Leveraging Data and Digital Health Technologies
Leveraging Data and Digital Health Technologies
Abstract
Objective: Identify how novel datasets and digital health technology, including both analytics-based
and artificial intelligence (AI)-based tools, can be used to assess non-clinical, social determinants of
health (SDoH) for population health improvement.
Methods: A state-of-the-art literature review with systematic methods was performed on MEDLINE,
Embase, and the Cochrane Library databases and the grey literature to identify recently published
articles (2013-2018) for evidence-based qualitative synthesis. Following single review of titles and
abstracts, two independent reviewers assessed eligibility of full-texts using predefined criteria and
extracted data into predefined templates.
Results: The search yielded 2,714 unique database records of which 65 met inclusion criteria. Most
studies were conducted retrospectively in a United States community setting. Identity, behavioral,
and economic factors were frequently identified social determinants, due to reliance on
administrative data. Three main themes were identified: 1) improve access to data and technology
with policy – advance the standardization and interoperability of data, and expand consumer access
to digital health technologies; 2) leverage data aggregation – enrich SDoH insights using multiple data
sources, and use analytics-based and AI-based methods to aggregate data; and 3) use analytics-based
and AI-based methods to assess and address SDoH – retrieve SDoH in unstructured and structured
data, and provide contextual care management sights and community-level interventions.
Conclusions: If multiple datasets and advanced analytical technologies can be effectively integrated,
and consumers have access to and literacy of technology, more SDoH insights can be identified and
targeted to improve public health. This study identified examples of AI-based use cases in public
health informatics, and this literature is very limited.
Keywords: social determinants of health, artificial intelligence, digital health, data analytics, health
policy
Abbreviations: application programming interfaces (API), artificial intelligence (AI), electronic health
records (EHRs), machine learning (ML), natural language processing (NLP), return on investment (ROI),
social determinants of health (SDoH)
* Correspondence: [email protected]
Online Journal of Public Health Informatics * ISSN 1947-2579 * http://ojphi.org * 13(3):e14, 2021
Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of OJPHI
Health (SDoH): a State-of-the-Art Literature Review
DOI: 10.5210/ojphi.v13i3.11081
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Introduction
In the current clinical practice and policy environment, significant attention is focused on non-
clinical factors outside of the healthcare system that impact health outcomes. It is generally
acknowledged that healthcare alone accounts for only 10-25% of the variance of health outcomes
[1]. According to the County Health Rankings model, “modifiable contributions to health include
social and economic factors (40%), behavior (30%), clinical care (20%), and environmental factors
(10%)” [2]. These health factors are often collectively referred to as social determinants of health
(SDoH) even though these non-clinical determinants are not strictly social considerations [3]. Both
policymakers [4] and healthcare systems [5] have begun to recognize the importance of factors,
such as education, income, housing, food, and the built environment, to help improve health
outcomes, reduce disparities, and lower medical costs. Awareness is still required to promote the
widespread adoption of integrated healthcare and social services approaches, and long-term
investments are needed in the healthcare sector to facilitate referrals for services that address
SDoH. Common barriers to social services investments include perceived lack of short-term return
on investments, inability to identify and allocate costs to patient care, lack of coverage and
reimbursement by payers, and challenges in coordination, communication, and data fluidity
between medical and social organizations [6].
There is a paucity of evidence for prioritizing SDoH factors for intervention based on the financial
return on investment (ROI). Guidance from the National Academy of Medicine [7] and
recommendations provided by the World Health Organization [8] supports the premise that
actionable SDoH factors (i.e., those that lend themselves to direct action) will provide strong use
cases for integration of social services into ongoing operations. Optimal interventions will target
the community level to improve the underlying social and economic conditions contributing to
health disparities, rather than mediating individual needs alone [5]. The incorporation of non-
clinical support, such as providing food or housing, can improve health when applied on an
appropriate scale, but the financial aspects of integrating SDoH interventions remain a challenge.
Despite the financial challenges of integrating SDoH assessment and interventions into healthcare,
data and technology are being leveraged to improve both the identification of actionable SDoH
factors and population health. The transition to value-based care has promoted the development of
collaborative tools utilizing SDoH data and innovative technology to identify and stratify the
highest-risk individuals within a community. As the effort to gather SDoH data is prioritized,
digital health technologies can be foundational in the collection and assessment of SDoH data,
including development of novel sources of data and the platforms by which this information is
exchanged between stakeholders. Predictive analytics and other new methods of data analysis
including artificial intelligence (AI) can be important tools to identify, assess, and provide insights
Online Journal of Public Health Informatics * ISSN 1947-2579 * http://ojphi.org * 13(3):e14, 2021
Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of OJPHI
Health (SDoH): a State-of-the-Art Literature Review
to address SDoH and their associated health outcomes and related disparities, in order to improve
efficiencies in evaluation with the goal of improving care and lowering costs.
The objective of this study was to perform a state-of-the-art literature review to identify how SDoH
data and digital health technology are leveraged to improve population health management.
Studies of interest were those using large and innovative datasets in addition to studies employing
digital health technologies, including those with analytical-based and AI-based methods, to assess
and address SDoH factors as a strategy for population health improvement.
Methods
A state-of-the-art literature review with systematic methods was conducted [9]. Searches for all
relevant articles were conducted in MEDLINE via PubMed, the Cochrane Library, and Embase
according to the summative methods and search strategies outlined in Supplemental Tables 1-7. There
was a focus on non-clinical SDoH; health disparity; and health equity terms for our population of
interest. A manual search of the bibliographies of full-text articles pertinent to the review was also
conducted.
One reviewer screened titles and abstracts of articles identified by the literature searches to select
a list of articles to be considered as sources for the report. Two reviewers independently screened
all potential full-text citations to determine which sources were included using a priori criteria
(i.e., included articles must describe digital health technology or novel data used to assess and/or
address SDoH). Inclusion and exclusion criteria for (a) large, population-based studies, (b) smaller
studies of actionable SDoH factors, and (c) policy pieces including grey literature are outlined in
Supplemental Tables 8-10, respectively. Included articles must describe digital health technology or
novel data used to assess and/or address SDoH, broadly defined by multiple leading agencies
(National Academy, Institute of Medicine; Centers for Disease Control and Prevention; Office of
Disease Prevention and Health Promotion; Robert Wood Johnson Foundation; World Health
Organization; and Kaiser Family Foundation). Example inclusion criteria are health disparity,
tobacco use, educational status, unemployment, and housing instability. Example exclusion
criteria are in vivo and in vitro studies, non-systematic reviews, and global perspective.
Data were extracted into Excel tables from each of the studies meeting the inclusion/exclusion
criteria. Studies that met multiple criteria of interest (i.e., data, technology, and/or policy) were
categorized and counted more than once. Data were then checked by a second independent
reviewer. Supplemental Tables 11-13 provide data extraction organized into policy, digital health
technology, and data areas, respectively.
Results
Search Results and Identified Study Characteristics
Literature searches identified 2,714 potentially relevant articles for title abstract screening; 132
were identified for full-text screening, and 65 studies met the inclusion criteria. All search and
screening results are presented in Figure 1.
Online Journal of Public Health Informatics * ISSN 1947-2579 * http://ojphi.org * 13(3):e14, 2021
Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of OJPHI
Health (SDoH): a State-of-the-Art Literature Review
This flow diagram depicts the process and flow of information (including number of records of identified,
included and excluded study numbers, and reasons for exclusion) through the phases of the state-of-the-art
literature review.
Supplementary tables 11-13 present the characteristics of the included studies. Most studies were designed
retrospectively in US community settings, and all were full-texts. Of the 65 included articles, 13 referenced
SDoH in public health policies, 47 presented novel sources and/or novel uses of SDoH data, and 36
described technologies.
