23 10 27 10 PDF
23 10 27 10 PDF
ILLT Week 4
Hannah Gibbons-Jones
[email protected]
Week Four Content
• To understand the doctrine of Stare Decisis and how courts are bound
All ER
HL
CH
https://www.bailii.org/cgi-
FAM bin/format.cgi?doc=/uk/cases/UKHL/1969/4.html&query=(RE)+AND+(Agar)+AND+(Ellis)
https://www.supremecourt.uk/cases/docs/uksc-2017-0202-judgment-accessible.pdf
Cases with a neutral citation
(published after 2001)
How case law is cited - neutral citation
• Since 2000 - all High Court or
higher level cases
• unique reference – online only
system
• court
• year
• which case it was in that
year
• E.g MWB v Rock: [2018] UKSC 24
7 November, 2023 7
Reading Cases…..Who is who?
• First Instance
• The Party bringing a civil case = Claimant
• The Party against whom the case is brought is the
Respondant
• At Appeal
• The Party bringing an appeal = Appellant
First Tier
County Court
Family Court Tribunal
Magistrates’ Court
• STARE DECISIS
• Let the Decision Stand
• Like cases should be treated alike
The Reason for the Decision • Things said in passing (by the way)
The binding part of the judgment • Not connected to the outcome of a case – linked to
ancillary matters
Directive element – a conclusion about the law as
it stands • Can be regarded as advisory (not binding but has value)
The conclusion is directly based on Law applicable • Sometimes created unintentionally, other times
to the issue at hand
expressly
A Ratio may be expressly or impliedly referenced
within a law report • Obiter may carry the reflection of the judge on a related
Law reports may reference to statute in the ratio point – had they been asked to decide on that issue.
RATIO
DECIDENDI
• Latin for rationale for the decision
• A clear statement of the Legal rule and the
associated reason for the decision in the case
• Difficult to read
• Judges may not signpost why they have reached their decision –
Hard to identify!
• There may be a number of reasons behind the decision – Which is
the ratio?
• https://publications.parliament.uk/pa/ld200607/ldjudgmt/jd070425/stack.pdf
Later applied in Jones v Kernott property issue (not identical)
Hedley Byrne v Heller [1964] AC 465
• Ratio – No liability due to loss because of disclaimer. • Obiter - A duty of care can arise from
making statements causing economic loss
• Lord Morris of Borth-y-Gest
• Lord Morris of Borth-y-Gest:
• There is much to be said, therefore, for the view that if a
banker gives a reference in the form of a brief expression of If … ‘a person takes it upon himself to give
opinion in regard to credit-worthiness he does not accept, information or advice to, or allows his
and there is not expected from him, any higher duty than information or advice to be passed on to,
that of giving an honest answer…. because in my judgment another person who, as he knows or should
the bank in the present case, by the words which they know, will place reliance upon it, then a duty
employed, effectively disclaimed any assumption of a duty of of care will arise…’
care. They stated that they only responded to the inquiry on
the basis that their reply was without responsibility. If the
enquirers chose to receive and act upon the reply they
cannot disregard the definite terms upon which it was given.
https://www.bailii.org/uk/cases/UKHL/1963/4.html
Donoghue v Stevenson [1932] AC 562
• Ratio
Lord Atkin, Thankerton and Macmillan (majority 3 to 2) …. a manufacturer of products,
which he sells in such a form as to show that he intends them to reach the ultimate
consumer in the form in which they left him with no reasonable possibility of intermediate
examination…owes a duty to the consumer to take that reasonable care.
• Dissenting
Lords Buckmaster and Tomlin dismissed the appeal, which means they decided in favour of
the defendant Mr Stevenson that there was no legal duty of care owed to Mrs Donoghue.
Their judgements are called dissenting opinions.
https://www.bailii.org/uk/cases/UKHL/1932/100.html
A dissenting opinion is an opinion
of one or more judge expressing
Obiter –
disagreement with the majority
Dissenting opinion.
Voices in a
Judgment
A dissenting opinion cannot create
binding precedent because the
holding in the opinion is not the
holding of the court in the case.
Obita - Decisions from other countries.
