IN THE COURT OF APPEAL OF TANZANIA
AT MBEYA
(CORAM: MMILLA, J.A., MUGASHA, J.A., AND MWAMBEGELE, J.A.)
CRIMINAL APPEAL NO. 436 OF 2016
1. APOLINARY MATHEO }
2. BARNABA ALCADO @ SIWINGWA ........•........................ APPELLANTS
3. MICHAEL CLAUD @ JOLO
VERSUS
THE REPUBLIC ..............•..................................................... RESPONDENT
(Appeal from the Judgment of the High Court of Tanzania
at Mbeya)
(Mambi, J.)
Dated the 12th day of February, 2016
in
Criminal Sessions Case No.7 of 2015
JUDGMENT OF THE COURT
30th November & 11 th December! 2018
MWAMBEGELE, l.A.:
The three appellants - Apolinary Matheo, Barnabas Alcado @
Siwingwa and Michael Claud @ Jolo - were arraigned before the High
Court of Tanzania sitting at Mbeya for three counts of murder.
According to the information filed against them, the trio, on 01.09.2012,
at Mbata Village in Chunya District, Mbeya Region murdered Julius s/o
Katoto @ Mwamasonga, Sabela d/o Boniface and Maongezi s/o Mkusi
the subject of, respectively, the first, second and third counts. The
appellants denied the charges levelled against them, hence a full trial
1
after which they were convicted as charged and sentenced to suffer the
mandatory death sentence. Aggrieved, they have come to this Court on
first appeal with seven grounds of grievance filed by their advocates in
lieu of theirs they earlier separately filed which they sought to abandon
at the hearing. For easy reference, we take the liberty to reproduce the
seven grounds of complaint as under:
1. The learned trial Judge erred in the manner of summing up
the case to assessors;
2. The High Court erred on convicting Appellants on basis of
evidence which is not at all found on record on proceedings;
3. The High Court gravely erred on holding the Appellants were
properly identified by PW3 David Pascal and PW8 Herman
Simon given a totality of the evidence on record;
4. The learned trial Judge made a grave mistake when taking
evidence of PW8 Herman Simon after prayer by the
prosecution for the witness to be declared a hostile witness;
5. The learned trial Judge erred in his assessment of the
evidence on record;
6. The learned trial Judge erred in the manner of written
Judgment whereby he convicted the Appellants with the
offences charged well before making analysis of the
evidence brought against them; and
2
7. The learned trial Judge erred on his failure to identify actual
number of accused persons, saying they were nine, three
and ended up convicting four.
When the appeal was placed before us for hearing on 30.11.2018,
the appellants, who all entered appearance, had the able representation
of Mr. Mika Mbise and Ms. Joyce Kasebwa, learned advocates. The
respondent Republic appeared through Ms. Catherine Paul, learned State
Attorney. In support of the appeal, the learned counsel for the
appellants had earlier filed written submissions which they sought to
adopt along with the grounds of appeal as forming part of their oral
submissions. The written submissions of the appellants are rather
detailed and lengthy covering all the grounds of appeal running through
ten pages. However, for reasons that will become apparent in due
course, we will address the first ground of appeal only.
On the first ground of appeal, the appellants complained that the
learned trial Judge erred in the manner of summing up the case to
assessors. They submitted that the learned Judge went against the
dictates of sections 265 and 298 (1) of the Criminal Procedure Act, Cap.
20 of the Revised Edition, 2002 (hereinafter referred to as the CPA)
because, instead of summing up evidence for the prosecution and
defence, he lured the assessors with his own opinion and imported
3
extraneous facts which were not at all on record. The learned counsel
made reference to p. 58 from line 15 through to line 17 of p. 59. The
appellants also submitted that at p. 58 the accused persons; the
appellants herein are referred to as Apolinary Matheo, Barnaba Alcado
and Adam Patrick while there was no accused going by the name Adam
Patrick. The learned counsel for the appellants referred us to our
unreported decision in Chrisantus Msingi v. Republic, Criminal
Appeal No. 97 of 2015 wherein we observed that it was improper for a
trial Judge to express his opinion in summing up to assessors.
