Vol3 - Part 25 - Departures From Standards Process - Cs - V2.indd - V2a
Vol3 - Part 25 - Departures From Standards Process - Cs - V2.indd - V2a
Part 25
Departures from
Standards Process
DEPARTURES FROM STANDARDS PROCESS PART
25
Disclaimer
The State of Qatar Ministry of Transport and Communications (MOTC) provides access to the Qatar
Highway Design Manual (QHDM) and Qatar Traffic Control Manual (QTCM) on the web and as hard copies
as Version (2.0) of these manuals, without any minimum liability to MOTC.
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Note: New findings, technologies, and topics related to transportation planning, design, operation, and
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and possibly included in the next version.
Contents Page
1 Introduction..................................................................................................................... 1
1.1 Departures from Standards..................................................................................................................... 2
1.1.1. What is a Departure from Standard?................................................................................ 2
1.1.2. Justification for a Departure from Standard.................................................................. 2
1.1.3. Design Criteria Requiring the Departure from Standard Process......................... 3
1.1.4. Other Design Parameters..................................................................................................... 5
1.1.5. Roadside Barriers and Attenuators.................................................................................. 5
References...............................................................................................................................23
Bibliography............................................................................................................................23
Table
Table 1.1 Design Criteria and Controls Requiring Formal Departure from Standard Application......... 4
Table 2.1 Minimum Level of Information to be provided by the Applicant.................................................13
Figures
Figure 2.1 Procedures for Submitting and Reviewing Departures from Standards..................................11
Figure 3
.1 Procedure for Departures from Standards...........................................................................................17
Appendixes
1 Introduction
This Part of the Qatar Highway Design Manual (QHDM) addresses Departures from Standards.
The QHDM establishes criteria for various situations to guide designers in developing
highways that provide accessibility and mobility, while improving safety and minimizing
adverse impacts at a reasonable cost.
Designers are often confronted with situations in which the site conditions preclude the
application of design values or dimensions that meet those published as minimums in the
QHDM. In such situations, designers may consider a Departure from the criteria.
The Qatar Highway Design Manual (QHDM) includes the design standards that should
be used for all roads and infrastructure projects in Qatar. The QHDM and design process
recognizes the need to consider Departures from Standards for unusual or special cases
where site conditions preclude the application of design values or dimensions that meet
those published in the QHDM.
If a designer concludes that a road project cannot be designed in complete accordance with
the standards defined for it as per QHDM, then he may propose a Departure from Standard.
The evaluation and justification for a Departure from Standards shall require the designer to
fully evaluate and document the total effects of the proposed design applying the design
standards in the QHDM. This analysis establishes a threshold and baseline of judging and
ultimately justifying the acceptance of the proposed Departure from Standard.
• Establishes the preferred format for design organizations to use when applying for a
Departure from Standards.
• Specifies the appropriate type and depth of information and data to be submitted by the
design organizations when applying for a Departure from Standards.
A Departure is thus both a technical decision or action, and the administrative review
and approval of that action. If the design organization, which may be a private contractor,
professional staff of the Overseeing Organization, or any other body carrying out a design
function, concludes that a road project cannot be designed in complete accordance with the
standards defined for it per the QHDM, then it may propose a Departure from Standard.
The Departure from Standards process enables the reasoned acceptance of a deviation
from the prescribed standard, such acceptance conditioned by sufficient technical analysis
and complete documentation of the reason for the deviation for future reference. Should
the Overseeing Organization conclude in review of the evaluation that the Departure from
Standard is acceptable and includes appropriate mitigation measures, the road project may
proceed, incorporating the Departure from Standard.
Excessive construction costs may be cited as a consideration, but the justification for a
Departure from Standard shall require one or more factors noted above, and not merely the
reduction or savings in construction cost.
The evaluation and justification for a Departure from Standard shall require the designer to
fully evaluate and document the total effects of the proposed design applying the minimum
design standards in the QHDM. This analysis establishes a threshold and baseline of judging
and ultimately justifying the acceptance of the proposed Departure from Standard.
