Unit III - Notes
Unit III - Notes
Contempt of Court
Section 2 - Definitions.
Civil Contempt
Criminal Contempt
Jurisdiction of Courts
Procedures
Miscellaneous
Section 21- Act not to apply to Nyaya Panchayats or other village courts.
Section 22 - Act to be in addition to, and not in derogation of, other laws
relating to contempt.
Section 24 - Repeal
There are two Articles in the Constitution of India which talk about the
Contempt of Court and these are Article 129 and Article 142(2) .
Article 129 says that the Supreme Court shall be the ‘Court of Record’
and it has all the powers of such courts including the power to punish for
contempt of itself.
Article 142(2) : This Article says that when any law is made by the
Parliament on the provisions mentioned in clause 1 of this Article, the
Supreme Court has all the power to make an order for securing any
person’s attendance, production of any documents or has the power to
give punishment to anyone for its contempt.
The philosopher Kautilya, in his book Arthashastra has written that “Any
person who exposes the king or insults his council or make any type of
bad attempt on the kings then the tongue of that person should be cut
off.” Adding to this statement, he also said that “When a judge threatens,
bully or make silence to any of the disputants in the court then he should
be punished.”
Until the year 1952, there were no statutory provisions for the contempt
of court in India but after the enactment of Contempt of Court Act,
1952 statutory provisions for contempt of court in India has established.
A committee was set up in 1961, under the chairmanship of H.N. Sanyal
which gives its report on 1963. The report of this committee took the
form of Contempt of Court Act, 1971. The procedure and application of
enactment something that was done earlier by the Contempt of Court Act
of 1952 was given several changes through the Contempt of Court Act,
1971.
This Act segregates the ‘Contempt of Court’ into criminal and civil
contempt with their definition respectively. This thing was not mentioned
in the earlier existing courts.
The Contempt of Courts Act, 1971 defines ‘Contempt of Court’ for the first
time. Before it, there was no statutory definition of the concept, ‘Contempt of
Court’. Actually, it is very difficult to define the concept, ‘Contempt of Court’.
What would offend the dignity of the Court and lower the Court’s prestige is a
matter for the court to determine and it cannot be confined within the four walls
of a definition.
3. The court should make a ‘valid order’ and this order should be in
‘knowledge’ of the respondent.
In State Bank of Patiala v. Vinesh Kumar Bhasin, the Supreme Court has
held that before issuing any interim direction in contempt proceedings or
proposing to hold any one guilty of contempt, the High Court should at least
satisfy itself that person to whom the notice is issued is the person responsible
to implement the order.
Depending on the nature of the case in India, Contempt of Court is of two types.
1. Civil Contempt
2. Criminal Contempt
Civil Contempt
Civil Contempt are taken as acts and Omissions in procedure involving a private
injury by the disobedience of the judgment, order or other process of the Court.
Purpose :-
The purpose of the proceeding for the civil contempt is not only to punish
the contemner but also to exercise enforcement and obedience to the
order of the Court.
Civil contempt may be taken as a failure to obey the order of the Court
issued for the benefit of the opposite party.
It provides an instant and quick remedy to get the order passed by the
Court implement.
It is a sanction to enforce compliance with the order of Court or to
compensate for losses or damages sustained by reason of non-
compliance.
Usually, the order should be served on the person against whom it has been
passed. However, where it is proved to the satisfaction of the Court that the
person against whom the order was passed had actual knowledge of the order,
he cannot escape liability for contempt on the ground that the copy of the Order
has not been formally served on him.
Once an order is made by the Court and a person is charged with the allegation
of non-compliance of that order, he cannot plead that he was waiting for
instruction to comply with the Courts order.
Breach of Undertaking :-
Any person appearing before the Court can give an undertaking in two ways :
1. that he files an application or an affidavit clearly setting out
the undertaking given by him to the Court; or
2. by a clear and express oral undertaking given by the contemner and
incorporated by the Court in its order
If any of the aforesaid conditions are satisfied, thon a wilful breach of the
undertaking would, doubtless, amount to an offence under the Act. If none of
the above conditions is satisfied, there will be no undertaking
Introduction :
(1)No reasonable ground for believing that the proceeding was pending.
In a case the Bombay High Court has made it clear that this immunity is
absolute.
A person shall not be guilty of contempt of court on the ground that he has
distributed a publication containing any matter which interferes or obstruct the
course of justice in connection with any civil or criminal proceeding pending at
the time of distribution thereof if, he had no reasonable ground for believing
that it contained or was likely to contain, any such matter.
A person shall not be guilty of Contempt of Court for publishing a fair and
accurate report a judicial proceeding or any stage thereof. This provision is
subject to the provisions contained in Section 7 of the said Act.
Actually, it is the general rule that the administration of justice should be
open and public.’ The open justice principle is based on public interest
considerations.? Consequently, it must give way when the public interest
indicates a degree of privacy.
To claim the protection of Section 4, the report of the proceedings is
required to be fair and accurate. However, this should not be taken to
mean that the report must be word perfect, it is sufficient that it is a fair
representation of what has taken place in Court.
(1) Notwithstanding anything contained in this Act, a person shall not be guilty
of contempt of court for publishing a fair and accurate report of a judicial
proceeding before any court sitting in chambers or in camera except in the
following cases, that is to say,—
A person shall not be guilty of Contempt of Court for publishing any fair
comment on the merits of any cases which has been and finally decided.
Freedom of Speech v. Contempt of Court in Re - Arundhati Roy, AIR 2002
SC 1375 In Arundhati Roy,’ the Supreme Court has held that fair criticism of
the conduct of a judge, the institution of the judiciary and its functioning may
not amount to contempt if it is made in good faith and in public interest. To
ascertain the good faith and the public interest, the Courts have to see all the
surrounding circumstances including the Person responsible for comments, his
knowledge in the field regarding which the comments are made and intended
purpose sought to be achieved.
All citizens cannot be permitted to comment upon the conduct of the Courts in
the name of fair criticism which, if not checked, would destroy the institution
itself.
Bona fide complaint against the presiding officer of the subordinate Court can
be made under Section 6 of the Act. It provides that a person shall not be guilty
of Contempt of Court in respect of any statement made by him in good faith
concerning the presiding officer of any subordinate Court to
(a) any other subordinate Court, or
(b) the High Court, to which it is subordinate.
Explanation.—In this section, “subordinate court” means any court subordinate
to a High Court.
The protection of Section 6 is available only when it is proved that the
complaint has been made in good faith.
Section 8 - Other defences not affected :-
Nothing contained in this Act shall be construed as implying that any other
defence which would have been a valid defence in any proceedings for
contempt of court has ceased to be available merely by reason of the provisions
of this Act.
Other Defence
VI. Defamation of the Judge personally.—
Perspective Public (P) Ltd. v. State of Maharashtra If the publication or other
act is merely a defamatory attack on the Judge and is not calculated to interfere
with the due administration of justice, it will not be taken as Contempt of
Court.’ However, the Judge has the ordinary remedies for defamation.”
In re S. Mudgaokar In a case the Supreme Court has made it clear that the
object of the contempt law is to protect public confidence in the administration
of justice and the offence will not be committed by attacks upon the personal
reputation of individual Judges as such.
Professor Goodhart- has observed that any personal attack upon the Judge
unconnected with the office he holds is dealt with under the ordinary rules of
slander and libel
The Statement complained of open to different interpretations. - Rex v.
B.S. Nayyar, ATR 1950 All 549.
In the case of contempt proceedings the charge is required to be established
beyond any reasonable doubt. If the words complained of may be interpreted in
two different manners and one of them indicates contempt while the other does
not, the commission of contempt cannot be taken to have been proved and the
contemner cannot be punished therefor.
A person who is accused of Civil Contempt of case can take the following
defences:
Lack of Knowledge of the order: A person cannot be held liable for Contempt
of Court if he does not know the order given by the court or he claims to be
unaware of the order. It can be successfully pleaded by the contemner that the
certified copy of the order was not formally served to him.
The order that has disobeyed should be vague or ambiguous: If the order
passed by the court is vague or ambiguous or this order is not specific or
complete in itself then a person can get the defence of contempt if he says
something against that order.
In R.N. Ramaul v. State of Himachal Pradesh , this defence has been taken by
the respondent. In this case, the Supreme Court has directed the corporation of
the respondent to restore the promotion of the petitioner from a particular date
in the service. But the respondent has not produced the monetary benefit for the
given period and a complaint was filed against him for Contempt of Court. He
pleads for the defence on the given evidence that it has not mentioned by the
court in order to pay the monetary benefit. Finally, he gets the defence.
This is the case of non-rendering of assistance, although the court has ordered to
render assistance. Decree executed by the court to deliver immovable property
but because of certain obstruction, the defendant failed to do so. Hence, he was
held liable for constituting disobedience to the orders of the competent Civil
Court.
In this case, the Supreme Court has directed the Noida Authorities to verify and
state on the affidavit details given by persons for allotment of plots. In
pursuance to the same direction by the Supreme Court a person Mr. S filed a
false affidavit to mislead the court. The Registry directed a show-cause notice
against him to say that why an act of contempt should not be taken against him
for misleading the Supreme Court.
Contempt Jurisdiction
The proviso to Section 10 of the Contempt of Courts Act, 1971, makes it clear
that the High Court shall not take cognizance of contempt alleged to have been
committed in respect of a Court subordinate to it where such contempt is an
offence punishable under the Indian Penal Code.
This proviso applies only when the act constitutes contempt of a
subordinate Court and such contempt is an offence punishable under the
Indian Penal Code and it will not apply in cases where it is punishable as
any other offence under the Indian Penal Code
Chapter X and Section 228 of Chapter XI of the Indian Penal Code
contains the relevant provisions.
Section 182 :- False information, with intent to cause public servant to use his
lawful power to the injury of another person
Section 185 :- Illegal purchase or bid for property offered for sale by authority
of public servant
Section 187 :- Omission to assist public servant when bound by law to give
assistance
Section 190 :- Threat of injury to induce person to refrain from applying for
protection to public servant
There would be no reason why the High Court should invoke its jurisdiction
when the Court against whom contempt is committed, in view or presence of
the Court, can itself take action. Thus, bar of the jurisdiction of the High Court
imposed by the proviso to section 10 of the Contempt of Courts Act is not
attracted in the cases where the offences under Sections 178 179, 180 and 228
of the Indian Penal Code are not committed in view or presence of the Court.
11. Power of High Court to try offences committed or offenders found outside
jurisdiction.—A High Court shall have jurisdiction to inquire into or try a
contempt of itself or of any court subordinate to it, whether the contempt is
alleged to have been committed within or outside the local limits of its
jurisdiction, and whether the person alleged to be guilty of contempt is within
or outside such limits
346. Procedure where Court considers that case should not be dealt with
under section 345.—(1) If the Court in any case considers that a person
accused of any of the offences referred to in section 345 and committed in its
view or presence should be imprisoned otherwise than in default of payment of
fine, or that a fine exceeding two hundred rupees should be imposed upon him,
or such Court is for any other reason of opinion that the case should not be
disposed of under section 345, such Court, after recording the facts constituting
the offence and the statement of the accused as hereinbefore provided, may
forward the case to a Magistrate having jurisdiction to try the same, and may
require security to be given for the appearance of such person before such
Magistrate, or if sufficient security is not given, shall forward such person in
custody to such Magistrate.
