creutzfeldt dis- evolves in stages, as described by Dalmau
KEY POINTS
h Caution is advised
regarding making a
Case 8-3
A 27-year-old man presented with cognitive impairment, incoordination,
diagnosis of Hashimoto
and vision disturbance that began 1 year prior to neurologic evaluation.
encephalopathy
His neurologic symptoms were preceded by a 3-year history of weight loss
(also known as
and irritability. Examination revealed an amnestic syndrome, multifocal
steroid-responsive
myoclonus, diffuse hyperreflexia, ataxia, and nystagmus. Gastrointestinal
encephalopathy
motility studies documented gastroparesis and bowel hypomotility, and
associated with
autonomic reflex testing demonstrated cardiovagal and vasomotor
autoimmune thyroiditis)
dysfunction. A sleep study demonstrated obstructive sleep apnea and
in patients with
ambiguous sleep (where rapid eye movement [REM] sleep and non-REM
cognitive symptoms
sleep are difficult to distinguish during polysomnography). Video EEG
(without objective
demonstrated continuous tremulousness without epileptiform correlate,
abnormalities) and
which was confirmed by surface EMG to be myoclonus. Dipeptidyl-peptidase
thyroid autoimmunity,
6 (DPPX) antibody was detected in the serum and CSF. His symptoms
which is common in
improved after treatment with IV methylprednisolone. Oral prednisone and
the general population.
a steroid-sparing immunosuppressant (mycophenolate mofetil) were added.
h Other inflammatory His weight, cognition, and balance improved but did not normalize. Five
disorders that can cause months after the initial neurologic presentation and after discontinuing
a dementia phenotype, corticosteroid therapy, visual hallucinations developed and were accompanied
but are of unknown by profound diaphoresis and hypothermia. Cardiac arrest ensued; after
cause, include central successful resuscitation, fluctuating blood pressure and body temperature
nervous system vasculitis, necessitated extended intensive care. Diaphoresis, blood pressure, and
sarcoidosis, and temperature normalized following IV methylprednisolone treatment.
multiple sclerosis. Dysautonomic signs improved greatly following plasma exchange, rituximab,
and slowly tapered prednisone therapy. The patient had remitted from his
encephalitic illness 2 years after initial presentation, with rituximab doses
administered every 6 months used as maintenance therapy. However, he had
mild residual ataxia and cognitive impairment, but was still much troubled
by his sleep disorder.
Comment. This case is illustrative of multifocality (central nervous
system and autonomic disorders) occurring in a patient with autoimmune
encephalopathy, the need for aggressive, sustained immunotherapy in
some patients, and the possibility of residual neurologic problems despite
maximal treatment.
without enhancement after gadolinium white matter lesions involving the cor-
administration, are classic autoim- pus callosum, somewhat mimicking
mune limbic encephalitis findings multiple sclerosis, but with prominent,
(Figure 8-1). Normal imaging is com- extensive leptomeningeal enhancement.
mon, particularly in the early illness Rapidly resolving large hemispheric
stages, and is the norm in patients T2 abnormalities should raise concern
with anti-NMDA receptor encephali- for a mitochondrial disorder, such as
tis.11 Extratemporal abnormalities are mitochondrial myopathy, enceph-
sometimes observed. If lesions are not alopathy, lactic acidosis, and stroke-
in a typical distribution or have avid en- like episodes syndrome (MELAS).
hancement, other inflammatory (eg, Nonenhancing posterior predominant
neurosarcoidosis) or oncologic (eg, white matter lesions should raise
lymphoma) diagnoses should be con- concern for progressive multifocal
sidered. Patients with Susac syndrome leukoencephalopathy. Cortical ribbon
usually have multiple hemispheric hyperintensities can be observed in
FIGURE 8-1 MRI findings in autoimmune encephalopathy, including unusual extratemporal disorders. MRI images include
T2 fluid-attenuated inversion recovery (FLAIR) coronal (A, B, D, E), axial (C), and turbo spin echo axial (F).
A, Classic limbic encephalitis (arrows). B, image also shows limbic encephalitis, but bilateral T2 signal change
is more subtle (arrows). C, Normal MRI in patient with anti-N-methyl-D-aspartate (NMDA) receptor encephalitis. D, F, Images
from two patients demonstrate unilateral frontal abnormalities (arrows). Panel D shows a patient with antineuronal nuclear
antibody type 1 (ANNA-1) (anti-Hu antibody), which is more commonly associated with limbic encephalitis. Panel F shows a
patient with a syndrome mimicking corticobasal degeneration, but occurred on a paraneoplastic basis in patient with breast
cancer. E, Image shows bilateral frontoparietal T2 hyperintensities (arrows) in a patient with seronegative autoimmune encephalitis.
FIGURE 8-3 Typical patterns of patient neural IgG antibody staining. Indirect immunofluorescence testing employs
composite of mouse brain tissues on which patient serum or CSF is applied. Panels A, B, and C show
cerebellum, and panels D, E, and F show hippocampus. Dipeptidyl-peptidase 6 (DPPX) antibody (A and D),
+-aminobutyric acid B (GABA-B) receptor antibody (B and E), and N-methyl-D-aspartate (NMDA) receptor antibody (C and F)
are shown.
KEY POINTS
h Normal results of MRI, also be considered where appropriate. pathogenic effects of these antibodies
CSF testing, and Positron emission tomography (PET) (impaired neuronal or glial function,
antibody testing do not coregistered with CT (PET/CT) imag- but not destruction, at least early on),
exclude an autoimmune ing increases the diagnostic yield for which may be reversed by immuno-
encephalopathy cancer by 20% for patients in whom therapy (eg, removal by plasma ex-
diagnosis, but normal change) resulting in reversal of
standard evaluations have been unre-
findings in all neurologic dysfunction.34 The timing
vealing for cancer.31
three make the of immunotherapy is important. Case
diagnosis unlikely. TREATMENT series of patients with autoimmune
h In a paraneoplastic CNS disorders have demonstrated that
Randomized, controlled treatment tri-
context, the early immunotherapy confers a better
als for the treatment of autoimmune
autoantibody profile treatment outcome than delayed ther-
CNS disorders are lacking. Treatment
may narrow the search apy.2,35,36 A lack of response to one
data are derived from case reports, case
for cancer. modality (eg, corticosteroids) does not
series, and expert opinion.32 Based on
exclude a response to another agent
the available literature and the author’s (eg, IV immunoglobulin [IVIg]).
experience, a therapeutic approach is The immunotherapy protocol has
outlined.32 The treatment protocol two components: acute therapy and
must be individualized for the patient, chronic therapy. Before starting treat-
dictated by clinical severity, types of ment, baseline neurologic and ancillary
antibodies detected, and the presence evaluations should be performed to
or absence of cancer. Also, responses to establish parameters for objective
short-term treatments usually inform treatment-response monitoring, as de-
the approach to long-term treatment, scribed earlier. Antibody titers have
if needed. limited use as a surrogate of clinical
Immunotherapy outcome in the acute phase of treat-
ment because values usually reduce
Most of the recommendations dis- with treatment even if therapy is not
cussed in the following sections are clinically beneficial. There may be a role
supported by observational studies and for antiepileptic drug therapy in addi-
the experiences of the author and other tion to immunotherapy in those pa-
colleagues at Mayo Clinic for managing tients who have seizures as well as
autoimmune neurologic disorders cognitive dysfunction.
(Table 8-5 and Figure 8-4).
The type of antibody identified may Acute Therapy
predict the neurologic response to im- For acute therapy, a trial of high-dose
munotherapy. Detection of antibodies pulse IV corticosteroid therapy is
targeting intracellular antigens such as usually the first treatment. IVIg may
Purkinje cell cytoplasmic antibody be used in patients who are unlikely to
type 1 (PCA-1) (anti-Yo) portends limi- tolerate corticosteroids or are at risk for
ted responses to immunotherapy and diabetes mellitus (including patients
a poor prognosis. This may be the case positive for glutamic acid decarboxylase
because the immune process is medi- 65 [GAD65] antibodies). Typical treat-
ated by cytotoxic T cells, leading to ment protocols include 1000 mg/d of
irreversible neuronal degeneration.33 IV methylprednisolone or 0.4 g/kg/d
On the other hand, detection of anti- of IVIg for 5 consecutive days. Most
bodies targeting neural surface antigens patients with autoimmune encepha-
(such as NMDA receptors and LgI1) litis require maintenance treatment
usually predicts a more favorable out- thereafter. In those patients with se-
come. This may be explained by the vere encephalitis, daily oral or IV
Therapeutic
Treatment Regimen Route Common Side Effects Phase
Methylprednisolone 1000 mg/d for 3 days, followed IV Insomnia, psychiatric symptoms, Acute and
by 1000 mg/wk for 6Y8 weeks hyperglycemia, electrolyte maintenance
imbalances, fluid retention, (tapering
hypertension, peptic ulcer, dose)
Cushing syndrome, cataracts,
infection and osteoporosis,
avascular necrosis, addisonian
crisis on rapid withdrawal of
corticosteroid
IV immunoglobulin 0.4 g/kg/d for 5 days, followed IV Headache, aseptic meningitis, Acute and
(IVIg) by 0.4 g/kg/wk for 6Y8 weeks thromboembolic events, acute maintenance
renal failure and anaphylaxis (tapering
due to IgA deficiency (rare) dose)
Plasma exchange 1 exchange every other day IV (usually Hypotension, electrolyte Acute
for 10Y14 days through imbalance (hypocalcemia-
a central related perioral paresthesia)
line)
Related to IV central line:
infection, hemorrhage,
thrombosis, and pneumothorax
Azathioprine Initially 1.5 mg/kg/d, target Oral Gastrointestinal symptoms Maintenance
2Y3 mg/kg/d (guided by (eg, nausea, vomiting,
5-point mean corpuscular diarrhea), hypersensitivity
volume increase reactions, alopecia, cytopenia,
from baseline) and hepatotoxicity; rare
complications are lymphoma
and infection
Mycophenolate Initially 500 mg twice daily, Oral Gastrointestinal symptoms Maintenance
mofetil target 1000 mg twice daily (eg, diarrhea, nausea,
vomiting), hypertension,
peripheral edema, infections,
myelosuppression, lymphoma,
and other malignancies
Rituximab 375 mg/m2/wk for 4 weeks, or IV Allergic reaction, opportunistic Acute or
1000 mg/wk for 2 weeks infection, reactivation of maintenance
tuberculosis infection or
hepatitis B infection
Cyclophosphamide IV: 500Y1000 mg/m2/mo IV or oral Gastrointestinal symptoms Acute or
for 3Y6 months (eg, nausea, vomiting), maintenance
alopecia, mucositis,
Oral: 1Y2 mg/kg/d
hemorrhagic cystitis
(50Y100 mg/d)
(administer mesna
prophylaxis), infertility,
and myelosuppression
IgA = immunoglobulin A; IV = intravenous.
a
Modified with permission from McKeon A et al, Continuum (Minneap Minn).3 journals.lww.com/continuum/Fulltext/2010/04000/
IMMUNOTHERAPY_RESPONSIVE_DEMENTIAS_AND.8.aspx. B 2010 American Academy of Neurology.
KEY POINT
h Prophylaxis against metabolizes mycophenolate) may be are severe despite cancer treatment,
opportunistic infection indicative of risk for drug toxicity (if cyclophosphamide (given as 6 monthly
and osteoporosis and the level is low) or a subtherapeutic IV pulses or daily oral therapy for 6 to
monitoring for drug level (if the level is high). 12 months) may be of utility in those
hypertension and diabetes Patients taking glucocorticoids must patients with limited-stage cancer, com-
mellitus should be also take elemental calcium, at least plete cancer remission, short duration
undertaken in patients 1500 mg/d and vitamin D 1000 IU/d, of neurologic symptoms, and a good
taking corticosteroids. either through diet or supplements, as oncologic performance status.39
deterioration of bone mineral density
may occur soon after starting steroid CONCLUSION
use. Baseline and follow-up bone den- Autoimmune encephalopathies and
sitometry and bisphosphonate treat- dementias are important to recognize
ment should be considered in patients because they are potentially treatable.
requiring more than 3 months of gluco- The comprehensive evaluation consists
corticoid treatment. Pneumocystis of detailed clinical history (including
jiroveci pneumonia prophylaxis should autoimmune), imaging, electrophysio-
consist of 1 trimethoprim/sulfamethox- logic, and immunologic studies. Early
azole double-strength tablet 3 times per treatment with immunotherapy is crit-
week for patients on chronic cortico- ical to optimize outcomes.
steroids. Alternatives for sulfa-allergic
patients include daily oral dapsone or REFERENCES
1. Chitravas N, Jung RS, Kofskey DM, et al.
monthly inhaled pentamidine. A proton Treatable neurological disorders
pump inhibitor could be considered in misdiagnosed as Creutzfeldt-Jakob disease.
patients with upper gastrointestinal Ann Neurol 2011;70(3):437Y444.
doi:10.1002/ana.22454.
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Monitoring for hyperglycemia and hy- 2. Flanagan EP, McKeon A, Lennon VA, et al.
Autoimmune dementia: clinical course and
pertension should be routine. predictors of immunotherapy response.
Mayo Clin Proc 2010;85(10):881Y897.
Cancer Treatment doi:10.4065/mcp.2010.0326.
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ders, treatment of cancer may also Immunotherapy-responsive dementias
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(eg, teratoma removal in patients with 4. Irani SR, Alexander S, Waters P, et al.
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suffices alone as treatment for neuro- channel-complex proteins leucine-rich,
glioma inactivated 1 protein and
logic symptoms.37 For other patients, contactin-associated protein-2 in limbic
cancer treatment may (at best) bring encephalitis, Morvan’s syndrome and
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noma treatment in a patient with
5. Klein CJ, Lennon VA, Aston PA, et al. Insights
ANNA-1). Neurologic therapeutic ben-
from LGI1 and CASPR2 potassium channel
efit may also occur because of chemo- complex autoantibody subtyping. JAMA
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to IgLON5: a case series, characterisation of JNEUROSCI.0167-10.2010.
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Neurol 2014;13(6):575Y586. doi:10.1016/
Glutamic acid decarboxylase autoimmunity
S1474-4422(14)70051-1.
with brainstem, extrapyramidal, and spinal
30. McKeon A, Pittock SJ, Lennon VA. cord dysfunction. Mayo Clin Proc 2006;81(9):
Stiff-person syndrome with amphiphysin 1207Y1214. doi:10.4065/81.9.1207.
antibodies: distinctive features of a rare 36. Quek AM, Britton JW, McKeon A, et al.
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Lachance DH, et al. Positron emission archneurol.2011.2985.
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paraneoplastic neurologic disorders: Treatment and prognostic factors for
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archneurol.2009.336. study. Lancet Neurol 2013;12(2):157Y165.
32. McKeon A. Immunotherapeutics for doi:10.1016/S1474-4422(12)70310-1.
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dementias. Curr Treat Options Neurol Azathioprine: tolerability, efficacy, and
2013;15(6):723Y737. doi:10.1007/ predictors of benefit in neuromyelitis optica.
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and treatment of activated T cells in the 39. Vernino S, O’Neill BP, Marks RS, et al.
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1531-8249(200001)47. S1152851703000395.
Adult-Onset
Address correspondence to
Dr Deborah L. Renaud,
Mayo Clinic, 200 First St SW,
Leukoencephalopathies
Rochester, MN 55905,
[email protected].
Relationship Disclosure:
Dr Renaud serves on the
Deborah L. Renaud, MD editorial boards of the Journal
of Child Neurology and
Pediatric Neurology.
Unlabeled Use of
ABSTRACT Products/Investigational
Use Disclosure:
Purpose of Review: This article describes the clinical, genetic, and radiographic Dr Renaud reports
features of inherited leukoencephalopathies presenting in adulthood. no disclosure.
Recent Findings: In recent years, the molecular basis for several inherited * 2016 American Academy
leukoencephalopathies, presenting exclusively in adults, has been discovered. Inherited of Neurology.
leukoencephalopathies, previously described in children, have been found to have
milder or later onset forms presenting in adults.
Summary: Although individually rare, inherited leukoencephalopathies are important
to consider in the differential diagnosis of cognitive decline. Patients with inherited
leukoencephalopathies frequently present to multiple sclerosis and dementia clinics.
Clinical and radiographic features can be used to guide investigations in these patients.
KEY POINTS
guide investigations is important in The initial laboratory investigation
h Leukoencephalopathies
are disorders that order to lead to a diagnosis. of an adult with leukoencephalopathy
selectively involve the should include very long chain fatty
white matter of the brain. CLINICAL APPROACH TO acids, lysosomal enzyme studies for
LEUKOENCEPHALOPATHIES metachromatic leukodystrophy, Krabbe
h Acute demyelination
secondary to acquired Clinical1Y3 and MRI-based4,5 approaches disease, and GM1 gangliosidosis, and
causes of to the diagnosis of adult-onset leuko- sulfatides in the urine for metachro-
leukoencephalopathy is encephalopathies have been proposed. matic leukodystrophy. Specific molec-
generally asymmetric A detailed clinical history and careful ular studies may be indicated based
and nonconfluent. physical examination are the first and on clinical and MRI features.
h Chronic demyelination most important steps in the evaluation
associated with inherited of neurologic and non-neurologic DEMENTIA IN MULTIPLE
leukoencephalopathies symptoms. The temporal evolution of SCLEROSIS AND INHERITED
is more commonly symptoms and signs may provide valu- LEUKOENCEPHALOPATHIES
bilateral, symmetric, able clues leading to a diagnosis. A Cognitive impairment affects 40% to
and confluent family history of a similarly affected 70% of patients with MS, can occur at
in distribution. sibling, parent, or family member may any disease stage, and, once present, is
h Cognitive impairment suggest the pattern of inheritance. progressive in nature. Cognitive im-
affects 40% to 70% of Some adult-onset leukoencephalopa- pairment is more common and more
patients with multiple thies result from de novo autosomal severe in secondary progressive MS
sclerosis and is more dominant mutations and, therefore, than in relapsing remitting MS. Infor-
common and more the family history will be negative. mation processing speed, episodic
severe in secondary memory, and executive function are
Macrocephaly, although more com-
progressive multiple
monly seen in children, has been most commonly affected with relative
sclerosis than in
associated with specific leuko- preservation of language abilities. Co-
relapsing remitting
multiple sclerosis. encephalopathies, such as Alexander morbid fatigue and depression may
disease. Dysmorphic features (usually contribute to the effects of cognitive
h Psychiatric manifestations,
evident in childhood) associated with impairment on quality of life and daily
personality change, and
a static leukoencephalopathy may be function. A role for education and cog-
slowly progressive
cognitive decline are seen with specific genetic syndromes nitive reserve has been suggested
frequently seen early in and chromosomal microdeletions or since the degree of cognitive impair-
the clinical presentation microduplications. Distinctive skin ment is variable.6Y8 The underlying
of adult-onset features may include bronzing asso- pathogenesis of cognitive impairment
leukoencephalopathies ciated with adrenal insufficiency in in MS is complex and multifactorial.
and generally precede peroxisomal disorders, and xanthomas White matter lesion volume and loca-
the diagnosis of a in cerebrotendinous xanthomatosis. tion, cortical lesion burden, deep gray
leukoencephalopathy. The involvement of the liver, heart, or matter involvement, and damage to
kidneys may be suggestive of a lyso- normal-appearing white and gray mat-
somal or mitochondrial disorder. Eye ter have been implicated. The radio-
manifestations may be characteristic of logic and pathologic studies have been
specific inherited leukoencephalo- reviewed in detail by DeLuca and
pathies (Table 9-1). The finding of colleagues6 and Rocca and colleagues.8
decreased deep tendon reflexes de- Psychiatric manifestations and per-
spite the presence of spasticity may be sonality change frequently occur early
suggestive of a concomitant peripheral in the clinical presentation of adult-
neuropathy (Table 9-2). MRI findings onset leukoencephalopathies, leading
may be characteristic of a specific to psychiatric referral. Slowly progres-
inherited leukoencephalopathy or may sive cognitive decline occurs in most
be nonspecific. disorders and generally precedes the
of this review. The genetic basis and with both early and adult forms are
associated clinical features of these discussed here, as well as those with
conditions, in addition to the condi- primarily adult onset.
tions described in more detail in this
review, are presented in Table 9-3. Lysosomal Storage Disease
Mitochondrial disorders associated Lysosomal storage diseases are in-
with leukoencephalopathy will not be herited metabolic disorders that result
covered here but have been reviewed from the defective degradation or
by Wong.9 The most frequently en- transport of complex macromole-
countered leukoencephalopathies cules due to a deficiency of lysosomal
TABLE 9-3 Leukoencephalopathies That May Present in Adulthood Continued from page 563
Associated
Disease Inheritance Gene(s) Protein(s) Features
Leukoencephalopathy AR DARS2 Mitochondrial
with brainstem and aspartyl-tRNA
spinal cord involvement synthetase
and lactate elevation
Autosomal recessive AR MARS2 Mitochondrial
spastic ataxia with methionyl-tRNA
leukoencephalopathy synthetase
Remethylation Cycle Disorders
Methylenetetrahydrofolate AR MTHFR Methylenetetrahydrofolate
reductase deficiency reductase
Cobalamin C disease AR MMACHC Retinopathy
Cerebral folate AR FOLR1 Folate receptor !
