Applied Behavior Analysis For The Treatment of Autism A Systematic Review of Assistive Technologies
Applied Behavior Analysis For The Treatment of Autism A Systematic Review of Assistive Technologies
ABSTRACT Autism Spectrum Disorder (ASD) is a neurodevelopmental disorder that may lead to significant
impairment in social communication, repetitive patterns of behavior, and possible fixed and restricted
interests. Applied Behavior Analysis (ABA) is a well-supported and evidence-based treatment for the delays
attributed to ASD. Assistive technologies, such as gamification, software apps, computer-based training
(Web), and robotics; provide a standardized method of implementing ABA techniques. This review provides
a synthesis of the main characteristics of these technologies. The assessed proposals focused on technologies
such as Distributed Systems, Image Processing, Gamification, and Robotics. The primary objectives of
these tools sought to improve social behavior, attention, communication, and reading skills. Some common
limitations found in the literature was a failure to accurately define their target audience, and a failure to
comply with the dimensions of ABA as defined by Baer, Wolf, and Risley in 1968.
INDEX TERMS Autism spectrum disorder, applied behavior analysis, assistive technologies.
This work is licensed under a Creative Commons Attribution 4.0 License. For more information, see https://creativecommons.org/licenses/by/4.0/
118664 VOLUME 8, 2020
F. J. Alves et al.: ABA for the Treatment of Autism: A SR of Assistive Technologies
Approximately 61% (see Table 5) of the tools were fication is related to how much support a child with ASD
developed for the direct use by a child with ASD dur- may need. Children diagnosed as mild need little support
ing the intervention process. The children in these studies to perform basic tasks; those diagnosed as moderate need
ranged from 2 to 15 years old. Most studies were con- some support; those diagnosed as severe need high levels of
ducted at schools, homes, or clinics (typically controlled support.
environments). In regards to the child’s current functioning (RQ3 - Did
As mentioned above, the technological tools developed for the studies seek to identify the Intelligence Quotient (IQ)
direct implementation with children with ASD focused on and ASD level of the investigated people?), studies were
skill acquisition (RQ2 - What behavior(s) did the technol- evaluated based on their inclusion of intelligence quo-
ogy seek to optimize for individuals with ASD?). Figure 6. tient information or validation of ASD level determined by
shows that approximately 87% of the proposed technologies DSM-V. Only 25% of studies described information about
sought improvements in communication, attention, or social the ASD level or current level of functioning of the children
behavior. The heightened focus on these behaviors may be involved. Not all studies followed the standards defined in
related to their significant impact on a child’s physical, social, the DSM-V. Reference [40] did not use a particular diag-
emotional, and intellectual functioning. nostic tool; however, they described with the children they
We identified some points in the proposed tools that may worked with as having moderate to severe levels of ASD.
compromise their quality, replicability, and use. Among them, Reference [46] used diagnostic data drawn from the Social
factors such as sample size and participant demographics Communication Questionnaire (SCQ) [53]. Their diagnos-
such as the participant’s skill deficits and IQ levels. Once tic scored children from 18 to 32 points, on a scale from
there were not single-subject design surveys, Figure 7 denotes 0 to 39. Reference [43] reported that their participants scored
that number of articles under each sample size. Approxi- greater or equal to the cutoff point in the Autism Diag-
mately 87.5% of works whose experiments were performed nostic Observation Schedule-Generic (ADOS-G) [54]. [49]
directly with children cited the sample size. A significant did not use any specific tool. The children involved in
portion of the articles (71.5%) cited for the review had a their study were previously evaluated and demonstrated con-
sample size under seven participants. Only 28.5% of the cerning levels of speech, extremely passive behavior, and
studies contained a sample size of ten to twelve participants. reduced involvement in spontaneous interaction and commu-
According to the APA (2013), the DSM-V classifies the nication. The lack of ASD-related information in most studies
ASD in three levels: mild, moderate, and severe. This classi- (75%), together with the lack of a standard to describe this
FIGURE 8. ABA professionals supported by the proposed tools. FIGURE 9. Attendance in training programs ( [5] proposed an online
training program but did not inform the attendance).