(2) The Magistrate to whom any case is forwarded under this section shall
proceed to deal with, as far as may be, as if it were instituted on a police report.
Contempt Proceedings
Section 16 :- Contempt by Judges, Magistrates or other persons acting
judicially
Section 20 : Limitation for actions for contempt
Section 15 : Cognizance of criminal contempt in other cases.
Section 18 : Hearing of cases of criminal contempt to be by Benches
Section 17: Procedure after cognizance
Section 14: Procedure where contempt is in the face of the Supreme
Court or a High Court
However, it also makes it clear that nothing in this section shall apply to any
observations or remark, made by a Judge, Magistrate or other person
acting judicially a subordinate court in an appeal or revision pending
before such Judge Magistrate or other person against the order or judgment of
the subordinate Court.
If the Judge uses indecorous words and indulges in unseenly and indecent
language, it bringing into disrepute the administration of justice and he
may be held liable for Contempt of Court.
He further told the counsel in a very furious manner that he wanted to teach him
a lesson so that he could be careful in future and that he was playing with fire
and its consequence in obvious.
The remarks of the Magistrate amounted to contempt of court. The Court held
that the Magistrate committed Contempt of Court not only against the sub-judge
but also against the lawyer, an officer of the Court.
If the subordinate court disobeyed the order passed by the superior court it
will be liable in contempt
If the superior court has passed the stay order, the subordinate court
cannot ask the superior court to state the law under which the order has
been passed.”
If the subordinate court disobeyed the order passed by the superior court
on the ground of want of jurisdiction it does so at its peril because if later
it is found within the jurisdiction of the superior court, it will be liable in
contempt.
The subordinate court should presume that the order passed by the
superior court is within its jurisdiction, unless the contrary appears.
A Judge of the Subordinate Court is held liable in contempt for
disobeying the order of the High Court only when the disobedience is
deliberate and wilful.?
For this purpose the existence of the order of the High Court and the knowledge
of the same are required to be proved.” Where the Magistrate did not receive the
stay order in time and passed the order which was found in violation of the
order of the High Court, he was not held guilty of contempt because the
disobedience was not.
Contempt Trial :-
Contempt jurisdiction is special jurisdiction. Summary procedure the special
feature of the contempt proceedings. The Constitution of India contains specific
provision for recognizing Courts and the Supreme Court as Court of Record.
Article 215 that every High Court shall be a Court of Record and shall
have powers of such a Court including the power to punish for contempt
itself. Similarly,
Article 129 provides that the Supreme Court shall be a Court of record
and shall have all the powers of such a Court including the power to
punish for contempt of itself.
Since the High Court and the Supreme Court are the Courts of Record,
they have inherent power to punish for contempt summarily.
In the case of Vinay Chandra Mishra, the Supreme Court has observed that the
threat of immediate punishment is the most effective deterrent against
misconduct. The time factor is crucial. Dragging out the contempt proceedings
means a lengthy interruption to the main proceedings which paralysed the Court
for a time.
In Arun Paswan v. State of Bihar, the Court has held that a party which fails to
avail of the opportunity to cross-examine the concerned persons at the
appropriate stage is precluded from taking the plea of non-observance of
principles of natural justice at a later stage.
Section 15. Cognizance of criminal contempt in other cases.—
(1) In the case of a criminal contempt, other than a contempt referred to in
section 14, the Supreme Court or the High Court may take action on its own
motion or on a motion made by—
(a) the Advocate-General, or
(b) any other person, with the consent in writing of the Advocate-General
(c) in relation to the High Court for the Union territory of Delhi, such
Law Officer as the Central Government may, by notification in the Official
Gazette, specify in this behalf, or any other person, with the consent in writing
of such Law Officer.
(2) In the case of any criminal contempt of a subordinate court, the High Court
may take action on a reference made to it by the subordinate court or on a
motion made by the Advocate-General or, in relation to a Union territory, by
such Law Officer as the Central Government may, by notification in the Official
Gazette, specify in this behalf.
(3) Every motion or reference made under this section shall specify the
contempt of which the person charged is alleged to be guilty.
(1) Every case of criminal contempt under section 15 shall be heard and
determined by a Bench of not less than two judges. (2) Sub-section (1) shall not
apply to the Court of a Judicial Commissioner.
17. Procedure after cognizance (1) Notice of every proceeding under section
l5 shall be served personally on the person charged, unless the Court for reasons
to be recorded directs otherwise.
(2) The notice shall be accompanied,—
(a) in the case of proceedings commenced on a motion, by a copy of the
motion as also copies of the affidavits, if any, on which such motion is founded;
and
(b) in case of proceedings commenced on a reference by a subordinate
court, by a copy of the reference.
(3) The Court may, if it is satisfied that a person charged under section 15
is likely to abscond or keep out of the way to avoid service of the notice, order
the attachment of his property of such value or amount as it may deem
reasonable.
(4) Every attachment under sub-section (3) shall be effected in the
manner provided in the Code of Civil Procedure, 1908 (5 of 1908), for the
attachment of property in execution of a decree for payment of money, and if,
after such attachment, the person charged appears and shows to the satisfaction
of the Court that he did not abscond or keep out of the way to avoid service of
the notice, the Court shall order the release of his property from attachment
upon such terms as to costs or otherwise as it may think fit.
(5) Any person charged with contempt under section 15 may file an
affidavit in support of his defence, and the Court may determine the matter of
the charge either on the affidavits filed or after taking such further evidence as
may be necessary, and pass such order as the justice of the case requires
14. Procedure where contempt is in the face of the Supreme Court or a High
Court.—(1) When it is alleged, or appears to the Supreme Court or the High
Court upon its own view, that a person has been guilty of contempt committed
in its presence or hearing, the Court may cause such person to be detained in
custody, and, at any time before the rising of the Court, on the same day, or as
early as possible thereafter, shall—
(d) make such order for the punishment or discharge of such person as
may be just.
(4) Pending the determination of the charge, the Court may direct that a person
charged with contempt under this section shall be detained in such custody as it
may specify:
Provided further that the Court may, if it thinks fit, instead of taking bail
from such person, discharge him on his executing a bond without sureties
for his attendance as aforesaid.
Procedure for Civil Contempt. The Contempt of Courts Act, 1971 does not
prescribe procedure in the case of civil contempt as defined in Section 2(b) of
the Act. Sections 14, 15, 17 and 18 lay down the procedure in contempt cases
but the procedure set out in the Act is not exhaustive. The Supreme Court and
the High Courts have inherent power to lay down their own procedures.
(1) Save as otherwise expressly provided in this Act or in any other law, a
contempt of court may be punished with simple imprisonment for a term
which may extend to six months, or with fine which may extend to two
thousand rupees, or with both:
Provided that the accused may be discharged or the punishment awarded may
be remitted on apology being made to the satisfaction of the Court.
(4) Where the person found guilty of contempt of court in respect of any
undertaking given to a court is a company, every person who, at the time the
contempt was committed, was in charge of, and was responsible to, the
company for the conduct of business of the company, as well as the company,
shall be deemed to be guilty of the contempt and the punishment may be
enforced, with the leave of the court, by the detention in civil prison of each
such person:
Provided that nothing contained in this sub-section shall render any such person
liable to such punishment if he proves that the contempt was committed
without his knowledge or that he exercised all due diligence to prevent its
commission.
(a) no court shall impose a sentence under this Act for a contempt of court
unless it is satisfied that the contempt is of such a nature that it substantially
interferes, or tends substantially to interfere with the due course of justice;
(b) the court may permit, in any proceeding for contempt of court, justification
by truth as a valid defence if it is satisfied that it is in public interest and the
request for invoking the said defence is bona fide.
1. Apology
The contemner may tender apology to the Court and if the Court is satisfied that
it has been made with real feeling of repentance, it may remit the punishment
awarded for the contempt.
2. Appeal
Section 19. Appeals. (1) An appeal shall lie as of right from any order or
decision of High Court in the exercise of its jurisdiction to punish for contempt-
(a) where the order or decision is that of a single Judge to a Bench of not
less than two Judges of the Court;
(b) where the order or decision is that of a Bench, to the Supreme Court:
Provided that where the order or decision is that of the Court of the Judicial
Commissioner in any Union Territory, such appeal shall lie to the Supreme
Court.
(2) Pending any appeal, the appellate Court may order that,
(a) the execution of the punishment, or order appealed against be
suspended;
(b) if the appellant is in confinement (ஒரு சிறிய இடத்தில்
(c) the appeal be heard notwithstanding that the appellant has not purged
( சுத்தப்படுத்தப்பட்டது)his contempt.
(3) Where any person aggrieved by any order against which an appeal may be
filed, satisfies the High Court that he intends to prefer an appeal, the High Court
may also exercise all or any of the powers conferred by sub-section (2).
Facts :
The respondent is an Advocate of some standing in the Bombay High Court and
as such was also enrolled as an Advocate of this Court.
the earlier part of the year 1953 - It appears that in the Advocate was
prosecuted before Mr. Sonavane, one of the Presidency Magistrates at Bombay,
on a charge of having committed an offence under the Bombay Prohibition Act.
July 1953 to November 1953 :- The trial went
18th November 1953 :- the Magistrate convicted the Advocate of the offence
with which he was charged and sentenced him to rigorous imprisonment for one
month and to a fine of Rs. 201 and to rigorous imprisonment of four weeks in
default of payment of the fine.
24th February 1954 : The Advocate went up on appeal to the High Court. The
High Court upheld the conviction but altered the sentence to one of fine of Rs.
1,000
25th November1953, the trial Magistrate, Mr. Sonavane, made a report to the
Registrar of the Bombay High Court as to the conduct of the Advocate who
appeared in person as the accused before him.
On a perusal of that report the Hon'ble the Chief Justice of the Bombay High
Court constituted a Tribunal consisting of three members of the Bar Council to
enquire into the conduct of the Advocate. The Tribunal was constituted to
enquire into the matter in two counts:
1. Report of misconduct
2. Judgment of high court upholding Mr. D Conviction for offence under
Bombay prohibition Act
16th March 1955 :- Mr.D Advocate forwarded to the Secretary to the Bar
Council Tribunal and requested the Tribunal to send a report to the High Court
in terms of his pleading guilty to the charges levelled against him.
He concluded the letter by expressing regret for having wasted the time of
the Tribunal. In his letter to the Registrar, the respondent enclosed a
separate written apology unconditionally withdrawing his contention that
the proceedings before the Tribunal were misconceived in law and
admitting that the High Court had full authority in law to refer the matter
to the Bar Council Tribunal and further that the statements made by Mr.
Sonavane in his report were true except in two respects therein specified.