Overall, the 13 articles regarding policy focused on access, both improved access to smart mobile
devices or broadband internet (n=4), and the measurement, collection, and dissemination of SDOH
data (n=9). Of the 36 articles describing technology, most (n=23) pertained to utilization of
geocoding to translate patient addresses into spatial SDoH data, but AI (n=9) was also commonly
leveraged. Digital health technologies identified in three or fewer articles included social media,
other types of software (e.g., modeling or simulation software, transition of care platforms),
internet, mobile health (mHealth) sensors and applications (apps), video, and telehealth. Of the 47
articles pertaining to data, most (n=32) combined multiple types of data sources (e.g., electronic
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of OJPHI
Health (SDoH): a State-of-the-Art Literature Review
health records [EHRs] and census data). Other data sources included EHRs (n=8), census (n=3),
state (n=2), federal (n=2), and internet (n=2). Baseline SDoH factor assessments were categorized
as: identity, behavioral, economic, neighborhood, physical environment, education, food, housing,
social relationships, transportation, health access and quality, employment, community,
governmental, and psychosocial. Identity (n=172), behavioral (n=98), and economic (n=53) were
the most commonly examined SDoH factors.
Newer digital health technologies, including telemedicine platforms, mHealth apps, wearable
devices, patient portals, EHRs and health information exchanges, and other internet-based
technologies and services have the potential to disrupt and improve public health practice. Across
intervention types, governmental policy can incentivize behavior in healthcare and public health
practice. Therefore, policy-related publications addressing these technologies and SDoH were
examined. Findings showed that communities with insufficient resources and individuals with
limited health literacy face barriers to adoption [10].
Three articles focused on the need to improve access to digital health technologies to reduce health
disparities. In these articles, access to technology was limited to smart mobile devices or
broadband internet. Ray et al. (2017) showed disparities in the use of technology for accessing
health information by race/ethnicity and income. The authors recommended policies to improve
access to technology in these communities [11]. As vulnerable populations gain access to smart
phones, grant makers acknowledge that when combined with sound policy strategies, scalable
digital technologies supported by communities have the potential to positively impact health
disparities that vary by geography [12]. As demonstrated by recent increases in technology usage
by racial/ethnic minorities, the digital divide may be narrowing by race/ethnicity, but not by health
literacy. Chakkalakal et al. (2014) observed that individuals with limited health literacy were less
likely to own and/or utilize these technologies when compared to those with adequate health
literacy [13].
Recognizing that challenges with effective measurement and collection of SDoH data are barriers
to reducing health disparities, numerous public policy guidelines have encouraged the
incorporation of SDoH data in health-monitoring systems [14-16]. Four articles described and
recommended practices, and in some instances standardization and prioritization, in the
measurement of SDoH factors for actionable interventions [17-20]. The Public Health 3.0 initiative
prioritized education, safe environments, housing, transportation, economic development, and
access to healthy foods in community-level interventions utilizing cross-sector partnerships with
stakeholders [17]. Super Church (2015) described how one program, the Healthy Neighborhoods
Equity Fund, planned to use data to identify communities suffering disproportionately from health
disparities and would benefit most from a community intervention, including improvement in
“housing conditions, public safety, employment, transportation, walkability, and access to green
space and healthy food” [18]. SDoH factors included in the data assessment were community
support and growth potential, transportation access and use, walkability, housing affordability and
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choice, safety, economic opportunity, recreational areas, food access, indoor air quality, and
building and site performance [18]. Cahill et al. (2016) provided recommendations for SDoH
factors that should be incorporated into an EHR as a part of meaningful use guidelines. The authors
argue that including sexual orientation and gender data (birth sex, preferred name and pronouns,
sexual orientation, and sexual practices/behaviors) in EHRs are vital to improving disparities in
sexually marginalized groups since this information will better inform providers and improve
patient care [19]. Providers and EHR vendors should also be trained on how to collect, interpret,
and use this information to best improve care for patients [19]. Lastly, Penman-Aguilar et al.
(2016) provided recommended practices for the measurement of SDoH factors at national and sub-
national (i.e., state) levels including: a priori identification of characteristics of groups that are
associated with less power and privilege or lower social position that may demonstrate within-
group heterogeneity, and they be measured at multiple levels, i.e., both the individual and
community levels. These domains include race/ethnicity, sex, sexual orientation and gender
identity, age, level of education, income, wealth, occupation, country of birth, disability status, and
geographic location [20]. Additionally, the standardization of methodologies for the measurement
of SDoH is an unmet need. However, the methodologies are greatly influenced by how the SDoH
information will be disseminated to a particular audience, so analytical methods are varied, which
can prevent or limit aggregation of datasets [20].
Despite multiple national programs [21, 22] underscoring the importance of capturing SDoH data
in EHRs to guide clinical care, SDOH data collection is currently insufficient. Two policy articles
not only assessed policies and programs to improve its collection, but also specified the level of
granularity to be collected [17, 23]. Douglas et al. (2015) identified gaps in data collection
requirements in the Health Information Technology for Economic and Clinical Health (HITECH)
Act of 2009 that drove the national adoption of EHRs. The authors noted deficiencies for collecting
data on certain demographics will, at the least, not help resolve health disparities and, at worst,
exacerbate them. It was recommended that the Act should require the collection of “more granular
race and ethnicity, disability status, and sexual orientation and gender identity” data in EHRs [23].
Demographic data obtained from studies supported by federally funded agencies (i.e., National
Academy of Medicine, Centers for Disease Control and Prevention, Department of Health and
Human Services [DHHS], etc.) are not comparable due to lack of alignment and program mandates
for its expanded collection [23]. Furthermore, inconsistent demographic data collection standards
between public health survey data and EHRs limit research interpretation and widen the health
disparities gap. In addition to demographic data being more granular, geographic granularity has
also been emphasized at the community level. DeSalvo et al. (2017) commented on Public Health
3.0, an initiative by the US DHHS to broaden the scope of public health to directly include
communities to address SDoH factors [17]. In efforts to achieve Public Health 3.0, data should be
made available to communities, which would enable real-time and geographically granular (i.e.,
county-level) data to be shared, connected, and interpreted to translate evidence into action [17].
To impact health outcomes, social determinants must be measured, and the data need to be
collected and widely disseminated. Four articles discussed the development, importance, and
concerns around sharing SDoH data [24-27]. Krumholz et al. (2016) provided recommendations
for data sharing, including 1) foster a culture of data sharing, 2) develop operational functionality
for data sharing, and 3) improve data sharing capacity [24]. Perlin et al. (2016) also provided
recommendations with a focus on the operationality of systems: interoperability between EHR
systems, improved cyber security, and a data strategy that supports a learning health system.
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of OJPHI
Health (SDoH): a State-of-the-Art Literature Review
Finally, Smith et al. (2016) described the development and implementation of a data warehouse
and EHR system for Federally Qualified Health Centers in Maryland. Important aspects of the
system’s development included engaging partners, defining quality measures and processes for
validating data, and determining effective use of the data for clinical quality improvement. The
two biggest challenges in implementation were cost and communication of data and outcomes
within an organization and between organizations using population health software platforms [26].
However, privacy and security concerns related to the inclusion of SDoH data in EHRs remain
credible threats to their collection and subsequent sharing. At the individual level, many
measurements of the SDoH may be highly personal and sensitive. As such, compliance to security
and privacy laws, and implementation of good practices to provide stewardship of these data is
essential to earn patient trust and their willing disclosure of sensitive information [27].
Data Aggregation
Innovative methods have been leveraged to mine existing data for new insights related to SDoH.
Many (74%) of the articles addressing data on SDoH combined multiple sources, both structured
(e.g., machine-readable data) and unstructured (e.g., text). EHRs and US census data were two of
the most commonly used sources to glean insights, but other sources included federal, state, and
local clinical data (e.g., nationally conducted health surveys, registry data). The use of non-clinical
data from public records (e.g., housing, crime, welfare) and novel third-party sources such as
internet content from social media (e.g., Twitter, Yelp) were also identified. Notably, when EHR
data is combined with other data sources to examine health outcomes, the number of SDoH factors
collected are enriched. Compared with EHR data alone, adding disparate data sources captures
additional SDoH factors (i.e., neighborhood, food, and education) and actionable insights which
provide opportunities for intervention at the community level.
The expanded scope of a population health approach, which incorporates non-clinical perspectives,
leads to an ecosystem composed of multiple, diverse data sources that need to be integrated to
obtain actionable insights at the individual and community levels. Geocoding, a geospatial analytic
technique, is one way to link these datasets by matching locations.
Geocoding (n=23) was the most frequent technology identified to assess and address SDoH.