deficiency
Organic Acidemias
Glutaric aciduria type 1 AR GCDH Glutaryl-CoA
dehydrogenase
L-2-Hydroxyglutaric AR L2HGDH L-2-Hydroxyglutarate Macrocephaly,
aciduria dehydrogenase risk of brain
tumors
3-Methylglutaconic AR AUH 3-Methylglutaconyl-
aciduria type 1 CoA hydratase
Associated With Calcifications
Nasu-Hakola disease, polycystic AR TREM2 Triggering receptor Osteodysplasia
lipomembranous osteodysplasia expressed on myeloid
with sclerosing cells 2
leukoencephalopathy
DAP12 DNAX-activation
protein 12
Cockayne syndrome AR ERCC6 Excision repair Premature
ERCC8 cross-complementing aging
groups 6 and 8
Associated With Hypomyelination
Pelizaeus-Merzbacher X-linked PLP1 Proteolipid protein 1 Autonomic
disease dysfunction,
nystagmus
Pelizaeus-MerzbacherY AR GJC2 Connexin 46.6
like disease
Continued on page 565
KEY POINTS
h The evaluation be seen in lysosomal storage diseases White matter volume loss results in
for metachromatic associated primarily with gray matter brain atrophy in late stages of the dis-
leukodystrophy should involvement including late-onset forms ease.11,13Y15 Treatment is primarily
include both the of GM2 gangliosidosis, neuronal ceroid symptomatic. Hematopoietic stem cell
measurement of lipofuscinosis, and disorders of muco- transplantation may stabilize the cen-
sulfatides in the polysaccharide metabolism.10 Fabry tral nervous system demyelination in
urine as well as the disease, due to !-galactosidase defi- some patients with adult-onset meta-
arylsulfatase A ciency, is a lysosomal storage disease chromatic leukodystrophy if performed
enzyme activity in presenting with leukoencephalopathy early in the disease course.16 Unfortu-
white blood cells. primarily on a vascular basis, which may nately, the diagnosis is often delayed
h MRI in Krabbe disease present with symptoms suggestive of due to the predominant early psychi-
may demonstrate vascular dementia. atric symptoms and slow progression
bilateral white matter Metachromatic leukodystrophy. of neurologic symptoms.
involvement or may be Metachromatic leukodystrophy is an Krabbe disease. Krabbe disease
normal even in the
autosomal recessive condition that re- (globoid cell leukodystrophy) is an
presence of significant
sults in the accumulation of 3-O- autosomal recessive condition due to
neurologic signs.
sulfogalactosylceramide (sulfatide) in a deficiency of galactocerebrosidase,
oligodendrocytes, Schwann cells, which results in the accumulation of
and some neurons due to deficiency of galactosylceramide and psychosine in
arylsulfatase A. In rare cases, deficiency the central and peripheral nervous sys-
of the activator protein, saposin B, tem white matter. Approximately 5%
results in a similar clinical phenotype of patients have onset in adolescence
but with normal arylsulfatase A activity or adulthood. A change in gait due to
in vitro in the presence of sulfatides in either spastic paraparesis, peripheral
the urine. A pseudodeficiency allele neuropathy, or both is the most com-
has been described in 0.2% to 0.5% mon presenting feature. Approximately
of Caucasians, resulting in decreased 60% of adult patients develop periph-
arylsulfatase A activity, but no clinical eral neuropathy. Slowly progressive
symptoms and negative sulfatides in vision loss and cognitive decline may
the urine.11 Adult-onset patients present be present in some patients but are
with behavioral and psychiatric changes usually not the presenting symptoms.
accompanied by a slow decline in MRI may demonstrate bilateral white
memory and intellectual abilities. Gait matter involvement or may be normal
disturbance due to progressive spasticity, even in the presence of significant neu-
peripheral neuropathy, or both may be rologic signs.17Y21 Treatment is pri-
a presenting feature. Cholecystitis due marily symptomatic. Individuals with
to sulfatide accumulation in the gall Krabbe disease may receive a diagno-
bladder wall is an important non- sis of hereditary spastic paraparesis,
neurologic complication of metachro- peripheral neuropathy, amyotrophic
matic leukodystrophy.11 MRI findings lateral sclerosis, or MS due to overlap-
consist of confluent, symmetrical T2 ping clinical features.
hyperintensity in the periventricular
white matter with sparing of the sub- X-Linked Adrenoleukodystrophy
cortical U fibers, which are frontal and Adrenomyeloneuropathy
dominant in juvenile and adult-onset X-linked adrenoleukodystrophy is the
patients but eventually involve the most common peroxisomal disorder
white matter diffusely (Case 9-1). affecting approximately 1 in 15,000
Tigroid stripes extending radially males. This X-linked condition results
consist of spared perivascular spaces. from mutations in the ABCD1 gene,
566 www.ContinuumJournal.com April 2016
Case 9-1
A previously healthy, 50-year-old woman, who was university-educated and worked as a manager of a
department store, presented with a 4- to 5-year history of progressive dementia. She was initially reported
to have become forgetful, disorganized, and inconsistent in the performance of her duties at work.
She was placed on leave and then dismissed. Her family described a progressive cognitive decline with
short-term memory impairment and disorientation, which led to wandering. She subsequently lost her
abilities to write and read and would confabulate when asked questions. Her communication became
limited to single words and two- to three-word combinations. At the time of presentation, she was unable
to perform her activities of daily living. She had been followed by psychiatry but was referred to neurology
for evaluation due to progressive cognitive decline and change in gait. There was no history of seizures,
weakness, paresthesia, visual changes, or hallucinations. Her family history was negative apart from
possible schizophrenia in her father. Her parents were nonconsanguineous, and she had two healthy siblings.
Her neurologic examination was significant for inappropriate uninhibited behavior and significant
speech impairment. She exhibited marked echolalia, perseveration of speech, use of illogical sentences,
and tangentiality. Significant comprehension difficulties were evident. She showed poor judgment
and insight with inappropriate lability and uninhibited behavior. Her Mini-Mental State Examination
(MMSE) score was 11 out of 30. Cranial nerves were normal. Her strength was normal, but she had mildly
increased tone in the lower extremities, and her gait was spastic and clumsy. Deep tendon reflexes
were brisk at the knees bilaterally, and toes were downgoing.
Her initial investigations including routine dementia bloodwork and extensive stroke workup
(including evaluation for dyslipidemia, hyperhomocysteinemia, chronic inflammatory disorders,
hypercoagulable states, and cardiac and cerebrovascular causes) were normal. Her brain MRI
demonstrated diffuse periventricular white matter abnormalities with cerebral atrophy and atrophy of
the corpus callosum (Figure 9-112). An EEG revealed normal background activity with theta activity
bifrontally. Her single-photon emission computed tomography (SPECT) scan, and her conventional
cerebral angiogram to rule out cerebral vasculitis, were normal. CSF analysis revealed normal
cell count, microscopy, venereal disease research laboratory (VDRL) test, protein, and glucose, but
oligoclonal bands were present. Arylsulfatase A activity in white blood cells was markedly reduced, and
sulfatides were present in the urine, confirming the diagnosis of metachromatic leukodystrophy.
FIGURE 9-1 MRI of the patient in Case 9-1 demonstrates diffuse fluid-attenuated inversion
recovery (FLAIR) and T2 hyperintensities of the periventricular white matter
associated with cerebral atrophy (A) and atrophy of the corpus callosum (B),
characteristic of adult-onset metachromatic leukodystrophy.
12
Reprinted with permission from Tillema JM, Renaud DL, Semin Neurol. www.thieme-connect.com/DOI/DOI?10.1055/s-0032-
1306391. B 2012 Thieme Medical Publishers.
KEY POINTS
h The adult-onset The adult-onset form of Alexander racts are common. In adults, clinical
form of Alexander disease presents with bulbar signs (dys- findings include xanthomas, particu-
disease presents with phagia, dysarthria, and dysphonia), larly of the Achilles tendon, associated
bulbar signs spastic paraplegia, ataxia, and other with premature atherosclerosis and neu-
(dysphagia, dysarthria, neurologic features, including palatal rologic complications. Early psychiatric
and dysphonia), myoclonus/tremor, autonomic dysfunc- manifestations may occur and may pre-
spastic paraplegia, tion, ocular movement abnormalities, cede neurologic manifestations, which
ataxia, and other and sleep disturbance. Symptoms are can include pyramidal and cerebellar
neurologic features, variable and slowly progressive. Unlike signs, seizures, and palatal myoclonus.
including palatal early-onset forms of Alexander disease, Developmental delay may be present
myoclonus/tremor,
where all previously acquired skills in childhood and lead to progressive
autonomic dysfunction,
are lost, neurocognitive deficits may cognitive decline in adulthood.34
and sleep disturbance.
not be prominent in juvenile or adult- MRI findings include periventricular
h Xanthomas are an onset forms of Alexander disease.28Y32 white matter abnormalities with signal
important clue that may
MRI findings in adult-onset Alexander changes in the dentate nucleus, sub-
lead to the diagnosis
disease are characteristic (Figure 9-3) stantia nigra, and globus pallidus. Dif-
of cerebrotendinous
xanthomatosis. Early
but differ significantly from the early- fuse cerebral and cerebellar atrophy
treatment can prevent onset form. Cerebral periventricular are also found.35
the development white matter changes may be minimal Treatment with chenodeoxycholic
of progressive or absent. Atrophy and signal change acid normalizes bile acid synthesis and
neurologic decline. in the medulla and upper cervical decreases cholestanol levels in blood.
h Leukoencephalopathies cord are typical and account for the Early treatment is needed in order to
associated with small predominant lower brainstem signs. prevent the irreversible neurologic in-
vessel vasculopathy Signal changes are frequently seen in volvement.34 Unfortunately, diagnosis
predispose patients to the dentate nucleus and middle cere- is often delayed until early adulthood
ischemic and bellar peduncles. Patchy enhancement when behavioral, cognitive, and motor
hemorrhagic strokes may be present in affected regions.28Y32 impairment appears. Starting chenode-
and are associated Treatment is currently symptom- oxycholic acid once neurologic symp-
with vascular atic; however, future treatment strate- toms have appeared may temporarily
cognitive impairment. gies may include pharmacologic result in stabilization but does not re-
interventions, which decrease expres- sult in improvement.36 The combina-
sion of GFAP, enhance protective tion of chenodeoxycholic acid and a
stress responses, or minimize detri- statin may result in stabilization of
mental downstream effects of mutant cognitive decline but does not improve
GFAP expression.33 neurologic symptoms.37
Cerebrotendinous Leukoencephalopathies
Xanthomatosis Associated With Small
Cerebrotendinous xanthomatosis is a Vessel Vasculopathy
rare autosomal recessive condition due In recent years, a number of inherited
to mutations in the gene for mitochon- disorders affecting small blood vessels
drial sterol 27-hydroxylase (CYP27A1). have been described that predispose
Deficiency of this enzyme results in patients to ischemic and hemorrhagic
elevation of cholestanol in plasma and strokes and white matter changes
bile with accumulation in the brain, associated with vascular cognitive im-
eyes, tendons, and other tissues. pairment.38,39 The most common dis-
Clinical symptoms may begin in orders will be discussed in detail here.
infancy or early childhood with failure Cerebral autosomal dominant
to thrive and diarrhea. Juvenile cata- arteriopathy with subcortical infarcts
570 www.ContinuumJournal.com April 2016
Case 9-2
A 52-year-old man presented with a 6-year history of recurrent ischemic strokes and short-term
memory difficulties. His history was negative for typical risk factors for ischemic events including
hypertension, elevated cholesterol, diabetes mellitus, or smoking. His past history was significant
for migraine with aura beginning in his late twenties. He noted that his mother and maternal
grandfather also had a history of migraines and recurrent ischemic strokes starting in their forties.
Neurologic examination was normal. His brain MRI revealed a diffuse confluent pattern of
periventricular T2 hyperintensity (Figure 9-4). Molecular evaluation detected a dominant
mutation in the NOTCH3 gene, confirming the diagnosis of cerebral autosomal dominant
arteriopathy with subcortical infarcts and leukoencephalopathy (CADASIL).
FIGURE 9-4 MRI of the patient in Case 9-2 with cerebral autosomal
dominant arteriopathy with subcortical infarcts and
leukoencephalopathy (CADASIL) demonstrating a diffuse
confluent pattern of periventricular T2 hyperintensity.
12
Reprinted with permission from Tillema JM, Renaud DL, Semin Neurol. www.thieme-
connect.com/DOI/DOI?10.1055/s-0032-1306391. B 2012 Thieme Medical Publishers.
Comment. Migraine with aura, although not always present, may be an indication of CADASIL.
This case is an example of a slowly progressive cognitive decline with stepwise deterioration.
The white matter findings are initially subtle but become more extensive over time.
KEY POINTS
h Adult-onset autosomal with bladder and bowel dysfunction The majority of patients described
dominant leukodystrophy and orthostatic hypotension. This is have been of Ashkenazi Jewish des-
is associated with followed by slowly progressive pyra- cent; however, panethnic cases have
autonomic dysfunction, midal and cerebellar features.43,44 A been described. A recent review of 50
presenting as bladder slowly progressive cognitive decline cases described a mean age of onset of
and bowel dysfunction is commonly seen. 51 years with progression to confine-
and orthostatic MRI findings consist of symmet- ment to a wheelchair within 10 years
hypotension, followed rical, often extensive, white matter ab- and a mean age of death of 70 years.
by slowly progressive normalities in the frontal and parietal Symptoms consistent with neurogenic
pyramidal and white matter and cerebellar peduncles bladder occur early in the clinical
cerebellar features.
(Figure 9-645). The periventricular course accompanied by spastic paraple-
h The majority of patients white matter is relatively spared. Thin- gia, vibration sense loss, and axonal
with adult polyglucosan ning of the corpus callosum and atro- sensorimotor polyneuropathy. Mild
body disease due to phy of the entire spinal cord with signal cognitive decline may be present in
mutations in GBE1 have
intensity abnormalities occur.44 The up to 50% of individuals. Orthostatic
been of Ashkenazi
findings in the spinal cord may pre- hypotension may develop later in the
Jewish descent; however,
panethnic cases have
cede the onset of clinical findings.46 course of the disease. Occasionally,
been described. patients present initially with relapsing
Adult Polyglucosan Body Disease remitting neurologic symptoms that
Adult polyglucosan body disease is may be mistaken for MS.47,48
a rare autosomal recessive condition MRI findings consist of T2 and fluid-
due to mutations in GBE1 resulting attenuated inversion recovery (FLAIR)
in glycogen branching enzyme defi- hyperintensity in the periventricular
ciency. This condition is allelic to gly- white matter, particularly in the occip-
cogen storage disease type IV but ital regions, posterior limb of the inter-
presents primarily as a neurodegener- nal capsule, pyramidal tracts, and medial
ative condition with accumulation of lemniscus of the pons and medulla.
amylopectin-like polysaccharide in the Atrophy of the medulla and spinal cord
central and peripheral nervous system. is characteristic.47 The diagnosis can
FIGURE 9-6 Adult-onset autosomal dominant leukodystrophy. AYC, Axial T2 MRI from three patients with LMNB1
gene duplication show white matter hyperintensities with sparing of U fibers and relative sparing of
periventricular areas.
Reprinted with permission from Zanigni S, et al, Brain Res Bull.45 www.sciencedirect.com/science/article/pii/S0361923015300125. B 2015
Elsevier Inc.
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clinical approach to the diagnosis of patients
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with leukodystrophies and genetic
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of Idiopathic Normal
Medical Center, Department of
Neurology, 1959 NE Pacific St,
Box 356470, Seattle, WA 98195,
[email protected].
KEY POINTS
h The only effective out of 100,000 individuals) in the age atrophy, and may have other diagnoses
treatment for idiopathic group of 70 to 79 years, and 5.9% that contribute to the patient’s symp-
normal pressure (5900 out of 100,000 individuals) for toms, but do not explain them entirely.7
hydrocephalus is a age 80 years and older.2 In the same Patients with probable iNPH also have
CSF shunt. geographic area, the incidence of physiologic evidence in support of
h Approximately 700,000 patients with iNPH who were treated the diagnosis.
persons may have with a CSF shunt was about only two
to three operations per 100,000, which Typical Presentations
idiopathic normal
pressure hydrocephalus implies that iNPH may be underdiag- iNPH should be suspected in elderly
in the United States. nosed.3 If the prevalence of iNPH in patients presenting with unexplained,
the United States is the same, then symmetric gait disturbance, which is
h Idiopathic normal pressure
hydrocephalus should be based on US census data,4 approximately the primary symptom of iNPH. Although
suspected for elderly 700,000 persons may have iNPH in the dementia and incontinence are part of
patients presenting with United States. For comparison, the the so-called iNPH triad and are fre-
unexplained, symmetric number of people in the United States quently present, the complete triad is
gait disturbance. with multiple sclerosis is about 400,000, not required to suspect the disorder.
according to the National Multiple Scle- Because the diagnosis of iNPH re-
h History, clinical
quires the exclusion of other diagno-
examination, and rosis Society website.5 It is thus impor-
ses that would completely explain the
ventriculomegaly are the tant for neurologists to know when to
basis for the diagnosis of patient’s symptoms, an extensive and
suspect this disorder and also how to
idiopathic normal detailed history of each of the symp-
verify and confirm the diagnosis.
pressure hydrocephalus. toms is required, which can be difficult
This article will first focus on eval- if the patient has impaired memory.
uation approaches for general neurol- Thus, it is best to have a family member
ogists and then describe methods in accompany the patient. With careful
use at tertiary centers with expertise review, most patients will be found to
in complex iNPH. For a review of the have symptoms starting insidiously and
pathophysiology of iNPH, see Malm progressing slowly over at least 3 to
and Eklund (Figure 10-1).6 6 months prior to presentation in clinic.
Known causes of hydrocephalus,
CLINICAL EVALUATION such as intracranial hemorrhage,
iNPH is a clinical diagnosis that is trauma, or infections of the central ner-
based on medical history, neurologic vous system, should be sought, as pa-
examination, and brain imaging with tients with these risk factors may have
CT or MRI. The international iNPH secondary hydrocephalus. Patients who
guidelines and the Japanese iNPH have undergone an intracranial neuro-
guidelines both describe diagnostic surgical procedure should be suspected
criteria for iNPH.7Y9 The international of having secondary hydrocephalus.
guidelines have three different levels of Some patients are referred for eval-
diagnostic criteria: probable, possible, uation of possible iNPH because a CT
and unlikely. In this review, for sim- or MRI scan reveals ventriculomegaly as
plicity, we have combined the defini- an incidental finding. Sometimes, the
tions of probable and possible, and patient is asymptomatic and has no
describe them together as iNPH. neurologic examination findings to sug-
Briefly, patients with possible or gest iNPH. Such patients do not meet
probable iNPH present with one or the criteria of iNPH and do not require
more of the iNPH symptoms (typically prognostic testing; however, they may
gait) with insidious onset over 3 months be at risk for future development
or more, have an MRI or CT that shows of symptoms and should be seen at
ventriculomegaly and may also show intervals between 1 and 2 years for
FIGURE 10-1 This schematic drawing illustrates various models of the pathophysiology of
idiopathic normal pressure hydrocephalus (iNPH). Any model must explain how
and why the ventricles enlarge, how neuronal and glial dysfunction occurs to
produce the clinical features, and why symptoms improve with shunt surgery (ie, reversible
neuronal and glial dysfunction). Proposed disturbances in the CSF dynamic system that
contribute to ventricular enlargement and dysfunction of the brain parenchyma include impaired
CSF outflow resistance and increased intracranial pressure pulsatility. The gait and cognitive
disturbances of iNPH are thought to be of periventricular/subcortical/frontal origin. The arterial
supply of this area is mainly via periventricular end arteries, sensitive to a subcritical ischemia
that causes dysfunction, but not infarction in an anatomic distribution, that affects the axons
related to symptoms (eg, those to the leg, as represented in the homunculus). The altered CSF
dynamics and reduced subcortical blood flow and metabolism may give rise to periventricular
hyperintensities seen on MRI in iNPH.
CSF = cerebrospinal fluid; ICP = intracranial pressure.