• Canada
• Australia
• New Zealand
European Court of
Supreme court Human Rights
Stare Decisis
& Hierarchy
of the
Courts
Court of Appeal
Employment Appeal
Tribunal
Crown Court
Upper Tribunal
First Tier
County & Tribunal
Magistrates
Decisions in Action:
Court & Appeals
Gibson v Manchester City Council? [1979] 1 WLR 294
Facts: Gibson argued that he had contract to buy his council house (sale of
land). Council changed from Conservative to Labour control and argued no
– Gibson wanted to court to compel the Council to sell to him
(Equitable Remedy of Specific Performance).
i.e. What does contract law mean by agreement and is it present on the facts
here?
This Photo by Unknown Author is licensed under CC BY-SA
Gibson v Manchester City Council [1979] UKHL 6
• Appeal to House of Lords by Council after the decision of the Court of Appeal (2 to 1
majority)
• House of Lords held: In cases where exchange of correspondence as on facts, there must
be clear O&A present.
• Lord Diplock My Lords, the application form and letter of 18 March 1971 were relied on
by Mr. Gibson as an unconditional acceptance of the corporation's offer to sell the house;
but this cannot be so unless there was a contractual offer by the corporation available for
acceptance, and, for the reason already given I am of opinion that there was none.
• Lord Russell would allow the appeal - I cannot bring myself to accept that a letter which
says that the possible vendor " May be prepared to sell the house to you " can be
regarded as an offer to sell capable of acceptance so as to constitute a contract. The
language simply does not permit such a construction. Nor can the statement that the
letter should not be regarded as a firm offer of a mortgage operate to turn into a firm
offer to sell that which quite plainly it was not.
• Lord Edmund-Davies, Lord Keith and Lord Fraser agree
• Council won and C of A overruled
Navigation of Judgments
Binding Precedents Persuasive Precedents
• Facts in the Case and case before • Similar facts but not analogous or
must be same- this justifies the facts are same but judgment comes
application of the legal rule in the from the lower court
same way • Things said by the way (from superior
• Decision followed is in a superior court)
court or at same level • Dissenting Judgement (disagreeing
• The decision followed is the reasoning with the Ratio)
(ratio decidendi) • Legal rule is part of judgment from a
court outside England and Wales
(including the Privy Council)
Bound to
Distinguish
Follow
Being bound
by decisions
Overrule Reverse
• There may be one or more ratios in a judgment
Hannah Gibbons-Jones
Lecture Two Objectives
Review of the Court Structure Understand the relationships Identify the approaches to Recognise Tools for using
between the courts Precedent used by the Superior Precedent
Courts and Lower Courts
A Review on Key Principles and Terminology
LORD GARDINER LC made the following statement on behalf of himself and the Lords of Appeal in Ordinary:
Their Lordships regard the use of precedent as an indispensable foundation upon which to decide what is the law
and its application to individual cases. It provides at least some degree of certainty upon which individuals can rely in
the conduct of their affairs, as well as a basis for orderly development of legal rules.
Their Lordships nevertheless recognise that too rigid adherence to precedent may lead to injustice in a particular
case and also unduly restrict the proper development of the law. They propose, therefore, to modify their present
practice and, while treating former decisions of this House as normally binding, to depart from a previous decision
when it appears right to do so.
In this connection they will bear in mind the danger of disturbing retrospectively the basis on which contracts,
settlements of property and fiscal arrangements have been entered into and also the especial need for certainty as
to the criminal law.
This announcement is not intended to affect the use of precedent elsewhere than in this House.
• See Austin (FC) (Appellant) v Mayor and Burgesses of
the London Borough of Southwark (Respondent) [2010]
UKSC 28 para 25
https://www.supremecourt.uk/cases/docs/uksc-2009-
The Supreme 0037-judgment.pdf
Court 25. The Supreme Court has not thought it necessary to re-issue the
Practice Statement as a fresh statement of practice in the Court’s
Approach
own name. This is because it has as much effect in this Court as it
did before the Appellate Committee in the House of Lords. It was
part of the established jurisprudence relating to the conduct of
appeals in the House of Lords which was transferred to this Court by
section 40 of the Constitutional Reform Act 2005. So the question
which we must consider is not whether the Court has power to
depart from the previous decisions of the House of Lords which have
been referred to, but whether in the circumstances of this case it
would be right for it to do so.
The Court of Appeal
• The Court of Appeal is bound by
decisions of the Supreme Court even if
it considers them to be wrong.
