Adapted for SEN2104 – DBMS

Week 3: Relational Model

and Relational Algebra (Part I)

Database System Concepts

©Silberschatz, Korth and Sudarshan
 Relational Model
▪ Structure of Relational Databases
▪ Fundamental Relational-Algebra-Operations
▪ Additional Relational-Algebra-Operations
▪ Extended Relational-Algebra-Operations
▪ Null Values
▪ Modification of the Database

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Example of a Relation

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 Attribute Types
▪ Each attribute of a relation has a name
▪ The set of allowed values for each attribute is called the domain of the
attribute
▪ Attribute values are (normally) required to be atomic; that is, indivisible
▪ E.g. the value of an attribute can be an account number,
but cannot be a set of account numbers
▪ Domain is said to be atomic if all its members are atomic
▪ The special value null is a member of every domain
▪ The null value causes complications in the definition of many operations
▪ We shall ignore the effect of null values in our main presentation
and consider their effect later

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 Relation Schema
▪ Formally, given domains D1, D2, …. Dn a relation r is a subset of
D1 x D2 x … x Dn
Thus, a relation is a set of n-tuples (a1, a2, …, an) where each ai  Di
▪ Schema of a relation consists of
▪ attribute definitions
▪ name
▪ type/domain
▪ integrity constraints

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 Relation Instance
▪ The current values (relation instance) of a relation are specified by a
table
▪ An element t of r is a tuple, represented by a row in a table
▪ Order of tuples is irrelevant (tuples may be stored in an arbitrary
order)
attributes
(or columns)
customer_name customer_street customer_city

Jones Main Harrison

Smith North Rye tuples
Curry North Rye (or rows)
Lindsay Park Pittsfield

customer

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 Database
▪ A database consists of multiple relations
▪ Information about an enterprise is broken up into parts, with each
relation storing one part of the information
▪ E.g.
account : information about accounts
depositor : which customer owns which account
customer : information about customers

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 Database (Cont.)

account

customer

depositor

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Why Split Information Across Relations?
▪ Storing all information as a single relation such as
bank(account_number, balance, customer_name, ..)
results in

▪ repetition of information
▪ e.g.,if two customers own an account (What gets repeated?)
▪ the need for null values
▪ e.g., to represent a customer without an account
▪ Normalization theory deals with how to design relational schemas

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 Keys
▪ Let K  R
▪ K is a superkey of R if values for K are sufficient to identify a unique tuple of
each possible relation r(R)
▪ by “possible r ” we mean a relation r that could exist in the enterprise we
are modeling.
▪ Example: {customer_name, customer_street} and
{customer_name}
are both superkeys of Customer, if no two customers can possibly have
the same name
▪ In real life, an attribute such as “customer_id” would be used
instead of “customer_name” to uniquely identify customers, but
we omit it to keep our examples small, and instead assume
customer names are unique.

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 Keys (Cont.)
▪ K is a candidate key if K is minimal
Example: {customer_name} is a candidate key for Customer, since it
is a superkey and no subset of it is a superkey.
▪ Primary key: a candidate key chosen as the principal means of
identifying tuples within a relation
▪ Should choose an attribute whose value never, or very rarely,
changes.
▪ E.g. email address is unique, but may change

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 Example
▪ Identify possible super keys, candidate keys and primary keys for the
given entity set below:

ssn sid lname fname telephone

432-86-4013 S1 Sharp James 276-633-5562

579-92-2233 S2 Ross Lily 618-369-1926

524-24-1011 S3 Adams Abby 978-834-6780

035-20-8796 S4 Ross James 618-369-1926

767-32-9182 S5 Briggs Linda 704-990-3447

213-21-3748 S6 Adams Abby 303-693-6395

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 Foreign Keys
▪ A relation schema may have an attribute that corresponds to the primary
key of another relation. The attribute is called a foreign key.
▪ E.g. customer_name and account_number attributes of depositor are
foreign keys to customer and account respectively.
▪ Only values occurring in the primary key attribute of the referenced
relation may occur in the foreign key attribute of the referencing
relation.

depositor

customer
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E-R Diagram

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Schema Diagram

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 Query Languages
▪ Language in which user requests information from the database.
▪ Categories of languages
▪ Procedural
▪ Non-procedural, or declarative
▪ “Pure” languages:
▪ Relational algebra
▪ Tuple relational calculus
▪ Domain relational calculus
▪ Pure languages form underlying basis of query languages that people
use.

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 Relational Algebra
▪ Procedural language
▪ Six basic operators

▪ select: 
▪ project: 
▪ union: 
▪ set difference: –
▪ Cartesian product: x
▪ rename: 
▪ The operators take one or two relations as inputs and produce a new
relation as a result.