KEY POINTS
h The features of gait standing to sitting); gait initiation fail- iNPH. Patients or family should be
impairment in patients ure; shuffling and poor foot clearance; asked about the use of incontinence
with idiopathic normal tripping, falling, or festination; unstable pads or undergarments, as occasionally
pressure hydrocephalus multistep turns; and retropulsion or they do not consider the patient to be
can be difficult to anteropulsion.11,12 The severity of gait incontinent if the urine is contained by
distinguish from those impairment in iNPH is variable, and the the pads or undergarments. Because
of neurodegenerative features can be difficult to distinguish bladder symptoms are very common
disorders with motor from neurodegenerative disorders with among the elderly, other causes are
involvement, such as motor involvement, such as parkinson- frequently present in patients with
parkinsonism or ism or dementia with Lewy bodies. suspected iNPH.
dementia with
Cognitive impairment and demen-
Lewy bodies. Imaging
tia. Symptoms of dementia in iNPH
h Neuroimaging with overlap with those of other demen- Neuroimaging with either CT or MRI is
either CT or MRI is tias, including difficulty managing fi- required for the diagnosis of iNPH;
required for the diagnosis
nances, taking medications properly, however, MRI is preferable. In iNPH,
of idiopathic normal
driving, and keeping track of appoint- the lateral and third ventricles are
pressure hydrocephalus.
ments. Some patients with iNPH pres- enlarged and no obstruction to CSF
h An Evans ratio of more ent with mild cognitive impairment flow should be present. If obstructive
than 0.3 indicates large
rather than dementia. Screening tests hydrocephalus is suspected, which
ventricles, and a ratio
such as the Mini-Mental State Examina- occurs in a small percentage of pa-
of more than 0.33
indicates very large
tion (MMSE) or Montreal Cognitive tients, MRI should be obtained to
ventricles, but is Assessment (MoCA) are advised.13 The evaluate for sites of obstruction.
not specific for cognitive findings of iNPH reflect in- A screening test for ventricular
idiopathic normal volvement of the prefrontal brain struc- enlargement is the Evans ratio or
pressure hydrocephalus. tures, similar to a subcortical dementia, index, which is the ratio of the widest
with executive dysfunction (eg, slow frontal horn span to the widest diam-
processing, difficulty with problem solv- eter of the brain on the same axial
ing) and memory deficits with poor image (Figure 10-219). An Evans ratio
retrieval and relatively intact recogni- of more than 0.3 indicates large ventri-
tion memory.14Y16 Impaired naming, cles, and a ratio of more than 0.33 in-
agnosia, rapid forgetting that does not dicates very large ventricles, but is not
benefit from cueing, hallucinations, specific for iNPH.
and failure to recognize close family Distinguishing dilated ventricles due
or friends should raise concern for to cerebral atrophy from iNPH is diffi-
other causes of dementia. Symptoms cult. Focal atrophy is often indicative of
of depression are common in iNPH, a degenerative dementia, particularly if
and depression screening is helpful.17 it is asymmetric (eg, frontotemporal
Delirium is not typical in iNPH and dementia) or is stereotypical, such as
implies the presence of a concomi- hippocampal atrophy in Alzheimer de-
tant disorder or medication side effect. mentia. In iNPH, the sylvian fissures
Urinary urgency and incontinence. are often widened out of proportion to
Urgency and frequency are the most the cortical sulci, which are flattened
common urinary symptoms and may (‘‘high tight’’ convexity)20 (Figure 10-2),
occur with or without incontinence.18 which is thought to suggest a block of
Patients are usually aware of the urinary CSF flow over the cerebral convexity to
urge and are concerned about their the arachnoid granulations. Japanese
incontinence. Incontinence without researchers have described this as
awareness of urinary urge or that one’s disproportionately enlarged subarach-
clothes are wet is not characteristic of noid space hydrocephalus (DESH).
582 www.ContinuumJournal.com April 2016
The absence of DESH may be sugges- ventricular wall are considered to re-
tive of brain atrophy, but does not flect fluid movement from the ventri-
exclude the possibility of iNPH.9,21 cles into the parenchyma, but white
Almost all patients with iNPH have matter lesions that are more peripheral
periventricular white matter lesions (eg, in the corona radiata) or that are
that are best seen in the fluid-attenuated diffuse and confluent are more likely to
inversion recovery (FLAIR) or T2 se- represent ischemic change. Extensive
quences. Periventricular white matter white matter lesions are not a contrain-
lesions immediately adjacent to the dication to shunt surgery and should
KEY POINTS
h Gait impairment is not be used to rule out the need for sidered for spinal cord disorders be-
typically either the prognostic testing; however, extensive fore evaluating for iNPH.
first or worst ischemic white matter lesions may limit Third, patients who have been ad-
symptom in patients the patient’s response to shunting. mitted to the hospital for delirium or
with idiopathic normal The appearance of a pulsation arti- failure to thrive and are incidentally
pressure hydrocephalus. fact in the cerebral aqueduct, or mea- found to have ventriculomegaly on neuro-
h Attempts to investigate surements of CSF stroke volume or imaging should not be investigated
acutely hospitalized velocity in the aqueduct using phase- for iNPH until the underlying cause of
patients for idiopathic contrast methods22 cannot be used the delirium has been found, treatment
normal pressure alone to recommend shunt surgery, has been initiated, and the patient has
hydrocephalus are but can support the diagnosis of iNPH been discharged from the hospital and
fraught with the risk and the need for further testing. had time to return to a stable baseline.
of misattribution. Attempts to investigate acutely hospi-
h Identification of DIFFERENTIAL DIAGNOSIS talized patients for iNPH are fraught
comorbidities is an The diagnosis of iNPH is rarely an with the risk of misattribution, as an
essential part of the either/or situation, as it is uncommon apparent response to CSF removal could
clinical management of to see ‘‘pure’’ iNPH. Table 10-119 de- be due to recovery from the underlying
idiopathic normal scribes common differential diagnoses illness, or an apparent lack of response
pressure hydrocephalus.
that should be considered. Tests com- to CSF removal could be due to persis-
h The presence of monly ordered to evaluate the differen- tence of the underlying illness.
comorbidities does not tial diagnosis include typical dementia
exclude the possibility blood work (eg, complete blood count, ROLE OF COMORBIDITIES
of idiopathic normal
biochemical profile, vitamin B12, folate, iNPH affects the elderly, many of whom
pressure hydrocephalus;
thyroid-stimulating hormone [TSH], and have other conditions (ie, comor-
however, comorbidities
do influence the
when indicated, rapid plasma reagin bidities that contribute to their symp-
prognosis after [RPR], Lyme titers, and vitamin D), as toms).23 However, if the comorbidities
shunt surgery. well as imaging of the cervical or lumbo- are not sufficient to explain the pa-
sacral spine. Polyneuropathy, which is tient’s symptoms, then iNPH should be
common in the elderly, is an important investigated. The presence of comor-
comorbidity. As a general rule, a dif- bidities does not exclude the possibil-
ferential diagnosis that is sufficient to ity of iNPH; however, comorbidities do
explain the patient’s symptoms and is influence the prognosis after shunt
treatable should be treated before any surgery. The specific symptoms that
further testing or treatment of iNPH will improve and the extent of clinical
is undertaken. improvement that can be expected
Three important and common pre- after treatment of iNPH will depend
sentation variations deserve special at- on the proportional contribution of the
tention for the differential diagnosis. iNPH and the comorbidities to the
First, patients with ventriculomegaly patient’s clinical presentation. For in-
who have only cognitive impairment or stance, a patient with possible Alzheimer
only incontinence should be evaluated disease dementia, along with the iNPH,
for other disorders before considering is likely to have a worse cognitive re-
iNPH. Most published research and sponse to shunting than a patient with
guidelines indicate that nearly all patients pure iNPH. Thus, an important part of
have gait impairment, which is typically the iNPH investigation is to identify
either the first or worst symptom. and treat any treatable comorbidities
Second, patients with gait impair- and discuss their potential influence
ment and urinary symptoms but no on surgical outcome with the patient
cognitive impairment should be con- and family. If there is any doubt as to
584 www.ContinuumJournal.com April 2016
KEY POINT
h The international and TABLE 10-1 Differential Diagnosis of Idiopathic Normal Pressure
Japanese guidelines Hydrocephalusa Continued from page 585
support shunt surgery as
effective treatment of Gait Dementia Incontinence
idiopathic normal
Disorders that can aggravate other
pressure hydrocephalus, symptoms
as does the American
Academy of Neurology Visual impairment X X
practice guideline. Hearing impairment X
Obesity X
Cardiovascular disease X
Pulmonary disease X
Chronic lower back pain X
Vestibular disorders X
a
Reprinted with permission from Williams MA, Relkin NR, Neurol Clin Pract.19 cp.neurology.org/
content/3/5/375.full. B 2013 American Academy of Neurology.
KEY POINT
h Some, but not all,
adjustable shunts are
susceptible to strong
external magnetic fields.
KEY POINT
h When patients who
have been treated with
shunts have worsening
symptoms, physicians
frequently presume that
the shunt is obstructed,
which is often incorrect.
FIGURE 10-4 Serial axial CT scans without contrast over a 6-week period showing the
evolution of enlarging bilateral subdural fluid collections (A, from January 3; B,
from January 7; C, from January 12) and resolution of the subdural fluid collections
after the adjustable shunt was placed at the highest setting (D, from February 16).
shunt obstruction symptoms should be When patients who have been treated
reviewed during clinic visits. It is not with a shunt have worsening symptoms,
possible to predict who will experience physicians frequently presume that the
shunt obstruction or when. The return shunt is obstructed, which is often
of iNPH symptoms is typically grad- incorrect because elderly patients may
ual, and it may be several weeks or worsen for other reasons, including
months before patients realize that worsening of comorbidities or emer-
they are getting worse. Shunt obstruc- gence of new diagnoses or conditions.
tion in iNPH is rarely an emergency. Typical clinical scenarios that are of
If shunt obstruction is detected and concern to patients are lagging symp-
treated, approximately 75% of patients tom recovery, transient worsening,
will once again improve.39 and insidious worsening.19
FIGURE 10-6 Insertion of a 16-gauge spinal catheter via a 14-gauge Touhy needle for
external lumbar CSF drainage.
Case 10-1
An 82-year-old woman was referred for difficulty with gait, balance, bladder control, and cognition. She
had experienced gait trouble for ‘‘many years,’’ but it had been much worse over the past year. She had
problems getting in and out of seats, initiating gait, and turning, and she had festination. She used a
walker with wheels. Urinary symptoms included urgency, but sometimes her urine would not flow when
she was on the toilet, and she lost urine with coughing or straining. Cognitively, she had trouble finding
words, but managed her money, medications, and appointments, which her daughter confirmed. Her
medications included alprazolam, oxycodone, and tramadol. She was unable to live independently.
The Montreal Cognitive Assessment (MoCA) score was 14 out of 30, and the Tinetti scale score46
(a standardized gait and balance assessment) was variable from 12 out of 28 to 16 out of 28.
Motor examination revealed paratonia versus rigidity. Brain MRI scan (Figure 10-7) showed an Evans
ratio of 0.40, bilateral frontal atrophy, and possible disproportionately enlarged subarachnoid space
hydrocephalus (DESH).
She did not improve after cessation of alprazolam, oxycodone, and tramadol, and thus was
admitted to the hospital for external lumbar drainage. Over 3 days, 690 mL CSF was drained. The Tinetti scale
score improved from 5 to 10 out of 28 on admission to 21 to 25 out of 28 after external lumbar drainage.
The Timed Up and Go Test (TUG),47 a standardized assessment in which a patient is observed and timed
while arising from an arm chair, walking 3 meters, turning around, walking back, and sitting down
again, improved from 36.65 seconds to 16.25 seconds after external lumbar drainage. She was referred to
a neurosurgeon. A programmable ventriculoperitoneal shunt was inserted at a setting with an opening
pressure of approximately 115 mm H2O.
FIGURE 10-7 Imaging from the patient in Case 10-1. The Evans ratio is 0.40. The widening
of the sulci in the frontal lobes (A, B) suggests atrophy; however, the pattern
also raises the possibility of disproportionately enlarged subarachnoid space
hydrocephalus (DESH), particularly the widening of the sulci higher over the convexities
(B, arrows).
Three months after shunt surgery, she no longer needed a walker and only occasionally used a
cane. The MoCA score was 20 out of 30 and the Tinetti scale score was 25 out of 28, which was normal.
Because she was still improving, the shunt setting was not changed.
Continued on page 595
been done with ventricular catheters or safely via lumbar catheter, and the
other intracranial devices.50,53 Elderly authors tend to reserve ICP monitoring
patients with obstructive hydrocepha- for patients whose gait impairment is so
lus may present with symptoms of iNPH. mild that it may be difficult to ascertain
In such cases, diagnostic ICP monitor- improvement with CSF drainage alone.45
ing via intracranial methods should be Recently, analysis of the amplitudes of
considered. Because most patients with the ICP pulse pressure has been pro-
iNPH have communicating hydroceph- posed as a predictive test in iNPH.
alus, ICP monitoring can be performed High pulse pressure amplitudes are
Case 10-2
A 77-year-old man was referred for evaluation of possible idiopathic normal
pressure hydrocephalus (iNPH) at a center that uses CSF infusion testing. The
investigation revealed a low CSF outflow conductance (6.2 mm3/s/kPa), which
is a typical finding in iNPH. (Normal values are above 10 mm3/s/kPa.) A shunt
with a fixed opening pressure and an antisiphon device was inserted.
At 3 and 12 months after surgery, he had a marked clinical improvement.
The conductance was increased, as expected (57 mm3/s/kPa and 59 mm3/s/kPa,
respectively), because the shunt, which is an alternate CSF outflow
channel, increases the measured conductance.
The patient’s gait and cognitive function deteriorated 36 months after
the shunt surgery. The conductance was reevaluated and was lower than
before (25 mm3/s/kPa), but still higher than the preoperative value. After
consideration, the original shunt valve was replaced with an adjustable
valve set at 120 mm H2O. However, the patient did not improve as expected.
Another CSF dynamic investigation was performed, showing CSF outflow
conductance results (7.7 mm3/s/kPa) that were the same as the preoperative
value, indicating that the shunt system was obstructed. The shunt was revised
again, after which the patient improved.
The patient’s iNPH symptoms once again worsened 57 months after the
original shunt surgery. Another CSF dynamic investigation revealed a high
conductance (33 mm3/s/kPa), consistent with a functioning shunt. The shunt
setting was lowered, but the patient did not improve, and the cause of his
worsening was attributed to his comorbidities.
Comment. This case illustrates how an infusion technique can be used
for patient selection, but also to assess postoperative shunt function.
Case modified with permission from Eklund A, et al, Med Biol Eng Comput.50 B 2004 Springer International
Publishing AG.
KEY POINT
h Pathologic CSF dynamics considered to predict good chances of key features on brain imaging, and
are an important part of improvement after surgery.54 A variant assessment of the clinical response to
the idiopathic normal of this method is the ICP pulsatility tap test. Evidence supports the use of
pressure hydrocephalus curve, which describes how the pulse shunt surgery to treat patients with
pathophysiology. amplitude changes while ICP is manip- iNPH, and when patients are properly
ulated to different levels during CSF selected, the benefit-to-risk ratio is
infusion testing.42 favorable. Neurologists have a role in
the longitudinal care of patients with
Shunt Patency Evaluation iNPH who have undergone shunt sur-
Either radionuclide shunt patency study gery, particularly in considering the
or CSF infusion testing can be used to differential diagnosis of any symptoms
assess shunt function.39,55 Radionuclide that may worsen after shunt surgery.
shunt patency study involves the injec- Tertiary centers with expertise in com-
tion of a small volume of radioisotope plex iNPH are available throughout
into the shunt reservoir. Once the the world.
radionuclide is injected, images of the
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Psychiatric Aspects
Address correspondence to
Dr Chiadi U. Onyike, Johns
Hopkins University, 600 N
of Dementia
Wolfe St, Meyer 279, Baltimore,
MD 21287, [email protected].
Relationship Disclosure:
Dr Onyike has received
personal compensation as Chiadi U. Onyike, MD, MHS
special issue editor for the
International Review of
Psychiatry and the Psychiatric
Clinics of North America and ABSTRACT
has given expert legal
testimony for the Paley Rothman Purpose of Review: The psychiatric aspects of dementia are increasingly recognized
law firm on disabilities related as significant contributors to distress, disability, and care burden, and, thus, are of
to frontotemporal dementia. increasing interest to practicing neurologists. This article examines how psychiatric
Dr Onyike receives research
funding from the Jane Tanger disorders are entwined with dementia and describes the predictive, diagnostic, and
Black Fund for Young-Onset therapeutic implications of the psychiatric symptoms of dementia.
Dementia Research, the Recent Findings: Psychiatric disorders, particularly depression and schizophrenia,
National Institute of Neurological
Disorders and Stroke, the are associated with higher risk for late-life dementia. Psychiatric phenomena also
National Institute on Aging, the define phenotypes such as frontotemporal dementia and dementia with Lewy bodies,
National Institutes of Health, cause distress, and amplify dementia-related disabilities. Management requires a
the Robert and Nancy Hall
family, and Tau Therapeutics. multidisciplinary team, a problem-solving stance, programs of care, and pharmacologic
Unlabeled Use of management. Recent innovations include model programs that provide structured
Products/Investigational problem-solving interventions and tailored in-home care.
Use Disclosure:
Dr Onyike discusses the
Summary: There is new appreciation of the complexity of the relationship between
unlabeled/investigational psychiatric disorders and dementia as well as the significance of this relationship for
indications and evidence for treatment, community services, and research.
efficacy and risks of
prescribing antidepressants,
antipsychotics, and other Continuum (Minneap Minn) 2016;22(2):600–614.
psychotropic agents for
treating psychiatric aspects of
dementia, as well as the
alternatives to making these INTRODUCTION and their predictive, diagnostic, and
prescriptions, which include
behavioral interventions, The coincidence of primary (ie, neuro- treatment implications.
care programs, caregiver
support and training, degenerative) dementia and psychiatric LINKS BETWEEN PSYCHIATRIC
environment modulation, and disorders is increasingly seen as a com- DISORDERS AND DEMENTIA
structured recreation.
mon occurrence and as a significant con- The earliest descriptions of the primary
* 2016 American Academy
of Neurology. tributor to distress, handicap, care needs, dementias included psychiatric distur-
and health costs. Psychiatric disorders bances alongside the cognitive and
have long been viewed as epiphenom- functional symptoms. Alois Alzheimer
ena that complicate dementias that are identified anxiety, hallucinations, delu-
‘‘essentially’’ cognitive disorders, but sions, and agitation amid confusion and
contemporary views suggest: (1) some dense impairments of memory, orienta-
psychiatric disorders are integral to the tion, and knowledge that would define
dementia phenotype, (2) dementia the illness named for him.1 His con-
may be foreshadowed by syndromes temporaries, Arnold Pick, Paul Sérieux,
such as major depression and schizo- and Joseph Dejerine, described mid-
phrenia and states such as apathy and life deterioration of conduct and lan-
irritability, and (3) many psychiatric guage, which are the first descriptions
disorders complicate the course of the of frontotemporal dementia (FTD).2Y4
dementia by amplifying or adding to From these beginnings, primary de-
distress and disability. This article mentias came to be viewed narrowly
examines the overlap between psychi- as cognitive disorders, but in the past
atric disorders and primary dementias 35 years, observations of the ubiquity
KEY POINT
h Depressive symptoms and dementia, compared to those who polar disorder.30,31 Whether the risk
have been associated had schizophrenia and no dementia.23 for dementia is greater for young-onset
with cognitive decline A more recent analysis showed that versus late-onset depression is still un-
and transitions to neuritic plaques and neurofibrillary settled as studies have yielded mixed
dementia in individuals tangles that did not meet the threshold results.30,32 Recent data from a Swedish
with mild cognitive for a formal AD diagnosis showed a cohort of military conscripts suggests
impairment and other positive correlation with dementia se- that depression in youth is associated
mild cognitive disorders. verity.24 Thus, dementia in schizophre- with a nearly twofold higher risk for
nia appears to be related primarily to young-onset dementia, 33 although
insidious brain atrophy and, for some, this finding has not been replicated.