• In Young v Bristol Airplane Co Ltd
(1944), the Court of Appeal (Civil
Division) [1944] KB 331 CA held it was
bound by its own previous decisions
subject to the following exceptions:
• This applies to Criminal cases and can
be applied broadly if an individual's
liberty is at stake.
Young v Bristol Airplane Co Ltd (1944), the Court
of Appeal (Civil Division) [1944] KB 331 CA
Where a CA decision has been
expressly over-ruled or is Where there are two conflicting CA The previous CA decision was given
decisions per incuriam.
inconsistent with a higher court
• Relates to decisions of the House • The Court of Appeal must decide • Per incuriam means by
of Lords or Supreme Court being which to follow and which to carelessness or mistake. NOT the
inconsistent with a CA decision reject. same as per curium (agreement
• Cannot follow an earlier CA • The status of the rejected decision from all within a judgment).
decision that is not compatible is affected in the case in question. • Decisions given in ignorance or
with current SC approach. • Illustrating this is NatWest Bank forgetting elements of a statute –
• Rarely occurs when a case has Plc v Powney 1991 Ch339 (CA) decisions made without the
leap-frogged and progressed from correct law.
the High Court to the UKSC/HL • The decision has to be manifestly
wrong Cave v Robinson Jarvis &
Rolf [2001] EWCA Civ 245
Kings Bench Division
The High
Court of
England &
Wales
Divisional Courts: Supervisory , First Instance & s. 31C(2) Family & Matrimonial Proceedings Act 1984
Other Courts • Divisional Courts (Crown
Court)
• High Court
• Bound by the Court of
• Bound by the Supreme Court Appeal and the Supreme
and the Court of Appeal and Court but is not bound by
normally follows a previous other High Court decisions.
decision of another However, they are of strong
Divisional Court but has persuasive authority in the
similar exceptions to the High Court and are usually
Court of Appeal (Police followed. Decisions of
Authority for Huddersfield v individual High Court judges
Watson). are binding on the county
courts.
Using Overrule Reverse
Precedent Distinguish
Bound to
Follow ?
“…Bound to
follow
Precedent…”
The case has similar facts to a
previous case, therefore the
law will be applied in the
same way to produce a
decision.
Remember:
This Photo by Unknown Author is licensed under CC BY-SA
• Ratio decidendi
• Obiter Dictum
The binding part of the case is the ratio (which applies to the material facts)
If the facts of the case are not sufficiently similar to the previous case(s), the
judge need not follow the precedent set.
Distinguishing
In the decision the court will explain that it will not be using the ratio because of
this material difference and will explain its approach to the decision.
This can take into account social changes Cases may be appealed and can be
and norms and values of the time. overruled or reversed by higher courts.
Overruling
higher court or the overruled - but is (negated) not followed in future.
Supreme Court
Wamburgh’s Goodheart
The reader identifies a supposition (theory) of what the
ratio is.
• It is possible to identify the ratio
The reader then tests the theory by reversing the
by examining the facts of the
meaning of the chosen text. case that set the precedent
The reader then considers if the outcome (legal result)
would be the same. • Focus on the Material facts that
If the answer is yes, then it is Obita rather than Ratio relate to the matters central to
the legal dispute
Used to rule out Obiter.
• i.e. the driving of the wheelchair
Problem if there is more than one ratio…. assisted by a motor in the park
ILLT Precedent
Lecture 3
Hannah Gibbons-Jones
Recap & Review
• The use of precedents can save the courts and judicial system a great deal
of time and cost
• In reviewing law, as they establish well-known principles of law that
judges can quickly follow in later cases.
• Broader approaches to decision making and the development of original
precedents could generate new laws
The • Parliament is the Supreme Law Maker (Dicey)
Disadvantages • The doctrine of stare decisis can make the law too rigid and inflexible
• Some approaches to decisions can be remade again and again.
of Precedent
• It is virtually impossible to find all precedents among the millions of
reported cases.
• This can lead to a narrow focus and few examples being used.
• Judges in the Supreme Court have the freedom to choose whether to follow their own previous
decisions – 1966 Practice Direction
• Judges in the Court of Appeal can use the Young v Bristol Airplane Co Ltd (1944), the Court of Appeal
(Civil Division) [1944] KB 331 exceptions