13th October, 1955 - On a perusal of that report the High Court issued notice to
the respondent for final hearing of the matter. The matter came up for final
disposal before a Bench consisting of the Chief Justice and Tendolkar, Bombay
High Court had, by its order made in Civil Application No. 1506 of 1955,
suspended the Advocate from practice as an Advocate of that High Court for a
period of one year from the date of the said order.
The application for special leave to appeal from the judgment and order of the
High Court having been dismissed
Order IV, rule 30 of the Rules of the Supreme Court - By the rule the
respondent has been required to show cause why, in view of the matter specified
in the judgment and order of the Bombay High Court referred to above,
appropriate action, disciplinary or otherwise, should not be taken against him by
this Court.
Contention before SC
From the judgment of the Bombay High Court which is referred to in the
Rule issued herein it appears that the respondent had admitted the truth of
everything contained in Mr. Sonavane's report except two matters only.
In his present petition showing cause he does not, apart from a vague
allegation that the report is an exaggerated, garbled and manifestly
incorrect version of the incidents that occurred during the trial of the case,
refer to and particular statement therein which is exaggerated garbled or
incorrect.
Finding that the tactics did not work with the High Court as he expected
the same to do, he now wants to charge his tactics by asking for an
enquiry which he had himself avoided by means of his admission and
apology.
We have carefully gone through the report of Mr. Sonavane and we find
ourselves in entire agreement with the High Court when it says that that
report makes an extremely sad reading. The conduct of the respondent in
the criminal trial was, as pointed out by the High Court, entirely
indefensible by any standard. It discloses a continuous and persistent
attempt on the part of the respondent to be rude to and contemptuous of
the Magistrate, to hold up the trial and to do everything in his power to
bring the administration of justice into contempt. Such a conduct, in our
opinion, merits severe condemnation
Punishment
For the reasons stated above and in view of the conduct of the Advocate
seen in the light of the surrounding circumstances we are clearly of
opinion that the Advocate should, by reason of his having indulged in
conduct unworthy of a member of the honourable profession to which he
belongs, be suspended from practice for some time
Facts : The respondents and one other Kagga Veeraiah, were plaintiffs in a suit
for possession of certain lands and the appellant was their Advocate. The suit
was dismissed and an appeal was preferred therefrom to the Subordinate Judge.
Pending the disposal of the appeal, the court directed the sale proceeds of the
standing crops on the suit land to be deposited into court, and a sum of Rs.
1,600/- was so deposited. The plaintiff’s appeal was allowed and the defendants
preferred a second appeal to the High Court. Pending disposal of the second
appeal, plaintiff’s application for withdrawing the amount was allowed by the
court on furnishing security of immovable property. A cheque petition was filed
which was allowed and thereafter a cheque for Rs. 1,452/- was issued in favour
of the appellant. The appellant an Advocate admitted that he had received and.
had cashed the cheque on behalf of his clients who were entitled to be paid this
sum.
The second appeal was allowed by the High Court and the plaintiff’s suit was
dismissed, as a result of which the plaintiffs had to refund the sum of the
defendants in the suit. The plaintiffs made a written demand on the appellant for
the proceeds of the cheque that had been cashed by him and not paid over to
them. The appellant in reply claimed to have paid over the sum to them on their
passing a receipt which happened to be in the bundle of case-papers returned to
them.
The appellant then applied and obtained leave of this court--special leave under
Art. 136 to challenge the correctness of these findings and that is how the matter
is before us.
Contention of Advocate
(2) That the complaint filed by the respondents on the basis of which action was
taken against the appellant was not shown to have been signed by them, nor
properly verified by them as required by the rules of the High Court.
(3) That as in substance the charge against the appellant was misappropriation
of moneys belonging to the clients, the High Court should have left the
complainants to their remedy of prosecuting the appellant and should not have
proceeded to deal with him under s. 10 of the Bar Councils Act.
(4) That there was a procedural irregularity in the mode in which the case
against the appellant was conducted.
(5) That one of the plaintiffs--Kagga Veeraiah had himself admitted in his
evidence that he and others had received the proceeds of the cheque which the
appellant had cashed and that in the face of this admission the High Court was
clearly wrong in finding that the appellant had failed to pay over the money to
his clients.
1 . It was first submitted that the Bar Council had not been consulted before
the case was referred to the learned District Judge for inquiry and report
and that this vitiated the legality of the entire proceedings against the appellant.
Our attention was drawn to the terms of s. 10 (2) of the Indian Bar Councils Act
reading:
"10. (2) Upon receipt of a complaint made to it by any Court or by the Bar
Council, or by any other person that any such Advocate has been guilty of
misconduct, the High Court shall, if it does not summarily reject the complaint,
refer the case for inquiry either to the Bar Council, or, after consultation with
the Bar Council, to the Court of a District Judge (hereinafter referred to as a
District Court) and may of its own motion so refer any case in which it has
otherwise reason to believe that any such advocate has been so guilty."
and the argument was that the matter could not have been remitted for inquiry to
a District Judge unless the. statutory pre-condition of consultation with the Bar
Council had taken place.
2. It was next contended that the complaint filed by the respondents on the basis
of which action was taken against the appellant was not shown to have been
signed by them, nor properly verified by them as required by the rules of
the High Court. We consider this objection frivolous in the extreme.
It was argued by the appellant before the High Court that there was dissimilarity
between the several signatures of the three respondents found in the petition
sent by them and that to be found in the plaint etc., of O.S. 432 of 1951 and that
this was some proof that it was not the respondents who were really responsible
for the petition but that someone inimically disposed towards the appellant. The
learned Judges of the High Court rejected this submission in these words:
"For one thing, we are unable to find any such dissimilarity. Even so, that has
not much of a bearing on the question whether the respondent (appellant) had
discharged the burden viz., of proving that he had made the payment to the
petitioners. This argument would have had some force if the petitioners had not
given evidence against the respondent. Further, no such suggestion was put to
any of the plaintiffs."
This is on the question of the dissimilarity of the signatures on which rests the
argument that the respondents were not the complainants. Coming next to the
point about the verification of the complaint the matter stands thus: The three
complainants (the respondents before us) originally filed a petition on March 6,
1956 before the District Judge but this did not bear the attestation of a gazetted
officer or other authority as required by the rules. This defect was made good by
a fresh petition which they filed before the District Judge on April 16, 1956.
After the petition was signed by the three petitioners they added a verification in
these terms: "We do hereby state that the facts stated above are true to the best
of our knowledge, information and belief," and then they-signed again. These
three signatures, they made before the District Judge who attested their
signatures on the same day and when for-. warding this complaint to the High
Court on April 18, 1956 the learned District Judge stated these facts and added:
"The petitioners appeared before me on April 16, 1956. I got them sign the
petition in my presence and I attested the same." It is thus clear that they made
three signatures in token of their signing the petition, the verification and a
further affirmation before the District Judge who attested the same. Learned
Counsel did not suggest before us that the District Judge was in error about the
identity of the parties who appeared before him and affixed the signatures in
three places in the complaint before him. It is because of these circumstances
that we have stated that this objection was most frivolous. It is only necessary to
add that seeing that the High Court is competent to initiate these proceedings
suo motu under s. 10 (2) the point raised is wholly without substance.
3.The next submission of learned Counsel was that as in substance the charge
against the appellant was misappropriation of money belonging to the
clients, the learned Judges of the High Court should have left the
complainants to their remedy of prosecuting the appellant and should not
have proceeded to deal with him under s. 10 of the Bar Councils Act. In
support of this submission learned Counsel referred us in particular to two
decisions of the Calcutta High Court reported in Chandi Charan Mitter, a
Pleader, In re (1), and Emperor v. satish Chandra Singha (2).
4.The next complaint of the learned Counsel was that there was a procedural
irregularity in the mode in which the case against the appellant was
conducted. This was said to consist in the fact that some evidence on behalf, of
the complainants (the respondents before us)was permitted to be led after the
appellant had examined himself and it was urged that thereby the complainants
had been afforded opportunity of filling up any lacuna in their case. We consider
that there is no substance in this objection. No complaint that the appellant was
prejudiced by the manner in which the inquiry was conducted in the matter of
the order in which the evidence was adduced, was made either before the
District Judge who conducted the inquiry or before the High Court when the
report of the District Judge was considered. We have ourselves examined the
record and find that there is no basis for any suggestion that any' prejudice had,
occurred by reason of the order in which the witnesses were examined.
(1) that the person examined as C.W. 7 was not Kagga Veeraiah but was
an impersonator seemed to accord with the probabilities, and
Lastly, it was urged that the order directing the suspension of the appellant for a
period of five years was too severe and that we should reduce the period of
suspension even on the basis that the charge against the appellant be held to be
established. We can only express surprise that Counsel should have made bold
to make this submission. The appellant had got into his hands a considerable
sum of money belonging to his clients and, on the finding of the High Court,
had failed to, pay it back when demanded. Not content with this he had put
forward a false defence of payment and had even sought to sustain his defence
by suborning witnesses. In the circumstances, even, if the learned Judges of
the High Court had struck off the name of the appellant from the roll of
advocates we would have considered it a proper punishment having regard
to the gravity of the offence. The order now under appeal therefore errs, if
at all, on the side of leniency and there is no justification for the request
made on behalf of the appellant.
Facts of case :
The appellant, Mr. N.B. Mirzan, was an Advocate on the roll of the Bar Council
of Maharashtra.
At the time of his engagement, no fees as such were paid, but a sum of Rs. 190/-
was demanded by the appellant for court-fee stamps and that amount was paid
to the appellant
26th April, 1962, the appellant demanded from respondent No. 2's wife,
Khurshid Begum, a sum of Rs. 975/-on the representation that the amount was
required for deposit in the above suit by way of rent. A Receipt was issued by
the appellant for this amount and it is Ext. A.
13th September, 1962 :- The constructionist notice was discharged the order
being in favour of respondent No. 2.
1963 :- Thereafter, the landlord filed Suit No. 3402 of 1963 in the City Civil
Court, Bombay against respondent No. 2 and his brother for ejectment and
mesne profits In this suit also, the appellant was engaged by respondent No. 2 as
his Advocate. A written statement was filed admitting that no rent had been paid
by respondent No. 2 to his landlord from May, 1961 onwards.
25th September, 1963 In view of this admission, the City Civil Court passed an
order directing respondent No. 2 to deposit in Court the amount due for arrears
of rent from May, 1961 to September, 1963. The amount was to be paid within
two months from that date.
Since respondent No. 2's wife had already paid F". 975/-to the appellant on 26
April, 1962 and the amount was more than sufficient for making the deposit in
accordance with the order of the City Civil Court, respondent No. 2 remained
under the impression that the deposit would be made by the appellant in due
course.
January, 1964, the appellant gave a notice to respondent No. 2 to come with
the money for the purposes of deposit and this started the whole trouble, ending
with the complaint by respondent No. 2 in the State Bar Council on 27th
October, 1964.