Geocoding was broadly applied to link individual (most commonly, EHR) and community datasets
(e.g., US Census, state, or local data) to provide a meaningful, contextual, and geographic analysis
of SDoH, and was used primarily to capture identity, economic, neighborhood, and behavioral
factors across a variety of health outcomes. For example, Masho et al. (2017) used ArcGIS
software to perform geocoding to link three datasets: 10-year birth registry data, 2010 US Census
data, and crime statistics from a local police department [28]. The linked data enabled the inclusion
of more actionable SDoH, including neighborhood factors like safety which are not typically
captured within health data. The analytical assessments identified the association of social factors
with health outcomes; youth violence was associated with preterm birth despite controlling for
other variables at the individual and community levels [28]. Geocoding can be used to develop
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of OJPHI
Health (SDoH): a State-of-the-Art Literature Review
targeted contextual and geographic interventions; in this instance, to reduce community violence
and preterm births in vulnerable populations.
The use of geocoding, which typically involves specification of latitude and longitude by
application programming interfaces (APIs) from mapping databases, has more benefits than
traditional linking via county or zip code. This level of geocoding provided more granularity and
facilitated the collection of more neighborhood and behavioral-related SDoH factors. Zip code
linking primarily provided information regarding community level measurements, such as income
and percent race/ethnicity [29, 30]. Other mechanisms of linking data included using probabilistic
software, “Link Plus,” [31] or a custom probabilistic algorithm to match different datasets [32].
However, these types of linking required the removal of protected health information before the
data could be disclosed to investigators, which is a barrier to their use.
While advanced analytical tools in healthcare have been primarily used to link existing data
streams, some researchers have applied these tools to create novel datasets from non-traditional,
non-clinical sources. For example, Nguyen et al. (2017) leveraged geographically tagged
(geotagged, i.e., with geocoded data embedded in the media) social media data from Twitter and
Yelp to create a national food environment database [34]. The authors applied analytical tools
including AI techniques to discover patterns and emerging health-related issues in aggregated
datasets with geographically identified metadata. To assess sentiment regarding food consumption,
Machine Learning for LanguagE (MALLET) was used to analyze geotagged Twitter content (text
and images) from its API. Using data from the US Department of Agriculture national nutrient
database, algorithms were applied to calculate caloric density of popular food and alcohol tweet
content and to create a detailed view of the food environment using Yelp’s API. The social media
derived data were then linked to data from the ACS, Behavioral Risk Factor Surveillance System,
and National Vital Statistics Report to assess state-level health outcome data that included chronic
health conditions, all-cause mortality, and homicide rate, respectively. Data were then assessed to
determine whether state-level food environment variables obtained from social media were
associated with health outcomes. The data were further analyzed with additional granularity to
assess the relationship between county-level social media indicators and county health outcomes.
High caloric density food tweets and more burger Yelp listings were related to higher all-cause
mortality, diabetes, obesity, high cholesterol, and fair/poor self-rated health. More alcohol tweets
and Yelp bars and pub listings were related to higher state-level binge drinking, but, curiously,
lower mortality and lower percent reporting fair/poor self-rated health. The primary goal of
Nguyen et. al (2017) was to use social media data to assess attitudes, norms, and behavioral control
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Health (SDoH): a State-of-the-Art Literature Review
activities of a community; however, the study produced a novel, web-based national database that
captured social-environmental features at the county level to examine potential impacts on health
[34]. Social media and/or AI technologies were paired with geographic information in five of the
included studies assessing SDoH.
The application of AI, such as machine learning (ML) or natural language processing (NLP), can
augment the retrieval of SDoH hidden in unstructured data (e.g., text found in clinical notes or
social services documents). Nine articles used AI methods (n=7, ML; n=2, NLP) to facilitate the
extraction of SDoH terms from EHR data, provide care management insights, and/or provide
connectivity of disparate datasets using API as earlier described [34]. Oreskovic et al. (2017) used
keyword searching by NLP in an analytics platform to identify SDoH factors in EHRs related to
increased psychosocial risk, whereby patients may be eligible for enrollment in a care coordination
program [35]. In this instance, the authors determined that psychosocial risk factors are associated
with higher healthcare utilization and costs, and worsening clinical outcomes among Medicaid
patients. This modeling, used in conjunction with the care coordination program, allowed
providers and healthcare systems to assess and manage their risk pool after quantifying and
triaging psychosocial risk. Similarly, Jamei et al. (2017) built a neural network model to analyze
SDoH data from EHRs of a large health system to identify high-risk patients and predict all-cause
risk of 30-day hospital readmission [36]. The limited SDoH derived data (alcohol, drug, and
tobacco use) from the EHRs was supplemented with geocoded 2010 census data to the block-level
and matched patients’ addresses for linking purposes. The authors noted that the predictive power
of the model needed to be tested in data sources that contain more granular and structured SDoH,
such as that collected using SDoH screening tools, and suggested that NLP [37] could extract
additional SDoH measurements from case notes of individual patients. However, Navathe et al.
(2018) demonstrated that seven common SDoH factors (tobacco use, alcohol use, drug abuse,
depression, housing instability, fall risk, and poor social support) were more readily identified in
the unstructured physician notes of an EHR using NLP extraction when compared to screening
administrative sources, such as claims and structured EHR data [38]. Automated methods for
analyzing physician notes enabled better identification of social needs of patients at risk for
readmission. Programs, particularly those with finite resources, greatly benefit from this novel
approach to assessing SDoH data.
Discussion
This review of the literature acknowledges that access to data along with innovative datasets and
digital technologies improve population health strategies for SDoH assessment (Figure 2). Most
studies focused on identity, economic, and sociobehavioral factors in relation to health outcomes.
Demographic factors (e.g., identity and economic) are more easily and frequently collected than
more actionable factors. However, interventions for behavioral-related SDoH factors are more
feasible and have demonstrated examples of high ROI (ROI range, $7.60 to $16.70 returned for
every US dollar spent) to promote healthy eating and weight loss [39, 40]. Policy recommendations
[8, 17] to prioritize other actionable SDoH factors such as education, food, and housing in targeted
interventions show reduced costs [41-43].
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Health (SDoH): a State-of-the-Art Literature Review
Figure 2. Using multiple datasets with digital health technologies adds the most value
Combining data sets may be challenging, but the result can beneficially address SDoH. Combining
multiple data sources allows for the study of novel SDoH by linking data less commonly used in
healthcare research, such as access to healthy foods or neighborhood safety, with health outcome
data. However, linking datasets owned by separate entities can be difficult because of patient
privacy concerns; to be compliant with privacy laws, personal health information has to be
removed from datasets before they are shared with external researchers, so individual patient data
cannot be matched across datasets. Several studies utilizing technology to facilitate data linking
through geocoding were identified but may be limited by constructive identification.
Technology can facilitate the integration of multiple data sources to assess SDoH for new insights.
For example, technologies with advanced analytics methods, including the use of AI-based
algorithms, has the ability to provide personalized care to patients and support comprehensive,
effective, and thoughtful care management. The development of predictive models can assist
decision makers in cost-saving analyses to more effectively schedule and optimize hospital
resources by identifying high-risk patients and correctly determining where resources will provide
the most benefit (e.g., providing timely intervention to reduce hospital readmission in high-risk
patients). The use of advanced analytics and AI-based services, including cloud-based AI analytics
microservices, to address SDoH is paramount to generate data insights to inform decision-making.
Despite its value, technology can also be a barrier. Digital health technology access is not a
commonly measured SDoH factor, and lack of access can both result in biased data collection (e.g.,
only collecting data from patients with technology access) and contribute to further disparities
because of the “digital divide,” whereby lack of technology literacy and broadband access or
mobile phones worsen economic and social inequalities. Notably, policy considerations focused
on the need to improve access to digital health technology to reduce health disparities.
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of OJPHI
Health (SDoH): a State-of-the-Art Literature Review
Furthermore, incentive-based policies can help create positive habits and behavior and break
negative habits in the short-term; however, sustained behavior change continues to be a challenge
for many.
There are some limitations to this review. Despite exhaustive search methods, a priori inclusion
criteria, and dual screening of full-texts under review, the included studies were ranked by greater
generalizability, longer follow-up, larger sample sizes, and articles published between 2013-2018.
Future Directions
As healthcare transitions to value-based care delivery, harnessing data sources and leveraging
technology to collect SDoH will be essential. The ability to leverage big data for population health
management has the potential to improve health outcomes, bridge gaps in care, and reduce costs.
