Programmable Metamaterials For Software-Defined Electromagnetic Control Circuits Systems and Architectures
Programmable Metamaterials For Software-Defined Electromagnetic Control Circuits Systems and Architectures
1, MARCH 2020
Fig. 3. Emerging applications enabled by the programmable metamaterial approach, including (a) programmable and self-adaptive wireless environments
[37], (b) simplified architectures for multi-channel wireless transceivers [38], (c) holographic images [22], and (d) self-adaptive smart metasurfaces [30].
use metasurfaces in the millimeter-wave (mmWave) and THz communication systems. This is of special importance in
bands is expected to open the door to multiple opportunities the mmWave and THz bands, where high spreading losses
across multiple fields. Here we list some of these applications, and the inability of EM waves to penetrate walls and most
emphasizing the key role of real-time reconfigurability and the objects creates a distance problem [42]. In this application
potential of mmWave-THz solutions when appropriate. context, especially at high frequencies, the main challenge is
1) Wireless Communications in 5G and Beyond: The field to develop metasurfaces that offer fine-grained programma-
of wireless communications is seeing a revolution in the bility but, at the same time, are cost-efficient and scalable
use of programmable metasurfaces as intelligent reflecting to relatively large walls. Otherwise, lower cost alternatives to
surfaces. This enables the concept of programmable wireless the same problem (e.g. using active relays) will probably be
environments as seen in Fig. 3(a). A wireless environment is adopted instead [43].
defined as a group of physical objects that can significantly Another application related to wireless communications is
alter the propagation of EM waves among communicating the development of simplified architectures for wireless
devices [32], [37], [39]–[41]. In general, the environment communication transmitters. In the traditional wireless com-
shows a negative effect on the communication efficiency due to munication transmitters, both in the heterodyne or homodyne
the energy loss from material absorption and free-space propa- architectures, the baseband signal processing module and the
gation, and the multipath effects caused by EM wave scattering radio-frequency (RF) chain module are separated from each
from the diffraction, reflection, and refraction phenomena. other. The information is modulated in the baseband and
However, the emergence of programmable metasurfaces fea- then up-converted to the RF frequency through the RF chain.
turing EM-wave re-engineering enables the implementation of As more and more protocols and standards are proposed to
programmable wireless environments. By introducing different satisfy the increasing demands of stability, high speed and low
functions like focusing, scattering and steering at selected latency in the information era, the RF components are facing
spots and at different rates, the programmable metasurfaces higher complexity requirements in design and manufacturing,
make the wireless environment capable of handling the EM resulting in extremely high hardware cost and energy con-
propagation in a manner reminiscent of routers and fire- sumption in practical implementation. Recently, several sim-
walls in classical networking, which mitigate both propagation plified wireless-communication transmitter architectures based
loss and multipath effects existing in the current wireless on programmable metasurfaces have been proposed with low
ABADAL et al.: PROGRAMMABLE METAMATERIALS FOR SOFTWARE-DEFINED ELECTROMAGNETIC CONTROL 9
systems [24], [29], [32], [37]. This paradigm, represented both costly and impractical in terms of the space required
in Figure 6(b) and sometimes referred to the HyperSurface on the auxiliary Printed Circuit Board (PCB). This leads
(HSF), indeed hinges on the integration of a network of to the necessity to take advantage of integrated circuit (IC)
communicating chips within the metasurface containing tuning technology, whereby a single integrated circuit can contain
elements, control circuits, and even sensors. Attached to the digitally programmable adaptive impedance loading elements
metasurface, a gateway device with wireless connectivity can and networking communication circuitry. This is especially
interface the EM device with the real-world in a cyber- important if the system is to be scalable so as to cover an
physical/IoT manner. Essentially, the metasurface receives arbitrarily large surface.
reconfiguration requests that are disseminated to the internal The requirements for a practical programmable metasur-
control logic via chip-to-chip interconnects and routing logic face are quite challenging. In the most basic of forms a
[86], [87]. Controllers may consist of simple circuitry that programmable metasurface requires a 3-layer PCB where the
reads the unit cell state and Digital/Analog (D/A) converters top layer is used for a patterned conductive array, the middle
that set the appropriate voltage to the tuning elements, or more layer is a ground plane, used to decouple the EM effects of
complex circuits implementing the desired intelligence. Addi- where the metasurface will be installed, and finally the bottom
tionally, embedded sensors can pick up data from the environ- layer is where the active control components will be placed.
