Constitutional Interpretation
Constitutional Interpretation
NSTITUTIONAL INTERPRETATION
co
Synopsis
Powers 188
Implied
Legislation 190
Delegated
of Incidental ovKncillary Powers 195
principle
Doctrineof Eclipse
196
of Colourable Legislation
principle 198
200
Pith & Substance
of Severability 203
7. Doctrine
Occupied Field 208
8. Doctrineof
Territorial Nexus 207
9. Doctrineof
10. Doctrineof Implied Prohibition 208
11.' Doctrineof Prospective Overruling 209
1. IMPLIED POWERS:
TheBlack'slaw dictionary provides implied power as, "A
powerthat is not enumerated but that nonetheless exists
political
becauseit is needed to carry out an express power." 1
TheConstitutionwas framed for not only to meet demandsof
theperiodof the immediate vicinity, nor it is a code. which provides
certain
actswhich can Or cannot be done the execution of powers
bya State.2The constitution determines the powers but does not
define
ordescribe.So, if the Constitution does not provide the clause
Bardingtheexistence of powers which are incidental to the powers
granted
in an express way, then, it would be not possible to end that
thereis an implied because the express
owers
grant of above powers
wouldpractically become inoperative.
WanA. Garner,
Black's law lhctionary, 1288 (9th ed., 2009).
McCulloch
v. Maryland, 17 U.s. (4 Wheat) 316.
188
Lec.1X1 Constitutional Interpretation 189
The laws whichare necessary for the execution of prescribed
or express powersare called implied powers, and such types pf
powers are not unconstitutional. This is nothing but, if there is any
power granted expressly,then in result the implied powers must also
arise. In the samemanner, if there is any restraint to general power,
then there must also arise a restraint to implied powers. This principle
enumerates that the rights and duties of a legislative body wiJJbe
determined from its functions provided under the constitution.
Therefore, implied power is a virtue outcome of express power,
and it cannotbe exercisedwithout an express power.
The TobaccoMerchants Casel discusses various definitions
relating to the Doctrineof Implied Powers.
"One of the first principles of law with regard to the effect
of an enabling act is that if a Legislature enables something to be
done, it gives powerat the same time by necessary implicationto
do everything which is indispensable for the purpose of carrying out
the purposes in view."
In State of Punjab v. Salil Sabhlok,2 SC held that the
Governor's powerto appoint the Chairman and other members of
ihe State PublicService Commission under Article 316 of the
Constitution is included with implied power of laying prcxedure for
such appointmentsand the Court expressed this power as a
"Constitutional Power".
In Unionof India v. Gopal Chandra Misra,3the court held
that under Alticle 217(J)(a), High Court judge has implied rx»werto
-revOkehis resignation, even after resignation has been received.
In Raja Ram Pal v. Speaker, Lok Sabha,4 the Court concluded
in majority decisionby looking into Parliament's privileges under
Article 105 and said that Parliament has power to expel one of its
I. Bidi Leaves v. The State of Bombay, AIR 1962 SC 486.
2 (2013)5SCC1.
3. AIR 1978 SC694.
4. (2007)3SCC184.
Lccturcs on Interpretation of Statutes [Lec.IX
190
members and this power is not expressly provided under the
Constitution.
significant
Under Indian Constitutionimplied éöwers is not very
For
because our constitution lays down sufficient express powers.
example, the Constitutionexpressly provides procedural aspects
which otherwise can be deduced from-substantive law.
In Michael Fenton and James Fraser v. John Stephen
Hantpton l , it was observed that:
"Whenever anything is authyised, and especially if, as a matter
do
of duty, required to be done by raw, and it is found impossible to
that thing unless something else not authorised in express terms be
also done, then that somethingwill be supplied by necessary
intendment."
Therefore, the-doctrine of implied powers is that, where an
express provision cannot be given effect unless in the virtue of
something. If a provision, on a literal interpretation, is able to give
complete meaning and effect, then, there is no need for any other
rules of interpretation, such as the doctrine of implied powers. This
doctrine is a best one in case of poor drafting of legislation by
legislators.
2. DELEGATED LEGISLATION:
Introduction
The term delegation is defined as 'the act of entrusting another
with authority or empoweringanother to act as an agent or
representative' and in further it says that ' 'The Pringiple (based an
the Separation of Powers Concept) limiting Legislature's abilityto
transfer its legislative power to another Governmental Branch,
2
especially the Executive Branch."
The term 'SubordinateLegislation' is defined as, "Legislation
that derives from any authority other than the Sovereign Power in
PartCStates
Ajmer-Merwarav.The
Delhi Laws Act, 1912, the
1950,AIR 1951 SC 332. SC 478.