The integration of data from disparate sources to understand the composition of the population and
stratify individuals according to risk scores will be transformative; the identification of underlying
factors that influence patient and community health allows for more practical and meaningful care.
The collection of SDoH data, particularly those with high potential ROI, is essential for a more
holistic view of the patient to be reflected in patient records and the consolidation of this
information across care teams. Clinical enablement tools to capture SDoH factors and to obtain
missing SDoH data need to be improved and broadly integrated. Digital health technology and
data have the potential to augment and scale labor-intensive and manual processes to identify
social needs for the patient, whereby healthcare providers can connect them to the appropriate
resources to overcome those barriers to health. With the evolution of technology and value-based
care for patient management, it will require the collaboration between clinical and social care
teams to improve health disparities related to SDoH with the goal of improving health equity.
Conclusions
If multiple datasets and advanced analytical technologies can be effectively integrated, and
consumers have access to and literacy of technology, more SDoH insights can be identified and
targeted to improve public health. This study identified examples of AI-based use cases in public
health informatics, and this literature is very limited.
Acknowledgements
We would like to thank Bill Marder and Ron Ozminkowski for project guidance; Rachel Faller for
screening and abstraction; Brett South, Megan Sands-Lincoln, Mason Russell, and Laura Morgan
for critical reading; and Dave Liederbach and Kyu Rhee for project support.
Financial Disclosure
This research study was supported by IBM® Watson Health®.
Competing Interests
The authors are or were employed by IBM® Corporation and have no conflicts germane to this
study.
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of OJPHI
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J Am Geriatr Soc., 1017. PubMed https://doi.org/10.1111/jgs.15285
Supplementary Material
Supplemental Table 1. Medline Search (via PubMed)
Search results
Search no. Facet Search terms
(May 16, 2018)
1 “Social Determinants of Health” [MeSH] OR “social 28,882
determinants of health”[tiab] OR “health status
disparities”[MeSH] OR “health status
disparities”[tiab] OR “health equity”[MeSH] OR
“health equity”[tiab] OR “social determinant” OR
“social determinants” OR “health disparity” OR
“health disparities”
Identify studies
2 “tobacco use”[tiab] OR “alcohol and illicit drug 1,497,418
on social
use”[tiab] OR “physical activity”[tiab] OR “diet”[tiab]
determinants of
OR “obesity”[tiab] OR “health literacy”[MeSH] OR
health.
“health literacy”[tiab] OR “early intervention
education”[MeSH] OR “educational status”[MeSH]
OR “educational status”[tiab] OR “high school
graduation”[tiab] OR “early childhood
education”[tiab] OR “language proficiency”[tiab] OR
“employment”[tiab] OR “unemployment”[tiab] OR
“socioeconomic factors”[MeSH] OR “socioeconomic
factors”[tiab] OR “socioeconomic disparities”[tiab]
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Health (SDoH): a State-of-the-Art Literature Review
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Health (SDoH): a State-of-the-Art Literature Review
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Health (SDoH): a State-of-the-Art Literature Review
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Health (SDoH): a State-of-the-Art Literature Review
determinants of
health.
5 #4 NOT (Australia[Mesh] OR Canada[Mesh] OR 24
Mexico[Mesh] OR Europe[Mesh] OR China[Mesh]
Exclude non-US OR Russia[Mesh] OR Africa[Mesh] OR Asia[Mesh]
studies. OR South America[Mesh] OR Iran[tiab] OR
Canada[tiab] OR New Zealand[tiab] OR United
Kingdom[tiab] OR Great Britain[tiab])
6 Exclude studies #5 NOT (global health[MeSH] OR global health[tiab] 23
with a global
perspective.
7 Filter for #6 AND [abstract] 22
publications
with abstracts.
8 Filter by #7 AND 2013-2018 [dp] 16
publication date
(last 5 years).
9 Filter for #8 AND [English] 16
publications
written in
English.
26
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of OJPHI
Health (SDoH): a State-of-the-Art Literature Review
“unemployment”:ti,ab,kw OR
“socioeconomic factors”[MeSH] OR
“socioeconomic factors”:ti,ab,kw OR
“socioeconomic disparities”:ti,ab,kw OR
“income”:ti,ab,kw OR “social
support”:ti,ab,kw OR “built
environment”:ti,ab,kw OR “food
insecurity”:ti,ab,kw OR “food
security”:ti,ab,kw OR “access to healthy
food”:ti,ab,kw OR incarcerat*:ti,ab,kw OR
“crime”:ti,ab,kw OR “violence”:ti,ab,kw OR
“civil rights”:ti,ab,kw OR “civic
participation”:ti,ab,kw OR “gender”:ti,ab,kw
OR “discrimination”:ti,ab,kw OR
“walkability”:ti,ab,kw OR “housing
instability”:ti,ab,kw OR “quality of
housing”:ti,ab,kw OR “environmental
health”[MeSH] OR “environmental
health”:ti,ab,kw OR “environmental
conditions”:ti,ab,kw OR
“transportation”:ti,ab,kw OR
“urbanization”:ti,ab,kw OR “air
quality”:ti,ab,kw
3 #1 AND #2 533
4 Social determinants of health[Mesh] OR 83
“social determinants of health”:ti,ab,kw
5 #3 OR #4 551
6 “artificial intelligence”[MeSH] OR “artificial 7,930
intelligence”:ti,ab,kw OR “machine
intelligence”:ti,ab,kw OR “computational
intelligence”:ti,ab,kw OR “machine
learning”[MeSH] OR “machine
learning”:ti,ab,kw OR “machine-
learning”:ti,ab,kw OR “computer
Identify studies that use security”[MeSH] OR “data security”:ti,ab,kw
digital health OR “cybersecurity”:ti,ab,kw OR “cyber
technology. security”:ti,ab,kw OR “data protect*”:ti,ab,kw
OR “data encrypt*”:ti,ab,kw OR “cloud
computing”[MeSH] OR “cloud
computing”:ti,ab,kw OR “cloud
process*”:ti,ab,kw OR “cognitive
comput*”:ti,ab,kw OR “patient
portals”[MeSH] OR “patient web
portal*”:ti,ab,kw OR ”patient web-
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portal*”:ti,ab,kw OR “patient
portal*”:ti,ab,kw OR “web portal*”:ti,ab,kw
OR “mobile technolog*”:ti,ab,kw OR
“telemedicine”[MeSH] OR
“telemedicine”:ti,ab,kw OR
“telehealth*”:ti,ab,kw OR “mobile
health”:ti,ab,kw OR “mHealth”:ti,ab,kw OR
“eHealth”:ti,ab,kw OR “m-Health”:ti,ab,kw
OR “mobile-health”:ti,ab,kw OR
“telecommunication*”:ti,ab,kw OR “Decision
support systems, clinical”[MeSH] OR
“clinical decision support”:ti,ab,kw OR
“decision support system”:ti,ab,kw
7 Identify studies that use #5 AND #6 17
digital health technology
and report on social
determinants of health.
8 Exclude in vivo and in #7 NOT (“in vivo” OR “in vitro”) 17
vitro studies.
9 Filter by publication #8 AND Publication Year from 2013 to 2018 15
date (last 5 years).