ment and send it to the control logic or external devices again Space on the bottom layer is extremely limited, especially
via this communications plane. if independent control of each unit cell is required. Solutions
Integrated architectures are custom-made and therefore are with conventional IC packages are not viable as they are not
much more optimized than FPGA-based architectures. This cost effective, but also the in-package wirebonds tend to intro-
means that the control sub-system is clearly less intrusive in duce significant parasitic inductances and resistances into the
terms of EM interference, less bulky, and with lower potential system that have large random variations. Thus, wafer-level-
power consumption. For instance, movement of control data chip-scale-packaging (WLCSP) is the only practical option.
among controllers can be measured and predicted, opening the The size of these components tend to limit the maximum
door to streamlined interconnect designs [88]. Furthermore, frequency of a system [90], given that, as the frequency goes
the addition of an internal network of controllers instead of a up, the unit cell pitch becomes smaller.
centralized FPGA provides metasurfaces with means to imple- The custom ASIC alleviates the space problem on the
ment the so-called distributed intelligence allowing controllers bottom of the PCB, however this comes with other challenges.
to sense, cooperate, and act locally without the intervention of For instance, on-chip inductors are relatively lossy, as are
an external entity [89]. This avoids central-point bottlenecks other key components such as on-chip varactors and varistors.
and improves resilience by allowing information to be re- A technology must be selected that balances economic cost
routed to reach the intended destinations even if a set of with maximum frequency performance. From the digital con-
connections fail [86]. trol side, there are also challenges with regards to the digital
All these features, however, come at the cost of increased inter-chip communication schemes, given pin constraints and
engineering efforts and cost to design and embed the necessary the difficulty of producing a global clock on a arbitrarily
elements within the metasurface. This is especially true as scalable metasurface that will not be skewed enough to contain
the unit cell density increases with the metasurface frequency, problems. Furthermore, clocking a large surface is very energy
which requires a proportional miniaturization of the control intensive and, in some applications such as EM absorbers, this
circuitry [29]. Further, the integrated approach lacks the flex- is totally unacceptable given that each clock cycle will produce
ibility and convenience of the FPGA-based alternative. More extensive self-EM emissions. Given these challenges, asyn-
details are given in the next section. chronous digital architectures appear to be the best solution,
especially if global unit cell reconfiguration does not occur
frequently. A more detailed discussion on these issues can be
IV. D EVICES AND C IRCUITS found in [90].
From the perspective of devices and circuits, the fully The future is bringing exciting new passive two terminal
integrated architecture [Fig. 6(b)] presents multiple challenges devices, which will enable programmable metasurfaces to
and considerations related to the tuning devices and methods reach a new level, both in terms of spatial resolution as well
[11], [12], as well as the efficient integration of such elements as zero power consumption once configured. The Chua Mem-
and possible interference of control circuits with the operation components, namely Memristor, Memcapacitor and Memin-
of the metasurface itself. We discuss a few of these challenges ductor will enable the reconfiguration of the unit cells through
next. a crossbar array using pulses generated by a device on the
Much has been achieved so far just through the use of the perimeter, and these passive devices will hold their resistance,
“humble” PIN diode in adaptive metasurfaces [14], [21]. The capacitance and inductance without consuming any power,
diode essentially behaves as a capacitor when it is under zero until another charge packet is sent to the two-terminal device.
forward bias voltage and it can behave as a resistive element The concept was first described in 2018 [91], and new devel-
for small signals when forward biased. By carefully combining opments using conductive filament based-memristors show
the diode with a binary DC-voltage driven radial stub and a promise for low power configurations, that can work at very
square patch creates unit cells whose reflection phase can be high frequencies, giving tunable resistance, inductance and
switched between 0 and π. Though a simple but very powerful capacitance in nm-sized passive devices.
technique, this has room for improvement when it comes
to power consumption and fine adaptation; because forward-
V. T ECHNOLOGY
biased diodes consume much current. Intermediate reflection
phases can be achieved by changing the bias voltage, however The concept of programmable metamaterials is relatively
having a discrete D/A converter for each unit cell would be recent and, as such, most of existing realizations are rough
14 IEEE JOURNAL ON EMERGING AND SELECTED TOPICS IN CIRCUITS AND SYSTEMS, VOL. 10, NO. 1, MARCH 2020
prototypes, proof-of-concept FPGA-based architectures that do The fundamental and limiting plasmon damping pathways
not push the limits in terms of the involved technologies. This in graphene nanostructures are via the graphene intrinsic
is because being mostly in the microwave band, unit cells phonons and scattering from the edges [104]. Much like
are large enough to fit the required tuning elements and the the case of metallic nanoparticles [112], the inhomogeneity
back-side connectors. Moreover, the metasurface is tested in of the ribbon width can lead to plasmon damping due to
several steady-state conditions or for functionalities that do not the atomic edge defects. Although plasmon excitations in
require a high refresh rate, e.g., several tens of Hz is more than most graphene plasmonic devices lie outside of the Landau
enough for single-beam steering [88]. Under these conditions, damping regime, atomic edge defects can provide the required
programmable metasurfaces could be built using affordable momentum transfer leading to plasmon decay into electron-
components and relatively old technologies. hole pairs. The damping rate goes as a/W , where a is of
However, the quest for fully-integrated intelligent multifunc- order of the Fermi velocity in graphene, and W is the ribbon
tional metasurfaces with space-time programmability or sim- width. The intrinsic phonons in graphene and those from the
ply aiming at the mmWave-THz bands for much-anticipated substrate can also strongly influence the plasmon lifetimes
applications is likely to bring technological challenges at when the plasmons are tuned to these phonon frequencies.