Having stated as above, the learned advocates for the appellants
submitted that because of the above shortfalls, the trial was not
conducted with the aid of assessors and, therefore, urged us to invoke
the powers of revision bestowed upon us by section 4 (2) of the
Appellate Jurisdiction Act, Cap. 141 of the Revised Edition, 2002
(hereinafter simply referred to as the AJA) to nullify the entire
proceedings of the High Court like we did in Sikujua Hosea v.
Republic [2016] TLS LR 264 and Tulubuzya Bituro v. Republic
[1982] TLR 264. The learned advocates prayed that bearing in mind the
paucity of evidence on record and on the authority of Fatehali Manji v.
Republic [1966] EA 341 and Selina Yambi & others v. Republic,
4
Criminal Appeal No. 94 of 2013 and Salum Salum & another v.
Republlc, Criminal Appeal No. 119 of 2013 (both unreported) cited with
approval in Athanas Julius v. Republic Criminal Appeal No. 498 of
2015 (unreported), the appellants should be set free.
As alluded to earlier, in their written submissions, the appellants'
advocates submitted on other grounds as well but we think the first
ground disposes the appeal and, therefore, we think we should not burn
any fuel in respect of them. We now turn to consider the respondent's
rebuttal or acceptance, as the case may be.
Responding, Ms. Paul, was very quick to express her stance in
respect of the appeal at the very outset. She was in agreement with the
appellants that the proceedings was marred with irregularities regarding
summing up to assessors which vitiated the whole trial. Supporting the
submissions of the advocates for the appellants in respect of the first
ground of complaint, she submitted that the summing up to assessors
was inappropriate. The learned State Attorney referred us to p. 61 of
the record of appeal where, she stated, the learned Judge influenced the
assessors by giving his opinion and importing extraneous matters which
did not crop up in evidence. Much worse, she went on, the assessors
were not told of their role at the beginning of the trial. Neither were
5
they asked if they had any objection to any of them. That was
inappropriate and an incurable procedural defect.
As regards the way forward, the learned State Attorney parted
ways with the appellants' advocates. Having prayed that the
proceedings and judgment of the High Court should be quashed and the
sentences set aside, she proposed a fresh trial before another Judge and
new set of assessors. The learned State Attorney ascribed the reason
for taking that course of action to the availability of enough evidence to
prove the case against the appellants beyond reasonable doubt in
respect of the second count; the murder of Sabela Boniface.
Rejoining, Mr. Mbise came up with some force against the way
forward suggested by the respondent's counsel. He charged that the
only evidence against the appellants in respect of the murder of Sabela
Boniface; the subject of the second count, was that of DP (a child whose
name we withhold hence the pseudonym) who testified as PW3. He
submitted that PW3 could not have easily identified the assailants who
were in a group of about forty people in commotion and who came
suddenly at sunset. If PW3 identified the appellants he would have told
people on the very day or the following day, he argued. Had he done
so, it would not have taken the appellants who lived in the same village
6
to be apprehended after a month. Thus he reiterated that ordering a
fresh trial of the appellants would not do justice to them as the
respondent will go back and fill in the gaps of the prosecution case.
Basing on the above arguments and conclusions, Mr. Mbise
reiterated his prayer to have the appellants set free.
We have anxiously considered the submissions of the learned
advocates for the appellants on the one hand and that of the learned
State Attorney on the other. We are profoundly grateful for the industry
expended in their respective submissions. The learned counsel for
either side argued the appeal with tenacity and zeal and we commend
them for the good work well done. The ball is now in our court.