It appears that, before filing this complaint, notices were exchanged between the
parties and a settlement was brought about between the appellant and
respondent No. 2 and, under this settlement, the appellant undertook to pay to
respondent No. 2 Rs. 1,000/-by instalments of Rs. 160/-per month. The
appellant sent the first instalment of Rs. 150/-by money order on 11 th October,
1964
The case of the appellant in respect of this money order, however, was that the
money order had been sent to respondent No 2, as respondent No. 2 had asked
for a loan and the appellant took pity on him in spite of the strained relations
between the parties.
27th October, 1964 :- respondent No. 2, who was once the client of the
appellant, made several allegations of professional misconduct against the
appellant which were referred by the State Bar Council to its Disciplinary
Committee consisting of three Advocates, one being the Committee's Chairman
and the other two its members
Contention of Respondent No 2:
In respect of all these three payments, respondent No. 2 alleged that these
several payments had been made to the appellant on the representations
made by him which respondent No. 2 and his wife, in their ignorance,
thought were bona fide demands
But, later they realised that the demand for Rs. 190/-to purchase court fee
stamps was a false demand, because no court fee stamps were necessary
to be paid by respondent No 2 in an obstructionist notice.
Similarly the second demand of Rs. 975/-for depositing the amount in
court was a false demand, because no order could possibly be passed by
the Court asking an obstructionist (intentionally trying to stop or slow
down an official process) to make deposit in Court towards rent.
The third demand of Rs. 250/-was also a false demand, because there
could be no proceedings for transferring the rent bill in the name of
respondent No. 2 in the absence of any negotiations with the landlord.
It was the allegation of respondent No. 2 that taking advantage of the
ignorance and illiteracy of respondent No. 2 and his wife, the appellant
had demanded and received all these amounts with a view to
misappropriate the same.
So for as the first count of Rs. 190/-is concerned, there was no specific
denial of the receipt of this amount by the appellant in his written
statement. In his evidence the appellant tried to explain that no specific
denial was made in the written statement, because he had stated in his
written statement that for every payment received he had given a receipt
and he had, therefore, impliedly denied the demand and receipt of Rs.
190/-
since, admittedly, there was no formal receipt for it. This explanation has
been rejected by both the Disciplinary Committees.
Respondent No. 2 examined Noor Mohammed as his witness in the case
and Noor Mohammed has supported respondent No. 2's statement that he
had paid Rs. 190/-to the appellant. Noor Mohammed was a former client
of the appellant and it was Noor Mohammed who had introduced
respondent No. 2 to the appellant when the obstructionist notice was
issued by the Court to respondent No 2 After his engagement as
Advocate, the appellant, according to Noor Mohammed, demanded Rs
190/-for purchasing court fee stamps and, therefore, respondent No 2 in
his presence paid Rs 190/-to the appellant.
In support of this, Noor Mohammed produced 4 page in his diary in
which he had noted that the appellant hid been paid Rs. 190/. for stamps.
Both the Disciplinary Committees saw no reason why Noor Mohammed
a previous client of the appellant, should give false evidence against him.
therefore, the state bar satisfied that the appellant had demanded and
received Rs. 190/-for the purchase of court fee stamps in the beginning of
his engagement as an Advocate, though, in fact, he did not have to
purchase any court fee stamps
there is no dispute that the appellant had demanded and received this
amount on 26th April, 1962 from respondent No. 2's wife, Smt. Khurshid
Begum. The Receip-Ext. A itself goes to show that the amount had been
received by the appellant for making a deposit in Court against expenses
or rent.
It is further admitted by the appellant that no order had been made by the
Court for the deposit of rent and it is clear to anybody knowing court
proceeding that, in a proceeding by the landlord to remove obstruction,
there can be hardly any occasion for the Court to make an order against
the obstructionist to pay rent in Court.
Then again, if any such order were made by the Court, the Court would
normally give the obstructionist time to make payment and the appellant
could then have asked his client to bring the money for the deposit The
obstructionist proceeding was pending on 26th April, 1962 and it was
actually disposed of in favour of respondent No. 2 in September, 1962.
Admittedly, there was no interim order to making any deposit Therefore,
there was really no occasion at all on 26th April, 1962 for the appellant
making a demand for the amount from respondent No 2's wife and
receiving the same for the ostensible purpose of depositing the amount in
Court. It is obvious that he obtained this amount on a false pretext and,
when such a demand is made on a false pretext, the inference Would
naturally follow that the demand had been made with a view to
missappropriate the amount
the appellant put forward the defence that this amount had been actually
returned to respondent No. 2 on 13th September, 1963 in the court
premises when the Obstructionist notice was discharged. In support of
this, the appellant produced an alleged Receipt Ext. 2 - Both the
Disciplinary Committees were inclined to the view that this was a
suspicious document if not a false document.
The amount had been paid to him on 26th April, 1962 and it is impossible
to accept his story that, on every occasion when the proceedings were
taken up in Court, he was carrying this amount with him on his person, so
that, if an order was made for a deposit the amount would be immediately
deposited and, if the notice was discharged, he would be in a position to
return the amount to respondent No. 2. The Receipt Ext. 2 is on a full
sheet of ledger or cartridge paper. We have seen the document ourselves
and we have no doubt at all that its very appearance shows that it is a
suspicious document. At the bottom of the paper, three thumb
impressions have been obtained one below the other, one of respondent
No. 2, another of his wife, and the third of his brother, Fazal Nakimullah.
Above these thumb impressions, the Receipt is drawn up entirely in the
handwriting of the appellant himself. When respondent No. 2 was shown
this document during the course of the inquiry, he was unable to say
whether the thumb impression supposed to be his was his thumb
impression.
Respondent No. 2, however, admitted that, when demanded by the
appellant, he had put his thumb impression on a blank cartridge paper as
he had to go to Moradabad, his native place, leaving his wife behind to
look after the litigation. In other words, the suggestion of respondent No.
2 was that the appellant took his thumb impressions on blank papers, so
that they could be used during his absence for the purpose of the
litigation. Ordinarily, a Receipt for payment of money would not be
written on a cartridge or ledger paper and there is force in the evidence of
respondent No. 2 that he had put his thumb impression on some blank
ledger paper for being used in the course of the proceeding in Court.
Now, if Rs. 975/-were returned to respondent No 2 in the court premises
themselves, there would be no good reason why the receipt should be
thumb-impressed by two other persons be ides respondent No. 2.
Respondent No. 2's wife was there and one could understand if the
appellant had taken a Receipt from her, because it was she who had made
the payment. But the strange thing about the document is that the thumb
impression of the wife Khurshid Begum has been duly cancelled by the
appellant in his own handwriting.
Both the Disciplinary Committee have held that Ext. 2 was not a genuine
document and we are satisfied that this finding is correct.
There is no dispute that this amount was received by the appellant either
from respondent No. 2 or his wife. Respondent No. 2 says that it was
received from his wife during his absence. The receipt Ext. B, however, is
made in the name of respondent No. 2. The contents of the Receipt
themselves go to support respondent No. 2's case that this amount had
been paid, because the appellant had represented that the amount was
required for transferring the rent bill in respect of the premises in the
name of respondent No. 2. The amount was received by the appellant on
16th August, 1962, i.e. much before the obstructionist notice had been
discharged. The appellant had great difficulty in explaining what this
Receipt meant.
In the written statement before the State Disciplinary Committee, the
appellant did not categorically deny the receipt of Rs. 250/-. He suggested
there that he had been instructed by respondent No. 2 to file a declaratory
suit for transferring rent bill in his name. One does not know what this
really means. The obstructionist proceedings were still pending and one
does not know what kind of proceedings could be taken in a court of law
for transferring the rent bill. It is not the case that there were any
negotiations with the landlord for transferring the rent bill in the name of
respondent
In his evidence, the appellant stated that this amount of Rs. 250/-had
been paid to him by respondent No. 2 of his own accord and the appellant
had never suggested that any declaratory suit was required to be filed.
the appellant changed his case later and started that this sum of Rs. 250/-
was paid to him towards the court-fees in respect of the intended
declaratory suit, his fees and other pocket expenses. That explanation is
also false, because it is nobody's case that any such declaratory suit was
ever filed. It is, hence, clear that the appellant was not at all able to
explain why he demanded this amount of Rs. 250/-. The conclusion is
irresistible that he must have represented that this amount was required to
pay somebody for the purposes of transferring the bill of the suit premises
in the name of respondent No. 2, knowing quite well that it was
impossible to secure a transfer of the rent bill in legal proceedings in
court.
3rd October, 1968 :- After a detailed inquiry into the allegations, the
Disciplinary Committee came to the conclusion that professional misconduct
had been established on three counts which involved moral turpitude. The
Committee, therefore, directed that the appellant should be suspended
permanently and should not be allowed to appear before any Court, authority or
person in India. He was also directed to surrender his Sanad forthwith. From
this order, an appeal was filed to the Bar Council of India,
30th November, 1969 :- The appeal was heard by the Disciplinary Committee
of the Bar Council of India consisting of a Chairman and two members. by a
detailed order, the Disciplinary Committee confirmed the findings of the State
Disciplinary Committee but, as regards the punishment, it directed that the
appellant be suspended from practice for a period of five years and to pay to
Respondent No. 2 a sum of Rs. 850/-within two months.
It was further directed that, if the amount was not paid, the punishment imposed
by the State Disciplinary Committee striking out the appellant's name from the
roll of Advocates would stand confirmed. It is from this Order that the present
appeal has been filed.
The amount had been screwed out by the appellant on a false representation for
the purposes of misappropriation. In our opinion, the findings of both the
Disciplinary Committees were right and unexceptionable. Normally, this Court
does not entertain an appeal from a concurrent finding of facts. We have,
however, gone through the facts to satisfy ourselves that no injustice has been
done.
The State Disciplinary Committee had permanently debarred the appellant from
practising as an Advocate, but, in appeal, the Disciplinary Committee of the Bar
Council of India has taken a more lenient view and suspended the appellant
from practice for a period of five years on condition that he pays respondent No.
2 Rs. 850/-within two months. No argument was addressed to us on the question
of punishment. Therefore, it is not necessary to consider the point.
Legal Provisions Involved: The Advocates Act, 1961, Section 35, 38. The Bar
Council of India, Rule 36
The Bar Council of Maharashtra considered the complaint received from the
High Court against the lawyers and referred the matter to its Disciplinary
Committee for further probe. The Disciplinary Committee of the State Bar
Council held the respondents guilty of professional misconduct and suspended
them from practicing as advocates for a period of three years.
On appeal, the Disciplinary Committee of the Bar Council of India held that
under Rule 36 of the rules framed under Section 49(c) of the Advocates Act
(Duty to court) in order to be amenable to the disciplinary jurisdiction the
advocates must have:
It held that unless the three elements were satisfied it could not be said that an
advocate had acted beyond the standard or professional conduct and etiquette. It
therefore absolved ( பழி நீக்கு) all the respondents of the charge of professional
misconduct.
Released by a decision of the Bar Council of India, the State Bar Council went
to the Supreme Court to make amends for the loss, under the conditions set out
under Section 38(Appeal before supreme court) of the Advocates Act, 1961.
This is why the current appeal took place.