Limited data on targeted behavior also limits the analysis ior selection, requirements, interface design, testing, and
of the analytical dimension. In order for an intervention to evaluation.
be considered analytical there must be an analysis between
the behavior and the environment. With the exception of [46] IV. CONCLUSION
and [34], it is impossible to assess whether these interven- In this work, we mapped the main proposals for ABA-based
tions meet the analytical domain without any data on the assistive technologies for the treatment of ASD. We aimed
targeted behavior. It was difficult to assess what measures to identify their technological basis, the behavior domains
of the behaviors were being collected by the technological addressed, and the target audience, as well as to describe their
system to assess if analysis beyond the pilot phase would be main characteristics. Several types of research in robotics
possible. are being performed. The use of robots allows the execution
There was no formal standard in the development of these of specific, repetitive, and motivating tasks. Such technolo-
technologies, which limits our ability to assess if the technol- gies can be tailored according to the particular needs of the
ogy is grounded in the principles of behavior analysis. If a individuals.
study claimed to implement an established behavior analytic Gamification is being employed to increase the learning
technique, such as discrete trial instruction [39], [40], [44], rate in computer-mediated environments, ensuring effective
Picture Communication Exchange System [42], or Pivotal monitoring and improvements in the pedagogical, social, and
Response Training [47], then the study met the dimension behavioral sense. Technologies employed in eye tracking
of conceptually systematic. A study could also be considered have been helpful to understand visual interests, supervise
conceptually systematic if the creators based their technology reading activities, and act as a communication device. Online
on the three-term contingency (antecedents, behaviors, and platforms are being used as a method to teach ABA to
consequences) [56]. The existence of a contingency for the caregivers and health professionals. Finally, computational
target behavior could be explicitly described by the authors technologies to assist the application and monitoring of ABA
[6], [39] or identified through the procedures described in the interventions aim to provide robust management of informa-
study [34], [46], [50]. tion, which can guide better decision making regarding the
As mentioned previously, analysis of the behavioral treatment.
interventions was very difficult due to the limited information It has been observed that research should investigate which
within the majority of the studies. The limited descriptions design resources are critical for the production of therapeutic
of the development and procedural aspects of the behavioral effects and how these resources create their impact (that is,
elements, excluded many studies from meeting the criteria an understanding of the mechanisms of change). Although
under the technological dimension. However, a few studies the existing literature offers some suggestions, additional
did provide significant detail of the behavioral aspects of the research is needed to establish guidelines for the development
intervention, as well as their method of implementation [6], and use of technology to provide behavioral interventions to
[34], [39], [46], [49]. Thus, these works may be considered children with ASD. The use of technology in interventions
technological and may be replicable by future scientists. generally requires technical or programming knowledge that
While all of the studies evaluated claimed to include ABA many clinicians lack, making it necessary to promote multi-
techniques and principles, it was often difficult to assess if disciplinary research and clinical teams. In the same manner,
the interventions developed in these studies abided by the development of technology-based behavioral interventions
dimensions of ABA delineated by [10], since none of them should adhere to the science of ABA. Board Certified Behav-
explicitly cited such dimensions. ior Analysts (BCBAs) should be consulted in the develop-
Regarding other factors, 95% of the papers presented user ment of the behavioral interventions to ensure adherence to
tests. The proposal validation is indispensable as it helps to the principles and dimensions of ABA. It is imperative that
verify user acceptance and whether the intervention had pos- other key stakeholders, such as caregivers, clinicians, and
itive results. The study that did not present test with the user educators, be consulted in determining what target behaviors
were in the prototype stage. User testing includes, in most should be the primary focus of an intervention and how tech-
cases, child observations, video recording, and interviewing. nology can be individualized for a child with ASD. We hope
When the test was applied to education professionals, health that this study can contribute to the state of the art research
professionals, and caregivers, they included observations, involving technology and ABA. By synthesizing the current
interviews, and questionnaires. All the technological tools literature, future researchers may be able to identify innova-
tested showed positive results, according to the evaluations tive research opportunities and provide ABA professionals
of their authors. Regarding the involvement of stakeholders with a summary of current and future behavioral technolo-
in the development stage, only 16% had direct participation. gies. As future work, we intend to develop a protocol to guide
The rest did not show any stakeholder involvement. The ther- and validate the adequacy of technological tools with regard
apists, doctors, and educators providing direct services to the to ABA principles. Consequently, tools developed following
target population have valuable knowledge and experience this protocol may ensure the correct execution of behavior
with the needs of this population. It is critical to involve analysis practices and would be appropriate to identify a
these stakeholders in all development stages, such as behav- profile of the target audience (age, ASD level, IQ, etc.).