a consequent lowering of the thresh- Whereas a causal relationship between
old for coincident neurodegeneration major depression and dementia has
to cause dementia. not been established, depressive symp-
It may be that some cases of schizo- toms may appear in the dementia
phrenia, a schizophreniform state, or prodrome (Case 11-1). Furthermore,
other psychotic presentations, are pro- depressive symptoms have been as-
dromes of a dementia. One study of sociated with cognitive decline and
progranulin (GRN) mutation carriers transitions to dementia in individuals
describes a family in which two sib- with MCI and other mild cognitive
lings manifested a classic schizophre- disorders (ie, states of cognitive dys-
nia phenotype and a third sibling had function that do not reach a thresh-
a typical FTD.25 It is also now increas- old for dementia, or match formal
ingly recognized that up to 20% of definitions for MCI). Psychiatric dis-
carriers of the C9ORF72 mutation orders are more frequently observed
associated with FTD and amyotrophic in elderly patients with MCI and other
lateral sclerosis experience psycho- mild cognitive disorders than in their
sis,26Y28 although it is still uncertain age-matched peers with normal cog-
what proportion present with primary nition, and these associations have
psychosis. Earlier clinicopathologic been linked to worse cognition and
analysis of a brain bank cohort has functional disabilities.16,34,35 Studies
suggested that schizophreniform and of community-based elderly indi-
other psychiatric presentations are viduals have shown associations
more likely in patients with FTD who between depression, apathy, and
are younger than 45 years of age, irritability/agitation, and transitions
whereas later-life presentations are from normal cognition to MCI, and
more likely to feature impairments of from MCI to dementia.36Y40 A recent
cognition and social conduct.29 meta-analysis reached the same con-
Cognitive dysfunction has been ob- clusions, showing that transitions
served in cases of remitted major from mild cognitive disorders to
depression and bipolar disorder, par- dementia are predicted by depres-
ticularly affecting attention, executive sion (in community samples) and
function, and memory, and depression apathy (in the clinic).41
appears to be associated with increased
risk for late-life dementia.30 The risk for PSYCHIATRIC PHENOMENA
dementia appears to be higher in in- AS DEFINING FEATURES
dividuals with more severe depressive OF DEMENTIA
symptoms and appears to be associated Although dementia syndromes are
with the frequency of admission to psy- widely viewed essentially as cognitive
chiatric wards for depression and bi- disorders, many of these are defined by
602 www.ContinuumJournal.com April 2016
KEY POINTS
h Cognitive deficits and syndrome or dementia syndrome by ered a rarity in FTD, was common in a
behavioral symptoms many years. Huntington disease fea- recently described neuropathology
are present in patients tures a triad of cognitive, affective, and cohort and may distinguish a subtype
with Huntington motor phenomena. The motor fea- of FTD caused by mutations in the
disease beginning tures, typically chorea, athetosis, tics, C9ORF72 gene, although the diagnos-
approximately 15 years bradykinesia, incoordination, and tic utility of this association has not
prior to motor diagnosis. ideomotor apraxias, are preceded by been examined. Visual illusions and
h The behavioral variant executive dysfunction, apathy, irri- hallucinations develop early in DLB
of frontotemporal tability, depression, and anxiety.43 and become florid, persistent, and,
dementia typically Such cognitive deficits and behavioral in many cases, associated with mis-
presents as a combination symptoms are present beginning identification, paranoia, delusions,
of socially offensive about 15 years prior to motor diag- and anxiety.26Y28,49 PDD manifests
behaviors, such as nosis.44 In asymptomatic Huntington illusions, hallucinations, paranoia,
indifference, impatience, disease mutation carriers, the earliest and delusions very late in the illness,
carelessness, insensitivity,
cognitive deficits are found in atten- usually many years after the de-
jocularity, intrusiveness,
tion, working memory, verbal learn- velopment of parkinsonism, subclini-
distractibility,
impulsiveness,
ing, verbal long-term memory, and cal cognitive dysfunction, anxiety, and
stereotyped behaviors, learning of random associations.45 depression. In PDD, visual hallucina-
compulsions, food Still, clinical diagnosis in Huntington tions, paranoia, and anxiety often
craving and gluttony, disease emphasizes the motor phe- arise as complications of dopaminer-
and slovenliness, and nomena and genetic testing; the gic therapy. REM sleep behavior dis-
many of these patients cognitive deficits and psychiatric order is a characteristic of DLB and
do not have noticeable phenomena lack the specificity for Parkinson disease that, when present
cognitive deficits until differential diagnosis but may facil- in advance of cognitive and motor
illness is established. itate early recognition in individu- dysfunction, facilitates the clinical
h Visual illusions and als who are known carriers of the diagnosis.42,50,51
hallucinations develop Huntington mutation or have a posi-
early in dementia with tive family history.46 IMPACTS OF PSYCHIATRIC
Lewy bodies and For some dementia syndromes, psy- DISORDERS ON DEMENTIA
become florid, persistent chiatric states are defining elements of Psychiatric disorders are frequently the
and, in many cases,
the illness and its diagnosis. Psychiatric main clinical focus because they bring
are associated
phenomena that define the dementia about distress directly and can exacer-
with misidentification,
paranoia, delusions,
syndrome are integrated into the diag- bate other morbidity. These states in-
and anxiety. nostic criteria for FTD and DLB, for crease the demands placed on relatives
example.47,48 To illustrate further, FTD and other caregivers and, thus, the
h Psychiatric symptoms in
is characterized by gross decline in levels of caregiver stress, and they also
dementia have been
linked to more severe
conduct (ie, the behavioral variant) or result in higher rates of resource utili-
cognitive and functional speech and language (the language zation.52 Psychiatric symptoms in de-
disabilities and faster variant). The behavioral variant of FTD mentia have also been linked to more
progression to severe typically presents as a combination of severe cognitive and functional disabil-
dementia and death. socially offensive behaviors, such as ities and faster progression to severe
indifference, impatience, carelessness, dementia and death.53,54 It has been
insensitivity, jocularity, intrusiveness, estimated, for example, that nearly
distractibility, impulsiveness, stereo- one-third of all dementia treatment
typed behaviors, compulsions, food costs are accounted for by psychiatric
craving and gluttony, and slovenliness, symptoms.55,56 These symptoms also
and many of these patients do not have shape the quality of life for many in-
noticeable cognitive deficits until illness dividuals with dementia. They are also
is established. Psychosis, once consid- major drivers of transfers to residential
KEY POINT
h A multidisciplinary team on self-reports, caregiver interviews, shadow the cognitive impairments; and
model involving or direct observations, and may be (3) syndromes defined by motor dys-
physicians, nursing, structured or semistructured. Since functions that usually overshadow
physical therapy, and self-reports are bedeviled by the loss cognitive and psychiatric phenomena,
other rehabilitative of self-monitoring and decisional ca- such as progressive supranuclear
services, as well as pacities in people with dementia, palsy and corticobasal degeneration.68
social work and measurements are usually sourced The alternative approach is to take
caregiver/family from caregiver interviews or direct a problem-solving stance, based on the
advocacy is often observations. Two classes of instru- understanding that some of the psy-
required for the optimal ments are used: standard psychiatric chiatric disturbances seen in demen-
management of
instruments adapted to dementia tia may be maladaptive reactions or
patients with psychiatric
practice and research objectives as patient-caregiver conflicts, rather than
disorders and dementia.
well as specially designed scales and symptoms of neurophysiologic distur-
questionnaires. The Neuropsychiatric bance. In this perspective, the psychiat-
Inventory (NPI),62 the most widely ric state is understood as arising from
used tool for measuring psychiat- the interplay of personal and environ-
ric phenomena in dementia, is a mental factors, implying that they can
semistructured screen-and-probe in- be extinguished or reshaped by behav-
terview of the patient’s spouse, care- ioral and environmental manipulations.
giver, or other source. It covers a
swarth of psychiatric states, and ver- PERSPECTIVES ON
sions have been developed for as- CLINICAL MANAGEMENT
sisted living and nursing home A multidisciplinary team model involv-
settings. The Neuropsychiatric Inven- ing physicians, nursing, physical ther-
tory Questionnaire (NPI-Q),63 a short apy, and other rehabilitative services,
version of the NPI, has found wide as well as social work and caregiver/
application in clinical practice and family advocacy is often required for
research. Numerous other tools for the optimal management of patients
measuring specific psychiatric phe- with psychiatric disorders and demen-
nomena in elderly individuals with tia. At the author’s institution, behavioral
dementia exist, such as the Geriatric care, case management, pharmacologic
Depression Scale and the Frontal Be- prescriptions, and physical, speech/
havioral Inventory for use in FTD.64Y67 language, and occupational therapy
At Johns Hopkins Hospital, we have are melded into an individualized treat-
described an algorithmic approach,68 in ment plan to relieve distress, provide
which the temporal clustering of cog- direction, promote adaptation, and
nitive, neuropsychiatric, and motor optimize quality of life.69 A healthy
symptoms and signs is used to define partnership with the patient and the
syndrome categories that facilitate dif- caregiver, and their education about
ferential diagnosis (Figure 11-1). The psychiatric symptoms, dementia, and
method classifies syndromes into: the interventions are vital for success.
(1) primarily cognitive syndromes, such The clinical formulation is the frame-
as the canonical (amnestic) AD phe- work for managing the psychiatric
notype and the primary progressive aspects of dementia. Where the for-
aphasias, in which the cognitive defi- mulation emphasizes specific disorders,
cits are the signal features; (2) predo- pharmacologic intervention specific to
minantly psychiatric syndromes such the underlying neurodegenerative dis-
as the behavioral variant of FTD and ease or psychiatric disorder may be in-
DLB, where psychiatric disorders over- dicated (ie, cholinesterase inhibitors for
606 www.ContinuumJournal.com April 2016
AD or selective serotonin reuptake in- terventions directed at the environment, KEY POINT
hibitors [SSRIs] for depression). When their comfort, or the patient-caregiver h Where the clinical
problem solving is emphasized, psycho- relationship.70 The choice of approach formulation for
social approaches such as environment derives from careful analysis of the managing the psychiatric
aspects of dementia
remodeling, structured recreation, care- context of the psychiatric state. An-
emphasizes problem
giver education and training, and psy- other model views psychiatric states as
solving, psychosocial
chotherapy are more pertinent. One catastrophic reactions to frustration, approaches such as
commonly used psychosocial approach failure, or being thwarted, in which case, environment remodeling,
calls for formal analysis of the context simplifying tasks and providing direc- structured recreation,
and antecedents of the psychiatric state, tion and assistance can go a long way. caregiver education
so as to identify and remove (or man- Yet another approach is to examine the and training, and
age) precipitating factors. A patient patient-caregiver dyad for dysfunctional psychotherapy
who has exhibited agitated resistance interactions that will be corrected are pertinent.
of morning hygiene routines might through caregiver counseling and skill-
do much better when allowed to wake building training sessions. The efficacy
naturally or to eat first. The patient of structured skill-building programs
might also respond to nonspecific in- and tailored problem-solving methods
KEY POINT
h Typical and atypical for dementia care has been demon- (Figure 11-2), which requires that the
antipsychotic agents strated in formal trials that examined problem be specified (describe) along
are associated with a effects on psychiatric disorders and with the contexts, triggers, and modi-
high risk for mortality caregiver coping.71Y74 fiers (investigate), that a collaboration is
in patients who Pharmacologic interventions for psy- undertaken with the caregiver to devise
have dementia. chiatric symptoms in dementia mirror a program of care (create), and that the
standard psychiatric practice, albeit implementation and results are moni-
with more cautious dosing, and they tored (evaluate).52 The DICE approach
remain in need of the validation of is now part of the Centers for Medicare
formal clinical trials.70,75,76 The na- and Medicaid Services toolkit of non-
tionwide Clinical Antipsychotic Trials pharmacologic programs for dementia
of Intervention Effectiveness did not care, which hopefully will stimulate
demonstrate efficacy for treatment of broad implementation, dissemination,
dementia-related psychosis, agitation, and evaluation. Another innovation is
and aggression, although a secondary the Maximizing Independence (MIND)
analysis suggested the atypical agents at Home study, which has used multi-
may have value, but that any bene- disciplinary teams for home-based case
fits might be offset by worsening of management that consists of individu-
cognitive disabilities, somnolence, par- alized care planning with monitoring,
kinsonism, weight gain, metabolic de- links to local services, dementia-related
rangements, and death.77,78 In DLB and education, and caregiver skills building,
PDD, quetiapine and clozapine are the which resulted in far fewer transfers
only antipsychotics recommended from home to residential care and
given the higher risk of extrapyramidal higher quality-of-life ratings than usual
side effects with other antipsychotic care in the pilot study.91 A larger
medications. Other antipsychotic drugs follow-up study, now underway, is aimed
must be avoided in these patients as at demonstrating the efficacy and scal-
they may precipitate life-threatening ability of this program.
rigidity and autonomic dysfunction. Pharmacologic interventions are still
The atypical antipsychotics are associ- indicated in some cases, owing to the
ated with mortality from cardiovascular biological grounding of some of the
and cerebrovascular events (and other psychiatric symptoms of dementia; vi-
causes of mortality, including infectious sual hallucinations in DLB, for example,
causes) in patients who have demen- cannot be formulated as arising from a
tia.79,80 The risk is higher still with the caregiver’s mishandling of a situation, a
conventional agents.81Y85 Where these patient’s misunderstanding, misinter-
agents are prescribed, risk can be pretation, or overreaction, or other so-
mitigated by routine use of planned cial mishap. Psychiatric states such as
discontinuation trials, in line with evi- these warrant pharmacologic interven-
dence that most psychiatric states in tion when they cause distress, are offen-
dementia do not persist longer than sive, or bring about significant morbidity
3 to 6 months and results from discon- (such as when depression causes an-
tinuation trials that show benefit.14,86Y90 orexia, weight loss, and malnutrition).
The development of structured be- Thus, present-day research continues
havioral programs that can be readily the search for physiologic indices of
disseminated are now underway, which psychiatric states in dementia, with the
will facilitate intervention in the home. hope that biomarkers will lead to more
One innovation is the Describe, Inves- effective case recognition and physio-
tigate, Create, Evaluate (DICE) method logic targets for drug development.
608 www.ContinuumJournal.com April 2016
Tanger Black Fund for Young-Onset 12. Lyketsos CG, Lopez O, Jones B, et al. Prevalence
of neuropsychiatric symptoms in dementia and
Dementia Research; the National In-
mild cognitive impairment: results from the
stitutes of Health (NIH)/National In- cardiovascular health study. JAMA 2002;288(12):
stitute on Aging grants (P50AG05146 1475Y1483. doi:10.1001/jama.288.12.1475.
and U19AG033655); NIH/National 13. Ikeda M, Fukuhara R, Shigenobu K, et al.
Institute of Neurological Disorders Dementia associated mental and behavioural
and Stroke grants (R01NS056307 and disturbances in elderly people in the community:
findings from the first Nakayama study. J Neurol
1U54NS092089-01); the Robert and Neurosurg Psychiatry 2004;75(1):146Y148.
Nancy Hall family; and TRx 237-007
14. Aalten P, de Vugt M, Jaspers N, et al. The
from Tau Therapeutics. course of neuropsychiatric symptoms in
dementia. Part I: findings from the two-year
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Abstract
Purpose of Review:
This article describes a comprehensive approach to the mental status examination and
diagnostic workup of patients suspected of having an emerging neurodegenerative dementia.
Key strategies for obtaining a history and bedside examination techniques are highlighted.
Recent Findings:
Classic descriptions of behavioral neurology syndromes were largely based on clinicopathologic
correlations of strategic lesions in stroke patients. While still very important, advances in
neuroimaging have expanded our armamentarium of cognitive evaluations to include
assessments of findings in nonstroke anatomic distributions of disease. These efforts support
comprehensive assessments of large-scale cerebral networks in cognitive neurology.
Summary:
A thorough and focused mental status examination is essential for the evaluation of patients with
cognitive symptoms. Selective use of laboratory testing and neuroimaging can aid in the
diagnosis of dementia by excluding non-neurodegenerative etiologies. Neurodegenerative
diseaseYspecific tests are in development and will enhance diagnosis and efforts for
disease-modifying therapy development.
Key Points
& The mental status examination is structured to probe each major cognitive domain
(attention, memory, language, visuospatial perception, executive functioning,
and social comportment).
& Cognitive function is mediated by large-scale networks or connectomes, where gray
matter nodes are interconnected by white matter tracts.
& Any gray matter node may contribute to multiple cognitive networks.
Abstract
Purpose of Review:
As individuals age, the quality of cognitive function becomes an increasingly important topic.
The concept of mild cognitive impairment (MCI) has evolved over the past 2 decades to represent
a state of cognitive function between that seen in normal aging and dementia. As such, it is
important for health care providers to be aware of the condition and place it in the appropriate
clinical context.
Recent Findings:
Numerous international population-based studies have been conducted to document the
frequency of MCI, estimating its prevalence to be between 15% and 20% in persons 60 years
and older, making it a common condition encountered by clinicians. The annual rate in which
MCI progresses to dementia varies between 8% and 15% per year, implying that it is an
important condition to identify and treat. In those MCI cases destined to develop Alzheimer
Key Points
& The Key Symposium criteria for mild cognitive impairment accomplished two goals:
(1) to broaden the classification scheme beyond memory, and (2) to recognize that mild
cognitive impairment could result from a variety of etiologies and not just Alzheimer
disease.
& Traditionally, amnestic mild cognitive impairment is the typical prodromal stage of
dementia due to Alzheimer disease, but other phenotypes can also lead to this type of
dementia, such as logopenic aphasia, posterior cortical atrophy (also known as the visual
variant), or a frontal lobeYdysexecutive presentation of Alzheimer disease.
& Not all mild cognitive impairment is early Alzheimer disease.
& The criteria for mild cognitive impairment due to Alzheimer disease developed by the
National Institute on Aging and the Alzheimer’s Association essentially adopted the
Key Symposium criteria while making some of the diagnostic features more explicit.
These criteria also added biomarkers for underlying Alzheimer disease pathophysiology
in an attempt to refine the underlying etiology and, hence, predict outcome.
& In the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition, for the
general category of neurocognitive disorders, the criteria now include a predementia
phase called mild neurocognitive disorder.
& The construct of prodromal Alzheimer disease evolved from the accumulating literature
that had developed regarding the observation that amnestic mild cognitive impairment,
when paired with certain biomarkers, approximated the condition of Alzheimer disease.
In fact, the proponents believed that a certain type of amnestic mild cognitive impairment
coupled with biomarkers for the presence of amyloid or amyloid and tau constituted the
earliest symptomatic stages of the Alzheimer disease process.
& The multiple sets of criteria referring to mild cognitive impairment actually contain many
of the same elements and are quite similar to the original Key Symposium criteria.
& Numerous international studies have been completed involving several thousand
subjects, and these studies tend to estimate the overall prevalence of mild cognitive
impairment in the 12% to 18% range in persons over the age of 60 years.
& The Mayo Clinic Study of Aging followed subjects 70 years and older for a median
of 5 years and found the progression rate of mild cognitive impairment to be in
the 5% to 6% per year range.
& Mild cognitive impairment is not meant to reflect lifelong low cognitive function; rather,
it is meant to reflect a change for this individual person.
& In mild cognitive impairment, the patient’s daily function is largely preserved.
& Several studies have indicated that individuals with mild cognitive impairment who have
a positive amyloid positron emission tomography scan are more likely to progress rapidly,
which is confirmed by data from the Alzheimer’s Disease Neuroimaging Initiative.
Alzheimer Disease
Apostolova, Liana G. MD, MS, FAAN. Continuum (Minneap Minn). April 2016;
22(2 Dementia): 404Y434.
Abstract
Purpose of Review:
This article discusses the recent advances in the diagnosis and treatment of Alzheimer
disease (AD).
Recent Findings:
In recent years, significant advances have been made in the fields of genetics, neuroimaging,
clinical diagnosis, and staging of AD. One of the most important recent advances in AD is our
ability to visualize amyloid pathology in the living human brain. The newly revised criteria
for diagnosis of AD dementia embrace the use for biomarkers as supportive evidence for the
underlying pathology. Guidelines for the responsible use of amyloid positron emission
tomography (PET) have been developed, and the clinical and economic implications of amyloid
PET imaging are actively being explored.
Summary:
Our improved understanding of the clinical onset, progression, neuroimaging, pathologic
features, genetics, and other risk factors for AD impacts the approaches to clinical diagnosis and
future therapeutic interventions.
Recent Findings:
DLB and PDD are common, clinically similar syndromes that share characteristic
neuropathologic changes, including deposition of !-synuclein in Lewy bodies and neurites
and loss of tegmental dopamine cell populations and basal forebrain cholinergic populations,
often with a variable degree of coexisting Alzheimer pathology. The clinical constellations of
DLB and PDD include progressive cognitive impairment associated with parkinsonism,
visual hallucinations, and fluctuations of attention and wakefulness. Current clinical diagnostic
criteria emphasize these features and also weigh evidence for dopamine cell loss measured
with single-photon emission computed tomography (SPECT) imaging and for rapid eye
movement (REM) sleep behavior disorder, a risk factor for the synucleinopathies. The timing
of dementia relative to parkinsonism is the major clinical distinction between DLB and PDD,
with dementia arising in the setting of well-established idiopathic Parkinson disease (after at least
1 year of motor symptoms) denoting PDD, while earlier cognitive impairment relative to
parkinsonism denotes DLB. The distinction between these syndromes continues to be an active
research question. Treatment for these illnesses remains symptomatic and relies on both
pharmacologic and nonpharmacologic strategies.
Summary:
DLB and PDD are important and common dementia syndromes that overlap in their clinical
features, neuropathology, and management. They are believed to exist on a spectrum of Lewy
body disease, and some controversy persists in their differentiation. Given the need to optimize
cognition, extrapyramidal function, and psychiatric health, management can be complex and
should be systematic.
Key Points
& Deposition of >-synuclein is the hallmark neuropathologic finding of the
synucleinopathies, which include dementia with Lewy bodies, Parkinson disease, and
multiple system atrophy. The Lewy body dementias include dementia with Lewy bodies
and Parkinson disease dementia.
& The Lewy body dementias are the second most common neurodegenerative dementia,
after Alzheimer disease.
& In dementia with Lewy bodies, >-synuclein pathology is observed beyond the brainstem
in limbic and neocortical regions. In contrast, in Parkinson disease, >-synuclein pathology
is first observed in the brainstem, in association with extrapyramidal impairment, and
appears to spread with progression of disease to involve limbic and neocortical regions.
& Amyloid deposition is common and variably present in dementia with Lewy bodies
and Parkinson disease dementia.
& Early dementia, visual hallucinations, fluctuations of attention and arousal, and the
motor manifestations of parkinsonism characterize dementia with Lewy bodies.
Frontotemporal Dementias
Finger, Elizabeth C. MD, FRCPC. Continuum (Minneap Minn). April 2016;
22(2 Dementia): 464Y489.
Key Points
& Frontotemporal dementia classically affects adults in their fifties to sixties, although cases
have been reported from 30 to more than 90 years of age.
& The prevalence of frontotemporal dementia is likely underestimated due to lack
of recognition and diagnosis of the frontotemporal dementia syndromes by
non-neurologists.
& Behavioral variant of frontotemporal dementia is defined by the gradual onset and
progression of changes in behavior, including disinhibition, loss of empathy, apathy, and
may include hyperorality and perseverative or compulsive behaviors.
& Patients with frontotemporal dementia may exhibit psychotic features early in the disease
course, including visual or auditory hallucinations and bizarre or somatic delusions.
& Standard neurocognitive testing in behavioral variant of frontotemporal dementia
classically demonstrates deficits in executive function tasks, with relative sparing in
memory and visuospatial domains.
& Consideration of qualitative aspects of performance during neurocognitive testing,
such as impulsive behaviors and error types, may be more helpful than raw scores in
detecting behavioral variant of frontotemporal dementia.
& Consideration of the patient’s baseline personality, life events, and relationship factors
that may influence behavior, and the caregiver’s perspective on behaviors, is necessary
for accurate diagnosis of behavioral variant frontotemporal dementia.
& The hallmark symptom of semantic variant primary progressive aphasia is the loss of
word meaning.
& Atrophy of the dominant anterior temporal pole is the characteristic finding in semantic
variant primary progressive aphasia.
Abstract
Purpose of Review:
This article provides a diagnostic framework for vascular cognitive impairment, discusses
prevalence and relationships to other neurodegenerative pathologies, and provides advice on
diagnostic workup and management.