Issues Raised
Firstly, the Bar Council of a State is not an aggrieved person because the Bar
Council has not suffered any legal grievance, and the decision of the Bar
Council of India has not deprived the Bar Council of a State of anything.
Secondly, the allegation that the order of the disciplinary committee of the Bar
Council of India is wrongfully made does not by itself give any grievance to the
Bar Council of a State. The person must be aggrieved by the order and not by
the consequences which ensue.
Thirdly, it is not the duty of the State Bar Council to attempt to set right any
alleged error of the disciplinary committee of the Bar Council of India. The
reason is that no such duty has been imposed or cast by law on the Bar Council
of a State.
Fifthly, the Bar Council of a State is subordinate to the Bar Council of India
and is, therefore, not competent to appeal against any order of the superior body.
Judgment
The learned Chief Justice has very clearly and succinctly set out the reasons
why a State Bar Council is a “person aggrieved” entitled to appeal against
orders in disciplinary proceedings against members of the Bar of the State.
Also, the Supreme Court overturned the decision of the State Tribunal on
appeal. There were several reasons cited in the judgment:
1. The State Tribunal fell far short of norms like proper numbering of witnesses
and exhibits, indexing and avoidance of mixing up of all cases together, default
in examination of the respondents, consideration separately of the circumstances
of each delinquent for convicting and sentencing purposes. Thus, this was
violative of a fair.
2. The Appellate Tribunal was wholly wrong in applying Rule 36 which was
promulgated only in 1965 while the alleged misconduct took place earlier.
The very act of snatching briefs and getting into physical fights with other
lawyers to undercut feed and secure clients is unbecoming of a professional
advocate and is clearly violative of professional ethics.
4. The canons of ethics and propriety for the legal profession are totally taboo
conduct by way of soliciting, advertising, scrambling and other obnoxious
practices, subtle or clumsy for betterment of legal business. “Law is no trade,
briefs no merchandise and so the leaven of commercial competition or
procurement should not vulgarize the legal profession”.
The Court also held that "the Bar Council functions in a dual capacity, one as
the prosecutor through its Executive Committee and the other quasi-judicial
performed through its Disciplinary Committee. Hence, being the prosecutor, the
State Bar Council would be an "aggrieved person" and therefore, the appeal
under section 38 of the Advocates Act, 1961 would be maintainable."
CONCLUSION
So, in the end, can we not all, at the same time, belong to the “inner republic of
bencher and bar”? The alleged perpetrators are members of the legal profession
working as attorneys in the criminal courts of Bombay City. Their line of work
mandates a high moral standard, one that places equal weight on doing the best
possible both in terms of the methods and the goals. To achieve justice, the
stream must remain transparent during its whole path, which is not only a matter
of concern for professionals but also significant importance to the general
public. To put it simply, these practitioners, following evidence that was
recorded by the State Disciplinary Tribunal, positioned themselves at the
entrance to the Magistrates Courts and kept an eye out for those who could be
interested in bringing a case before the court.
There can be no doubt that the appellant had duped the complainants, T,
Deivasenapathy, an old deaf man aged 70 years and his aged wife Smt. D.
Kamalammal by not filing the suits on two promissory notes for Rs. 15,000/and
Ra. 5,000/both dated Aug. 26, 1969 executed by their landlady Smt. Parvathi
Ammal, who had borrowed Ra. 20,000/from them, by deposit of title deeds.
18. Admittedly, though the plaint for recovery of the amount due on the
promissory note for Rs. 15,000/with interest thereon bearing court-fee of
Rupees 1,519/- was returned for presentation to the proper court, it was
never represented.
It is also not denied that though the appellant had drafted the plaint for
recovery of Rs. 5,000/with interest no such suit was ever filed.
In spite of this, the appellant made false representations to the
complainants Deivasenapathy (P.W. I), his wife Smt. Kamalammal (P.W.
3) and the power of attorney agent of the complainants, D. Gopalan (P.
W. 2) that the suits had been filed and were pending, gave them the
various dates fixed in these two suits, and later on falsely told them that
the court had passed decrees on the basis of the two promissory notes.
On the faith of such representations, the complainant served a lawyer’s
notice dated on the debtor Smt. Maragathammal, sister and co-widow to
the effect :
“That you are aware of my clients’ filing two suits against you for
recovery of Rs. 15,000/and Rs. 5,000/with due interest and cost thereon
and it is needless to state that both the suits were decreed as prayed for
by my clients in the court proceedings.
My clients further say that in spite of the fact that the suits had been
decreed long ago you have not chosen to pay the amount due under the
decrees in question and on the other hand trying to sell the property by
falsely representing that the original documents have been lost to the
prospective buyers. My clients further state that you are aware of the fact
that my clients are in possession of the original documents relating to the
property bearing door No. 41 Shaik Daood street, Royapeth, Madras 14,
but deliberately made false representation as aforesaid with the mala fide
intention to defeat and defraud my clients’ amounts due under the
decree.
My clients emphatically state that you cannot sell the property in question
without disclosing the amounts due to them......”
Actually no such suits had in fact been filed nor any decrees passed.
Appellant Contention
19. It is argued that the finding as to professional misconduct on the part
of the appellant reached by the Disciplinary Committee of the Bar
Council of India is not based on any legal evidence but proceeds on
mere conjectures (அனுமானம் செய்).
Lastly, it is said that the complaint was a false one and was an attempt to
pressurize the appellant to persuade his client Smt. Maragathammal to sell
the house to the complainants. We are afraid the contentions cannot be
accepted.
In denial of the charge the appellant pleaded that though he had drafted
the plaint in the suit to be filed on the basis of the promissory note for
Rupees 5,000/-he felt that as the debtor Smt. Maragathammal had
consulted him in another matter, it would be better that the complainants
engaged some other counsel and he advised them accordingly.
He suggested the names of two or three lawyers out of whom the
complainants engaged K. S. Lakshmi Kumaran.
He denied that the two promissory notes were handed over to him or that
he had received any amount by way of court fees or towards his fees.
According to him, K. S, Lakshmi Kumaran was, therefore, instructed to
file the suits.
Contention of Lakshmi Kumaran :
K. S. Lakshmi Kumaran, on the other hand, pleaded that he knew nothing
about the suits but had in fact signed the Vakalat as a junior counsel, as
matter of courtesy at the behest of the appellant.
He pleaded that he had never met the complainants nor had he been
instructed by them to file the suits. He further pleaded that when the
complainants served him with their lawyer’s notice dated Feb. 11, 1974,
Ext, B. 11, he went and saw the appellant who told him that he had
returned the plaint, which was returned by the court, together with all the
documents to the complainant Deivasenapathy as per receipt, Ext. B-7.
On Feb. 21, 1974 the complainant served another lawyer’s notice on both
the appellant and K. S. Lakshmi Kumaran. The appellant and K. S.
Lakshmi Kumaran sent their replies to this notice.
It must be that when the complainants turned against RD suspecting his bona
fides he denied having had anything to do in the matter and threw up his junior
colleague in the profession stating that he passed the clients on to L and had
nothing more to do with the case. As the clients had no direct contact with L his
statement that he handed over the plaint on its return to RD looks probable and
likely. We accept it.
When a notice was issued to him in the matter he went to RD and RD gave him
the receipt Ext. R. V. The receipt purports to be signed by Deivasenspathy and
L accepted it fur what it was worth.”
23. In that view, both advocates were found guilty of professional misconduct,
but differing in character and different in content. In dealing with the question,
it observes :
“As regards RD, the litigants entrusted the briefs to him whatever their motive.
The record does not establish that before entrusting the case to L the
complainants were introduced by RD to L and L was accepted by them as
counsel in charge of the case.”
24. It condemned both the advocates for their dereliction of duty, but only
reprimanded (கண்டித்தார்)K. S. Lakshmi Kumaran, the junior advocate, because
he never knew the complainants and had signed the vakalat at the bidding of the
appellant but took a serious view of the misconduct of the appellant, and
castigated his whole conduct in no uncertain terms, by observing :
25. May be, the complainants were not actuated from a purely altruistic motive
in lodging the complaint but that does not exonerate the appellant of his
conduct. The suggestion that the complaint was a false one and constituted an
attempt at blackmail is not worthy of acceptance. The property was actually
sold to M. M. Hanifa for Rs. 36,000/by registered sale deed dated August 1,
1974, while the complaint was filed in April 1974. We do not see how the
initiation of the proceedings would have pressurised the appellant to compel his
client Smt. Maragathammal to part with the property for Rs. 20,000/the price
offered by the complainants. It is no doubt true that at one stage they were
negotiating for the purchase of the house of which they were the tenants but the
price offered by them was too low.
26. It matters little whether the amount of Rs. 3,410/was paid to the appellant in
a lump sum or in two instalments. Deivasenapathy, Pp. W. 1. faltered when
confronted with the notice Ext. B-1 and the Disciplinary Committee of the Bar
Council of India has adversely commented on this by saying that he is not ‘an
illiterate rustic’ but is an M.I.S.E., a retired Civil Engineer. This by itself does
not disprove the payment of the amount in question. It may be the general
power of attorney, D. Gopalan, P. W. 2, made a mistake in instructing the
counsel in giving the notice. As regards the various dates appearing on the
copies of the two plaints, Exts. P-1 and P-2, the complainants could not have
got these dates by themselves unless they were given by the appellant.
State Bar council : 33. The appeal for mercy appears to be wholly misplaced. It
is a breach of integrity and a lack of probity for a lawyer to wrongfully withhold
the money of his client. In a case of such grave professional misconduct, the
State Bar Council observes that the appellant deserved the punishment of
disbursement, but looking to his young age, only suspended him from
practice for a period of six years.
Bar Council of India : The Disciplinary Committee of the Bar Council of India
has already taken a lenient view and reduced the period of suspension from six
years to one year, as in its view the complainants did not suffer by the suits not
being proceeded with because even if they had obtained decrees for money,
they would still have been required to file a regular mortgage suit for the sale of
the property charged.
Observation of SC
Judgment of Krishna iyer & Desai
Tamil Nadu has a well-run free legal aid programme with which the Governor
and Chief Justice of the State are associated. The State Legal Aid Board,
working actively with two retired Judges of the High Court at the head, may use
the services of the appellant keeping a close watch on his work and relations
with poor clients, if he applies to the Legal Aid Board for giving him such an
opportunity, after getting this court’s order as provided below. Independently of
that, as a token of our inclination to allow the appellant to become people-
minded in his profession, we reduce the suspension from practice upto the 14th
of August 1979. With the next Independence Day we hope the appellant will
inaugurate a better career and slough off old bad habits. If the appellant gives an
undertaking that he will work under any official legal aid body in Tamil Nadu
and convinces the Chairman of the State Legal Aid Board, Tamil Nadu, to
accept his services in any specific place where currently there is an on-going
project, produces a certificate in this behalf from the Board, and gives an
undertaking to this Court that he will do only free legal aid for one year as
reasonably directed by the Board (and shall not, during that period, accept
any private engagement), his period of suspension shall stand terminated
with effect from January 26, 1979.