1957 Mys 326.
& co. v. Union oflndia, AIR AIR 1960
ofMysore, Kumar Jayani
Indiasugar Refineries Ltd. v. state
Authority v. sharad
AherndabadUrban Development
Pusawalla, AIR 1992 SC 1393.
Constitutional Interpretation 193
in India
Pre-Indepéndenceera
In Queen v. Burahl , the Act
Gerral's power to bring the XXII of 1869deals with Governor
Act into effect. to determine the
of laws-and power to extend the application of the
oftheActu An Act was passed by Indian Legislature to
Garo Hills from the criminal and civiljurisdiction of Bengal
those powers in the officer appointedby Legislative
of Bengal. Ihe Legislative Governor was also authorised
to extend the provisions of the Act with incidentalchanges to Khasi
a:üJainüa Hills under section 9 of the Act.
Burah was tried for murder and sentencedto death. Here the
qirstion arouse as to whether these functionscan be categorised
as delegated legislation- The Calcutta High Court held that the
&legation is unconstitutional as Indian Legislature is a delegate of
BHüsh So a delegate cannot further delegate. Privy
held that the above powers are subjectto conditional
keislation It is a concept different from delegated legislation. It was
beld dÄtIndian Legislature not a delegate of British Parliament.
It was also stated that substantial delegation of powers is void in
e,
non-laying asonable extent.In R MD Charbaugvvala v. State ofMysore,2
ent will oftheafÄ'd betting and gambling is a state subject, but it doesn't
itwasåeldthat
thepower to impose a tax on betting and gambling as there
include
taxing purpose.
isanotherlist for the
InNavin Chandra Mafatlal v. The Conzmissioner of Income
lary Powers BombayCity, appellant was assessed by income tax officer
Tax,
are thendésofin
must
0 give effect getliberalmns&Income
TaxAct, 1922. The capital gains are earned by appellant
to its wideamplitllt' a half share in certain immovable properties which are sold
through
ould not be
unnecessahlyputina withco-ownersof a company known as Mafatlal Gagal bhai a
a wide amplitude. mspinciNecompany
privatelimited. The same amount of share of appellantwas
a subject includes thepwerto taxedHere the issue is regarding the constitutionality of taxing for.
gains• Here, section 12(B) of the Indian Income TaxAct,
at is in relation to thesilbjdtcapital
1922authorisesthe imposition of tax on capital gains, and the issue
should not bedetermined" is,whetherit will fall underentry 82 or 86 of List I of the 7th
IS to be seen thatwhetherthe
Scfredule
of the
tfwpg( Constitution of India. The Court held that section
bject of the Act.E.g., intra vires<
legislateß under Entry 82 of list I in the seventh schedule
the power to OfiheConstitution
of India4•it is unnecessary to consider opinion
include911)d
zer to impose tax werß/ asto themeaning, scope and ambit of Entry 86 in the same list.
po
'ent tax evasion,
tobanking
Therefore, the appeal is dismissed.
power relating 4, DOCTRINE
OF ECLIPSE:
Thisdoctrine says that any law which is ultra vires to
every order—tvityj Fundamental
les that Rights to the Constitution is not itself invalid. It will be
l,
Stateof
before Rajasthan v. G Chawla, AIR 1959 SC 544.
AIR 1962.
4, AIR 1955 SC
(6th ed, 2010). 58.
575 on the
income other than agriculture.