Recent Findings:
Vascular cognitive impairment is the second most common cause of cognitive impairment
and frequently coexists with other neurodegenerative neuropathologies. Three new diagnostic
criteria have been published recently; common diagnostic elements include the need to classify
cognitive impairment as mild cognitive impairment or dementia and to link the cognitive
impairment to evidence of clinically significant cerebrovascular disease. Vascular cognitive
Summary:
Vascular cognitive impairment is a potentially treatable common cause of cognitive impairment,
progression of which may be slowed or halted by secondary prevention of vascular disease.
Key Points
& Diagnostic criteria for vascular cognitive impairment are based on the presence of
cognitive impairment and vascular disease as well as a clinical judgment that the vascular
disease is causing the impairment.
& The term vascular cognitive impairment encompasses all severity of cognitive impairment
caused by vascular disease, including mild cognitive impairment and dementia.
& Vascular cognitive impairment may be subclassified as poststroke vascular cognitive
impairment, which refers to the direct immediate consequence of clinical stroke, or as
nonstroke vascular cognitive impairment, which is most commonly caused by cerebral
small vessel disease.
& Vascular cognitive impairment has many vascular causes. The cause of the vascular
disease should be identified so that further progression or recurrence can be prevented.
& The clinical assessment for vascular cognitive impairment can be conceived as a
three-stage process that includes the following steps: (1) assess for cognitive impairment;
(2) assess the presence, severity, and cause of vascular disease; and (3) assess whether
the vascular disease is sufficient to cause the impairment, in whole or in part.
& Cerebrovascular disease should be diagnosed by history, examination, and diagnostic
testing, including neuroimaging.
& Neuroimaging provides useful evidence of the presence, location, and severity of
cerebrovascular disease.
& Because cerebrovascular disease is common and can be incidental, clinical judgment
is needed in individual patients to determine whether cerebrovascular lesions are
sufficient to cause cognitive impairment in the affected individual.
& In poststroke vascular cognitive impairment, the link between stroke and subsequent
vascular cognitive impairment should be readily apparent.
& Location, as well as size and severity, must be taken into account when considering the
cognitive consequences of infarcts and other cerebrovascular lesions.
& The diagnosis of nonstroke vascular cognitive impairment should be supported by the
presence of diffuse, severe cerebrovascular disease.
& Microinfarcts are asubstrate for vascular cognitive impairment, but are only visible at
autopsy because they are too small to see on MRI.
& Although patients with vascular cognitive impairment often exhibit impairments in
executive function and processing speed, other cognitive domains may also be affected.
& Motor signs that may accompany vascular cognitive impairment include frontal gait
disorder, lower body parkinsonism, apathy, depression, urinary incontinence, spasticity,
hyperreflexia, and frontal release signs.
& Cerebral amyloidangiopathy is an important cause of vascular cognitive impairment, with
effects that are independent of the degree of accompanying Alzheimer disease pathology.
Abstract
Purpose of Review:
This article presents a practical and informative approach to the evaluation of a patient with a
rapidly progressive dementia (RPD).
Recent Findings:
Prion diseases are the prototypical causes of RPD, but reversible causes of RPD might mimic
prion disease and should always be considered in a differential diagnosis. Aside from prion
diseases, the most common causes of RPD are atypical presentations of other neurodegenerative
disorders, curable disorders including autoimmune encephalopathies, as well as some infections,
and neoplasms. Numerous recent case reports suggest dural arterial venous fistulas sometimes
cause RPDs.
Summary:
RPDs, in which patients typically develop dementia over weeks to months, require an alternative
differential than the slowly progressive dementias that occur over a few years. Because of
their rapid decline, patients with RPDs necessitate urgent evaluation and often require an
extensive workup, typically with multiple tests being sent or performed concurrently.
Jakob-Creutzfeldt disease, perhaps the prototypical RPD, is often the first diagnosis many
neurologists consider when treating a patient with rapid cognitive decline. Many conditions
other than prion disease, however, including numerous reversible or curable conditions, can
present as an RPD. This chapter discusses some of the major etiologies for RPDs and offers
an algorithm for diagnosis.
Abstract
Purpose of Review:
This article describes the methods of diagnosis and management of autoimmune
encephalopathies and dementias. The expedited distinction of autoimmune encephalopathies
and dementias from neurodegenerative disorders is important because treatment is most effective
at the early stage of illness.
Recent Findings:
The spectrum of antibody biomarkers of treatable autoimmune encephalopathies continues to
broaden and now includes antibodies targeting glutamate receptors (N-methyl-D-aspartate [NMDA]
and >-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid [AMPA]), F-aminobutyric acid A
and B (GABA-A and GABA-B) receptors, glycine receptors, potassium channel complexes
(Kv1, which includes leucine-rich, glioma inactivated 1 [LgI1], contactin-associated proteinlike
2 [CASPR2], and unknown specificity, and Kv4.2, which includes dipeptidyl-peptidase
6 [DPPX]), and glutamic acid decarboxylase 65 (GAD65). Early treatment of certain autoimmune
encephalopathies with rituximab or cyclophosphamide improves outcome when corticosteroids,
IV immunoglobulin (IVIg), and plasma exchange have proven ineffective.
Summary:
Despite the progress made in diagnostics, in many instances, patients with
immunotherapy-responsive encephalopathies and dementias are seronegative for
Key Points
& The clinical manifestations of neurologic autoimmunity are diverse (including
encephalopathy) and are often multifocal.
& In the absence of detection of an encephalitis-specific antibody (eg, leucine-rich,
glioma inactivated 1 or N-methyl-D-aspartate receptor antibody), a history of autoimmune
disease or seropositivity for other autoantibodies (organ-specific or nonYorgan-specific
autoantibodies) are risk factors for an autoimmune encephalopathy.
& Detection of a neuralspecific autoantibody serves as a marker of neurologic
autoimmunity.
& A profile of neuralspecific autoantibodies may aid the identification of a paraneoplastic
encephalopathic disorder.
& Neurologic improvement after immunotherapy may be diagnostically informative of
autoimmune encephalopathy.
& In many instances, the diagnosis of autoimmune encephalopathy is based on clinical
improvements obtained with immunotherapy. Therefore, baseline objective clinical,
electrophysiologic, radiologic, and neuropsychological testing provides reference points
for evaluating clinical improvement with immunotherapies.
& Patients with an autoimmune neurologic disorder may have a background of having a
relatively common systemic autoimmune disease or may have several first-degree
relatives affected by common systemic autoimmune diseases.
& Autoimmune encephalopathic symptoms are almost always of subacute onset (ie, evolving
over days to weeks).
& Limbic encephalitis classically presents with altered mood, memory, and personality
as well as delirium and focal seizures of mesial temporal origin, with or without
secondary generalization.
& Autoimmune dementia phenotypes may resemble Jakob-Creutzfeldt disease, which,
classically, is a rapidly progressive neurodegenerative disorder accompanied by ataxia
and myoclonus.
& Central nervous system infection and other inflammatory central nervous system
disorders are major differential diagnostic considerations when evaluating patients with
rapidly progressive cognitive decline and an inflammatory spinal fluid.
& N-Methyl-D-aspartate receptor encephalitis often has a stereotyped course evolving from
a psychiatric-predominant phenotype to encephalopathy, seizures, and hyperkinetic
movement disorders.
& Presenting symptoms of brainstem encephalitis include eye movement disorders, other
cranial neuropathies, nausea, vertigo, postural instability, and parkinsonism.
& Caution is advised regarding making a diagnosis of Hashimoto encephalopathy
(also known as steroid-responsive encephalopathy associated with autoimmune
thyroiditis) in patients with cognitive symptoms (without objective abnormalities) and
thyroid autoimmunity, which is common in the general population.
& Other inflammatory disorders that can cause a dementia phenotype, but are of unknown
cause, include central nervous system vasculitis, sarcoidosis, and multiple sclerosis.
& Where possible, a more detailed neuropsychological profile should be obtained to
document mild abnormalities not detectable by bedside testing and to exclude potential
confounders (such as mood disorders and the side effects of psychoactive medications).
Adult-Onset Leukoencephalopathies
Renaud, Deborah L. MD. Continuum (Minneap Minn). April 2016; 22(2 Dementia): 559Y578.
Abstract
Purpose of Review:
This article describes the clinical, genetic, and radiographic features of inherited
leukoencephalopathies presenting in adulthood.
Recent Findings:
In recent years, the molecular basis for several inherited leukoencephalopathies, presenting
exclusively in adults, has been discovered. Inherited leukoencephalopathies, previously
described in children, have been found to have milder or later onset forms presenting in adults.
Summary:
Although individually rare, inherited leukoencephalopathies are important to consider in the
differential diagnosis of cognitive decline. Patients with inherited leukoencephalopathies
frequently present to multiple sclerosis and dementia clinics. Clinical and radiographic features
can be used to guide investigations in these patients.
Key Points
& Leukoencephalopathies are disorders that selectively involve the white matter of
the brain.
& Acute demyelination secondary to acquired causes of leukoencephalopathy is generally
asymmetric and nonconfluent.
& Chronic demyelination associated with inherited leukoencephalopathies is more
commonly bilateral, symmetric, and confluent in distribution.
Abstract
Purpose of Review:
This article provides neurologists with a pragmatic approach to the diagnosis and treatment
of idiopathic normal pressure hydrocephalus (iNPH), including an overview of: (1) key
symptoms and examination and radiologic findings; (2) use of appropriate tests to determine
the patient’s likelihood of shunt responsiveness; (3) appropriate referral to tertiary centers with
expertise in complex iNPH; and (4) the contribution of neurologists to the care of patients
with iNPH following shunt surgery.
Key Points
& Spasticity, hyperreflexia, and other upper motor neuron findings are atypical in patients
with idiopathic normal pressure hydrocephalus.
& The features of gait impairment in patients with idiopathic normal pressure hydrocephalus
can be difficult to distinguish from those of neurodegenerative disorders with motor
involvement, such as parkinsonism or dementia with Lewy bodies.
& Neuroimaging with either CT or MRI is required for the diagnosis of idiopathic normal
pressure hydrocephalus.
& An Evans ratio of more than 0.3 indicates large ventricles, and a ratio of more than
0.33 indicates very large ventricles, but is not specific for idiopathic normal
pressure hydrocephalus.
& Gait impairment is typically either the first or worst symptom in patients with idiopathic
normal pressure hydrocephalus.
& Attempts to investigate acutely hospitalized patients for idiopathic normal pressure
hydrocephalus are fraught with the risk of misattribution.
& Identification of comorbidities is an essential part of the clinical management of
idiopathic normal pressure hydrocephalus.
& The presence of comorbidities does not exclude the possibility of idiopathic normal
pressure hydrocephalus; however, comorbidities do influence the prognosis after
shunt surgery.
& The international and Japanese guidelines support shunt surgery as effective treatment
of idiopathic normal pressure hydrocephalus, as does the American Academy of
Neurology practice guideline.
& If a patient has idiopathic normal pressure hydrocephalus, a significant response to
CSF removal should be seen and shunt surgery should help.
& A ventriculoperitoneal shunt consists of three parts: a proximal catheter, usually inserted
in the right lateral ventricle; a distal catheter with its tip in the peritoneal cavity; and a
shunt valve between the proximal and distal catheters.
Abstract
Purpose of Review:
The psychiatric aspects of dementia are increasingly recognized as significant contributors to
distress, disability, and care burden, and, thus, are of increasing interest to practicing neurologists.
This article examines how psychiatric disorders are entwined with dementia and describes the
predictive, diagnostic, and therapeutic implications of the psychiatric symptoms of dementia.
Recent Findings:
Psychiatric disorders, particularly depression and schizophrenia, are associated with higher risk
for late-life dementia. Psychiatric phenomena also define phenotypes such as frontotemporal
dementia and dementia with Lewy bodies, cause distress, and amplify dementia-related
disabilities. Management requires a multidisciplinary team, a problem-solving stance, programs
of care, and pharmacologic management. Recent innovations include model programs that
provide structured problem-solving interventions and tailored in-home care.
Key Points
& The majority of patients with dementia experience one or more disturbances of mood,
behavior, perception, and thought content.
& While most psychiatric states manifest as episodes, apathy associated with dementia is
usually a persistent state.
& Primary psychiatric disorders usually develop in youth and early adulthood, although
first episodes of depression, anxiety, mania, and psychosis in midlife and in the elderly
are recognized.
& A subset of individuals with schizophrenia develop dementia in later life, decades after
the onset of the psychotic state.
& Depressive symptoms have been associated with cognitive decline and transitions
to dementia in individuals with mild cognitive impairment and other mild
cognitive disorders.
& Alzheimer disease typically presents a variety of psychiatric symptoms, most commonly
apathy, depression, anxiety irritability, agitation, and delusions.
& Cognitive deficits and behavioral symptoms are present in patients with Huntington
disease beginning approximately 15 years prior to motor diagnosis.
& The behavioral variant of frontotemporal dementia typically presents as a combination
of socially offensive behaviors, such as indifference, impatience, carelessness,
insensitivity, jocularity, intrusiveness, distractibility, impulsiveness, stereotyped
behaviors, compulsions, food craving and gluttony, and slovenliness, and many of these
patients do not have noticeable cognitive deficits until illness is established.
& Visual illusions and hallucinations develop early in dementia with Lewy bodies and
become florid, persistent and, in many cases, are associated with misidentification,
paranoia, delusions, and anxiety.
& Psychiatric symptoms in dementia have been linked to more severe cognitive and
functional disabilities and faster progression to severe dementia and death.
& Patients with apathy appear passive, disinterested, and aloof, but do not experience a
sad or depressed mood. In contrast, depression is associated with a sad mood, low
self-worth, feelings of guilt, and pessimism.
& Psychometric instruments are used to provide measurements of the psychiatric
phenomena and their correlates (particularly cognitive profiles and functional disabilities)
that facilitate differential diagnosis, judgment of severity, and monitoring of temporal
change and treatment responses.
& A multidisciplinary team model involving physicians, nursing, physical therapy, and
other rehabilitative services, as well as social work and caregiver/family advocacy is often
required for the optimal management of patients with psychiatric disorders and dementia.
& Where the clinical formulation for managing the psychiatric aspects of dementia
emphasizes problem solving, psychosocial approaches such as environment remodeling,
structured recreation, caregiver education and training, and psychotherapy are pertinent.
& Typical and atypical antipsychotic agents are associated with a high risk for mortality
in patients who have dementia.
Ethical Considerations
Address correspondence to
Dr Serge Gauthier, Douglas
Hospital, McGill Centre for
Symptomatic and
Roche Ltd; for serving as chair
of the scientific advisory
board of TauRx Therapeutics;
At-Risk Patients
and as a lecturer for Ever
Pharma and Schwabe,
Williamson & Wyatt.
Dr Gauthier serves as an
editorial board member of
Serge Gauthier, CM, MD, FRCPC; Pedro Rosa-Neto, MD, PhD; Alzheimer’s & Dementia: The
Joseph S. Kass, MD, JD, FAAN Journal of The Alzheimer’s
Association, Current Medical
Research & Opinion,
Dementia and Geriatric
ABSTRACT Cognitive Disorders, Eurasian
Journal of Medicine, European
This article presents a case in which a patient with mild Alzheimer disease requests Neurology, and the World
a prescription for a newly developed Alzheimer disease drug, after which the Journal of Biological
patient’s daughter inquires about its potential usefulness as a prevention strategy Psychiatry. Dr Gauthier
receives research funding
for herself. The article discusses the physician’s responsibility to balance the ethical as site principal investigator
principles of beneficence, nonmaleficence, and respect for patient autonomy when of the Eli Lilly and Company
evaluating requests for medications from patients with neurocognitive disease as and Hoffmann-La Roche Ltd,
and receives funding for this
well as from asymptomatic but at-risk patients. work from the Canadian
Institutes of Health Research
Continuum (Minneap Minn) 2016;22(2):615–618. and the Canadian Consortium
on Neurodegeneration in Aging
as chair of the Ethical, Legal,
and Social Issues advisory
committee. Dr Gauthier
Case receives book royalties from
Cambridge University Press.
Note: This is a hypothetical case and drug. Dr Rosa-Neto receives grant
A 75-year-old woman presented to the memory clinic for her annual support from the Alzheimer’s
follow-up visit, accompanied by her 50-year-old daughter. The patient had Association. Dr Kass has
received personal
been diagnosed with mild, symptomatic Alzheimer disease (AD) 4 years compensation for expert
prior and had been stable on donepezil 10 mg/d for the past 2 years. The testimony in legal cases
patient had a strong family history of AD. She lived independently, but her involving personal injury,
defamation, and malpractice.
daughter advised her about her finances and phoned her daily, reminding Unlabeled Use of
her to take her donepezil. At the follow-up visit, her Mini-Mental State Products/Investigational
Examination (MMSE) score was 24 out of 30. Use Disclosure:
Drs Gauthier, Rosa-Neto, and
At the conclusion of the examination, the patient asked whether a Kass report no disclosures.
recently approved drug for AD would be useful for her condition. The * 2016 American Academy
patient’s daughter then asked whether she should begin taking the drug of Neurology.
herself to try to prevent onset of neurocognitive symptoms because of her
strong family history of AD. The daughter provided the neurologist with a
printout of information she had located on the Internet describing the
medication as a monthly IV medication costing thousands of dollars per dose
to be used only in patients with biomarker evidence of amyloid pathology.
During clinical trials, 5% of patients developed either cerebral edema or
intracerebral hemorrhage.
DISCUSSION
This case, while about a hypothetical patient and drug, is realistic considering
the pace of research in Alzheimer disease (AD) for asymptomatic at-risk indi-
viduals1 and individuals with prodromal symptoms,2 mild cognitive impair-
ment due to AD,3 or mild dementia due to AD.4 Neurologists may soon be
facing such clinical and ethical dilemmas with their patients who have AD. Any
time physicians recommend a new therapeutic intervention, they must engage
their patients in an informed consent process. Adult patients with decision-
making capacity (or surrogates, acting on the patient’s behalf, if patients lack
capacity) have a right to self-determination. Patients must be apprised of the
risks and benefits of a proposed therapy and given adequate information to
decide whether the proposed intervention aligns with their personal values.
Shared decision making is often appropriate and allows the physician to guide
the patient to make the choice most compatible with the patient’s values and
desires. This shared decision-making model eschews paternalism, respects patient
autonomy, and acknowledges that patients typically desire some guidance from
their physicians in making sense of the information that must be considered for
a truly informed decision. In addition to respecting a patient’s autonomy rights,
physicians must also consider the dual effects of beneficence and nonma-
leficence. Beneficence calls on physicians to act to propose interventions that
promote patients’ well-being, while nonmaleficence requires physicians to
minimize patient harm.
Although traditionally recommendations for therapy come from physicians,
physicians are now routinely managing the expectations of patients who re-
search therapies on the Internet. Neurologists must grapple with the same
ethical considerations regardless of the source of the request for therapy.
Additionally, neurologists must remember that they are their patients’ fidu-
ciaries and must always act in their patients’ best interests. Especially when a
request for a given therapy comes from the patient, the physician must resist the
urge to act paternalistically and dismiss the request outright. However, the
physician need not concede to the demands of a patient in the false belief that
a patient’s right to autonomy trumps sound clinical judgment. Physicians are
not acting paternalistically when they refuse to give in to a patient’s medically
unreasonable request. Like all therapies, the requested therapy must be medically
appropriate, meeting the demands of beneficence by maximizing benefit and the
demands of nonmaleficence by minimizing harm.
In this hypothetical case, the patient’s request and her daughter’s request
present quite different ethical challenges. The patient’s request is truly a routine
matter of clinical judgment. If the US Food and Drug Administration (FDA)
approved this new (hypothetical) medication for people like this patient who
have mild AD, then the issue is really about ethical demands on a physician
when providing informed consent for a therapy with which the physician has no
experience. When proposing a new therapy unfamiliar to the physician, the
demands of medical professionalism, which include the physician’s fiduciary
obligations to work in the patient’s best interest, require the physician to
consult peer-reviewed publications and pay particular attention to inclusion
and exclusion criteria used in phase 3 trials as well as to the efficacy and safety
data of the new medication as compared to placebo. The physician should explain
to the patient that there may be insufficient postmarketing data to establish safety
616 www.ContinuumJournal.com April 2016
CONCLUSION
Although the patient’s request for the (theoretical) new medication may be
reasonable, the neurologist should not concede to the daughter’s request at this
time, even if the daughter has the financial resources to pay out-of-pocket for
this costly intervention. If new data emerge from high-quality trials suggesting
that this treatment is effective in preventing AD in presymptomatic at-risk people,
the physician should reconsider this request at that point. The neurologist may
probe to see if the daughter is interested in participating in a trial for at-risk people,
and she can be referred to an appropriate research center. Additionally, the
encouraging results of nonpharmacologic interventions combining physical
activity, cognitive training, optimal nutrition, and medical care over 2 years in the
Finnish Geriatric Intervention Study to Prevent Cognitive Impairment and
Disability (FINGER) study provide strategies to stave off the onset of dementia.5
Similar studies are underway in North America and Europe.6 Some countries,
such as Australia, are already implementing national plans to prevent AD based
on interventional epidemiology data.7 The daughter in this case should be
educated about these nonpharmacologic interventions.
ACKNOWLEDGMENTS
Drs Gauthier and Rosa-Neto receive funding from the Canadian Institutes of Health
Research and the Canadian Consortium on Neurodegeneration in Aging.