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 Select Operation
▪ Notation:  p(r)
▪ p is called the selection predicate
▪ Defined as:

p(r) = {t | t  r and p(t)}

Where p is a formula in propositional calculus consisting of terms

connected by :  (and),  (or),  (not)
Each term is one of:
<attribute> op <attribute> or <constant>
where op is one of: =, , >, . <. 

▪ Example of selection:

 branch_name=“Perryridge”(account)

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 Select Operation – Example
▪ Relation r
A B C D

  1 7
  5 7
  12 3
  23 10

▪ A=B ^ D > 5 (r)

A B C D

  1 7
  23 10

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 Project Operation
▪ Notation:
 A1 , A2 ,, Ak
(r )
where A1, A2 are attribute names and r is a relation name.
▪ The result is defined as the relation of k columns obtained by erasing
the columns that are not listed
▪ Duplicate rows removed from result, since relations are sets
▪ Example: To eliminate the branch_name attribute of account

account_number, balance (account)

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 Project Operation – Example
▪ Relation r: A B C

 10 1
 20 1
 30 1
 40 2

A,C (r) A C A C

 1  1
 1 =  1
 1  2
 2

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 Union Operation
▪ Notation: r  s
▪ Defined as:
r  s = {t | t  r or t  s}
▪ For r  s to be valid.
1. r, s must have the same arity (same number of attributes)
2. The attribute domains must be compatible (example: 2nd column
of r deals with the same type of values as does the 2nd
column of s)
▪ Example: to find all customers with either an account or a loan
customer_name (depositor)  customer_name (borrower)

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 Union Operation – Example
▪ Relations r, s: A B A B

 1  2
 2  3
 1 s
r

A B

▪ r  s:  1
 2
 1
 3

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 Set Difference Operation
▪ Notation r – s
▪ Defined as:
r – s = {t | t  r and t  s}

▪ Set differences must be taken between compatible

relations.
▪ r and s must have the same arity
▪ attribute domains of r and s must be compatible

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 Set Difference Operation – Example
▪ Relations r, s:
A B A B

 1  2
 2  3
 1 s
r

▪ r – s:
A B

 1
 1

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 Cartesian-Product Operation
▪ Notation r x s
▪ Defined as:
r x s = {t q | t  r and q  s}

▪ Assume that attributes of r(R) and s(S) are disjoint. (That is, R  S = ).
▪ If attributes of r and s are not disjoint, then renaming must be used.

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 Cartesian-Product Operation – Example
▪ Relations r, s:
A B C D E

 1  10 a
 10 a
 2
 20 b
r  10 b
s
▪ r x s:
A B C D E
 1  10 a
 1  10 a
 1  20 b
 1  10 b
 2  10 a
 2  10 a
 2  20 b
 2  10 b

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The borrower and loan relations

loan

borrower

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Result of borrower X loan

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 Composition of Operations
▪ Can build expressions using multiple operations
▪ Example: A=C(r x s)
▪ rxs
A B C D E
 1  10 a
 1  10 a
 1  20 b
 1  10 b
 2  10 a
 2  10 a
 2  20 b
 2  10 b
▪ A=C(r x s)

A B C D E

 1  10 a
 2  10 a
 2  20 b

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 Rename Operation
▪ Allows us to name, and therefore to refer to, the results of relational-
algebra expressions.
▪ Allows us to refer to a relation by more than one name.
▪ Example:
 x (E)

returns the expression E under the name X

▪ If a relational-algebra expression E has arity n, then

 x ( A ,A
1 2 ,..., An )
(E )
returns the result of expression E under the name X, and with the
attributes renamed to A1 , A2 , …., An .

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Banking Enterprise Schema Diagram

branch (branch-name, branch-city, assets)

customer (customer-name, customer-street, customer-city)
account (account-number, branch-name, balance)
loan (loan-number, branch-name, amount)
depositor (customer-name, account-number)
borrower (customer-name, loan-number)

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 Example Queries

▪ Find all loans of over $1200

amount > 1200 (loan)

▪ Find the loan number for each loan of an amount greater than $1200

loan_number (amount > 1200 (loan))

▪ Find the names of all customers who have a loan, an account, or both,
from the bank

customer_name (borrower)  customer_name (depositor)

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borrower

loan borrower x loan

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 Example Queries
▪ Find the names of all customers who have a loan at the Perryridge
branch.
customer_name (branch_name=“Perryridge”
(borrower.loan_number = loan.loan_number(borrower x loan)))

▪ Find the names of all customers who have a loan at the Perryridge
branch but do not have an account at any branch of the bank.

customer_name (branch_name = “Perryridge”

(borrower.loan_number = loan.loan_number(borrower x loan))) –

customer_name(depositor)

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 Example Queries
▪ Find the names of all customers who have a loan at the Perryridge branch.

▪ customer_name (branch_name = “Perryridge” (

borrower.loan_number = loan.loan_number (borrower x loan)))

▪ customer_name(loan.loan_number = borrower.loan_number (
(branch_name = “Perryridge” (loan)) x borrower))

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