As a condition precedent to his moving this court he must pay (and
produce a receipt) Rs. 2,500/- to the victim of the misconduct. Atonement
cannot be by mere paper pledges but by actual service to the people and
reparation for the victim. That is why we make this departure in the punitive
part of our order. Innovation within the frame-work of the law is of the essence
of the evolutionary process of juridical development. From that angle, we think
it proper to make a correctional experiment as a super-addition to punitive
infliction. Therefore, we make it clear that our action is less a precedent than a
portent. With the modification made above, we dismiss the appeal.
Judgment of Sen
27. In an appeal under S. 38 of the Act, this Court would not, as a general rule,
interfere with the concurrent finding of fact by the Disciplinary Committee of
the Bar Council of India and of the State Bar Council unless the finding is
based on no evidence or it proceeds on mere conjecture and unwarranted
inferences. This is not the case here.
28. Under the scheme of the Act, the disciplinary jurisdiction vests with the
State Bar Council and Bar Council of India. Disciplinary proceedings before the
State Bar Council are sui generis, are neither civil nor criminal in character, and
are not subject to the ordinary criminal procedural safeguards. The purpose of
disciplinary proceedings is not punitive but to inquire, for the protection of the
public, the courts and the legal profession, into fitness of the subject to
‘continue in the capacity of an advocate. Findings in disciplinary proceedings
must be sustained by a higher degree of proof than that required in civil
suits, yet falling short of the proof required to sustain a conviction in a
criminal prosecution. There should be convincing preponderance of
evidence. That test is clearly fulfilled in the instant case
Supreme Court :- 34. In the facts and circumstances of the case, I am of the
view that the punishment awarded by the Disciplinary Committee of the Bar
Council of India does not warrant any further interference.
35. I have had the advantage of reading the judgment of my learned brother
Krishna Iyer for the restitution to the appellant of his right to practise upon
fulfilment of certain conditions. I have my own reservations in the matter, that
is, whether any such direction should at all be made in the present case.
36. Where it is shown that the advocate acted in bad faith towards his client in
detaining or misappropriating funds of the client, or that the wrong was
committed or aided by means of false representations, fraud or deceit, as here,
the fact that the advocate makes restitution to or settlement with the client will
not prevent disbarment, especially where restitution was not made until after the
commencement of the disciplinary proceedings. It is only an ameliorating
circumstance but does not mitigate the offence involved in the
misappropriation, particularly when the repayment is made under pressure.
37, When there is disbarment or suspension from practice, the lawyer must
prove, if he can, after the expiration of a reasonable length of time, that he
appreciates the significance of his dereliction(புறக்கணிப்பு), that he has lived a
consistent life of probity and integrity, and that he possesses the good character
necessary to guarantee uprightness and honour in his professional dealings, and
therefore is worthy to be restored. The burden is on the applicant to establish
that he is entitled to resume the privilege of practising law without
restriction. There is nothing of the kind in the present case.
38. Further, even if this Court has the power to make such a direction, in terms
of S. 38, the Court has a duty to act with justice to the profession and the public
as well as the appellant seeking reinstatement, and without regard to mere
feelings of sympathy for the applicant. Feelings of sympathy or a feeling that
the lawyer has been sufficiently punished are not grounds for reinstatement.
39. I also doubt whether a direction can be made requiring the advocate to
undertake free legal aid during the period of his suspension. This would be a
contradiction in terms. Under S. 35 (4), when an advocate is suspended from
practice under C1. (c) of sub-s (8) there of he shall, during the period of
suspension, be debarred from practising in any court or before any authority or
person in India. If the making of such a direction implies the termination of the
order of suspension, on the fulfilment of the conditions laid down, I am of the
considered view that no restriction on the right of the advocate to appear before
any court or authority, which privilege he enjoys under Sec. 30 of Act, can be
imposed.
40. The taking of too lenient a view in the facts and circumstances of the case, I
feel, would not be conducive to the disciplinary control of the State Bar
Council. I would, for these reasons, dismiss the appeal and maintain the
punishment imposed on the appellant.
41. In conclusion, I do hope the appellant will fully reciprocate the noble
gesture shown to him by the majority, come up to their expectations and turn a
new leaf in life. It should be his constant endeavour to keep the fair name of the
great profession to which he belongs unsullied.
Order accordingly
Bania and his wife, Smt. Galki were assaulted. They received head injury
After examination Bania - X ray report normal Smt.Galki suspected a
fracture of the skull.
The advocate took the case of the complainant Bania and his wife, Smt.
Galki, who was being harassed by the accused, had a hurt on the head.
His wife's skull was damaged
The advocate approached the accused and offered to get him a favourable
x-ray report if he paid 300 to the doctor and appointed him as counsel
Changing sides was tantamount to misconduct, and bribing was severe.
July 21, 1974 - Disciplinary Committee of the State Bar Council of Rajasthan,
Jodhpur by which the appellant has been held guilty of professional misconduct
and suspended from practice for a period of three years under Section 35(c) of
the Act.
The complainant Bhaniya and his wife Smt. Galki were assaulted as a
result of which they received head injuries. Both of them were examined
by Dr. Raman Varma and he referred them to a Radiologist.
Dr. Mangal Sharma, Radiologist sent a report to the Station House
Officer that he found nothing abnormal in the X-ray plate of the
complainant Bhaniya but from the X-ray plate of Smt. Galki he suspected
a fracture of the skull and suggested that he should refer the matter to a
Specialist.
The appellant approached the complainant with the X-ray plates taken by
Dr. Sharma and promised to get a favourable report if he was engaged as
a counsel and said that Rs. 300/- had to be paid to Dr. Sharma.
The appellant then sent the complainant along with a letter to Dr. Sharma
to the effect:
o Dear Doctor Sahib, I am sending the man to you with X-ray plate.
Your amount is lying with me. 1 will come to Jalore in the evening
and see you. Please, do his work and it should be done positively
in his favour.
-sd-
Chander Shekhar Soni
Dr. Mangal Sharma sent another report to the Station House Officer saying :
There is evidence of fracture of the skull.
Contention of Appellant
He pleaded that he had sent the letter to one Dr. Surinder Singh Lodha,
Homeopath and also Editor of a newspaper Jan Prahari for publication of an
advertisement.
He tried to substantiate his plea by examining Dr. Surinder Singh Lodha and
one Mahipal Kumar through whom he is supposed to have sent the letter.
The appellant in his statement stated, when confronted with the letter, that the
words
"I am sending the man to you with X-ray plate" :- relate to the X-ray
plate sent by him to Dr. Lodha,
"Your amount is lying with me" :- Rs. 20/- given to Mahipal for being
handed over to Dr. Lodha for the printing of the advertisement,
"Please do his work and it should be done positively in his Favor" - the
publication of the advertisement as desired by Mahipal.
The plea was that Dr. Lodha had taken the X-ray plate of one of his
relations who was suffering from tuberculosis.
Provided that no order of the disciplinary committee of the Bar Council of India
shall be varied by the Supreme Court so as to prejudicially affect the person
aggrieved without giving him a reasonable opportunity of being heard
Order
We however feel that the punishment of suspension from practice for a
period of three years to a junior member of the bar like the appellant is
rather severe.
The lapse on the part of the appellant was perhaps due to the fact that in
the struggle for existence he had to resort to such malpractices. We
strongly deprecate the conduct of the appellant
but take a lenient view because he was an inexperienced member of the
bar, and the fact that the incidents took place in 1971. In all facts and
circumstances of the case, we feel it would meet the ends of justice if we
reduce the period of suspension from three years to one year. We
order accordingly.
IN RE : AN ADVOCATE
IN RE : AN ADVOCATE
Present : JUSTICE M. P. THAKKAR
JUSTICE B. C. RAY,
Advocates Act (Act No. 265 of 1961) See 36 42 (1) and Bar Counsil of
India Rules 1975 Rule 8 (1) Professional Misconduct.
(3) Whether in the absence of the charge and finding of dishonesty against him
the appellant could be held guilty of professional misconduct even on the
assumption that he had acted on the instructions of a person not authorised to
act on behalf of his client if he was acting in good faith and in a bona fide
manner. Would it amount to lack of prudence ( முன் ஜாக்கிரதை) or non-
misconduct ?
1. Now so far as the procedure followed by the State Bar Council at the
Enquiry against the appellant is concerned it appears that in order to enable
the concerned Advocate to defend himself properly, an appropriate specific
charge was required to be framed. No doubt the act does not outline the
procedure and the Rules do not prescribe the framing of a charge. But then even
in a departmental proceeding in an enquiry against an employee, a charge is
always framed. Surely an Advocate whose honour and right to earn his
livelihood are at stake can expect from his own professional brethren, what
an employee expects from his employer ? Even if the rules are silent, the
paramount and overshadowing consideration of fairness would demand the
framing of a charge.
It would be extremely difficult for an Advocate facing a disciplinary proceeding
to effectively defend himself in the absence of a charge framed as a result of
application of mind to the allegations and to the question as regards what
particular elements constituted a specified head of professional misconduct.
7. The point arising in the context of the non-framing of issues has also
significance. As discussed earlier Rule 8(1) enjoins that “the procedure for the
trial of Civil suits, shall as far as possible be followed. “Framing of the issues
based on the pleadings as in a Civil suit would be of immense utility. The
controversial matters and substantial questions would be identified and the
attention focussed on the real and substantial factual and legal matters in
contest. The parties would then become aware of the real nature and content of
the matters in issue and would come to know
(1) on whom the burden rests;
(2) what evidence should be adduced to prove or disprove any matter;
(3) to what end cross examination and evidence in rebuttal should be
directed.
When such procedure is not adopted there exists inherent danger of miscarriage
of justice on account of virtual denial of fair opportunity to meet the case of the
other side. We wish the State Bar Council had initially framed a charge and
later on framed issues arising out of the pleadings for the sake of fairness and
for the sake of bringing into forefront the real controversy.
8. In the light of the foregoing discussion the questions arising in the present
appeal may now be examined. In substance the charge against the appellant was
that he had withdrawn the suit as settled without the instructions from the
complainant.
It was not the case of the complainant that the appellant had any
dishonest motive or that he had acted in the matter by reason of lack of
probity or by reason of having been won over by the other side for
monetary considerations or otherwise.
The version of the appellant was that the suit which had been withdrawn had
been instituted in a particular set of circumstances and that the complainant
had been introduced to the appellant for purposes of the institution of the suit
by an old client of his viz. RW 3 Gautam Chand. The appellant was already
handling a case on behalf of RW 3 Gautam Chand against RW 4
Anantharaju. The decision to file a suit on behalf of the complainant against
RW 4 Anantharaju was taken in the presence of RW 3 Gautam Chand. It was
at the instance and inspiration of RW 3 Gautam Chand that the suit had been
instituted by the complainant, but really he was the nominee of Gautam
Chand and that the complainant himself had no real claim of his own. It
transpires from the records that it was admitted by the complainant
that he was not maintaining any account books in regard to the business
and he was not an Income-tax assessee.