Continuum (Minneap Minn) 2016;22(2):615–618 www.ContinuumJournal.com 617
REFERENCES
1. Sperling RA, Aisen PS, Beckett LA, et al. Toward defining the preclinical stages of Alzheimer’s
disease: recommendations from the National Institute on Aging-Alzheimer’s Association
workgroups on diagnostic guidelines for Alzheimer’s disease. Alzheimers Dement
2011;7(3):280Y292. doi:10.1016/j.jalz.2011.03.003.
2. Dubois B, Feldman HH, Jacova C, et al. Advancing research diagnostic criteria for Alzheimer’s
disease: the IWG-2 criteria. Lancet Neurol 2014;13(6):614Y629. doi:10.1016/S1474-4422(14)70090-0.
3. Albert MS, DeKosky ST, Dickson D, et al. The diagnosis of mild cognitive impairment due to
Alzheimer’s disease: recommendations from the National Institute on Aging-Alzheimer’s
Association workgroups on diagnostic guidelines for Alzheimer’s disease. Alzheimers Dement
2011;7(3):270Y279. doi:10.1016/j.jalz.2011.03.008.
4. McKhann GM, Knopman DS, Chertkow H, et al. The diagnosis of dementia due to Alzheimer’s
disease: recommendations from the National Institute on Aging-Alzheimer’s Association
workgroups on diagnostic guidelines for Alzheimer’s disease. Alzheimers Dement
2011;7(3):263Y269. doi:10.1016/j.jalz.2011.03.005.
5. Ngandu T, Lehtisalo J, Solomon A, et al. A 2 year multidomain intervention of diet, exercise,
cognitive training, and vascular risk monitoring versus control to prevent cognitive decline in
at-risk elderly people (FINGER): a randomized controlled trial. Lancet. 2015;385(9984):2255Y2263.
doi:10.1016/S0140-6736(15)60461-5.
6. Fougère B, Vellas B, Delrieu J et al. The road ahead to cure and prevent Alzheimer’s disease:
implementing prevention into primary care. J Prev Alz Dis 2015;2(3):199Y211.
7. Norton S, Matthews FE, Barnes DE, et al. Potential for primary prevention of Alzheimer’s
disease: an analysis of population-based data. Lancet Neurol 2014;13(8):788Y794.
doi:10.1016/S1474-4422(14)70136-X.
Caregiver Stress
Address correspondence to
Dr Amy E. Sanders,
State University of New York
Case
An 81-year-old man presented with symptoms of escalating memory loss
experienced for the past 18 months. A retired geologist, he first became
concerned about his memory when he misplaced his favorite soil sampling
kit, only to find it several months later at the bottom of the laundry hamper.
In his spare time, he had long enjoyed directing a barbershop quartet, but
had begun to note more recently that he was having trouble harmonizing,
and for the 3 months prior to presentation, he specifically expressed
difficulty remembering the lyrics to well-known songs. The week before
he came to the office, he woke up at midnight, thought it was morning,
and went to the supermarket to shop, only to find it dark and closed.
The patient previously had been diagnosed with hypertension and
osteoarthritis. He was a widower and lived alone; his eldest daughter lived
locally with her own family. The patient stated that his daughter would
likely be the one to ‘‘help me out, if I should ever need it.’’ His daughter
did not attend the diagnostic visit, citing conflict with her job as a small-business
owner with small children of her own. The patient was diagnosed with
probable Alzheimer disease after a thorough workup, including a caregiver
interview, a neuropsychological evaluation, screening laboratory testing, and
structural brain neuroimaging.
DISCUSSION
A consequence of all diseases that cause dementia is the inevitable total dependence
of the patient upon a caregiver. In most cases, the primary caregiver for the patient
with dementia is an informal one, without specific training or resources to manage
the relentless and exhausting job. Caregiver burden is therefore common in the care
of patients with dementia, which can lead to disastrous outcomes for patient and
caregiver alike.
Case Continued
The patient was started on donepezil monotherapy, titrated from 5 to
10 mg/d, and did well for the ensuing 2 years. When his daughter
finally accompanied him to an appointment, she sat quietly for much of the
visit, but occasionally sighed loudly or shook her head as though she
disagreed with statements from her father. Finally, when asked if there was
anything else that needed to be discussed, the daughter exclaimed, ‘‘Well, he
can’t find the bathroom anymore, and last week he urinated in the coat
closet. I try to help him get to the right place, and he hits me! Frankly, I don’t
have time for this! Can’t you prescribe him something?’’
In formal and theoretical terms, caregiver stress has been defined as the
unequal exchange of assistance among people who stand in close relationship
to one another, resulting in emotional and physical stress on the caregiver.2
According to data from the Behavioral Risk Factor Surveillance System reported
by Anderson and colleagues,3 older (more than 65 years of age) caregivers appear
to be more resilient in the caregiving role than their younger (ages 18 to 64)
counterparts, reporting significantly less mental distress and dissatisfaction with
life, even in the face of poorer personal health and more physical distress. Studies
investigating factors related to caregiver burden report that burden is inversely
related to cognitive function in the person with dementia, with caregiver burden
rising as cognitive ability in the care recipient declines. Caregiver burden is seen
when caring for all stages of patients with Alzheimer disease with behavioral issues.
Caregiver burden is also seen when caring for patients with mild to moderate
Alzheimer disease with impairment in instrumental activities of daily living.4
Neurologists and other clinicians providing primary care to patients with de-
mentia should consider the patient-caregiver relationship as a dyad, one in which
the caregiver often functions as a secondary patient.5 The underlying psychody-
namic relationship between the patient and caregiver, and the caregiver’s intrinsic
personality traits, contribute in important ways to the caregiving experience. Some
caregivers experience the caregiver role in a predominantly positive way, but many
b Positive Outcomes
Sense of personal accomplishment
Fostering family togetherness
Satisfaction of helping others
b Negative Outcomes
Stress and burden
Anxiety (new or increased)
Sleep deprivation and other disruptions of good sleep hygiene
Depression
Decreased participation in recreation, work, or self-care
Social isolation
Financial hardship
Declining physical health
Increased risk of cognitive decline7
More than 100 clinical instruments are available to assess caregiver stress and
burdens. The original and modified Zarit Burden Interview (Practice Table 29Y11)
is considered by dementia researchers to be the most useful.12 Numerous Internet
resources are available to help guide and support family and other informal
caregivers (refer to the useful website section at the end of this article). Local
organizations, such as senior centers, may have adult day care programs that
offer the person with dementia a chance to be social and the opportunity to
participate in planned and supervised activities designed to promote well-being,
such as music and exercise. Senior centers or other local services for older adults
may also offer support groups, providing caregivers with a safe place to meet
and develop a mutual support system. Local organizations may also be able to
provide initial links to aging resources, including those for transportation and
elder care legal advice. Finally, nursing homes may have respite care available,
providing caregivers with a temporary rest from caregiving, while the person with
dementia continues to receive care in a safe environment. A clinician who is
familiar with the scope of challenges that can confront caregivers and is willing to
spend time providing caregiver guidance is a valuable resource.
Caregiver stress often occurs when a patient exhibits noncognitive neuro-
psychiatric symptoms. Some of these behaviors are vegetative, such as apathy
and depression, and many involve patient behavioral challenges. These
Screening Short
Version Version
Do You FeelI Question Question
1. that because of the time you spend with your relative ! !
that you don’t have enough time for yourself?
2. stressed between caring for your relative and trying ! !
to meet other responsibilities (work/family)?
3. angry when you are around your relative? !
4. that your relative currently affects your relationship !
with family members or friends in a negative way?
5. strained when you are around your relative? ! !
6. that your health has suffered because of your !
involvement with your relative?
7. that you don’t have as much privacy as you would like !
because of your relative?
8. that your social life has suffered because you are !
caring for your relative?
9. that you have lost control of your life since your !
relative’s illness?
10. uncertain what to do about your relative? ! !
11. you should be doing more for your relative? !
12. you could do a better job in caring for your !
relative?
a
Original Zarit Burden Interview printed in Zarit SH, et al, New York University Press.9 Screening and
short versions reprinted from Bédard M, et al, Gerontologist.10 gerontologist.oxfordjournals.org/
content/41/5/652.full.pdf?ck=nck. B 2001 The Gerontological Society of America.
b
Answers are scored Never (0), Rarely (1), Sometimes (2), Quite Frequently (3), Nearly Always (4), and
scores are summed. The total score of the short version of the Zarit Burden Interview will range
from 0 to 48. Epidemiologic comparative effectiveness studies reported a mean (standard deviation)
of 15.1 (10) in caregivers for people with dementia.11
Case Continued
The DICE (describe, investigate, create, and evaluate) approach was proposed
to the patient and the caregiver. The daughter was asked to evaluate the
situation at home, and she noted that the patient’s bedroom is at one end
of a hallway, and the bathroom at the other end. A plan was initiated to
install a series of night lights in the hallway and in the bathroom so that
the way would always be illuminated.
CONCLUSION
In patients with dementia, the severity and rate of progression of cognitive
and behavioral symptoms are idiosyncratic, making it difficult to predict the
nature of the challenges that a given patient and his or her caregiver will ex-
perience. There will be challenges, and helping to guide the caregiver and
patient dyad through the difficult times is an essential aspect of providing good
clinical care for the patient with dementia.
USEFUL WEBSITES
The following websites are useful resources for family and other informal care-
givers of individuals with dementia.
Alzheimer’s Association. The Alzheimer’s Association provides information on
local chapters and national offices, support groups, educational resources, as
well as a 24-hour helpline.
www.alz.org
Alzheimer’s Disease Education and Referral Center. Part of the National
Institutes of Health National Institute on Aging, the Alzheimer’s Disease
Education and Referral Center provides individuals with Alzheimer disease and
their caregivers with caregiving tip sheets and links to the National Institute on
Aging resources and Eldercare locator.
www.nia.nih.gov/alzheimers
Alzheimer’s Foundation. The Alzheimer’s Foundation provides caregiving tip
sheets and access to online support groups and caregiver training.
www.alzfdn.org
The Association for Frontotemporal Degeneration. The Association for
Frontotemporal Degeneration provides information on caregiver support
groups as well as tip sheets for caregivers, patients, and physicians on behavioral
techniques that can be helpful in dealing with some of the most challenging
behaviors in patients with frontotemporal degeneration.
www.theaftd.org
Caregiver Action Network. The Caregiver Action Network offers situation-
specific caregiver education such as to new caregivers and individuals who care
for their aging parents while raising their own children.
www.caregiveraction.com
Family Caregiving Alliance. The Family Caregiving Alliance provides education
materials for caregivers as well as information on caregiver policy and advocacy.
www.caregiver.org
Homewatch Caregivers. Homewatch Caregivers provides tip sheets and additional
education resources to those caring for patients with dementia.
www.homewatchcaregivers.com
Lewy Body Dementia Association. The Lewy Body Dementia Association
supports those affected by Lewy body dementia, their families, and their caregivers,
and is dedicated to raising awareness and promoting scientific advances.
www.lbda.org
Strength for Caring. Strength for Caring provides caregiver education and
information on care for the caregiver.
www.strengthforcaring.com
REFERENCES
1. Alzheimer’s Association. 2015 Alzheimer’s disease facts and figures. Alzheimers Dement
2015;11(3):322Y384.
2. Llanque S, Savage L, Rosenburg N, Caserta M. Concept analysis: Alzheimer’s caregiver stress
(published online ahead of print May 1, 2014). Nurs Forum. doi:10.1111/nuf.12090.
3. Anderson LA, Edwards VJ, Pearson WS, et al. Adult caregivers in the United States:
characteristics and differences in well-being, by caregiver age and caregiving status. Prev Chronic
Dis 2013;10:E135. doi:10.5888/pcd10.130090.
4. Kamiya M, Sakurai T, Ogama N, et al. Factors associated with increased caregivers’ burden in
several cognitive stages of Alzheimer’s disease. Geriatr Gerontol Int 2014;14(suppl 2):45Y55.
doi:10.1111/ggi.12260.
5. Brodaty H, Donkin M. Family caregivers of people with dementia. Dialogues Clin Neurosci
2009;11(2):217Y228.
6. Zarit SH. Positive aspects of caregiving: more than looking on the bright side. Aging Ment Health
2012;16(6):673Y674. doi:10.1080/13607863.2012.692768.
7. Vitaliano PP, Murphy M, Young HM, et al. Does caring for a spouse with dementia promote
cognitive decline? A hypothesis and proposed mechanisms. J Am Geriatr Soc 2011;59(5):900Y908.
doi:10.1111/j.1532-5415.2011.03368.x.
8. Johannesen M, LoGiudice D. Elder abuse: a systematic review of risk factors in
community-dwelling elders. Age Ageing 2013;42(3):292Y298. doi:10.1093/ageing/afs195.
9. Zarit SH, Orr N K, Zarit JM. The hidden victims of Alzheimer’s disease: families under stress.
New York, NY: New York University Press, 1985.
10. Bédard M, Molloy DW, Squire L, et al. The Zarit Burden Interview: a new short version and
screening version. Gerontologist 2001;41(5):652Y657. doi: 10.1093/geront/41.5.652.
patient is often attended by an elderly spouse who may also have medical or
cognitive issues, leading to visits lasting longer than what has been scheduled.
Patients with dementia are usually insured by Medicare, which tends to be
reimbursed at a lower rate than commercial insurance, so any practice with a
large number of patients with dementia cannot function under the same
budgetary constraints as with other practices. In general, caring for patients with
dementia does not require procedural technology that tends to be reimbursed
at a higher level. Because of all these factors, the providers that care for patients
with dementia face a difficult challenge for financial solvency. This means that
providers caring for patients with this illness must be accurate with their coding
in order to charge properly for services delivered and not have claims rejected
because of erroneous coding practices.
Case 1
A 67-year-old woman presented because of memory difficulties. The family
relayed memory, but no behavior problems, specifying ‘‘there are good days
and bad days.’’ One year before presentation, the patient became lost on her
way home, and she had stopped driving except to go to work, the bank, and
the grocery store. Over the recent months, her children noticed that their
mother’s usual animated and lengthy conversations had become brief and
lacked emotion. She had spent her life working as a bookkeeper for the
family’s dry cleaning business, and employees had recently noted errors in
their paychecks. Her past medical history was notable for hypothyroidism,
hypercholesterolemia, type 2 diabetes mellitus, and a painful neuropathy
attributed to her diabetes mellitus, which was treated with levothyroxine,
simvastatin, metformin, and gabapentin. Her family history was unremarkable.
Continued on page 629
DISCUSSION
Although the physician suspects Alzheimer disease, because no specific
diagnosis can be determined at this time, the G30 codes (representing the
various Alzheimer disease codes) are probably not the best choice to use when
coding for this patient. When dementia is known but the etiology is not, the
ICD-10-CM code best used in this case is F03.90.
Refer to Coding Table 1 for a list of related codes. Case 1 did not state if the
patient’s visit was with her primary care provider or if she was being seen for
the first time by a new provider or by a specialist, functioning as a consultant. If
this patient’s visit was with her primary care provider, the best CPT code choice
would be 99215, a level 5 established patient visit. If the visit were coded based
on ‘‘bullets,’’ the comprehensive medical history and comprehensive physical
examination, using the 1997 neurologic single system examination, would default
this visit to the highest level of intensity.4 Furthermore, the medical decision
making involves a life-altering diagnosis, a visit type of the highest risk, and would
be viewed again as the highest level of intensity. Although this visit was
60 minutes in duration, if the provider performed the same elements in
30 minutes (less than the typical 40 minutes assigned to this visit), the 99215
code would still be justified on the basis of the work performed and docu-
mented. If the visit were to be coded based on counseling and/or coordina-
tion of care, also referred to as time-based billing, the visit would also be
coded as a 99215 because over 50% of the total time of the visit was spent
educating the patient and family about the illness. If counseling and coor-
dination of care is chosen for the 99215 code, the visit must be a minimum of
40 minutes, with greater than 50% of the time spent performing counseling
and coordination of care issues. In this case, the visit duration was 60 minutes,
35 of which were spent performing this task. There is no code available for a
visit that runs 20 minutes longer than specified by CPT, and the physician does
not receive extra reimbursement for this time.
If the physician had not provided care to that patient in over 3 years, such as
a consulting neurologist, CMS would consider this a new patient visit. Although
consult codes (99241 to 99245) remain a part of CPT, in 2010 CMS stopped
paying for these codes for Medicare patients, so this patient would need to be
billed as a new patient using the codes 99201 to 99205. Many commercial carriers
and some Medicaid carriers do accept the consult codes, so if the patient was
referred for a consultation, those codes could be applied. Sixty minutes is the
typical time spent to complete elements for a 99205 code and also is the minimum
time required if counseling and coordination of care are used to support time-
based billing. For the same reasons given for the previous discussion about the
established patient, this patient’s office visit would qualify for a 99205 code, the
highest level in the ambulatory new patient codes (60-minute visit with a 25-point
comprehensive history and examination and complex medical decision making
or 35 minutes spent counseling and coordinating care).
Case 1 Continued
After her initial visit, where several tests had been ordered, the patient
returned for a follow-up visit to discuss the results and further considerations
for care. The thyroid-stimulating hormone (TSH), vitamin B12 levels,
hemoglobin A1c, and cholesterol were normal. A brain MRI showed only
mild volume loss. No additional symptoms were reported. The only
examination performed during the patient’s second visit was a cursory
cardiac examination and the observation of the patient’s affect and
language function. The patient and family declined further evaluation.
Following a brief discussion, the physician told the family the diagnosis
was likely mild late-onset Alzheimer disease, suggested treatment with
rivastigmine, and scheduled a return visit in 3 months. The visit duration
was 15 minutes, and the physician spent 10 minutes performing counseling
for the diagnosis and management. Following the physician leaving the
office, the registered nurse spent 20 minutes going over the medication and
side effects with the family and offered advice and comfort.
DISCUSSION
Because the physician diagnosed Alzheimer disease, the best code choices are
the following from ICD-10-CM:
99213 Office or other outpatient visit for the evaluation and management of an
established patient, which requires at least two of these three components:
h An expanded problem-focused history;
h An expanded problem-focused examination;
h Medical decision making of low complexity.
CPT B 2014 American Medical Association. All rights reserved. CPT is a registered trademark of
the American Medical Association.
Given the majority of this visit was spent providing counseling to the patient,
a 99213 code could be justified based on this time (15-minute visit with 10 minutes
spent in counseling and coordination of care). Although the registered nurse
spent a considerable amount of time with the family, time spent by any nurs-
ing services (registered nurse or licensed practical nurse) or office staff cannot
be used by the provider in selecting a level of service for office-based E/M codes.
Case 1 Continued
The patient continued to be followed with biannual appointments.
During the last few years, her memory and language function deteriorated,
and she stopped working. Although she was safe at home and
participated in family events, she could no longer cook or plan family
events. She had a myocardial infarction following surgery for noninvasive
bladder cancer. The patient reiterated to her husband over the years
that she did not want any ‘‘heroics’’ or to be ‘‘hooked up to tubes’’ if she
became ill. The husband felt that the physician who cared for her and
made her diagnosis of Alzheimer disease was best able to talk to his wife,
to direct them to the right choices, and possibly even fill out the forms.
At her 10th follow-up visit, the patient was accompanied by her husband
and daughter. The total duration of the visit was 50 minutes, and during
that time the physician assessed the patient to be competent to make
these decisions, and with no objection from family members, paperwork
for end-of-life planning, including health care power of attorney and
advance directives, were completed and signed. No physical examination
was performed outside the questions asked to assess competency.
DISCUSSION
In this case the ICD-10-CM code choices would remain the same:
99497 Advance care planning including the explanation and discussion of advance
directives such as standard forms (with completion of such forms, when
performed), by the physician or other qualified health care professional; first
30 minutes, face-to-face with the patient, family member(s), and/or surrogate.
99499 Unlisted evaluation and management service.
CPT B 2014 American Medical Association. All rights reserved. CPT is a registered trademark of
the American Medical Association.
The 99499 code is an add-on code to the 99497 when another 30 minutes of
time is spent after the initial 30 minutes spent for the 99497 code. Because
more than one-half of the 30 minutes was spent (in this case, 20 minutes past
the 30 minutes required for the initial code), the 99499 code is allowed.
DISCUSSION
The Mini-Mental State Examination (MMSE) is considered part of a standard
neurologic examination and cannot be used to justify the CPT 96118 code
(neuropsychological testing). When a physician or psychologist performs face-
to-face neuropsychological testing that goes beyond the informal testing (such
as the MMSE) done as part of the neurologic examination, the code 96118 can
be used. This is a code that is time based, and one unit of 96118 can be billed
for test administration, review of computerized testing, and report preparation
by the physician or psychologist. This can also be used to interpret and report
on testing done by technicians or by computer. In this case, two units of
service were performed and, therefore, 96118 ! 2 can be billed.
Case 3
An 89-year-old woman with a history of mild congestive heart failure
and anxiety, treated with digoxin and clonazepam, presented with a
several-week history of worsening anxiety as well as frequent awakenings
at night with behavioral disturbances. She lived with her great nephew
and, until recently, was able to prepare meals, clean the house, and care
for all of her activities of daily living. Her family reported that she was now
commonly confused about dates, time, and facts about current events.
Past history, social history, medications, family history, and a 10-system
review of systems was performed. A full physical examination was
performed and documented. On examination, the patient recalled two
out of three words at 5 minutes. Her speech content was generally
normal, although there were times when she was mumbling words and
phrases that were not understandable. She did not know the day of the
week, day of the month, her wedding anniversary, or the name of her
deceased husband. The general physical examination was normal aside
from a kyphotic posture that has been present for at least 20 years.
She had mild shuffling gait, also long standing, but no tremor or
bradykinesia. Deep tendon reflexes were increased in the arms and at
the knees and absent at the ankles. Toes were extensor on plantar
stimulation. Sensation to vibration was reduced at the toes and ankles.