different levels. One important challenge is to scale the fabrica- In fact, a plasmon lifetime of 20 femto-seconds and smaller
tion process of programmable metasurfaces to relatively large is observed when damping through the emission of an optical
areas and arbitrary shapes. A possible solution comes from phonon is allowed [104], [113]. The use of hexagonal boron
the architecture perspective: one could resort to modular tile nitride (hBN) as a substrate for graphene has also been
designs that leverage interconnectivity to be clipped together demonstrated to significantly improve the plasmon quality
in the required application size and shape [90]. This way, factor [114]. However, as with any materials development,
widespread fabrication and integration techniques could be quality will continue to improve. Large scale growth of both
employed, reducing costs and enabling scalability. graphene and hBN has progressed in recent years [115], [116],
This and other issues such as the choice of substrate leading to centimeter scale single crystals.
materials [92], the practicality of the tuning elements [11], Another practical technological consideration in 2D materi-
[12], or the space left to integrate controllers and I/O pins at als metasurface design is appropriate photonic engineering to
the unit cell level are greatly dependent on the metasurface boost light-matter interactions. A homogeneous graphene sheet
frequency, whereas the computational requirements of the has a free space optical absorption of less than 1% in the mid-
control logic hinge on the refresh rate imposed by the final infrared regime [117]. Graphene plasmonic resonators, on the
applications. Within this context, we next review the prospects other hand, have resonant absorption of order 10% in the
of promising technologies towards high-speed high-frequency mid-infrared regime [104]. To achieve total light absorption,
programmable metasurfaces. a common approach is to include a back metal reflector
Conventional materials used for tunable/programmable positioned at quarter wavelength underneath graphene [118],
metasurface are conducting oxides (e.g. ITO) [94], [95], phase [119]. However, it is not efficient to use the same metal
change materials [96], liquid crystals [97], and approaches reflector as the back gate for electrostatic doping control
that integrate dielectrics with electro-mechanical systems [15]. of graphene, since the gate capacitance is small. There are
Recent emergence of a class of atomically thin materi- various approaches in the literature in circumventing this issue.
als [98], most notably graphene, transition metal dichalco- One approach involves the use of thin metallic layers placed
genides, among many others are most natural materials plat- at nanometer scale underneath the graphene layer [120] as
form. Their atomic thickness implies that their electronic the gate electrodes. It was experimentally demonstrated that
properties are very amenable to the effect of electric field. total light absorption can be achieved in this 2D materials
For example, the electron surface densities in these materials metasurface design [120].
are highly tunable in a typical back-gated device geome- Fig. 7(a) illustrates a particular design of graphene based
try [99], [100]. These materials also exhibit strong light-matter metasurface which is theoretically shown to dynamically tune
interactions via polaritonic resonances [101], [102], due to the scattered wavefront over a full 2π phase space [93].
their inherent dipole excitations such as plasmons, phonons or The unit cell of the proposed structure is denoted as a
excitons. metamolecule, which consists of a pair of noble metal antennas
In recent years, there has been significant advancement each independently contacting a strip of graphene nanoribbon
in graphene plasmonics [103] for various terahertz and i.e. plasmonic resonator. Electrical biasing between the noble
mid-infrared applications, such as infrared detectors, filters, metal antenna and the global back ground plane would then
modulators, biosensing, to general metasurface applications. enable the independent tuning of the Fermi level (i.e. E F 1
Plasmons in graphene are excited by patterning graphene and E F 2 ) in each of the graphene nanoribbons within the
into nanostructures [8], [104], and their plasmon resonances metamolecule. The pair of Fermi levels thus constitute the
reside in the terahertz to mid-infrared and are also tunable two parameters allowing for the modulation of both ampli-
electrically. General reflection and amplitude phase modu- tude and phase of each metamolecule. Using experimentally
lation of these graphene plasmonic resonators enable very realistic design parameters like conservative graphene carrier
diverse beam manipulation applications [18], [19], [65]. This mobility of 1000 cm2 V-1 s-1 , simulation results show that the
includes general beam forming [105], cloaking [106], tunable two parameters E F 1 and E F 2 allow one to independently
absorption [107], or polarization control [108], among many control the phase and amplitude of the reflected beam of an
others. Experimental demonstration of these various concepts incoming free space 7 µm light, as illustrated in Fig. 7(b)-(e).