9. Since even on the admission of the complainant himself he was taken to the
office of the appellant for instituting the suit, by RW 3 Gautam Chand, and old
client of the appellant whose dispute with the defendant against whom the
complainant had filed the suit existed at the material time and was being
handled by the appellant. The defence of the appellant that he had withdrawn
the suit in the circumstances mentioned by him required to be considered in the
light of his admissions. The defence of the appellant being that the suit was
withdrawn under the oral instructions of the complainant in the presence of RW
3 Gautam Chand and RW 4 Anantharaju and in as much as RWs 3 and 4
supported the version of the appellant on oath.
The matter was required to be examined in this background. Aasuming that the
evidence of the appellant corroborated by RWs. 3 and 4 in regard to the
presence of the complainant was not considered acceptable, the question would
then arise as to whether the withdrawal on the part of the appellant as per the
oral instructions of RW 3 Gautam Chand who had taken the complainant to the
appellant for instituting the suit, would amount to professional misconduct?,
Whether the appellant had acted in a bona fide manner and the honest belief that
RW 3 Gatuam Chand was giving the instructions on behalf of the complainant
requires to be considered.
If he had done so in a bona fide and honest belief would it constitute
professional misconduct, particularly having regard to the fact that no allegation
regarding corrupt motive was attributed or established?
Here it has to be mentioned that the appellant had acted in an open manner in
the sense that he had in his own hand made endorsement for withdrawing the
suit as settled and set the brief to his junior colleague. If the appellant had any
oblique motive or dishonest intention, he would not have made the endorsement
in his own hand.
Therefore there is also nothing to show that the Disciplinary Committee has
recorded a finding on the facts and the conclusion as regards the guilt in full
awareness of the doctrine of benefit of doubt and the need to establish the facts
and the guilt beyond reasonable doubt. As has been mentioned earlier, no
charge has been formulated and framed, no issues have been framed. The
attention of the parties as not focussed on what were the real issues he was not
specifically told as to what constituted professional misconduct and what was
the real content of the charge regarding the professional misconduct against
him.
11. In the order under appeal the Disciplinary Committee has addressed itself to
three questions viz :
(i) Whether the complainant was the person who entrusted the brief to the
appellant and whether the brief was entrusted by the complainant to the
appellant?
(ii) Whether report of settlement was made without instruction or knowledge of
the complainant ?
(iii) Who was responsible for reporting settlement and instructions of the
complainant ?
In taking the view that the appellant had done so probably with a view to clear
the cloud of title of RW 3 as reflected in paragraph 22 quoted herein, the
Disciplinary Committee was only taking recourse to conjecture, surmise and
presumption on the basis of suspicion but also attributing to the appellant a
motive which was not even attributed by the complainant and of which the
appellant was not given any notice to enable him to meet the charge :
It is not possible to find out as to what made PW 2 to have done like that. As
already pointed out the house property which was under attachment had been
purchased by RW 3 during the subsistence of the attachment. Probably with a
view to clear the could of title of RW 3, PW 2 might have done it. This is only
your suspicion. Whatever it might be, it is clear that RW 2 had acted illegally in
directing RW 1 to report settlement.”
12, In our opinion the appellant has not been afforded reasonable and fair
opportunity of showing cause inasmuch as the appellant was not apprised of the
exact content ot the professional misconduct attributed to him and was not made
aware of the precise charges he was required to rebut. The conclusion reached
by the Disciplinary Committee in the impugned order further shows that in
recording the finding of facts on the three questions the applicability to the
doctrine of benefit of doubt and need for establishing the facts beyond
reasonable doubt were not realised.
Nor did the Disciplinary Committee consider the questions as to whether the
facts established that the appellant was acting with bona fides or with mala
fides. Whether the appellant was acting with any oblique or dishonest motive,
whether there was any mens rea, whether the facts constituted negligence and if
so whether it constituted culpable negligence. Nor has the Disciplinary
Committee considered the question as regards the quantum of punishment in the
light of the aforesaid considerations and the exact nature of the professional
misconduct established against the appellant. The impugned order passed by the
Disciplinary Committee, therefore, cannot be sustained. Since we do not
consider it appropriate to examine the matter on merits on our own without the
benefit of the finding recorded by the Disciplinary Committee of the apex
judicial body of the legal profession, we consider it appropriate to remit the
matter back to the Disciplinary Committee.
Since all these aspects have not been examined at the level of the
Bar Council, and
since the matter raises a question of principle of considerable importance
relating to the ethics of the profession which the law has entrusted to the
Bar Council of India,
it would not be proper for this Court to render an opinion of this matter
without the benefit of the opinion of the Bar Council of India which will
accord close consideration to this matter in the light of the perspective
unfolded in this judgment both on law and on facts.
13. We have therefore no doubt that upon the matter being remitted to the Bar
Council of India it will be dealt with appropriately in the light of the aforesaid
perspective. We accordingly allow this appeal, set aside the order of the Bar
Council in so far as thé appellant is concerned and remit the matter to the Bar
Council of India.
We, however, wish to make it clear that it will not be open to the complainant to
amend the complaint or to add any further allegation. We also clarify that the
evidence already recorded will continue to form part of the record and it will be
open to the Bar Council of India to hear the matter afresh on the same evidence.
It is understood that an application for restoration of the suit which has been
dismissed for default in the City Civil Court at Bangalore has been made by the
complainant and is still pending before the Court. It will be open to the Bar
Council ‘of India to consider whether the hearing of the matter has to be
deferred till the application for restoration is disposed of. The Bar Council of
India may give appropriate consideration to all these questions.
14. We further direct that in case the judgment rendered by this Court of any
part thereof is reported in Law Journals or published elsewhere, the name of the
appellant shall not be mentioned because the matter is still sub-judice and
fairness demands that the name should not be specified. The matter can be
referred to as an Advocate without naming the appellant.
Order accordingly
In Re : VINAY CHANDRA MISHRA
9th March 1994 - Justice. S.K. Keshote was sitting with Justice Anshuman
Singh in Court No. 38. In the list of fresh cases of 9.3.94 at Sr. No. 5 FAFO
Record No. 22793 M/s. Bansal Forgings Ltd. v. U.P.F. Corp. filed by Smt. S.V.
Misra was listed. Sh. V.C. Misra appeared in this case when the case was called.
10th March, 1994; Justice S.K. Keshote of the Allahabad High Court addressed
a letter to the Acting Chief Justice making allegations against V.C. Mishra.
5th April, 1994 : The Acting Chief justice Shri V.K. Khanna forwarded the said
letter to the then Chief Justice of India by his letter
15th April, 1994 - The learned Chief Justice of India constituted this Bench to
hear the matter comprising of K S Verma, P Sawant
15th April, 1994, The Court took the view that there was a prima facie case of
criminal contempt of court committed by Shri Vinay Chandra Mishra and
issued a notice against him to show cause why contempt proceedings be not
initiated against him.
10th May, 1994 the contemner filed his reply by affidavit and also
20th August, 1994 - Justice Keshote by a letter forwarded his comments on the
counter affidavit and the supplementary/additional counter affidavit filed by the
contemner
7th October, 1994, the contemner filed his unconditional written apology - I
hereby withdraw from record all my applications, petitions, counter affidavits,
and prayers made to the court earlier to the presented [sic] of this statement. I,
also, withdraw all submissions made at the bar earlier and rest my matter with
the present statement alone, and any submissions that may be made in support
of or in connection with statement
24th November, 1994 - the parties to make further submissions on the apology
and to argue the case on all points, since the Court stated that it may not be
inclined to accept the apology as tendered.
26th November, 1994 - the State Bar Council of U.P., along with an
application for intervention, submitted its written submissions.
1. Whether in exercise of powers under Arts. 129 and 142 of the Constitution of
India, the Supreme Court is empowered to cancel or suspend the licence of an
Advocate ?
2. Whether the power to punish an Advocate u/s 35 and 36, Advocate Act is only
vested in the Disciplinary Committee of the Bar Council of the State and the
Bar Council of India and not in the Supreme Court ?
Held that the disciplinary jurisdiction of the State Bar Council and the Bar
Council of India to take action for professional misconduct is different from the
jurisdiction of the courts to take action against advocates for the contempt of
Court. The said jurisdiction co-exists independently of each other. The action
taken under one jurisdiction does not bar an action taken under the other
jurisdiction.
In the matter of Disciplinary jurisdiction under the Advocates Act, this Court is
constituted as the final appellate authority u/s 38 of the Advocates Act as
pointed out earlier. In that capacity this court can impose any of the
punishments mentioned in Sec 35(3) of the Act including that of removal of the
name of the Advocate from the State roll and of suspending him from practice.
If that be so there is no reason why this court, while exercising its contempt
jurisdiction under Art. 129 read with Art. 142 cannot impose any of the said
punishments.
3. Whether under Art. 129 of the Constitution of India, the Supreme Court is
empowered to punish only for the contempt of itself and not of the High Courts,
which are also other courts of record vested with identical and independent
power of punishing for contempt of itself ?
Held that, when Article 129 vests the Supreme Court with the powers of the
court of record including the power to punish for contempt of itself, it vests
such powers in the Court in its capacity as the highest court charged with the
appellate and superintending powers over the lower courts and Tribunals as
detailed in the Constitution.
To discharge this obligation, the Supreme Court has to take cognizance of the
deviation from the path of justice in the Tribunals of the land and also of the
attempts to cause such deviation and obstruct the course of justice. To hold
otherwise would mean that although the Supreme Court is charged with the
duties and responsibilities enumerated in the Constitution, it is not equipped
with the power to discharge them. Therefore, it cannot be said that the Supreme
Court cannot take cognizance of the Contempt committed of the High Court.
4. Whether for the trial of contempt case, the contemner can claim for
examination of judge or judges before whom contempt is committed ?
Held that the Criminal Contempt of Court undoubtedly amounts to an offence,
but it is an offence sui generis(unique & peculiar) and hence for such offence,
the procedure adopted both under the common law and the statute law even in
this country has always been summary.
Held that furthermore the Supreme Court is constituted as the final appellate
authority under section 38 of the Act. In that capacity, the Supreme Court can
impose any of the punishments mentioned in sec 35 (3) of the Act including that
of removal of the name of the Advocate from the State Roll and of suspending
him from practice. If that be so there is no reason why the Supreme Court while
exercising its contempt jurisdiction under Art. 129 read with Art. 142 cannot
impose any of the said punishments. The punishment so imposed will not only
be not against the provisions of any statute but in conformity with the
substantive provisions of the Advocates Act and for conduct which is both
professional misconduct as well as the contempt of court.
The Advocates Act has nothing to do with the Contempt jurisdiction of the
Court including of the Supreme Court and the Contempt of Courts Act, 1971
being a statute cannot denude, restrict or limit the powers of the Supreme Court
to take action for contempt under Art 129. It is not disputed that suspension of
the Advocate from practice and his removal from the State roll of Advocates are
both punishments. There is no restriction or limitation on the nature of
punishment that the Supreme Court may award while exercising its contempt
jurisdiction and the said punishments can be the punishments the court may
impose while exercising the said jurisdiction.