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The Netherlands, Jul. 2008. He received the B.S. degree in computer science
[45] L. Roll-Pettersson and S. Ala’I-Rosales, ‘‘Using blended and guided tech- from José do Rosário Vellano University, Alfenas,
nologies in a university course for scientist-practitioners: Teaching applied Brazil, in 2005, and the M.S. degree in computer
behaviour analysis to autism professionals,’’ J. Intellectual Disabilities, science and technology from the Federal Univer-
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[48] V. Bartalesi, M. C. Buzzi, M. Buzzi, B. Leporini, and C. Senette, ‘‘An (IFSULDEMINAS). He has authored eight conference papers/journal arti-
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apy with augmented reality for children with autism spectrum disorders,’’ JULIANA AGUILAR was born in Cali, Colombia,
in Proc. Int. Conf. Enterprise Inf. Syst. Cham, Switzerland: Springer, 2014, in April 17, 1985. She received the B.A. degree in
pp. 379–396. psychology and sociology and the M.Sc. degree in
[50] J. Leaf, A. Preston, D. Richter, and R. Gerlick. (Jun. 2017). An applied behavior analysis from the University of
Undergraduate Service Learning Research Project Using a Humanoid Missouri, Columbia, MO, USA. She is currently
Robot to Enhance Treatment for Children With Autism Spectrum Disorder. pursuing the Ph.D. degree in disability disciplines
[Online]. Available: https://www.scopus.com/inward/record.uri?eid=2- with an emphasis in applied behavior analysis with
s2.0-85030555966&partner%ID=40&md5= Utah State University (USU), under the mentor-
a257e84ec6db64b12b908d01c213ca09 ship of Dr. T. Higbee, BCBA-D, LBA. She has
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[52] L. S. Heitzman-Powell, J. Buzhardt, L. C. Rusinko, and T. M. Miller,
‘‘Formative evaluation of an ABA outreach training program for parents Research, and Training (ASSERT) Program with the USU. She is a Graduate
of children with autism in remote areas,’’ Focus Autism Other Develop. Assistant with the USU and focuses her research on skill acquisition in young
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LUCELMO LACERDA DE BRITO was born in
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A. Pickles, and M. Rutter, ‘‘The autism diagnostic observation schedule—
Teófilo Otoni, Brazil, in 1982. He received the
Generic: A standard measure of social and communication deficits associ- degree in history from UNIVAP, São José dos
ated with the spectrum of autism,’’ J. Autism Develop. Disorders, vol. 30, Campos, Brazil, in 2006, and the M.S. degree in
no. 3, pp. 205–223, 2000. social history and the Ph.D. degree in education
[55] B. A. Corbett, L. J. Constantine, R. Hendren, D. Rocke, and S. Ozonoff, from Pontifícia Universidade Católica (PUC), São
‘‘Examining executive functioning in children with autism spectrum dis- Paulo, Brazil, in 2009. He is currently pursuing
order, attention deficit hyperactivity disorder and typical development,’’ a postdoctoral training in special education with
Psychiatry Res., vol. 166, nos. 2–3, pp. 210–222, Apr. 2009. the Federal University of São Carlos (UFSCar),
[56] B. F. Skinner, Science and Human Behavior, no. 92904. New York, NY, São Paulo. His research focuses on teacher training
USA: Simon and Schuster, 1965. processes for evidence-based apractices for special education. He acts as a
teacher of basic education and higher education. He coordinated and taught
the Applied Behavior Analysis Postgraduate Course with the CBI of Miami.
He has authored the book Transtorno do Espectro Autista: uma brevíssima
introdução and several articles in magazines and periodicals on education
and school inclusion of the person with autism.
FÁBIO JUNIOR ALVES was born in Campo Belo,
Brazil, in February 17, 1983. He received the
B.S. degree in information systems from Pontifical GUILHERME SOUSA BASTOS (Member, IEEE)
Catholic University, Arcos, Brazil, in 2006, and the was born in Volta Redonda, Brazil, in Decem-
M.S. degree in education from the University of ber 22, 1977. He received the M.Sc. degree in
Vale do Sapucaí of Pouso Alegre, Pouso Alegre, electrical engineering from the Federal University
Brazil, in 2016. He is currently pursuing the Ph.D. of Itajubá (UNIFEI), Itajubá, Brazil, in 2004, and
degree in electrical engineering with the Federal the D.Sc. degree in electronics and computer engi-
University of Itajubá, Itajubá, Brazil. Since 2007, neering from the Aeronautics Institute of Technol-
he has been working in the academic area, and he is ogy (ITA), São José dos Campos, Brazil. He is
currently an Adjunct Professor with the Department of Computing, Federal currently an Associate Professor with the UNIFEI.
Institute of Education, Science, and Technology of South of Minas Gerais He has authored over 70 journal articles, book
(IFSULDEMINAS). He has authored ten conference papers/journal articles. chapters, and conference papers. He is carrying out his research on machine
His research focuses on automation systems. His awards and honors include learning, autonomous robotics, power systems, and technology for autism
the Best Undergraduate Student from the Brazilian Computer Society (SBC), spectrum disorders.
in 2006.