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‘unemployment’:ab,ti OR
‘socioeconomics’/exp OR ‘socioeconomic
factors’:ab,ti OR ‘socioeconomic
disparities’:ab,ti OR ‘income’:ab,ti OR ‘social
support’:ab,ti OR ‘built environment’:ab,ti OR
‘food insecurity’/exp OR ‘food security’:ab,ti
OR ‘access to healthy food’:ab,ti OR
‘incarcerat*’:ab,ti OR ‘crime’:ab,ti OR
‘violence’:ab,ti OR ‘civil rights’/exp OR ‘civil
rights’:ab,ti OR ‘civic participation’:ab,ti OR
‘gender’:ab,ti OR ‘discrimination’:ab,ti OR
‘walkability’:ab,ti OR ‘housing
instability’:ab,ti OR ‘quality of housing’:ab,ti
OR ‘environmental health’/exp OR
‘environmental health’:ab,ti OR
‘environmental conditions’:ab,ti OR
‘transportation’:ab,ti OR ‘urbanization’:ab,ti
OR ‘air quality’:ab,ti
3 #1 AND #2 15,949
4 ‘social determinants of health’/exp OR ‘social 5,439
determinants of health’:ab,ti
5 #3 OR #4 18,251
6 ‘artificial intelligence’/exp OR ‘artificial 393,620
intelligence’:ab,ti OR ‘machine
intelligence’:ab,ti OR ‘computational
intelligence’:ab,ti OR ‘machine learning’/exp
OR ‘machine learning’:ab,ti OR ‘machine-
learning’:ab,ti OR ‘computer security’/exp OR
‘data security’:ab,ti OR ‘cybersecurity’:ab,ti
OR ‘cyber security’:ab,ti OR ‘data
protect*’:ab,ti OR ‘data encrypt*’:ab,ti OR
Identify studies that use ‘cloud computing’/exp OR ‘cloud
digital health computing’:ab,ti OR ‘cloud process*’:ab,ti
technology. OR ‘cognitive comput*’:ab,ti OR ‘medical
record’/exp OR ‘patient web portal*’:ab,ti OR
‘patient web-portal*’:ab,ti OR ‘patient
portal*’:ab,ti OR ‘web portal*’:ab,ti OR
‘mobile technolog*’:ab,ti OR
‘telemedicine’/exp OR ‘telemedicine’:ab,ti
OR ‘telehealth*’:ab,ti OR ‘mobile
health’:ab,ti OR ‘mHealth’:ab,ti OR
‘eHealth’:ab,ti OR ‘m-Health’:ab,ti OR
‘mobile-health’:ab,ti OR
‘telecommunication*’:ab,ti OR ‘clinical
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Health (SDoH): a State-of-the-Art Literature Review
The publication date is within the last five years The publication date is not within the last five years.
(2013-2018).
The publication describes a primary study The publication describes a study design other than
(prospective or retrospective; observational or primary study or systematic review (eg, case report,
experimental; comparative or non-comparative), case series, editorial, narrative review).
or systematic review with or without meta-
analyses (if systematic review is of only United
States studies).
The publication describes a study that takes The publication describes a study that takes place or
place in the United States or pertains to policy in pertains to policy in a country other than the United
the United States. States.
The publication focuses on a social, behavioral, The publication is not focused on a social, behavioral,
or environmental determinant of health factor (as or environmental determinant of health factor; the
predictors). publication is focused on access to care or clinical care
without addressing a social, behavioral, or
environmental determinant.
The publication reports an association of factors The publication does not report a health-related
related to health outcomes (allows for both outcome.
positive, null, and negative associations).
The publication reports a NEW data source The publication reports a previously identified data
(electronic health records (EHRs), claims data, source (Behavioral Risk Factor Surveillance System,
administrative data, geocoded data (GIS), National Health Interview Survey, American Census,
geographic data, personal health records) that American Community Survey, National Health and
may use tools (surveys, scales, assessments, Nutrition Examination Survey) or uses tools (surveys,
questionnaires, etc.) in a large population. scales, assessments, questionnaires, etc.) in a small
population.
The study reports rigorous data: the data set has The study does not report rigorous data: The data set has
a sample size of greater than 10,000 and a sample size less than 10,000 or does not provide
provides granularity (meaning the authors granularity.
provide details about the levels of data utilized).
34
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Health (SDoH): a State-of-the-Art Literature Review
The publication describes a primary study The publication describes a study design other than
(prospective or retrospective; observational or primary study or systematic review (eg, case report,
experimental; comparative or non-comparative), case series, editorial, narrative review).
or systematic review with or without meta-
analyses (if systematic review is of only United
States studies).
The publication describes a study that takes The publication describes a study that takes place or
place in the United States or pertains to policy in pertains to policy in a country other than the United
the United States. States.
The publication focuses on an actionable social, The publication is not focused on a social, behavioral,
behavioral, or environmental determinant of or environmental determinant of health factor; the
health factor (as predictors). publication is focused on access to care or clinical care
without addressing a social, behavioral, or
E.g., housing and stability, transportation, early
education, utility assistance, interpersonal environmental determinant.
safety, social support, and food insecurity.
The publication reports an association of The publication does not report a health-related
actionable factors related to health outcomes outcome.
(allows for both positive, null, and negative
associations).
The publication uses NOVEL data sources The publication does not use data sources or technology
and/or digital health technology (electronic or describes data already identified by
health records, artificial intelligence, machine- determinantsofhealth.org.
learning, advanced analytics, patient portals,
national surveys, insurance claims data,
advanced analytics, etc.).
Supplemental Table 10. Inclusion/Exclusion Criteria for Policy Pieces (including grey
literature)
Inclusion Criteria Exclusion Criteria
The publication is in English. The publication is in a language other than English.
The publication date is within the last five years The publication date is not within the last five years.
(2013-2018).
The publication describes a policy piece. The publication does not describe a policy piece.
The publication describes a study that takes The publication describes a study that takes place or
place in the United States or pertains to policy in pertains to policy in a country other than the United
the United States. States.
35
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Health (SDoH): a State-of-the-Art Literature Review
The publication focuses on a social, behavioral, The publication is not focused on a social, behavioral,
or environmental determinant of health factor (as or environmental determinant of health factor; the
predictors). publication is focused on access to care or clinical care
without addressing a social, behavioral, or
environmental determinant.
The publication addresses the impact of digital The publication does not address the impact of
health technology (electronic health records, technology on social determinants of health.
artificial intelligence, machine-learning,
advanced analytics, patient portals) on social
determinants of health.
Note that priority will be given to more recently published articles in higher-tier journals, with
longer follow-up, larger sample sizes, and greater generalizability.
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Perlin et al. N/A N/A US Policies related to Key points from summary
(2016)[25] enabling data sharing to recommendations for vital
gain economic and directions: “1. Commit to end-
clinical benefits of EHR to-end interoperability extending
from devices to EHR systems. 2.
Aggressively address cyber
security vulnerability. 3.
Develop a data strategy that
supports a learning health
system.”
Ray et al. Retrospective Community US use of mobile technology “Blacks and Latinos, compared
(2017)[11] for health policy (develop to whites, were more likely to
health literacy, improve trust online newspapers to get
health outcomes, and health information. Blacks also
reduce health disparities) were more likely than whites to
use the Internet to access health
information when in the midst of
a strong need event. However,
minorities who are privately
insured were more likely than
their uninsured counterparts to
rely on the Internet. These
findings are important
considering that federally
insured persons who are
connected to mobile devices had
the highest probability of
42
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Abbreviations: CAP, Center for American Progress; EHR, electronic health record; HITECH, Health Information Technology for
Economic and Clinical Health; HL, health literacy; IoHT, internet of health things; LGBT, lesbian, gay, bisexual, and transgender;
N/A, not applicable; ONC, Office of the National Coordinator for Health Information Technology; SDoH, social determinants of
health; SO/GI, sexual orientation and gender identity; US, United States.
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between
clinical
medicine and
public health,
provide for
sustainable
and scalable
infrastructures
to support
ongoing
integration,
and support
collaborative
efforts to
improve
individual and
population
health, reduce
costs, and
improve the
care
experience.”
Angier et Retrospecti Clinical US Geocoding 228,224 Geography, Healthcare “EHR data can
al. ve Neighborhoo utilization be imported
(2014)[45] d into a web-
environment based GIS
(zip) mapping tool
to visualize
patient
information.
Using EHR
data, we were
able to
47
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observe
smaller areas
than could be
seen using
only publicly
available
data.”
Aoyagi Retrospecti Communit Western US Geocoding 203 Race, Toxic “Our results
(2015)[46] ve y Ethnicity, emissions support the
Poverty, notions that (i)
Owner environmental
occupied exposures
such as TRI
emissions are
clustered
throughout
Los Angeles,
and possibly,
similar urban
areas; and (ii)
improvements
in
environmental
quality due to
TRI emissions
and toxicity
decreases tend
to benefit
populations
that are more
economically
48
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and socially
empowered.”
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access to
agencies
providing
income-related
social services
despite a large
population in
need. It is
important to
note that
although
income-related
social service
agencies are
unevenly
distributed in
Boston, the
distribution
does skew
towards those
areas with
more
concentrated
poverty. City
planning
should take
into
consideration
the geographic
location of
populations in
need when
deciding
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where to
establish new
social service
agency
locations.”