by れれい いい ドい 、
い、 、
ト山い第いⅲⅲ、第いい当いい、
、
、いい 、
、 、
いい、、いト、
ⅲ おわ 収 & 抻 いな い
れい 、 い いい 、
\ 0に 、
に&、 ゾ
、
、、にand 、いい 、第い い0,い い山、 、い 、忘 諏0 いいⅥ、
s、
いい、
、、 ト い、
い 、当 い 、 、
0 い ke
ー で れ ) 第、れ れs
いい ぐいいー 第 れ
ー、、、 いは 、れヾs 、
い10 いー 、 3い 、 い0 いい、 い第いいいれい第帳
、 has
、
as 、 い7.0いS、
でⅡas い0 れ-0 ー
い第
3 信、 、 にな 、
: れに & おい川
に の、 ハ、
・
ⅲ 人い、れいマ
、、長第れut い、
第ロ0 ⅱて A ⅱにい い\ \ ) 、 、
ⅵれel いs い、いいヾ 第はトい
で
ー 、
癶0) 、 so いhe 0 、い( ⅲ& い、、一、 い ぐs、
、、
、 under A れにい 一
under A れにに 一 0 d10 in 、
3 ( い一 n&いいⅲ
パれれ社 ) 〃 いジⅱいわ
CO ー は 、 計 、リい~、一
い~ れい、 、なつに、一 0
、、、) 、一
plays れ れ) な in 義 わ
、 れ・ に 一リ 癶、リいれれを
ⅱ、リれ 、 、
れい、 、
ⅵ0 ん なな川に
れれ犬 なみパ、
1、
AIR 1955SC7St. よAIRtOSSSV%Stv
2い 日SCR 、
2SS
198 Lectures on Interpretation of Statutes [Lec.IX
5. PRINCIPLE OF COLOURABLELEGISLATION:
doctrine of Colourable legislation is a tool for interpreting
the constitutional provisions which are applied by Supreme Court of
The colourablc•legislationis diluted from the concept of
Separation of Powers: Separation of Powers balances the power
between different components such as, between the legislature,
executive and judiciary. The core function of the legislature is to
make laws. Whenever the legislature shifts this balance of power
towards itself, then the DoctrineofColourable Legislation is attracted
to take care of Legislative accountabilityeThe Black's law dictionary
defines colourable as, appearing to be true, valid or right, intended
to deceive; counterfeit, and 'colour' has been defined to mean
appcårance, guise or semblance'. The literal meaning of colour or
guise of the power conferred to one specific purpose, and the
legislature cannot achieve some other purpose for which it is not
competent. The origin of this doctrine is from the maxim,
"Quandoaliquidprohibetur ex directo, prohibeturet per
obliguum ". This maxim says that, what cannot be done directly,
cannot be done indirectly.
In Indian Constitution, Article 246 mentions about list 1, list
2 and list 3, which specifies the subjects of State, Central, and
both to which they should deal. This doctrine is applied when a
legislature makes a law on a subject which is not supposed to
do, does it indirectly. This d&ctrinedecides the fate of such
impugned legislation.
Judicial Trends of Colourable•Legislation
A reasonable, convincing and clear explanation regarding
colourable legislation was laid down in the case of K.C. Gajapati
Narayana Deo and Other v. Stateof Orissa/ , "If the Constitution
of a State distributes the legislativepowers amongst different
bodies, which have to act within their respective spheres marked
out by specific legislative entries, or if there are limitations on
the legislative authority in the shape of fundamental rights,
1. AIR 1953 SC 375.
Lec-rXJ Constitutional Interpretation
questions do arise as to is•hetherthe legislature
case has or has not, in respect to the subject-matt in
or in the method of enacting transgressedthe
"Such transgression may be patent, manifest
it rruy also be disguised, covert and indirect and ordi
it is to this
class of cases that the expression
Colorable
been applied in certain judicial pronouncements.
conveyedby the expressionis that although The
apparena\
legislature in passing a statute purported to act
the
of its powers, yet in substance and in reality it transgressed
powers, the transgression being veiled by what appeam
proper examination, to be a mere presence or disguise.'
The failure to comply with constitutional conditionsmav
uncovered or hidden- If it is uncovered, it is an ultra vireslaw.
if it is hidden, it is a fraud on Constitution. This covertisa
legislature injust pretending to act that it is within its
fact not- I
In K T Moopil Nair v. State of Kerala, 2 the state-im»a d
3. SC649.
on Interpretation of Statutes (Let-rx
Lectures
revolves only around the competencyof a
doctrinelaw. The question of motive whether in
This enact a
•slatureto competent is irrelevant. It is only a questim
legl tentor not
compe constitutionality.
it is
wer on not act on extraneous considerati«ns-i
po does
Thelegislature
of
presumption of constitutionality ofa statute which
salwaysa Daimia v. ShriJLZticeSR
enunciatedin Ram Krishna
issuccinctly Ors. ,
Tendolkarand
of the constitutionality of an enactment and the burden
favour it to show that there has been a clear
him who attacks
isupon constitutional principles. "
of
transgressionthe
Thecourtspreferto keep up the competency ofthe statute
it.4It is like the famous rule
facilitating
rather "
resmagisvaleatquampereat
Whena legislatureis able to make a law in accordancewith
subject,then it also has ancillary and incidental gywer
aparticular
tomakean effective one. 5
Theviolationof Constitutional Power by a legislature may
direct,
manifest,and patent and also it may be indirect, disguise,
covert.