At the conclusion of this visit, the physician thought her illness was
consistent with a dementia but wanted to order tests to make sure there
were no treatable conditions or conditions that would require a decision
about how to move forward with her medical and social care, such as a
malignant brain tumor. The duration of this office visit was 35 minutes.
DISCUSSION
Because the etiology of the dementia is not known, the ICD-10-CM code F03.91
is the most appropriate to use for this patient.
The best choice for the E/M code would be established CPT care code 99214,
as the history and examination are high complexity and the medical decision
making is moderately high complexity. The physician could bill the same code if
35 minutes were spent with the patient and more than 50% was expended in
counseling and coordination of care.
Case 3 Continued
A brain MRI showed moderate cerebral atrophy and microvascular disease
changes. The thyroid-stimulating hormone (TSH) and free T4 were normal.
The complete blood cell count showed a hemoglobin of 8.9 g/dL (normal
range is 12 mg/dL to 15 mg/dL), and the mean corpuscular volume was
elevated at 110 fL (normal range 80 fL to 100 fL). The vitamin B12 level
was low at 176 pg/mL (normal range 200 pg/mL to 900 pg/mL), and the
methylmalonic acid level was elevated at 2.1 mmol/L (normal range
0.08 mmol/L to 0.56 mmol/L). The physician reviewed these laboratory tests
and decided the proper management would be institution of vitamin B12
injections. The physician saw the patient the next day. An examination was
not performed. The physician told the patient and her family the ‘‘good
news’’ that she had a potentially treatable dementia and relayed that the
treatment may or may not be effective considering her age and how long
the vitamin B12 deficiency may have been present. The physician instructed
the patient to come in monthly for a vitamin B12 shot, after a loading dose of
weekly vitamin B12 for several weeks. The total face-to-face time with the
patient was 20 minutes. The patient remained in the examination room
after the doctor left and the nurse came in moments later to give the
patient her first IM injection of cyanocobalamin and spent 15 minutes with
the family going over information on fact sheets about pernicious anemia.
DISCUSSION
The correct ICD-10-CM code choices at this visit would be very different than
for the first visit.
The E/M CPT coding for this visit would be 99213 as the total face time was
20 minutes, all of which was spent in counseling and coordination of care.
There is no means to code for the nurse’s time as it is provided on the same
day as the visit to the primary care doctor.
Case 3 Continued
The patient returned 2 months later for a monthly vitamin B12 injection,
scheduled as a nurse-only visit. The family told the nurse the episodes of
confusion were improved after the loading doses of vitamin B12. Before the
vitamin B12 was administered at the visit, the nurse stepped out of the
examination room and pulled the doctor aside to give him the good news.
The doctor replied, ‘‘Great, let’s keep giving her the vitamin B12.’’ The nurse
went back into the room and gave the patient another vitamin B12 injection
and scheduled the patient to return in a month for another injection.
DISCUSSION
The best ICD-10-CM code at this point would again be the following:
The only E/M CPT code that could be used in this case would be 99211,
which is reserved for a nursing visit and would be used for this visit because the
doctor did not see the patient on this day.
CONCLUSION
Caring for patients with cognitive problems is heavily weighted toward E/M ser-
vices and is additionally challenging because the illness itself requires extra time to
provide these services. The use of time-based billing is often the best way for the
provider to properly bill for their services and, therefore, the provider should be
well-versed on these requirements. The proper ICD-10-CM code may change
between visits, especially as the etiology of the illness is identified. The underlying
cause of the dementia (or other associated conditions), once identified, should
be listed first, with the sequelae, including dementia, following.
REFERENCES
1. American Medical Association. Current procedural terminology (CPT) 2015. Chicago: American
Medical Association Press, 2015.
2. Centers for Medicare & Medicaid Services, National Center for Health Statistics. International
classification of diseases, tenth revision, clinical modification (ICD-10-CM). www.cdc.gov/nchs/icd/
icd10cm.htm. Updated October 29, 2015. Accessed February 6, 2016.
3. Centers for Medicare & Medicaid Services, National Center for Health Statistics. International
classification of diseases, ninth revision, clinical modification (ICD-9-CM). www.cdc.gov/nchs/icd/
icd9cm.htm. Updated June 18, 2013. Accessed February 6, 2016.
4. Department of Health and Human Services, Centers for Medicare and Medicaid Services.
Evaluation and management services guide: 1997 documentation guidelines for evaluation and
management services. www.cms.gov/Outreach-and-Education/Medicare-Learning-Network-MLN/
MLNProducts/downloads/referenceII.pdf. Accessed February 5, 2016.
Postreading
Self-Assessment and
CME Test
Douglas J. Gelb, MD, PhD, FAAN; Joseph E. Safdieh, MD, FAAN
b 14. A 77-year-old man presents for evaluation of memory loss and behavioral
changes. His symptoms started 2 years ago and have been progressively
worsening. He frequently loses his wallet and keys, accuses others of stealing
misplaced items, repeats questions often in a conversation and is no longer
able to manage the household finances. On examination, his Mini-Mental
State Examination (MMSE) score is 24 out of 30 with points lost for
orientation and recall (0 out of 3). MRI of the brain demonstrates mild diffuse
atrophy. Vitamin B12 level and thyroid-stimulating hormone (TSH) are
normal. Which of the following findings would most likely be seen on a
fluorodeoxyglucose positron emission tomography (FDG-PET) scan of the
brain in this patient?
A. frontal hypometabolism
B . global hypometabolism
C. normal study
D. occipital hypometabolism
E . temporoparietal hypometabolism
b 15. A patient with idiopathic normal pressure hydrocephalus is most likely to
have which of the following findings on neurologic examination?
A. anisocoria
B . areflexia
C. cogwheel rigidity at the wrists
D. gait initiation failure
E . unilateral Babinski sign
b 17. Which of the following most accurately summarizes the current situation
with respect to the use of cholinesterase inhibitors to delay or prevent the
progression from mild cognitive impairment (MCI) to Alzheimer disease or
other forms of dementia?
A. not proven to be effective in delaying or preventing development
of dementia
B . proven to be effective in delaying development of dementia, but not
preventing it, and approved by the US Food and Drug Administration
(FDA) for this indication
C. proven to be effective in delaying development of dementia, but not
preventing it, but not approved by the FDA for this indication
D. proven to reduce the risk of developing dementia, and approved by the
FDA for this indication
E . proven to reduce the risk of developing dementia, but not approved by
the FDA for this indication
b 22. Which of the following clinical features would provide the most compelling
reason to search for an alternative explanation for a patient’s symptoms
other than idiopathic normal pressure hydrocephalus?
A. normal bladder control
B. normal bowel control
C. normal cognition
D. normal gait
E. patient awareness of symptoms
b 26. In a patient with mild cognitive impairment (MCI), which of the following
test results is associated with an increased risk of developing Alzheimer
disease dementia?
A. high levels of amyloid-$42 (A"42) in CSF
B . homozygosity for apolipoprotein (APOE) (2
C. low levels of tau protein in CSF
D. medial temporal lobe atrophy on MRI
E . occipital lobe hypometabolism on fluorodeoxyglucose positron emission
tomography (FDG-PET)
b 27. A 57-year-old man presents for evaluation of rapidly progressive dementia.
He had been well until 12 weeks ago, when he started developing
progressively worsening confusion and memory loss as well as headaches.
He has been unable to work or even leave the house alone over the past
month because he has been getting lost frequently. On examination, he is
disoriented to time and place, cannot perform serial 7’s, has 0 out of 3 recall
after 3 minutes, and has an unsteady gait. MRI of the brain demonstrates
confluent bilateral white matter hyperintensities with enlarged blood vessels
noted over the hemispheric surface. What is the most likely diagnosis?
A. cerebral amyloid angiopathy
B. cerebral vasculitis
C. cerebroretinal microangiopathy with calcifications and cysts
D. dural arteriovenous fistula (DAVF)
E. venous sinus thrombosis
b 34. Which of the following patterns of CSF amyloid-$ (A$) and tau is most
consistent with the diagnosis of Alzheimer disease?
A. elevated A$ and tau
B. elevated A$42, reduced total tau (t-tau) and phosphorylated tau (p-tau)
C. elevated t-tau and p-tau, reduced A$42
D. normal A$42, t-tau, and p-tau
E. reduced A$42, t-tau, and p-tau
Postreading
Self-Assessment and
CME Test—Preferred
Responses
Douglas J. Gelb, MD, PhD, FAAN; Joseph E. Safdieh, MD, FAAN
The preferred response is B (dementia with Lewy bodies). The key features
in this case suggestive of this diagnosis include fluctuations of cognition,
visual hallucinations, and the longstanding sleep behavior suggestive of
premorbid rapid eye movement (REM) sleep behavior disorder. All of these
are features of dementia with Lewy bodies. Alzheimer disease is unlikely to
manifest with REM sleep behavior disorder, and visual hallucinations would
be unusual early in the course. There is no reported history of depression in
this patient. Frontotemporal dementia may be associated with personality
changes, but the visual hallucinations and REM sleep behavior disorder are
inconsistent with this diagnosis. No chorea is reported in this patient, and visual
hallucinations are not a typical feature of Huntington disease. For more
information, refer to pages 602Y604 of the Continuum article ‘‘Psychiatric
Aspects of Dementia.’’
b 7. A 76-year-old woman suddenly lost control of the left side of her body
while watching television, and a head CT scan shows a right parietal
hemorrhage. Which of the following MRI sequences would be most useful
when looking for evidence of prior hemorrhage to support the diagnosis
of cerebral amyloid angiopathy?
A. diffusion-weighted imaging (DWI)
B . fluid-attenuated inversion recovery (FLAIR)
C. susceptibility-weighted imaging (SWI)
D. T1-weighted imaging with and without contrast
E . T2-weighted imaging
b 8. Which of the following deficits would be most consistent with the diagnosis
of mild cognitive impairment (MCI)?
A. difficulty dressing
B . frequently getting lost driving to work
C. inability to manage personal finances
D. inability to operate home appliances
E . regularly forgetting names of casual acquaintances
b 14. A 77-year-old man presents for evaluation of memory loss and behavioral
changes. His symptoms started 2 years ago and have been progressively
worsening. He frequently loses his wallet and keys, accuses others of stealing
misplaced items, repeats questions often in a conversation and is no longer
able to manage the household finances. On examination, his Mini-Mental
State Examination (MMSE) score is 24 out of 30 with points lost for
orientation and recall (0 out of 3). MRI of the brain demonstrates mild diffuse
atrophy. Vitamin B12 level and thyroid-stimulating hormone (TSH) are
normal. Which of the following findings would most likely be seen on a
fluorodeoxyglucose positron emission tomography (FDG-PET) scan of the
brain in this patient?
A. frontal hypometabolism
B . global hypometabolism
C. normal study
D. occipital hypometabolism
E . temporoparietal hypometabolism
b 22. Which of the following clinical features would provide the most
compelling reason to search for an alternative explanation for a patient’s
symptoms other than idiopathic normal pressure hydrocephalus?
A. normal bladder control
B . normal bowel control
C. normal cognition
D. normal gait
E . patient awareness of symptoms
The preferred response is D (normal gait). Gait deficits are nearly universal
among patients with idiopathic normal pressure hydrocephalus. Cognitive
deficits and problems with sphincter control are less consistently present.
Patients who have incontinence are usually aware of it and concerned about
it. For more information, refer to page 582 of the Continuum article
‘‘Diagnosis and Treatment of Idiopathic Normal Pressure Hydrocephalus.’’
b 26. In a patient with mild cognitive impairment (MCI), which of the following
test results is associated with an increased risk of developing Alzheimer
disease dementia?
A. high levels of amyloid-"42 (A"42) in CSF
B. homozygosity for apolipoprotein (APOE) (2
C. low levels of tau protein in CSF
D. medial temporal lobe atrophy on MRI
E . occipital lobe hypometabolism on fluorodeoxyglucose positron emission
tomography (FDG-PET)
b 28. In a 50-year-old woman with limbic encephalitis and positive serum titers
for antineuronal nuclear antibody-1 (ANNA-1 or anti-Hu), which of the
following primary tumors is most likely?
A. breast adenocarcinoma
B . Hodgkin lymphoma
C. ovarian teratoma
D. renal cell carcinoma
E . small cell lung carcinoma
b 32. Which of the following treatments has the best benefit-to-risk profile for
the treatment of idiopathic normal pressure hydrocephalus?
A. acetazolamide
B. endoscopic third ventriculostomy
C. optic nerve sheath fenestration
D. topiramate
E . ventriculoperitoneal shunt
b 33. Which of the following conditions is most likely in a 34-year-old woman with
headaches, rapid cognitive decline, episodes of abrupt change in vision,
and sudden hearing loss?
A. dipeptidyl-peptidase-like protein-6 (DPPX) encephalitis
B . Jakob-Creutzfeldt disease
C. N-methyl-D-aspartate (NMDA) antibody encephalitis
D. steroid-responsive encephalopathy associated with autoimmune thyroiditis
E . Susac syndrome
b 34. Which of the following patterns of CSF amyloid-" (A") and tau is most
consistent with the diagnosis of Alzheimer disease?
A. elevated A" and tau
B . elevated A"42, reduced total tau (t-tau) and phosphorylated tau (p-tau)
C. elevated t-tau and p-tau, reduced A"42
D. normal A"42, t-tau, and p-tau
E . reduced A"42, t-tau, and p-tau
b 38. A 65-year-old man presents for evaluation of memory loss. His wife has
noticed that over the past year he has often been repeating questions in
conversation. She also has taken over the grocery shopping because he
would often purchase the same items multiple times in a day. The patient has
no medical history and takes no medications. There is no family history of
neurologic disease. On examination, his Mini-Mental State Examination
(MMSE) score is 23 out of 30, with points lost for orientation and recall (0 out
of 3). Vitamin B12 level and thyroid-stimulating hormone (TSH) are normal.
What is the most appropriate next step in diagnosis?
A. amyloid positron emission tomography (PET) scan
B. APOE genotyping
C. CSF analysis for amyloid and tau
D. fluorodeoxyglucose positron emission tomography (FDG-PET) scan of the brain
E . MRI of the brain
The preferred response is E (MRI of the brain). The patient has a syndrome
of progressive cognitive dysfunction with significant amnestic features
suggestive of Alzheimer disease. The American Academy of Neurology
practice parameter for the evaluation of a patient with dementia recommends
structural brain imaging as a standard part of the workup. MRI or CT of the
head can be performed, but MRI is preferred as it can demonstrate atrophy
patterns and white matter signal abnormalities more accurately than CT.
The other tests listed can all assist in the diagnosis of Alzheimer disease but
are not part of the current standard recommendations. Amyloid PET is reasonable
to consider due to the relatively young onset of symptoms in the patient but
is not the next step, nor is it readily covered by insurance plans. APOE
genotyping is unlikely to add much as the pretest probability of Alzheimer
disease is already quite high. CSF analysis is invasive and is not the next step,
although it can be considered for atypical cases of dementia. FDG-PET
may demonstrate temporal or parietal hypometabolism but would not be
expected to change management in this case. For more information, refer
to pages 423Y424 of the Continuum article ‘‘Alzheimer Disease.’’
Patient Management
Address correspondence to
Dr Elizabeth C. Finger, LHSC
Parkwood Institute, 550
Problem
Wellington Road, London,
ON N6C 0A7, Canada,
[email protected].
Relationship Disclosure:
Dr Finger has received Elizabeth C. Finger, MD, FRCPC
personal compensation as a
speaker for Western University
and receives grant support
from the Canadian Institutes of
Health Research for this work The following Patient Management Problem was chosen to reinforce the
as well as grant funding from subject matter presented in the issue. It emphasizes decisions facing the
the Alzheimer Society of
Canada, the Ministry of practicing physician. As you read through the case you will be asked to
Research and Innovation, complete 12 questions regarding history, examination, diagnostic evaluation,
Ontario Brain Institute, and
the Weston Foundation. therapy, and management. For each item, select the single best response.
Dr Finger has provided expert To obtain CME credits for this activity, subscribers must complete this Patient
legal testimony for the Ontario
Court of Justice.
Management Problem online at www.aan.com/continuum/cme. A tally
Unlabeled Use of sheet is provided with this issue to allow the option of marking answers
Products/Investigational before entering them online. A faxable scorecard is available only upon
Use Disclosure:
Dr Finger discusses the request to subscribers who do not have computer access or to non-
unlabeled/investigational use subscribers who have purchased single back issues (send an email to
of antipsychotic medications [email protected]).
for behavioral management in
dementia. Upon completion of the Patient Management Problem, participants may earn
* 2016 American Academy up to 2 AMA PRA Category 1 Creditsi. Participants have up to 3 years from
of Neurology.
the date of publication to earn CME credits. No CME will be awarded for
this issue after April 30, 2019.
Learning Objectives
Upon completion of this activity, the participant will be able to:
& Discuss the differential diagnosis of patients presenting with progressive
cognitive impairment
& Discuss the diagnosis and management of cognitive and behavioral
symptoms in patients with Alzheimer disease
Case
A 57-year-old man is referred by his family doctor for memory deficits. He
reports some forgetfulness, such as forgetting where he put his keys or
trouble recalling people’s names, but generally feels his memory is ‘‘not too
bad for a guy [his] age.’’ During the interview, the patient’s wife attempts
to contradict his answers to some of the physician’s questions, which appears
to agitate the patient. Following the interview and examination of the
patient, the patient’s family is interviewed separately to discuss any concerns
they may have. The patient’s spouse then reports that the family first noticed
changes in the patient’s memory beginning 3 years ago. He began to miss
dental appointments, forgot to pick up their daughter from swim practice, and
got lost on a few occasions when driving in their home town. The changes
started gradually but have progressed. They now find he repeats questions and
stories multiple times within a few minutes, is confused when attempting to
complete projects at home or pay the bills, and has accused family members of
Continued on page 675
b 1. Given the patient’s history, what is the most likely working diagnosis?
A. Alzheimer disease
B . autoimmune encephalopathy
C. dementia with Lewy bodies
D. frontotemporal dementia
E . vascular cognitive impairment
The patient’s family doctor has recently checked his complete blood cell
count, electrolytes including magnesium, calcium, and phosphorus, liver
function tests, and vitamin B12 levels, which were within normal limits.
The patient’s laboratory blood work returns normal. The MRI demonstrates
bilateral hippocampal atrophy and widening of the sylvian fissures, but
no other structural lesions. At a follow-up visit, a diagnosis of probable
Alzheimer disease is made and discussed with the patient and caregiver.
At the next visit the patient’s spouse and adult children ask if his illness
could be hereditary and if they and the patient can be tested for genetic
risks. The patient’s father had ‘‘dementia’’ with onset around age 55. The
family recalls that he became angry and stopped recognizing family members.
He went into a nursing home and died around age 70. A paternal uncle had
depression and also developed dementia in his late fifties. The patient’s
mother lived to age 86 and died of a myocardial infarction.
b 10. To address the family’s question about heritability, what is the next
appropriate step?
A. reassurance that familial early-onset Alzheimer disease is rare
B. referral of the patient and family for genetic counseling
C. screening of the family members for early-onset Alzheimer disease
gene mutations
D. testing for apolipoprotein E (APOE) genotype
E . testing of the patient for presenilin 1 (PSEN1), amyloid-" precursor protein
(APP), and presenilin 2 (PSEN2) mutations
After genetic counseling, the patient elects to undergo genetic testing and
is found to carry an Alzheimer diseaseYcausing mutation in the PSEN1
gene. The patient’s adult children, who are asymptomatic, inquire about
the possibility of genetic testing for themselves. A referral is made for
genetic counseling for all interested asymptomatic family members to
further consider the potential consequences of genetic testing. One year
later the patient is unable to operate appliances at home, prepare meals,
or manage his medications without assistance. He can dress and feed
himself independently. His MMSE score in clinic is 16 out of 30.
b 11. The patient’s disease severity is now best classified as which of the following?
A. mild
B . moderate
C. prodromal
D. severe
E . terminal
At the next visit 6 months later, the patient’s spouse appears rather
distressed and notes that he has become more dependent and requires
near complete supervision at home due to wandering tendencies. She is
tearful and reports poor sleep as she is fearful he may fall or wander when
he awakens in the middle of the night.
Patient Management
Address correspondence to
Dr Elizabeth C. Finger, LHSC
Parkwood Institute, 550
Problem—Preferred
Wellington Road, London,
ON N6C 0A7, Canada,
[email protected].
Responses
Relationship Disclosure:
Dr Finger has received
personal compensation as a
speaker for Western University
and receives grant support
Elizabeth C. Finger, MD, FRCPC from the Canadian Institutes of
Health Research for this work
as well as grant funding from
the Alzheimer Society of
Canada, the Ministry of Research
and Innovation, Ontario Brain
Following are the preferred responses for the Patient Management Problem Institute, and the Weston
in this Continuum issue. The case, questions, and answer options are re- Foundation. Dr Finger has
provided expert legal testimony
peated, and the preferred response is given, followed by an explanation and for the Ontario Court of Justice.
a reference with which you may seek more specific information. You are Unlabeled Use of
encouraged to review the responses and explanations carefully to evaluate Products/Investigational
Use Disclosure:
your general understanding of the material. The comment and references Dr Finger discusses the
included with each question are intended to encourage independent study. unlabeled/investigational use
of antipsychotic medications
To obtain CME credits for this activity, subscribers must complete this for behavioral management
Patient Management Problem online at www.aan.com/continuum/cme. in dementia.