Bejan et al. Retrospecti Clinical US Machine 2,634,057 Homelessnes Mental "We provide
(2018)[49] ve learning s, Mental health an efficient
health, solution for
Tobacco use mining
homelessness
and ACE
information
from EHRs,
which can
facilitate large
clinical and
genetic studies
of these social
determinants
of health."
Botticello Retrospecti Clinical US Geocoding 8,351 Race, Spinal cord “Neighborhoo
et al. ve Ethnicity, injury (SCI) d
(2016)[50] Geography, characteristics
Neighborhoo may be critical
d in
environment, understanding
Access to race disparities
(healthy) in community
food, outcomes after
Urbanization, SCI. It is
SES important to
identify
51
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Advantage barriers to
Index community
reintegration
after SCI that
may result in
inequalities in
health,
disability, and
quality of life.
This is
especially
important
among
historically
disadvantaged
and
marginalized
groups of
people
residing in
areas with
adverse
conditions
who have less
personal and
economic
resources to
overcome
environmental
barriers and
are in greater
need of
interventions.
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Neighborhood
differences are
modifiable.
Research
focused on
understanding
the role of
residential
context in the
experience of
disability will
allow us to
address
persistent
inequalities in
health by
improving the
environment
with informed
public policy.”
Dai et al. Retrospecti Communit US Geocoding; 72,758 Race, Tobacco use “At the
(2017)[51] ve y Social media Ethnicity, national level,
Age, Poverty, there are
Owner inequalities of
occupied, vape shop
Household density by
size some socio-
demographic
characteristics
and
heterogeneity
between urban
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and nonurban
areas.”
54
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Gebreab et Prospective Communit Southern Geocoding Total, 5301 Age, Diabetes In conclusion,
al. y US Cross- Diet/obesity, our findings
(2017)[53] sectional Physical provide
analysis, activity, longitudinal
4,693 Social evidence that
Longitudin cohesion, neighborhoods
al analysis, Safety and with greater
3,670 violence density of
(crime), unfavorable
Access to food stores
(healthy) may increase
food the risk of
developing
T2DM among
African
Americans
independent of
individual-
level risk
factors and
neighborhood
social
cohesion. Our
findings also
showed
neighborhoods
with better
social
cohesion may
be protective
of future
development
of T2DM
55
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independent of
individual-
level risk
factors. In
addition, we
found strong
association
between
neighborhood
problems and
prevalence of
T2DM
independent of
individual-
level risk
factors and
GIS-based
measures.
Additional
research is
needed to
corroborate
our findings
using rigorous
longitudinal
studies or
natural
experiments or
randomized
trials. If
corroborated
by future
studies, these
56
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findings
suggest that
modification
of
neighborhood
environments
might be an
important
strategy to
consider for
the prevention
of T2DM in
African
Americans.
Henly et Retrospecti Internet US Machine N/R Income, Foodborne "These results
al. ve learning; Educational illness suggest that
(2016)[54] Social media attainment, well-known
Grocery or health
retail food disparities
store might also be
reflected in the
online
environment."
Hosgood et Retrospecti Communit Northeaster Geocoding 9,670 Geography, Lung cancer "Our
al. ve y n US Gender/sex exploratory
(2013)[55] findings
generated
hypotheses
that
environmental
exposures and
socioeconomic
57
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factors may
con-tribute to
lung cancer
rates,
specifically
large cell
carcinoma in
Maine."
Insaf et al. Retrospecti Communit Northeaster Geocoding 562,586 Race, Low birth “Neighborhoo
(2015)[56] ve y n US Ethnicity, weight d racial
Tobacco use, (LBW) composition
Geography contributes to
disparities in
LBW
prevalence
beyond
differences in
behavioral and
socioeconomic
factors. Small-
area analyses
of LBW can
identify areas
for targeted
interventions
and display
unique local
patterns that
should be
accounted for
in prevention
strategies.”
58
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Jamei et al. Retrospecti Clinical Western US Geocoding; 335,815 Tobacco use, Hospital “In this study,
(2017)[36] ve Machine Alcohol use, readmission we
learning Drug use, ; Cost successfully
Neighborhoo trained and
d tested a neural
environment network model
to predict the
risk of
patients'
rehospitalizati
on within 30
days of their
discharge.
This model
has several
advantages
over LACE,
the current
industry
standard, and
other proposed
models in the
literature
including (1)
significantly
better
performance
in predicting
the
readmission
risk, (2) being
based on real-
time data from
59
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of Health (SDoH): a State-of-the-Art Literature OJPHI
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women. These
findings may
be important
for reducing
racial
disparities in
CVD risk via
increased PA,
particularly for
residents of
low
socioeconomic
status or
minority
neighborhoods
with few low-
quality PARs.
These
residents could
be referred to
further CVD
risk screening
or to PA
programs that
can address
and overcome
these negative
neighborhood
characteristics.
”
62
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Lee et al. Retrospecti Communit Southern Geocoding; 500 Walkability, CVD “The RTRN
(2015)[59] ve y US Internet Income, DCC web-
Access to based GIS
(healthy) application
food, Owner might be
occupied useful in
CVD-related
research in
which short-
term
enrollment or
retrospective
geocoding is
planned, and
data capture is
the main
purpose of
using the tool.
This tool
successfully
captured
geospatial data
for a multi-site
hypertension
case-control
study. This
customized
tool cut costs
for GIS
software and
personnel,
reduced the
time needed
63
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for training
and allowed
standardizatio
n of
procedures
across sites
and on-site
geocoding for
sites reluctant
to release
patient data.
The RTRN
DCC GIS
application
could also be
applied to
other fields of
epidemiology
studies to
investigate the
association of
the community
environment
with diseases
and to the
phase IV
clinical trials
to determine
the modifying
effect of
geospatial
factors on trial
efficacy.”
64
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Marino et Retrospecti Clinical Northweste Software 11,041 Diet/obesity, Healthcare Utilizing the
al. ve rn US Insurance utilization Oregon
(2016)[31] status, Experiment, a
Tobacco use randomized
natural
experiment,
this study
demonstrates a
causal
relationship
between
Medicaid
coverage and
receipt of
several
preventive
services in
CHC patients,
including
receipt of
breast and
cervical cancer
screenings as
well as
screenings for
BMI, blood
pressure, and
smoking,
during a 3-
year follow-
up.
65
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Review
Masho et Retrospecti Communit Southern Geocoding 27,519 Safety and Preterm This study
al. ve y US violence birth; found a
(2017)[28] (crime) Pregnancy statistically
complicatio significant
ns association
between
violence and
very preterm
births (<32
weeks) after
adjusting for
individual
factors.
Individual
factors
accounted for
a large portion
of the
covariance
between youth
violence and
preterm birth.
Navathe et Retrospecti Clinical Northeaster Natural 49,319 Mental Hospital "The seven
al. ve n US language health, Drug readmission social risk
(2018)[38] processing/te use, Social factors studied
xt mining support, are
Housing substantially
stability more prevalent
than
represented in
administrative
data.
Automated
66
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methods for
analyzing
physician."
Nguyen et Retrospecti Internet US Geocoding; Twitter, Food security Mortality; “In this study,
al. ve Machine 79,848,992 Self-rated we
(2017)[34] learning; Yelp, health; demonstrate
Social media 505,554 Diabetes; that social
Chronic media can be
conditions utilized to
create
indicators of
the food
environment
that are
associated
with state-
level
mortality,
health
behaviors, and
chronic
conditions.
Social media
represents an
untapped
resource for
public health
research and
intervention.”
67
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of Health (SDoH): a State-of-the-Art Literature OJPHI
Review
with
neighborhood
residents
overall,
cyclists
reported better
health and
health
behaviors."
Oreskovic Retrospecti Clinical Northeaster Natural 120 Insurance Mental “This study
et al. ve n US language status, Age, health provides an
(2017)[35] processing/te Race important step
xt mining forward for
population
health
management
by outlining a
new method
for identifying
the important
role that social
determinants
and mental
health play in
health
outcomes, and
offers a
promising new
approach to
stratifying this
risk burden on
69
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a population
level.”
Pan et al. Retrospecti Clinical Midwestern Machine 6,457 Health status, Pregnancy “Our analysis
(2017)[62] ve US learning Tobacco use, complicatio exhibits the
Age, ns potential for
Homelessnes machine
s, Drug use, learning to
Mental health move
government
agencies
toward a more
data-informed
approach to
evaluating risk
and providing
social
services.