are also emerging [109]–[111]. The performance of these Further, experimental efforts to-date have demonstrated key
devices are mainly limited by the graphene or substrate losses, advancements in integrating high-quality graphene into back-
hence, restricting the reflection phases to less than the ideal gated devices [114], [121], integration of ultra-smooth metallic
2π. components utilizing atomic layer deposition achieving strong
ABADAL et al.: PROGRAMMABLE METAMATERIALS FOR SOFTWARE-DEFINED ELECTROMAGNETIC CONTROL 15
Fig. 7. (a) Schematic of the unit cell structure, denoted as metamolecule, composed of a pair of independently controlled graphene plasmonic metaatoms.
(b) Amplitude map and (c) phase map of the reflection as independently adjusting the graphene Fermi levels (E F1 and E F2 ) of the meta-atoms. Reflected
transverse magnetic field components (H y /H0 ) displaying (d) phase modulation with a constant amplitude (|r| = 0.5) along the solid blue line and (e) amplitude
modulation including perfect absorption with a constant phase (ϕ = 0) along the solid red line. See [93] for more details.
light-matter interaction [120], independent meta-element gate already appeared proposing to use Convolutional Neural Net-
tuning [122], among many others. However, a full experimen- works (CNNs) to design broadband unit cells for anisotropic
tal demonstration of complete phase and amplitude modulation coding metamaterials [129], or Generative Adversarial Net-
for efficient beam forming is still in the works. works (GANs) for the inverse design of unit cells with
In summary, graphene, 2D materials, or semiconductor arbitrary spectra [130]–[132]. More recently, interest has been
quantum wells [123], present tremendous new device opportu- shown in using CNNs to automatically find the most suitable
nities in the field of terahertz and mid-infrared metasurfaces. coding pattern for a particular functionality –an approach
However, in order to fully exploit their unique properties or to that has been proven for beam steering [74], but that is
harness other opportunities such as the use of flexible elec- also theoretically applicable to arbitrary functionalities. At the
tronics, it may become necessary to go beyond conventional application level, machine learning has been also proposed
lithography, etching, or deposition processes. The main hurdle for the control and coordination of multiple metasurfaces in
for the manufacturing of THz metasurfaces is the scaling to programmable wireless environments [133] or the optimization
surface areas that make sense for the applications at hand. of metasurface-based imaging in real time [134].
In this direction, the modular approach discussed above is
also applicable here. Moreover, besides conventional microma-
chining methods [9], researchers are pushing towards methods B. Energy Harvesting
such as transfer printing [124] or deterministic nano-assembly When relating energy harvesting with metamaterials,
[125]. In the particular case of graphene, wafer-level man- the main direction has been the use of metamaterials to enable
ufacturing and integration at the graphene qualities required high-efficiency energy harvesting [135]. However, the advent
for metasurface applications remains as an outstanding chal- of programmable metasurfaces with low-power integrated
lenge. Many efforts have been devoted recently in this respect architectures has opened a new perspective. Metasurfaces are
[126]–[128] which could allow, in the near future, to electri- constantly impinged by EM waves and, theoretically, part
cally gate small graphene patches in relatively large wafers, of this energy could be absorbed and reused to drive the
in the pathway to the much-sought local biasing of graphene integrated electronics, as proposed in [29], [136]. This is also
–key to achieve the necessary phase modulation in THz encouraged by some wireless communication applications,
metasurfaces. where users may transmit intermittently in predictable time-
slots as defined by the underlying communication protocols;
thus opening the door to harvesting the rest of the time.
VI. C ROSS -C UTTING I SSUES
It thus becomes apparent that achieving the objective of
The field of programmable metamaterials is thriving and perpetual operation may hinge on efforts at the device level
new research works continue to appear which propose novel (i.e., the energy harvesting device), architecture level (i.e.
cross-cutting approaches with disruptive potential in this which energy source to harvest and where/how to place the
emerging field. Next, we briefly describe a few of such aspects harvesting devices to that end), and application level (i.e. when
and attempt to anticipate its significance. to opportunistically harvest).
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