Upon completion of the Patient Management Problem, participants may * 2016 American Academy
of Neurology.
earn up to 2 AMA PRA Category 1 CreditsTM. Participants have up to 3 years
from the date of publication to earn CME credits. No CME will be awarded
for this issue after April 30, 2019.
Learning Objectives
Upon completion of this activity, the participant will be able to:
& Discuss the differential diagnosis of patients presenting with progressive
cognitive impairment
& Discuss the diagnosis and management of cognitive and behavioral
symptoms in patients with Alzheimer disease
Case
A 57-year-old man is referred by his family doctor for memory deficits. He
reports some forgetfulness, such as forgetting where he put his keys or
trouble recalling people’s names, but generally feels his memory is ‘‘not
too bad for a guy [his] age.’’ During the interview, the patient’s wife
attempts to contradict his answers to some of the physician’s questions,
which appears to agitate the patient. Following the interview and
examination of the patient, the patient’s family is interviewed separately
to discuss any concerns they may have. The patient’s spouse then reports
that the family first noticed changes in the patient’s memory beginning
3 years ago. He began to miss dental appointments, forgot to pick up their
daughter from swim practice, and got lost on a few occasions when driving
in their home town. The changes started gradually but have progressed.
Continued on page 680
b 1. Given the patient’s history, what is the most likely working diagnosis?
A. Alzheimer disease
B . autoimmune encephalopathy
C. dementia with Lewy bodies
D. frontotemporal dementia
E . vascular cognitive impairment
1. McKhann GM, Knopman DS, Chertkow H, et al. The diagnosis of dementia due to Alzheimer’s
disease: recommendations from the National Institute on Aging-Alzheimer’s Association
workgroups on diagnostic guidelines for Alzheimer’s disease. Alzheimers Dement
2011;7(3):263Y269. doi:10.1016/j.jalz.2011.03.005.
1. Knopman DS, DeKosky ST, Cummings JL, et al. Practice parameter: diagnosis of dementia
(an evidence-based review). Report of the Quality Standards Subcommittee of the American
Academy of Neurology. Neurology 2001;56(9):1143Y1153. doi:10.1212/WNL.56.9.1143.
2. Gauthier S, Patterson C, Chertkow H, et al. Recommendations of the 4th Canadian Consensus
Conference on the Diagnosis and Treatment of Dementia (CCCDTD4). Can Geriatr J
2012;15(4):120Y126. doi:10.5770/cgj.15.49.
The patient’s family doctor has recently checked his complete blood cell
count, electrolytes including magnesium, calcium, and phosphorus, liver
function tests, and vitamin B12 levels, which were within normal limits.
The preferred answer is E (MRI scan of the brain). A structural imaging study is
indicated for patients presenting with cognitive deficits to rule out a structural
etiology such as a tumor or normal pressure hydrocephalus. MRI is preferred,
as white matter lesions and microhemorrhages such as those seen in cerebral
amyloid angiopathy, either of which may contribute to cognitive impairment,
1,2
may be better visualized on MRI. For patients unable to undergo MRI, CT
imaging is a reasonable substitute. FDG-PET and amyloid PET may help
specifically to differentiate Alzheimer disease from frontotemporal dementia
but are not routinely indicated in the diagnostic workup of patients
Continuum (Minneap Minn) 2016;22(2):679–688 www.ContinuumJournal.com 683
The patient’s laboratory blood work returns normal. The MRI demonstrates
bilateral hippocampal atrophy and widening of the sylvian fissures, but
no other structural lesions. At a follow-up visit, a diagnosis of probable
Alzheimer disease is made and discussed with the patient and caregiver.
in the past 3 years are associated with an increased risk of future crashes.1
Caregivers’ ratings of patients’ driving as unsafe is a predictor of unsafe driving,
but the opposite, caregivers’ judgment of patients’ driving as safe, has not
been found to be reliably associated with safe driving performance. A
reduction in driving mileage or situational avoidance has been associated
with increased risk of unsafe driving, but a lack of reduction or avoidance has
not. The presence of impulsive or aggressive personality characteristics has
been associated with unsafe driving risk. While neuropsychological testing
generally has not been highly predictive of driving risk, an MMSE score or 24 or
less may be somewhat useful in identifying patients possibly at increased risk of
unsafe driving.1 Studies of driving in patients with dementia have tended to
collapse the groups across all causes of dementia and, thus, have weighted the
results toward patients with Alzheimer disease. The few studies conducted in
patients with frontotemporal dementia consistently indicate that the risk of
unsafe driving is high even in early stages of disease, while there are no studies
specifically in patients with dementia with Lewy bodies.2,3
1. Iverson DJ, Gronseth GS, Reger MA, et al. Practice parameter update: evaluation and
management of driving risk in dementia: report of the Quality Standards Subcommittee of the
American Academy of Neurology. Neurology 2010;74(16):1316Y1324. doi:10.1212/
WNL.0b013e3181da3b0f.
2. de Simone V, Kaplan L, Patronas N, et al. Driving abilities in frontotemporal dementia patients.
Dement Geriatr Cogn Disord 2007;23(1):1Y7. doi:10.1159/000096317.
3. Fujito R, Kamimura N, Ikeda M, et al. Comparing the driving behaviours of individuals with
frontotemporal lobar degeneration and those with Alzheimer’s disease [published online ahead
of print March 3, 2015]. Psychogeriatrics. doi:10.1111/psyg.12115.
At the next visit the patient’s spouse and adult children ask if his illness
could be hereditary and if they and the patient can be tested for genetic
risks. The patient’s father had ‘‘dementia’’ with onset around age 55. The
family recalls that he became angry and stopped recognizing family members.
He went into a nursing home and died around age 70. A paternal uncle had
depression and also developed dementia in his late fifties. The patient’s
mother lived to age 86 and died of a myocardial infarction.
b 10. To address the family’s question about heritability, what is the next
appropriate step?
A. reassurance that familial early-onset Alzheimer disease is rare
B . referral of the patient and family for genetic counseling
C. screening of the family members for early-onset Alzheimer disease
gene mutations
D. testing for apolipoprotein E (APOE) genotype
E . testing of the patient for presenilin 1 (PSEN1), amyloid-" precursor protein
(APP), and presenilin 2 (PSEN2) mutations
The preferred answer is B (referral of the patient and family for genetic
counseling). A referral for genetic counseling is recommended for symptomatic
testing for patients with possible familial early-onset Alzheimer disease and
is essential for individuals considering predictive testing. The patient’s
presentation with probable Alzheimer disease prior to age 60 and likely
686 www.ContinuumJournal.com April 2016
1. Loy CT, Schofield PR, Turner AM, Kwok JB. Genetics of dementia. Lancet 2014;383(9919):
828Y840. doi:10.1016/S0140-6736(13)60630-3.
After genetic counseling, the patient elects to undergo genetic testing and is
found to carry an Alzheimer diseaseYcausing mutation in the PSEN1 gene.
The patient’s adult children, who are asymptomatic, inquire about the
possibility of genetic testing for themselves. A referral is made for genetic
counseling for all interested asymptomatic family members to further
consider the potential consequences of genetic testing. One year later
the patient is unable to operate appliances at home, prepare meals, or
manage his medications without assistance. He can dress and feed
himself independently. His MMSE score in clinic is 16 out of 30.
At the next visit 6 months later, the patient’s spouse appears rather distressed
and notes that he has become more dependent and requires near complete
supervision at home due to wandering tendencies. She is tearful and reports
poor sleep as she is fearful he may fall or wander when he awakens in the
middle of the night.
1. Doody RS, Stevens JC, Beck C, et al. Practice parameter: management of dementia
(an evidence-based review). Report of the Quality Standards Subcommittee of the American
Academy of Neurology. Neurology 2001;56(9):1154Y1166. doi:10.1212/WNL.56.9.1154.
2. McMillan JM, Aitken E, Holroyd-Leduc JM. Management of insomnia and long-term use of
sedative-hypnotic drugs in older patients. CMAJ 2013;185(17):1499Y1505. doi:10.1503/
cmaj.130025.
INDEX
* 2016 American Academy of
simultagnosia, 396, 421 Neurology. All rights reserved.
visual, 395, 396, 421, 471c, 472
Agranulocytosis, clozapine-induced, 451t, 458
Agraphia, 396, 421
Page numbers in boldface type indicate major AHA/ASA. See American Heart Association/American
discussions. Letters after page numbers refer to Stroke Association
the following: c = case study; f = figure; ALDP gene mutations, 563t
r = reference; t = table. Alexander disease, 560, 562t, 569Y570, 571f,
576rY577r
Alien limb phenomenon, 475c, 476, 477t, 478
A ALS. See Amyotrophic lateral sclerosis
AA. See Alzheimer’s Association Alternating patterns tasks, 391c, 397Y398
AAN. See American Academy of Neurology Alzheimer, Alois, 600
A". See Amyloid-" Alzheimer disease (AD), 419Y431, 431rY434r
ABCD1 gene mutations, 563t, 566Y567 age-related prevalence of, 419
ACE (Addenbrooke Cognitive Examination), 393 atypical variants of, 419, 421
Acetazolamide, in idiopathic normal pressure frontal variant, 421
hydrocephalus, 586, 597r logopenic aphasia, 421
Acetylcholine loss, Lewy body dementias and, posterior cortical atrophy, 421
435, 436, 449, 459t, 460, 461r cerebral amyloid angiopathy and, 429, 501Y502
Acetylcholinesterase inhibitors (AChEIs). See also clinical presentation of, 420Y421
specific drugs coding for, 627t
adverse effects of, 429Y430, 449 cognitive decline in, 419, 420, 422, 423,
for Alzheimer disease, 429Y430, 434r, 606Y607 431rY434r, 440
memantine and, 430 diagnosis of, 402r
in frontotemporal dementia, 484Y485 amyloid PET imaging, 399, 402r, 424Y426,
in Lewy body dementias, 449, 450t, 451t, 456 425f, 427c, 428c
in mild cognitive impairment, 414, 416r biomarkers, 423Y426
in vascular cognitive impairment, 505 CSF analysis, 399Y400, 402rY403r, 426, 447
Acidurias neuroimaging, 424Y425, 424fY425f
glutaric aciduria type 1, 564t neurologic examination, 421
L-2-hydroxyglutaric aciduria, 564t at referral centers for rapidly progressive
3-methylglutaconic aciduria type 1, 564t dementia, 513t, 514Y515, 514t
Activities of daily living, assessment of, 392, 400 diagnostic criteria for, 421Y423, 422t
AD. See Alzheimer disease differential diagnosis of, 399
ADAMS (Aging, Demographics, and Memory vs. frontotemporal dementia, 400, 401r, 535r
Study), 419Y420, 431r epidemiology of, 419Y420
ADC maps. See Apparent diffusion coefficient maps family history of, 428
Addenbrooke Cognitive Examination (ACE), 393 genetics of, 426Y429
ADDTC (Alzheimer’s Disease Diagnostic and apolipoprotein E4 genotype, 420, 426Y427
Treatment Centers), 490 autosomal dominant variants, 428Y429
Adenine kinase 5 receptor encephalopathy, 535r mild cognitive impairment due to, 404,
ADNI (Alzheimer’s Disease Neuroimaging 410, 416r
Initiative), 402r, 411, 417r criteria for, 406Y407, 413Y414
Adrenoleukodystrophy, X-linked, 559, 562t, 563t, diagnosis of, 402r
566Y567, 569, 576r management of, 411
Adrenomyeloneuropathy, 567, 569, 569f mental status examination for, 386cY387c
Adult-onset autosomal dominant leukodystrophy, mortality due to, 419, 421
565t, 573Y574, 574f neuropathology of, 429
Adult-onset leukoencephalopathy with axonal vascular cognitive impairment and, 490, 504
spheroids and pigmented glia (ALSP), 575, 578r neuropsychiatric symptoms of, 420Y421, 603
Adult polyglucosan body disease, 565t, 574Y575, 577r anxiety, 420, 427c, 430, 603
Affect, flat, 392, 465, 468c apathy, 420, 603, 610r
Aging, Demographics, and Memory Study depression, 421, 427c, 430, 603, 613r
(ADAMS), 419Y420, 431r irritability, 420, 421, 430, 603
AGNA (antiglial/neuronal nuclear; SOX1) psychosis, 421, 600, 601Y602, 603
antibody, 542t preclinical, 404
Agnosia, 582 prodromal, 399, 407, 408f, 413, 424f
finger, 397, 421 risk factors for, 420
prosopagnosia, 472 treatment of, 429Y431
trends affecting diagnosis and management of, behavioral variant, 391c, 391f, 465
458Y460 in hypoglycemic encephalopathy, 539f
mechanisms for dementia and in idiopathic normal pressure hydrocephalus,
disease-modifying treatment trials, 580, 582Y584, 583f
459Y460, 459t after shunt surgery, 589
mild cognitive impairment preceding in Jakob-Creutzfeldt disease, 530, 534
dementia with Lewy bodies, 458Y459 in limbic encephalitis, 538
preclinical synucleinopathies, 458 in metachromatic leukodystrophy, 567c, 568f
useful websites related to, 460 in mild cognitive impairment, 410, 411.412f
LgI1 (leucine-rich, glioma inactivated 1) antibody, in multiple system atrophy, 447
538, 539c, 540, 541, 543t, 544, 551, 552, in Parkinson disease dementia, 448c
556r, 557r in primary progressive aphasia
Lifestyle modifications, in mild cognitive nonfluent agrammatic variant, 474f
impairment, 411, 411c, 414 semantic variant, 471c, 471f
Limbic encephalitis, autoimmune, 514, 520t, 535r, in progressive supranuclear palsy, 447, 478, 478f
542Y544, 548f, 556rY557r in rapidly progressive dementia, 517t
antibodies associated with, 538, 542t, 543t vascular etiologies, 522
clinical features of, 538, 540Y541 in subacute diencephalic angioencephalopathy,
LMNB1 gene mutations, 565t, 573 524f
Logopenic aphasia, 406, 421, 607f in Wernicke encephalopathy, 526c, 527f
LRRK2 gene mutations, 449 Magnetic resonance spectroscopy, 517t, 533, 534f
Lyme disease, 512, 519t, 524 Magnetic resonance venography (MRV), 517t, 522
Lymphoma, 548 MAPT gene mutations, 449, 468, 468c, 476, 479,
Hodgkin, 543t 479t, 480t, 482f, 483f, 603
immunosuppressant-induced, 553t MARS2 gene mutations, 564t
intravascular, 520, 522, 532, 533 Mayo Clinic Study of Aging, 408, 409, 417r
non-Hodgkin, 542t MCI. See Mild cognitive impairment
primary central nervous system, 513t, 520t, MCOLN1 gene mutations, 563t
524, 532Y533, 535r, 547t, 559 Megalencephalic leukoencephalopathy with
serum markers for, 516t, 533 subcortical cysts, 562t
Lysosomal storage diseases, 560, 562, 563t, MELAS (mitochondrial myopathy, encephalopathy,
565Y566, 576r lactic acidosis, and strokelike episodes
syndrome), 520t, 521t, 533, 534f, 547t, 548
M Melatonin, 448c, 453t, 454t, 458
Ma1 and Ma2 antibodies, 542t, 545, 557r Memantine
Macrocephaly, 560, 562t, 564t adverse effects of, 430
Magnetic resonance angiography (MRA), 517t, for Alzheimer disease, 429, 430, 434r
522, 522f in frontotemporal dementia, 485, 489r
Magnetic resonance imaging (MRI) in Lewy body dementias, 448c, 450t, 456
in adult-onset Alexander disease, 570, 571f in vascular cognitive impairment, 505
in adult-onset autosomal dominant Memory deficits
leukodystrophy, 574, 574f in Alzheimer disease, 419, 420, 440
in adult-onset leukoencephalopathies, 560, 575r in behavioral variant of frontotemporal
in adult-onset leukoencephalopathy with dementia, 467
axonal spheroids and pigmented glia, 575 in dementia with Lewy bodies, 436, 440
in adult polyglucosan body disease, 574 in metachromatic leukodystrophy, 567c
in Alzheimer disease, 424, 424f in mild cognitive impairment, 405Y406, 405c,
in autoimmune encephalopathies, 547Y549, 548f 406f, 410
in cerebral adrenoleukodystrophy, 569, 569f in semantic variant primary progressive
in cerebral amyloid angiopathy, 501, 503c, aphasia, 472
503f, 523f testing for, 385, 386cY387c, 388, 393Y394
in cerebrotendinous xanthomatosis, 570 working memory, 398
in cerebrovascular disease/vascular cognitive in vascular cognitive impairment, 500
impairment, 399, 495, 496fY499f, 497, 498c, Mental status examination, 385Y401, 386cY387c,
499Y500, 499c, 504, 507r 401rY403r, 605. See also Mini-Mental State
in CNS vasculitis, 532 Examination
to distinguish demyelination from caveats for administration of, 387
dysmyelination, 559 chief complaint, 388
in extrapontine myelinolysis, 531f cognitive domains of, 386, 393Y398, 400
in frontotemporal dementia, 482 attention, 393
mild cognitive impairment due to, 402r, 442, 443t in autoimmune encephalopathies, 538, 542t
neuropathology of, 435 limbic encephalitis, 542, 544
treatment in prodromal stage of, 399 in frontal behavioral-spatial syndrome, 477t
Parkinson disease dementia (PDD), 435Y436, in frontotemporal dementia, 465, 466t, 469,
442Y444, 460rY463r 482, 532
cognitive deficits in, 442 in Parkinson disease dementia, 445t
diagnostic criteria for, 444, 445tY446t in vascular cognitive impairment, 491t
diagnostic studies for, 444Y447 PET. See Positron emission tomography
differential diagnosis of, 444, 447Y448 PEX gene mutations, 563t
genetics of, 449 Phenocopy syndrome, 400, 403r, 469, 486r
neuropathology of, 435Y436 Philadelphia Brief Assessment of Cognition
neuropsychiatric symptoms of, 603, 604 (PBAC), 401r
psychosis, 442Y444, 445t, 446t, 447, 448, Physical therapy, 606
448c, 604 in frontotemporal dementia, 484
rapidly progressive, 514 in idiopathic normal pressure hydrocephalus, 587
risk factors for, 442, 444t in Lewy body dementias, 441c, 448c, 452t, 458
symptomatic treatment in, 449Y458, 450tY457t Pick, Arnold, 600
for cognitive impairment, 449, 456Y457 Pigmented orthochromatic leukodystrophy
guidelines for, 449 (POLD), 575, 577r
medications to avoid, 457t Plasma exchange, for autoimmune
for parkinsonism, 458 encephalopathies, 538, 539c, 546c, 552, 553t,
for psychosis, 457Y458 554, 556
for REM sleep behavior disorder, 458 PLP1 gene mutations, 564t
timing of dementia relative to parkinsonism in, POLD (pigmented orthochromatic
435, 436 leukodystrophy), 575, 577r
Parkinsonian tauopathies, 440, 447 POLG gene mutations, 563t
Parkinsonism, 486r Polycystic lipomembranous osteodysplasia with
in Alzheimer disease, 421, 440 sclerosing leukoencephalopathy, 564t
in corticobasal syndrome, 447 Polyethylene glycol, 456t
in dementia with Lewy bodies, 421, 436, Positron emission tomography (PET)
437Y438, 439t, 440, 447, 453t in Alzheimer disease, 417r, 424.424f, 432r
in fragile X-associated tremor/ataxia syndrome, amyloid imaging (See Amyloid PET imaging)
565t in autoimmune encephalopathies, 549f
medications for, 453t, 458 for cancer detection, 552
in Parkinson disease dementia, 436, 448c, 486r in corticobasal syndrome, 447Y448
in progressive supranuclear palsy, 447 to detect neoplasm, 533
putative brain substrates for, 459t in frontotemporal dementia, 400, 482, 486r
timing of dementia relative to, 435, 436 behavioral variant, 465, 468, 603c
useful websites related to, 460 in Lewy body dementias, 438, 439t, 444, 446Y447
Paroxetine, 485t, 603c in mild cognitive impairment, 410Y411
PBAC (Philadelphia Brief Assessment of to predict progression to dementia, 412, 412f
Cognition), 401r in posterior cortical atrophy, 447, 462r
PCA-1 (Purkinje cell cytoplasmic antibody type 1), in rapidly progressive dementia, 517t, 518
552 Posterior cortical atrophy, 402r, 406, 421, 447,
PCA-2 (Purkinje cell cytoplasmic antibody type 2), 462r, 607f
542t Potassium channel complex (Kv1) antibodies,
PD. See Parkinson disease 538, 551, 556r
PDD. See Parkinson disease dementia PPA. See Primary progressive aphasia
Pelizaeus-Merzbacher disease, 561t, 562t, 564t Prednisone, 539c, 546c, 555
Pelizaeus-MerzbacherYlike disease, 561t, 564t Presenilin gene mutations, 428
Peroxisomal disorders, 560, 561tY563t, 566Y567 Primary progressive aphasia (PPA), 469Y473
Perseverative behavior, 391c, 392, 397 behavioral changes in, 392
in behavioral variant frontotemporal dementia, differential diagnosis of, 400, 401r
465, 466t, 468 nonfluent agrammatic variant, 389c, 401r, 464,
medications for, 485t 473, 474cY475c
in metachromatic leukodystrophy, 567c diagnostic criteria for, 473t
Personality changes neuroimaging in, 473, 474f
in adult-onset leukoencephalopathies, 560 neurologic examination in, 473
in Alzheimer disease, 420, 421, 423t symptoms of, 473
assessment for, 390Y392, 390cY391c, 398 semantic variant, 464, 469Y472, 470cY471c