Advocate, who was a senior Advocate, President of Bar and Chairman of Bar
Council of India, while appearing in a case in Allahabad High Court and on
being put a question started to shout and said that no question could have been
put to him. He will get the Judge transferred or see that impeachment motion is
brought against the judge in Parliament. He further said that he has turned up
many Judges. He created a good scene in the Court and insulted the Judge. Vide
Letter dated 10-3-1994, the matter was reported to the Acting Chief Justice,
who forwarded the same to the then Chief Justice of India vide letter dated 5-4-
1994. The learned Chief Justice of India constituted a bench to hear the matter
on 15-4-1994, when the court took the view that there was a prima facie case of
Criminal Contempt of Court against the Advocate and issued notice against him
to show cause why contempt proceedings be not initiated against him.
Held that “we find the contemner Shri Vinay Chandra Mishra, guilty of
the offence of the Criminal Contempt of the Court for having interfered
with and obstructed the course of justice by trying to threaten, overawe
and overbear the court by using insulting, disrespectful and threatening
language and convict him of the said offence.
Since the contemner is a senior member of the Bar and also adorns the
high offices such as those of the Chairman of the Bar Council of India,
the President of the U.P. High Court Bar Association, Allahabad and
others, his conduct is bound to infect the members of the Bar all over the
country. We are, therefore, of the view that an exemplary punishment has
to be meted out to him.
(a) The contemner Vinay Chandra Mishra is hereby sentenced to
undergo simple imprisonment for a period of six weeks. However, in
the circumstances of the case, the sentence will remain suspended for a
period of four years and may be activated in case the Contemner is
convicted for any other offence of Contempt of Court within the
said period, and
(b) the contemner shall stand suspended from practising aa an advocate
for a period of three years from today with the consequence that all
elective and nominated offices / posts at present held by him in his
capacity as an advocate shall stand vacated by him forthwith.
In Re: Vinay Chandra Mishra, (1995) 2 SCC 584, this Court found the
Contemner, an advocate, guilty of committing criminal contempt of Court for
having interfered with and "obstructing the course of justice by trying to
threaten, overawe and overbear the court by using insulting, disrespectful and
threatening language", While awarding punishment, keeping in view the gravity
of the contumacious conduct of the contemner, the Court said
The facts and circumstances of the Present Case justify our invoking the
power under Article 129 read with Article 142 of the Constitution to
award to the contemner a suspended sentence of imprisonment together
with suspension of his practice as and advocate in the manner directed
herein. We accordingly sentence the contemner for his conviction for the
offence of the criminal contempt as under:
(b) The contemner shall stand suspended from practising as an advocate fro a
period of three years from today with the consequence that all held by him in
his capacity as an advocate, shall stand vacated by him forthwith
Dissatisfied with the decision to bar the defendant from practising as an
advocate for three years, the Supreme Court Bar Association, through its
Honorary Secretary, filed a writ petition under Article 32 of the Indian
Constitution, seeking:
Issue
Can the Supreme Court, in exercising its powers under Article 129, read
with Article 142 of the Constitution of India, punish an advocate for committing
proven contempt of court by suspending his licence for a defined term and
barring him from practising law?
Relevant provision : -
Article 129. Supreme Court to be a court of record
The Supreme Court shall be a court of record and shall have all the powers of
such a court including the power to punish for contempt of itself.
Article 142. Enforcement of decrees and orders of Supreme Court and orders
as to discovery, etc
(1)The Supreme Court in the exercise of its jurisdiction may pass such decree
or make such order as is necessary for doing complete justice in any cause or
matter pending before it, and any decree so passed or order so made shall be
enforceable throughout the territory of India in such manner as may be
prescribed by or under any law made by Parliament and, until provision in that
behalf is so made, in such manner as the President may by order prescribe.
(2)Subject to the provisions of any law made in this behalf by Parliament, the
Supreme Court shall, as respects the whole of the territory of India, have all
and every power to make any order for the purpose of securing the attendance
of any person, the discovery or production of any documents, or the
investigation or punishment of any contempt of itself.
Judgement
While the power to do complete justice under Article 142 is a corrective power
that favours equity over the law, it cannot be used to deprive a professional
lawyer of due process under the Advocates Act, 1961, by suspending his licence
to practise in a summary manner while dealing with a contempt of court case.
The salutary goal of Article 142, namely, to do complete justice between the
parties, must be operationally informed by its interpretation. It can’t be any
other way. The contemner and the court are not litigating parties in a case of
contempt of court.
Analysis
The Supreme Court’s job, according to the court, is to ensure that statutory
bodies and other state organs fulfil their tasks in conformity with the law;
nevertheless, it is not allowed for the Supreme Court to assume the role of the
bodies and other state organs and perform their activities.
In the case of Vinay Mishra, there was an inherent fallacy: it was argued that
once the subject was before the court, it may pass any order or instruction.
However, this is a case of contempt of court rather than professional
misconduct. The court has authority over contempt, while the Bar has
jurisdiction over professional misconduct.
The Supreme Court can punish anybody who commits contempt of court under
Article 129, read with Article 142 of the Indian Constitution. The High Courts
can punish contemners under Article 215 of the Constitution, and the Contempt
of Courts Act of 1971 controls the sanctions imposed by the High Court. This
Act has no bearing on the Supreme Court’s jurisdiction. In this case, the court
misinterpreted Article 129 and Article 142, depriving the Bar of any ability to
sanction individuals who engage in professional misconduct.
The court used a fairly objective approach and, with the support of the law and
proper interpretation, concluded that the ability to punish for any professional
misconduct lies with the Bar. However, it only has jurisdiction over itself and
subordinate courts to punish for contempt. No legislation can take away the
Supreme Court’s or the High Court’s contempt jurisdiction.
Conclusion
* The term “broad” refers to the extent or scope of the Supreme Court’s
jurisdiction. It suggests that while the Supreme Court has a significant or wide-
ranging jurisdiction, there are certain limits or restrictions imposed on it when
it comes to penalizing individuals for contempt of court.
Ex-Capt. Harish Uppal vs. Union of India and Anr.
INTRODUCTION
The case of Ex-Capt. Harish Uppal vs. Union of India and another, decided on
17th December 2002 by the Supreme Court of India, holds significant
importance in the legal landscape of India. This case revolves around the
contentious issue of whether lawyers have the right to go on strike and the
impact of such strikes on the administration of justice. The case sheds light on
the delicate balance between the rights of lawyers to express their grievances
and the fundamental right of litigants to access a speedy trial.
The petitioner (Harish Uppal) was a retired army officer. He was posted in
Bangladesh during the 1971 Liberation war. In 1972, he was court-martialled
and then arrested due to allegations of embezzlement and certain other
irregularities. He was sentenced to two years of imprisonment and was
dismissed from his post. He filed a review application in Court, but to no avail.
He then filed a post-affirmation application again for which there was no reply.
He finally received a reply after 11 years. Till then, the time period of the
review had expired. It was later discovered that the documents and all the
review applications had got misplaced due to a strike by a group of advocates as
a result of which there was a delay. In response to this, he filed a writ petition in
the Supreme Court to declare that the strikes by law advocates are unlawful
Harish Uppal’s frustration with the strike-induced delays led him to file a writ
petition in the Supreme Court of India, asserting that strikes by lawyers were
unlawful. This case raises fundamental questions about the rights and
responsibilities of lawyers, the impact of strikes on the judicial system, and the
need to strike a balance between safeguarding lawyers’ interests and ensuring
the efficient functioning of the legal system.
ISSUES
CONTENTIONS
In the case of Ex-Capt. Harish Uppal (Petitioner) vs. Union of India and another
(Respondent), the main arguments presented by each side can be summarized as
follows:
Petitioner (Harish Uppal):
He pointed out that this Court has declared that strikes are illegal. He submitted
that even a call for strike is bad. He submitted that it is time that the Bar Council
of India as well as various State Bar Councils monitor strikes within their
jurisdiction and ensure that there is no call for strikes and/or boycotts. He
submitted that in all cases where redressal can be obtained by going to a Court
of law there should be no strike.
In the case of Ex-Capt. Harish Uppal vs. Union of India and another, the
Supreme Court of India delivered a significant ruling on the legality of strikes
by lawyers. The court unequivocally declared that lawyers do not have the
right to go on strike or call for the boycott of court proceedings, not even
on a symbolic strike. The reasoning behind this ruling was rooted in several
key arguments.
Firstly, the court emphasized the unique position that lawyers hold as officers
of the court. Lawyers are considered officers of the court and have a duty to
ensure the smooth functioning of the judicial system. Strikes disrupt court
proceedings, interfere with the administration of justice, and put the interests of
clients at risk. Therefore, the court found that strikes by lawyers are
incompatible (very different and therefore not able to live or work happily with
somebody) with their role as officers of the court.
Secondly, the court recognized the adverse effects of lawyer strikes on the
justice system. Strikes lead to delays in the trial of cases, resulting in the
pendency of cases and the violation of the fundamental right to a speedy trial
guaranteed by Article 21 of the Indian Constitution. This disruption in the
functioning of the judiciary was seen as a grave concern.
The court also highlighted the need for lawyers to express their grievances
through alternative means, such as giving press explanations, conducting TV
interviews, wearing armbands, organizing peaceful protests, or engaging
with the media. These methods were deemed acceptable forms of protest that
did not interfere with the court’s operations.
In summary, the Supreme Court’s judgment in this case ruled that strikes by
lawyers are unlawful and illicit. Lawyers must ensure the proper functioning
of the judicial system and cannot resort to strikes as a means of protest. Only in
the most extreme and rare circumstances, where the integrity and functioning of
the courts are at stake, may lawyers consider alternative forms of protest. This
landmark judgment aimed to balance the interests of the legal profession with
the efficient administration of justice.
LEGAL REASONING
The legal reasoning used by the Supreme Court in arriving at its decision was
based on several key principles, constitutional provisions, and precedents:
IMPACT OR PRECEDENT
The case of Ex-Capt. Harish Uppal v. Union of India and another, decided on
17th December 2002, holds significant implications in legal jurisprudence. It
established a crucial precedent regarding lawyers’ rights to strike in India. The
Supreme Court’s ruling in this case has a lasting impact on future legal
decisions and the legal profession in India.
The case set a precedent by firmly declaring that lawyers do not have a right to
go on strike, call for boycotts of court, or engage in any form of disruptive
protest that interferes with the functioning of the judiciary. The Court’s
reasoning was based on the notion that lawyers, as officers of the court, have a
unique role and responsibility to ensure the smooth operation of the legal
system. Strikes by lawyers were seen as detrimental to the administration of
justice, leading to delays in the trial of cases and an increase in case pendency.
This precedent was established in Ex-Capt. Harish Uppal’s case has been relied
upon in subsequent legal decisions to curb the practice of lawyers going on
strike. It reinforces the idea that while lawyers have the right to express
their grievances, these expressions must not disrupt the fundamental duty
of the judiciary to provide timely justice.
CONCLUSION