We start our determination by stating that in terms of section 265
of the CPA, all criminal trials before the High Court are mandatorily
conducted with the aid of assessors. For easy reference, that section
reads:
''All trials before the High Court shall be with the
aid of assessors the number of whom shall be
two or more as the court thinks fit. //
7
In accomplishing the duty under the section, case law has it, inter
alia, that the assessors must be selected and told of their duty and the
accused person accorded an opportunity to comment on whether or not
they have any objection to any of the assessors. That stance of the
Court has been stated in a number of decisions including Tongeni
Naata v. Republic [1991J TLR 54 and our unreported decisions in
Yohana Mussa Makubi and Another v. Republic, Criminal Appeal
No. 556 of 2015, Hilda Innocent v. Republic, Criminal Appeal No.
181 of 2017, Chacha Matiko @ Magige v. Republic, Criminal Appeal
No. 562 of 2015 and Fadhil Yussuf Hamid v. Director of Public
Prosecutions, Criminal Appeal No. 129 of 2016. In Tongeni Naata,
the Court observed:
'~s for the last ground of appeal it was held in
Ndiragu Nyagu v R. [1959} E.A.75 that it is a
sound practice which has been followed and
should be followed to give an opportunity to an
accused to object to any assessor. That was
followed by this Court in the appeal of Samwei
Ndonya v R. Criminal Appeal No. 76/1988
(unreported). However/ we added that the
result of such omission cannot be the same in
each case. //
8
Likewise, in Yohana Mussa Makubi, Hilda Innocent and
Chacha Matiko @ Magige (supra) we reproduced the following
excerpt from the case of Laurent Salu and five others v. Republic,
Criminal Appeal No. 176 of 1993 (unreported) which we think merits
recitation here:
"''Admittedly the requirement to give the
accused the opportunity to say whether or not
he objects to any of the assessors is not a rule
of law. It is a rule of practice which/ however,
is now well established and accepted as part of
the procedure in the proper administration of
criminal justice in this country. The rationale
for the rule is fairly apparent The rule is
designed to ensure that the accused person
has a fair hearing. For instance/ the accused
person in a given case may have a good
reason for thinking that a certain assessor may
not deal with this case fairly and justly because
of, sey, a grudge/ misunderstanding/ dispute
or other personal differences that exist
between him and the assessor. In such
circumstances in order to ensure impartiality
and fair play it is imperative that the particular
assessor does not proceed to hear the case/ if
he does then in the eyes of the accused
9
person at least justice will not be seen to be
done. But the accused person, being a layman
in the majority of cases, may not know of his
right to object to an assessor. Thus in order to
ensure a fair trial and to make the accused
person have confidence that he is having a fair
trial, it is of vital importance that he is
informed of the existence of this right. The
duty to so inform him is on the trial judge, but
If the judge overlooks this, counsel who are
the officers of the court have equally a duty to
remind him of it.
In the instant case, it is not known if any of
the accusedpersons had any objection to any
of the assessors,and to the extent that they
were not given the opportunity to exercise that
right, that clearly amounts to an irregularity. N
In Fadhil Yussuf Hamid (supra) we meticulously summarized
the above excerpt as follows:
"The case of Laurent Salu and five others
v. R, Criminal Appeal No. 176 of 1993
(unreported) is elaborative on all the steps
which must be complied with in a trial with aid
of assessors.
10
1) The Court must select assessors and
give an accusedperson an opportunity to
object to any of them.
2) The Court has to number the
assessors/ that is/ to indicate who is
number one, number two and number
three/ as the case may be.
3) The Court must carefully explain to the
assessorsthe role they have to play in the
trial and what the judge expects from
them at the conclusionof the evidence.
4) The Court to avail the assessors with
adequate opportunity to put questions to
the witnesses and to record clearly the
answers given to each one. If an assessor
does not question any witness, that too,
has to be clearly indicated as: ''Assessor
2: Nil or no question.
5) The court has to sum up to the
assessors at the end of submission by
both sides. The summing up to contain a
summary of facts/ the evidence adduced.
and also the explanation of the relevant
law/ for instance/ what is malice
aforethought. The court has to point out
11
to the assessors any possible defences
and explain to them the law regarding
those defenses.