Overall, such
efforts will
improve the
efficiency of
allocating
resource-
intensive
interventions.”
70
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of Health (SDoH): a State-of-the-Art Literature OJPHI
Review
overall suggest
that
neighborhood
factors are not
a major
contributor to
racial/ethnic
disparities in
T2DM, there
is a need for
further
research
including data
from other
geographic
locations,
capturing both
urban and
rural areas and
locations with
both high and
low residential
segregation.”
Prussing et Retrospecti Communit Southern Geocoding 1,384 Geography, Tuberculosi “In Maryland
al. ve y US Poverty, s (TB) from 2004 to
(2013)[64] Race, 2010, two
Ethnicity, distinct
Nativity, geospatial
Health status, clusters of TB
Drug use, cases were
Alcohol use identified, one
in Baltimore
City and the
72
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other in
Montgomery
and Prince
George’s
counties. The
TB cases and
census tracts
that make up
these
geospatial
clusters had
distinct
demographic,
socioeconomic
, and risk-
factor
characteristics
that differed
from
characteristics
of the state at
large. These
TB clusters
show a clear
distribution of
social health
inequality.”
73
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Ray et al. Retrospecti Communit US Mobile 3,165 Race, Healthcare “Blacks and
(2017)[11] ve y Ethnicity utilization; Latinos,
Health compared to
literacy whites, were
more likely to
trust online
newspapers to
get health
information.
Blacks also
were more
likely than
whites to use
the Internet to
access health
information
when in the
midst of a
strong need
event.
However,
minorities who
are privately
insured were
more likely
than their
uninsured
counterparts to
rely on the
Internet. These
findings are
important
considering
74
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that federally
insured
persons who
are connected
to mobile
devices had
the highest
probability of
reliance on the
Internet as a
go-to source
of health
information.
In sum, these
findings lend
credence that
mobile
technologies
are important
for achieving
greater racial
equity in
health
behavior and
health
outcomes.”
Salow et Retrospecti Clinical Midwestern Geocoding 5,174 Degree of Preterm “Among non-
al. ve US segregation, birth Hispanic
(2018)[65] Poverty, Black women
Insurance in an urban
status, Health area, high
status levels of
segregation
75
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were
independently
associated
with the
higher odds of
spontaneous
preterm birth.”
Sharifi et Retrospecti Clinical Northeaster Geocoding 44,810 Race, Obesity “In
al. ve n US Ethnicity, conclusion,
(2016)[66] Income, this study
Educational contributes to
attainment, the
Food understanding
security, of potential
Physical socio-
activity contextual
pathways that
may underlie
alarming
disparities in
childhood
obesity. The
results suggest
that
neighborhood
SES is an
important
driver of
disparities in
child and
adolescent
BMI and that
built
76
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environment
characteristics
also help
explain
obesity
disparities.
These results
highlight the
imperative
need to
address
contextual
factors that
contribute to
disparities in
childhood
overweight
and obesity
such as the
neighborhoods
and built
environments
in which
children live.”
Shim et al. Retrospecti Communit US Internet 39,149 Health status, Healthcare "The
(2013)[67] ve y Technology utilization alignment
access, between
Income, survey mode
Educational selection,
attainment, internet
Poverty access, and
health
disparities, as
77
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well as
genuine
survey mode
characteristics,
leads to web–
mail
differences in
SRH. Unless
the digital
divide and its
influences on
survey mode
selection are
resolved and
differential
genuine mode
effects are
fully
comprehended
, we
recommend
that both
modes be
simultaneousl
y used on a
complementar
y basis."
78
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Leveraging Data and Digital Health Technologies to Assess and Impact Social Determinants of Health (SDoH): a State-of-the-Art Literature OJPHI
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finding that
SDoH risk
adjustment can
impact
penalties
levied for
readmissions.
For pay for
performance
measures
calculated at
the hospital
level, and for
research on
hospital-level
performance,
our findings
support the
inclusion of
SDoH
variables in
risk
adjustment."
Silverman Retrospecti Communit Northeaster Software 527,056 Income, Hospital "The 3 level
et al. ve y n US Social readmission [(individuals,
(2015)[69] support organizations,
and society]
approach
appears to be
useful to help
health
administrators
sort through
80
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system
complexities
to find
effective
interventions
at lower
costs."
Threatt et Prospective Clinical Southern Telehealth Total, 33 Educational Obesity; "Expanding
al. US Free attainment, Blood access to care
(2017)[70] telehealth, Income, pressure in populations
12 Poverty faced with
Free challenges of
traditional socioeconomic
clinic, 21 s, limited
education, and
lower health
literacy is a
step toward
reducing
health
disparities and
positively
affecting care.
Mean
[hemoglobin]
A1C can be
improved with
telehealth
DSME/S
services in an
underserved,
81
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free clinic
population."
Tomayko Retrospecti Clinical Midwestern Geocoding 102,231 Race, Obesity “The factors
et al. ve US Ethnicity, contributing to
(2015)[71] Economic obesity
hardship prevalence are
index extremely
complex, and
EHI represents
only a
component of
obesity risk.
However, our
study suggests
that the
relationship
between EHI
and its
interaction
with
race/ethnicity
that was
uncovered in
LA in regards
to childhood
obesity is also
evident in
Wisconsin,
suggesting the
82
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utility of this
composite
index score in
measures of
health. Despite
the limitations
mentioned, we
demonstrated
the feasibility
of using EHR-
based
methods,
which
represent a
substantial
savings of
both time and
financial
resources
compared to
traditional data
collection
methods. In
summary, the
PHINEX
dataset
enabled an
examination of
patient-level
demographic
information
aggregated
within defined
83
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geographic
boundaries
and for
assessment of
factors that
may contribute
to childhood
obesity.
Understanding
how these
factors act
individually
and in
combination
will allow
researchers,
practitioners,
and public
health
professionals
to tailor
intervention
programs to
local
communities
and at-risk
populations.”
Zenk et al. Retrospecti Communit Midwestern Geocoding 919 Age, Race, Diet “The study
(2013)[72] ve y US Ethnicity, suggests that
Gender/sex, unfair
Grocery or treatment in
retail food retail
interactions
84
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Bauer et al. Retrospectiv Communit Northeaster Internet; 561,754 Race, Healthcare “Eliminating
(2015)[48] e y n US Private Poverty, utilization poverty is an
database Unemployme important goal
; Census nt rate, of society and
Neighborhoo increasing
d access to
environment income-related
social services
is one strategy
to reduce
poverty. This
cross-sectional
analysis
identifies block
groups and
neighborhoods
in the Boston
area with
limited
geographic
access to
agencies
providing
income-related
social services
despite a large
population in
need. It is
important to
note that
although
income-related
social service
89
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Beyer et al. Retrospectiv Communit Midwestern EHRs; 1,010 Discriminatio Breast “This work
(2016)[29] e y US State n and bias, cancer; introduces two
data; Neighborhoo Mortality new
Federal d environmental
data environment measures,
drawing from a
housing-
focused
database, that
enable the
consideration of
racial bias in
mortgage
lending and
residential
redlining as
predictors in
health
disparities
research. This
preliminary
work indicates
that these
qualities of
neighborhoods
may have
public health
implications,
and indicates
that more work
is needed in this
area.”
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Cheng et al. Retrospectiv Clinical Northeaster EHRs 200,343 Single parents Tobacco use “In this large
(2016)[75] e n US during cohort study,
pregnancy; the availability
Infant of paternal data
birthweight on birth
certificates in
Massachusetts
was
independently
related to
perinatal risk
factors for
childhood
obesity. In
adjusted
analyses, we
observed higher
rates of
smoking during
pregnancy,
lower rates of
breastfeeding
initiation, and
reduced infant
birthweight
among
pregnancies
without paternal
data on the birth
certificate as
compared to
pregnancies
involving
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married
mothers where
paternal data
were available.
We also
observed higher
odds of children
ever having a
WFL ≥ 95th
percentile and
of crossing ≥ 2
major WFL
percentiles in
the first 2 years
of life, although
this association
was modestly
attenuated after
adjusting for
maternal
characteristics.