Thisdoctrineapplies only to latter part-6
6. PITH & SUBSTANCE:
Thisdoctrinehelps in determining
orlistoftheseventh under which head or field
andSubstance, schedule, a legislation falls. In the Pith
Pith means true nature and
important oressentialpart of substance means the
something. This doctrine says thaCin
K.c.GajapatiNarayanaDeo
and Other v. The state AIR
2
MohanLalTripathi
v. District Magistrate, Rae Bareilly & Others
3.
4, 1958sc 538.
CITv.Teja
LN.sanenaSingh,AIR 1959 SC 352.
5.
v.Thestate
6. ofMadhya Pradesh, AIR 1976SC
state
ofBiharv.
KameshwarSingh, 1952 1 SCR
Interpretation 201
a situation a question arises as to determining %iwther a
particular
lav to tlr particular subject, the court resorts to
into of the matter, if a substance falls union
the into the state list dæs not make
it Ihis is a Can•åian dcwüine which is into
Ihis dætrirp wasfirst
in the Caskütg Dupo-I- here the PH's?"Councilheld that
in deciding of a challenged legislation, to
re-sort to its pith substance-
Pith and Indian Context
This is qtplied in India to give flexibility to a rigid
scheme The core reason for adopting this
is, ifa is declared invalid merely it
po'.vers-then the powers of the legislature would drastically
it vas
if it is passiNe to
it sSeÜd B is
is The vz5d
EDS v.
is
Court
is
206 Lectures on Interpretation of Statutes [Lec.IX
of an Act changes the basic structure or object or nature of the
legislation.
S. DOCTRINE OF OCCUPIED FIELD:
ThéLJnion legislature makes a law on a specificsubject and
which occupies the field and the state legislature should not legislate
on that subject, and if it has done so, the state legislaturewould
become void to that extent. Indian constitution allows certain subjects
to union and state to legislate upon. These subjectsare provided in
the name of state list, union list,aind concurrent list.
Article 254 of the -Constitution -of India:
"Inconsistencybetween laws made by Parliamentand laws
made by the Legislatures of States
(l) If any provision of a law made by the Legislatureof
a State is repugnant to any provision of a law made by Parliament
which Parliament is competent to enact, or to any provision of
an existinglaw with respect to one of the mattersenumerated
in the Concurrent List, then, subject to the provisionsof clause
( 2 ), the law made by Parliament, whether passed before or after
the law made by the Legislature of such State,or, as the case
may be, the existing law, shall prevail and the law made by the
Legislature of the State shall, to the extentof the repugnancy,
be void
(2) Where a made by the Legislatureof a State with
respect to one of the matters enumerated in the Concurrent List
contains any provision •repugnayt to the provisions of an earlier
law made by Parliament or an existing law with respect to that
matter, then, the law so made by the Legislatureof such State
shall, if it has been reservedfor the considerationofthe President
and has received his assent, prevail in that State: Provided that
nothing in this clause shall prevent Parliamentfrom enacting at
any time any law with respect to the same matter including a
law adding to, amending, varying or repealing the law so made
by the Legislature of the State, "
Lec.1X1 Constitutional Interpretation
In State of Kerala &Ors v. M/S. Mar
Appraem
the Union enacted Chit Funds Act, and for Ruri C
notification of Central Government is r equired its operation
under
Meanwhile, Kerala enacted a state legislation the CentralAct.
knownas
Chitties Act. The central is notified in the state of R
erala
state legislation is in force. Here the issue is withKerala, so, the
validity of state legislature in the absence of notified regardtoth
law. Here court held that the central law occupied totalcentral
it is not notified. The court said that the Article 254 fieldthough
i usestheword
made and making. The word making and made is equivalent
legislate'. Therefore, the court held that the centrallaw to
occupied
this particular field. So, state law is repugnant.
9. DOCTRINE OF TERRITORIAL NEXUS:
Article 245 (2) of Constitution of India says that a lawshould
not be declared invalid due to its extraterritorial operation.So,a
legislation cannot be challenged merely on the groundthatitis.
extraterritorially operative. The doctrine of territorialnexussaysthat
the laws of a state legislature are not applicable outsidetheboundaries
of a state unless there is sufficient connection or nexusbetweenthe
state and the object. It is a well-settled law that the Courtsshould
enforce the law with the available machinery, and the legislature
ty
should not be questionedfor its extraterritoriality? Ext-aten-itoriali
does not invalidate a law, but nexus with India is stillrequiredincases
like involving taxing statutes. 3
When can the doctrine of Territorial nexusbeinvoked?
• A particular state should be with the extraterritorial
operation,
• There should be a territorial nexus betweenthesubject
matter of the Act and the state makingthelaw.