6) The court to require the individual
opinion of each assessor and to record the
same. //
[See also: Bashiru Rashid Omar v. SMZ,
Criminal Appeal No. 83 of 2009 (unreported)]
Adverting to the instant case, it is apparent on the proceedings of
the High Court that the learned trial judge did not select the assessors
on the first day of hearing. Let the proceedings of 02.03.2013; the day
on which the first prosecution witness started to testify, speak for itself:
"Date: 02.03.2016
Coram: Hon. Dr. A. J. Membi, J.
For the Republic: Mr. Rodges/Miss
For the Accused: Mr. Mwakolo/Mr. Omary
- D/Counsel
pt Accused:
2nd Accused:
3rd Accused:
Interpreter: Mrs. Flora Mponzi - English
into Kiswahili and Vice Versa.
12
Notice of trial on information for murder cis
196 and 197 of the Penal Code was duly
served on the accusedpersons now before this
Court
Prosecution:
My Lord I am Rogerswith Ms Zena for the
Republic.
Defence:
We have Mwakolo for the ,2Jd & Jd
accused. Mr. Omary for the accused. The
matter is for trial and we have (7) seven
witnesses.
Chargeis read to the accusedpersons.
1st Accused: Not true
:2f7d Accused: Not true
Jd Accused: Not true
Court:
Enters a plea of not guilty to all accused
persons.
Sgd: Dr. A. J. MAMBI
JUDGE
02.03.2016
PWl:
Name: Dr. Pastory T. Buhele
13
Place: Mkwajuni Chunya
Word: Doctor
Religion: Cristian
PW1 is sworn.
I started my work as a clinical officer in
1984... "
After that, PWl went on to testify as shown above without the
assessors being shown in the proceedings that they were selected.
Neither was it shown that the appellants were accorded opportunity to
object or not to object to any of the assessors. That course offended
the principles in Laurent Salu (supra) summarized as the first and
second principles in Bashiru Rashid Omar (supra) to the effect that
the Court must select assessors and give an accused person an
opportunity to object or not to object to any of them, and that the Court
has to number the assessors, that is, to indicate who is number one,
number two and number three, as the case may be.
However, as regards the first omission, we think, it is not
incurable, for, despite being not indicated that the assessors were
selected, we see them at p. 16 of the record of appeal being given
opportunity to ask the witness questions. At p. 16 the record shows:
14
"Assessors:
Assessor No.1:
Police officer come at round 11.00 a.m. They
come on the 2.09.2012.
Assessor No.2:
On the material date I was with other staff in
the office.
Assessor No.3:
I don't know the source of fire.
Sgd: Dr. A. J. MAMBI
JUDGE
02.03.2016//
In view of the fact that the record shows that assessors asked
questions, we take it that they were selected. We find fortification in
this stance in the maxim of equity which says equity considers as done
that which ought to have been done. In Musa Mohamed v. Republic,
criminal appeal no. 216 of 2005 (unreported), we had this to say on the
maxim:
"This Court being the final court of justice of
the tend, apart from rendering justice
according to law also administer justice
according to equity. We are of the considered
opinion that we have to resort to equity to
15
render justice, but at the same time making
sure that the Court records are in order.
One of the Maxims of Equity is that 'Equity
treats as done that which ought to have been
done: Here as already seid, the learned
Resident Magistrate for all intents and
purposes convicted the appellant and that is
why he sentenced him. So, this Court should
treat as done that which ought to have been
done. That is, we take it that the Resident
Magistrate convictedthe appellant. F/
Applying the above observation in respect of the application of the
maxim, to the present situation, we are of the considered view that the
learned Judge, for all intents and purposes, selected the assessors and
that is the reasons why he accorded them the opportunity to put
questions to the witness. We however, reiterate that in a case triable
with the help of assessors, it is desirable that the selection of assessors
is reflected in the proceedings. It is also important that they should be
reminded of their duty as pointed out in item 3 in Fadhil Yussuf
Hamid (supra). Failure to do that makes the trial unfair prone to be
nullified.
16
Both learned counsel for the parties have also complained that the
assessors were influenced. For clarity we wish to reproduce the portion
which the parties allege that the judge influenced the assessors. At pp.