Our results
raise the
possibility of
using missing
paternal data on
the infant birth
certificate as a
practical tool to
identify
children who
may be at
greater risk for
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Flood et al. Retrospectiv Clinical Midwestern EHRs; 93,130 Age, Obesity “Future
(2015)[76] e US Federal Gender/Sex, directions
survey; Race, include using
Census Ethnicity the PHINEX
data set to
better
understand how
racial/ethnic
factors interact
with
community-
level covariates.
The PHINEX
data set is also
capable of
spatial and
longitudinal
analysis. Next
steps include
identifying the
communities
where
childhood
weight gain or
loss occurs after
controlling for
other variables.
This
longitudinal and
spatial approach
could have
implications for
urban planning
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Gebreab et Prospective Communit Southern Federal Total, 5301 Age, Diabetes “In conclusion,
al. y US data; Cross- Diet/obesity, our findings
(2017)[53] Previou sectional Physical provide
s study analysis, activity, longitudinal
4,693 Social evidence that
Longitudin cohesion, neighborhoods
al analysis, Safety and with greater
3,670 violence density of
(crime), unfavorable
Access to food stores may
(healthy) food increase the risk
of developing
T2DM among
African
Americans
independent of
individual-level
risk factors and
neighborhood
social cohesion.
Our findings
also showed
neighborhoods
with better
social cohesion
may be
protective of
future
development of
T2DM
independent of
individual-level
risk factors. In
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addition, we
found strong
association
between
neighborhood
problems and
prevalence of
T2DM
independent of
individual-level
risk factors and
GIS-based
measures.
Additional
research is
needed to
corroborate our
findings using
rigorous
longitudinal
studies or
natural
experiments or
randomized
trials. If
corroborated by
future studies,
these findings
suggest that
modification of
neighborhood
environments
might be an
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Goldner et al. Retrospectiv Communit US Federal 7,674 Urbanization, Healthcare “Internet use
(2013)[78] e y survey; Age, utilization alone is not
Federal Gender/sex sufficient for
data eliminating
health
disparities
among those in
rural areas or
for women.”
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Jamei et al. Retrospectiv Clinical Western US EHRs; 335,815 Tobacco use, Hospital “In this study,
(2017)[36] e Census Alcohol use, readmission; we successfully
Drug use, Cost trained and
Neighborhoo tested a neural
d network model
environment to predict the
risk of patients'
rehospitalizatio
n within 30
days of their
discharge. This
model has
several
advantages over
LACE, the
current industry
standard, and
other proposed
models in the
literature
including (1)
significantly
better
performance in
predicting the
readmission
risk, (2) being
based on real-
time data from
EHR, and thus
applicable at
the time
discharge from
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Leach et al. Prospective N/A US Study 30 Age, Physical CVD “This study
(2016)[58] survey; activity, suggests that
Crime Neighborhoo for African
data d American
environment women, being
younger than 55
years old and
having access
to many high-
quality
neighborhood
PARs is
associated with
having multiple
CVD risk
factors at ideal
levels.
Implications of
these findings
include taking
into account
built
environment
factors when
discussing or
addressing
lifestyle
modification for
CVD risk in
African
American
women. These
findings may be
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Lee et al. Retrospectiv Communit Southern Census 500 Walkability, CVD “The RTRN
(2015)[59] e y US Income, DCC web-
Access to based GIS
(healthy) application
food, Owner might be useful
occupied in CVD-related
research in
which short-
term enrollment
or retrospective
geocoding is
planned, and
data capture is
the main
purpose of
using the tool.
This tool
successfully
captured
geospatial data
for a multi-site
hypertension
case-control
study. This
customized tool
cut costs for
GIS software
and personnel,
reduced the
time needed for
training and
allowed
standardization
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Piccolo et al. Retrospectiv Communit Northeaster Study 5,502 Income, Diabetes “In conclusion,
(2015)[63] e y n US survey; Poverty, using data from
Census; Race, the BACH
Crime Ethnicity, Survey, we
data; Neighborhoo have identified
Private d large,
data environment, significant,
Grocery or neighborhood
retail food variability in
store, the prevalence
Physical of T2DM.
activity, Age, However, the
Gender/sex, many
Diet/obesity neighborhood
factors we were
able to examine
did not explain
this
neighborhood
variability, nor
did they appear
to play a role in
the
amplification or
creation of
racial/ethnic
disparities in
T2DM. While
the findings of
this study
overall suggest
that
neighborhood
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Prussing et Retrospectiv Communit Southern State 1,384 Geography, Tuberculosis “In Maryland
al. e y US data; Poverty, (TB) from 2004 to
(2013)[64] Census Race, 2010, two
Ethnicity, distinct
Nativity, geospatial
Health status, clusters of TB
Drug use, cases were
Alcohol use identified, one
in Baltimore
City and the
other in
Montgomery
and Prince
George’s
counties. The
TB cases and
census tracts
that make up
these geospatial
clusters had
distinct
demographic,
socioeconomic,
and risk-factor
characteristics
that differed
from
characteristics
of the state at
large. These TB
clusters show a
clear
distribution of
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Rhoads et al. Retrospectiv Communit Western US State 33,593 Race, Cancer; “IHS delivered
(2015)[32] e y data Ethnicity, Mortality higher rates of
Access to evidence based
healthcare care; was
associated with
lower 5-year
mortality.
Racial/ethnic
disparities in
survival were
absent in IHS.”
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Sharifi et al. Retrospectiv Clinical Northeaster EHRs; 44,810 Race, Obesity “In conclusion,
(2016)[66] e n US Census Ethnicity, this study
Income, contributes to
Educational the
attainment, understanding
Food security, of potential
Physical socio-
activity contextual
pathways that
may underlie
alarming
disparities in
childhood
obesity. The
results suggest
that
neighborhood
SES is an
important driver
of disparities in
child and
adolescent BMI
and that built
environment
characteristics
also help
explain obesity
disparities.
These results
highlight the
imperative need
to address
contextual
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Sills et al. Retrospectiv Clinical US EHRs; 179,400 Race, Hospital “The results of
(2016)[30] e Private Ethnicity, readmission our analysis
data Insurance show that
status, adjustment for
Geography SDoH changes
hospitals’
penalty status
on a
readmissions-
based P4P
measure.
Without
adjusting P4P
measures for
SDoH,
hospitals that
care for more
vulnerable
patients may
receive
penalties in part
related to
patient factors
beyond the
control of the
hospital and
unrelated to the
quality of
hospital care.
Further work to
characterize the
effects of SDoH
on performance
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Sills et al. Retrospectiv Clinical US EHRs 445,668 Single Hospital "In conclusion,
(2017)[68] e parents, readmission the results of
Gender/sex, our analysis
Insurance show that SDH
status, risk adjustment
income, has substantial
Health status impact at the
hospital level,
where
readmission
penalties are
calculated,
despite only a
small impact on
readmission
prediction
model
performance at
the dis- charge
level. The large
proportion of
hospitals that
change rank
decile with each
SDoH
adjustment
model
reinforces our
previous
finding that
SDoH risk
adjustment can
impact penalties
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Tomayko et Retrospectiv Clinical Midwestern EHRs; 102231 Race, Obesity “The factors
al. e US Census Ethnicity, contributing to
(2015)[71] Economic obesity
hardship prevalence are
index extremely
complex, and
EHI represents
only a
component of
obesity risk.
However, our
study suggests
that the
relationship
between EHI
and its
interaction with
race/ethnicity
that was
uncovered in
LA in regards
to childhood
obesity is also
evident in
Wisconsin,
suggesting the
utility of this
composite
index score in
measures of
health. Despite
the limitations
mentioned, we
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demonstrated
the feasibility
of using EHR-
based methods,
which represent
a substantial
savings of both
time and
financial
resources
compared to
traditional data
collection
methods. In
summary, the
PHINEX
dataset enabled
an examination
of patient-level
demographic
information
aggregated
within defined
geographic
boundaries and
for assessment
of factors that
may contribute
to childhood
obesity.
Understanding
how these
factors act
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Zenk et al. Retrospective Community Midwestern Study 919 Age, Race, Diet “The study
(2013)[72] US survey; Ethnicity, suggests that
Census Gender/sex, unfair
Grocery or treatment in
retail food retail
store, Food interactions
security warrants
investigation as
a pathway by
which
restricted
neighborhood
food
environments
and food
shopping
behaviors may
adversely
affect health
and contribute
to health
disparities.”
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