58 - 59, the learned Judge summed up to the assessors as follows:
"The Accused Persons APOLINARY MA THEO/,
BARNABA ALKADO ADAM PA TRICK and other
villagers upon reaching the house of GIBERT
CHIKUNDI they did beat and cut severally the
deceased one SABELA BONIFACE the wife of
GILBERT CHIKUNDI, the accused persons
herein also burned the deceased kitchen and
burnt the deceased body to death by using
grasses her to be witch. At all this time the
deceased grandson one rDPJ who was at the
scene witnessed the incident and managed to
identify the accused persons accordingly.
On the similar vein the accused persons
APOLINARY MATHEO/, BARNABA ALCADO/,
ADAM PATRIe in association with NESTORY
CHRISTOPHER and GEOFREY MUSOLOLOwent
to the house of the deceased one JULIUS
KA TOTO burned the house while the deceased
was inside the house.
The accused persons completed their evil acts
by going to the house of the deceased one
17
MADNGEZI MKUSI burning the said house
while the deceased was inside the house and
the deceased died forthwith because of the
said act of the accused persons to burn the
deceased house while he was inside. //
Likewise, at p. 61 of the record of appeal summed up to them in
the following terms:
I~S you may recall from the evidence, all the
deceased were beaten/ stoned and burnt to
death by the three accusedpersons and other
unknown person. The accused persons
alleged all the deceased as witchcrafts who
caused the deathbed of the girl known as
NELL Y DID ALEX Their houses and properties
were also destroyed and burnt to ashes. /r
We agree with both trained minds for the parties that, indeed, the
learned trial Judge, in summing up to assessors, expressed his opinion
and influenced them as well as importing extraneous matters which did
not crop up in evidence. That had an adverse effect on the appellants
and made the trial against them unfair. In Chrisantus Misingi (supra)
the case referred to us by the learned advocates for the appellants, we
grappled with a similar situation and made the following observation:
18
"The trial judge dearly expressed his own
findings of fact on the evidence and had
nothing to do with the opinions of assessor but
to influence them to agree with him. It was
improper for the judge to make his impression
known to the assessor because a trial judge
should as far as possible desist from disclosing
his own views or making remarks or comments
which might influence assessorsin one way or
another in making up their minds about issues
being left with them for consideration. (SEE
ALLY JUMA MAWERA VS REPUBLIC [1993)
TLR 231). Moreover, it is only through a
proper summing up that the assessors may
give an invaluable opinion to aid the judge in
reaching a just decision. (SEE WASHINGTON
SIO ODINDO VS REPUBLIC (1954) 21 EACA
392). Where assessors are misdirected on a
vital po/nt, the trial judge cannot be said to
have been aided by assessors. (SEE
TULUBUZYA BITURO VS REPUBLIC (1982)
TLR 264). //
Likewise, in Okethi Okale and others v. Republic [1965] 1 EA
555, the erstwhile Court of Appeal for East Africa, underlined the
importance of not importing extraneous matters into evidence. It was
held, (I quote from the first holding in the headnote):
19
"In every criminal trial a conviction can only be
based on the weight of the actual evidence
adduced and it is dangerous and inadvisable
for a trial judge to put forward a theory not
canvassed In evidence or In counsels'
speeches".
We also see another shortfall; that the learned trial Judge did not
sum up to assessors on a very important aspect of the offence. He did
not sum up on the aspect of malice aforethought and what it entails.
That amounted to a nondirection on a vital point of law which also adds
salt to the wound. As we articulated in Omari Khalfan Vs Republic,
Criminal Appeal No. 107 of 2015 (both unreported), there is a long and
unbroken chain of decisions of the Court which all underscore the duty
imposed on trial High Court judges who sit with the aid of assessors, to
sum up adequately to those assessors on "all vital points of law". What
are the vital points of law which the trial High Court should address to
the assessors and take into account when considering their respective
judgments will depend on important points of law disclosed in each
particular case - see: Said Mshangama @ Senga vs. R., Criminal
Appeal NO.8 of 2014 (unreported) and Omari Khalfan (supra).
The above ailments, on the authorities cited, vitiated the trial.
20
Regarding the way forward, with due respect to the learned State
Attorney, we are not prepared to buy the argument that we should
order a retrial as, according to her, there was sufficient evidence to
mount a conviction against the appellants in respect of the second
count. She added that the prosecution is not to blame for the ailments.
With equal due respect, we are in agreement with the learned advocates
for the appellants that this case is not one befitting a retrial. We are of
such a stance because the only eye witness in respect of the second
count was DP (a child of young age hence the pseudonym). As rightly
argued by the appellants' advocates, PW3 could not have easily
identified the assailants in the conditions obtaining at the scene of crime
because; one, it was late in the evening immediately before 20:00 hours
- see the testimony of Erick Mathea Chitende (PW2), two, the
encounter was sudden and of a mob of 'about forty people who were not
face to face with PW3, and three, PW3 went to sleep to a certain Mama
Raeli who was not called to testify and it does not appear the appellants
were mentioned to her as they were arrested one month after the
incident. Had the witness mentioned the assailants at the earliest
opportune moment, we see no plausible reason why the appellants
should not have been arrested immediately. This waters down the
testimony of PW3, for, the ability of a witness to name a suspect at the
21
earliest opportunity is an important assurance of his reliability. And, in
the same way, an unexplained delay to name the assailants must put a
prudent court to inquiry - see: Marwa Wangiti and Another v.
Republic [2002] TLR 39. In the circumstances, we find and hold that
the identification of the appellants by PW3 was not watertight to sustain
a conviction against the appellants in respect of the second count. In
the premises, we are of the considered view that a retrial will not be
apposite in the circumstances.
We also wish to point out that the sentence meted out to the
appellants was omnibus. In sentencing the appellants, the following is
apparent in the judgment:
"The accused persons are convicted of murder
and there is only one sentence for this offence
that is death by hanging. In terms of section
26 (1) of the Penal Code/ Cap. 16 [R.E 2002}
the accused persons are sentenced to suffer
death by hanging/~
This sentence was certainly omnibus. We wish to reiterate what
the Court stated in Agnes Doris Liundi v. Republic [1980] TLR 46
that once an accused person is convicted of murder on more than one
counts, a sentence should be inflicted on only one count. There, like
22
here, the High Court convicted the appellant on three counts of murder
and sentenced her to death on each of the three counts. The Court held
at p. 50:
"The appellant was convicted on three counts
of murder. Sentence of death should only
have been passed on one count. The
convictions on the other two counts being
allowed to remain in the record. We
accordinglyamend the sentence to refer to the
conviction on the first count only".
Adverting to the case at hand, on the authority of Agnes Doris
liundi (supra), we hold that the learned trial judge should have
convicted the appellants on all three counts but should have sentenced
them in respect of only one count; the first count. The logic
encapsulated in this position is not far to seek; once a sentence in
respect of the first count is executed, there will be no person against
whom to execute the sentences in respect of the other counts.
For the avoidance of doubt, we have refrained from engaging
section 4 (2) of the AJA as implored by the learned advocates for the
appellants because the complaint over improper summing up to
assessorswas one of the grounds of appeal.
23
For the reasons we have endeavoured to give, we find merit in this
appeal and allow it. We quash the respective convictions of the
appellants, and set aside the sentences meted out to them. We order
the immediate release of the appellants Apolinary Matheo, Barnabas
Alcado @ Siwingwa and Michael Claud @ Jolo unless held there for
some other offence.
Order accordingly.
DATED at MBEYA this 10th day of December, 2018.
B. M. MMILLA
JUSTICE OF APPEAL
S. E. A. MUGASHA
JUSTICE OF APPEAL
J. C. M. MWAMBEGELE
JUSTICE OF APPEAL
I certify that this is a true copy of the Original.
~\~
A. H. MS~I
DEPUTY REGISTRAR
COURT OF APPEAL
24