Any Departure from Standard may affect the operational quality or safety performance of the
road. Operational quality may involve reduced capacity, increased delay, or a restriction on
the accessibility or mobility for certain road users. Any and all such estimated adverse effects
shall be evaluated and documented to the best abilities of the Designer. The evaluation shall
include proposed mitigation measures that can be shown as being effective in addressing
the specific identified adverse impact. The proposed mitigation measures and their cited
effectiveness shall be taken from reference to professional literature, research and technical
references cited in the QHDM.
Road projects will have a service life of 20 years or more. The impact of the Departure from
Standard on the location should be carefully analyzed and understood for both existing
conditions and expected or anticipated conditions 20 years hence.
The analysis, evaluation, and approval of each Departure from Standard must be documented
and kept for 25 years or for the design life of the project. The evaluation, justification, and
approval of the Departure from Standard is solely the responsibility of the Overseeing
Organization.
The Departure from Standard process is focused on geometric design elements that are
expected to significantly influence operational or safety performance of the constructed
road. The relative importance or criticality of meeting the minimum published value for any
geometric element varies based the element itself and the dimension in question. Not every
geometric feature for which there are published minimum values is of equal importance.
The technical knowledge base on highway geometric design suggests the following as being
geometric design criteria and design controls to be subject to the Departure from Standard
process for all roads designed and constructed in Qatar. Accordingly, the following criteria
and controls presented in Table 1.1 shall require formal Departure from Standard analysis
and approval by the Overseeing Organization.
Qatar Rail shall be notified about departures from Design Standards in cases where Qatar Rail
assets may be or are affected. Furthermore, it may be necessary to communicate with MoI if
change in shoulder widths/ lane widths cause issues for Emergency Vehicle movements; or
if speed camera is part of Mitigation Measures.
Table 1.1 Design Criteria and Controls Requiring Formal Departure from Standard Application
The need for a Departure from Standard may become evident at any time during the design of
the project. Designers are strongly encouraged to reveal, request approval and complete the
necessary evaluations as soon as the need for a Departure from Standard becomes evident.
There may also be proposed a design criterion for one or more roadway features that are
outside the published values. This may occur with a reconstruction project, for example.
A Departure from Standard evaluation should be performed and approved for any such
proposed design criteria prior to advancing design work. In such cases, the Departure from
Standard may be sought for the geometric element for the entire project length, or only for
certain aspects of it. The request for the Departure from Standard should clearly state the
limits and extent of the request for the approval of the Overseeing Organization.
When a design has advanced to the stage at which the basic alignment and cross sections
have been fully developed, the need for Departures from Standards not previously identified
should become apparent. The sooner they are revealed, evaluated, and approved, the less
risk to the overall project.
• Physical impacts may consist of direct conflicts with residences or other properties,
parks or green space, community resources, cultural sites, or parking lots, or proximity
conflicts that place the road so close to the property as to devalue it or degrade its
functionality.
The level of effort and detail in conducting the evaluation will be tailored to the specifics of
the project, as discussed in Section 2.2 of this Part. Approval of a Departure from Standard
typically will require quantitative estimates of impact (e.g., number of buildings taken,
hectares of land, and changes in proximity to resources, and cost of right-of-way). The
Overseeing Organization shall determine the level of detail needed and communicate that to
the designer and requestor of the Departure from Standard.
Traffic operational quality should be assessed using accepted methods and practices such
as the Transportation Research Board Highway Capacity Manual (Transportation Research
Board, 2010). Loss of access or mobility can be described in terms of changes in trip lengths.
The most important aspect of Departure from Standard analysis is the assessment of
safety or crash risk. The following approach provides a quantitative means of describing the
safety risk. It is derived from Mitigation Strategies for Design Exceptions (Federal Highway
Administration, 2007). (The term Departure is substituted here for design exception, the
terminology used by Federal Highway Administration):
• What is the traffic volume, traffic composition, and speed? Exposure to traffic is one of
the most critical factors in measuring the safety risk of any highway element or feature.
The more traffic to which the location is exposed, the greater the risk of crashes and
measurable traffic operational problems. A designer may reasonably accept a Departure
from Standard for curvature on a two-lane rural highway with low traffic, but be less
inclined to do so in a geometrically or physically comparable context with significantly
higher volumes. Composition of traffic is also important. Speed or anticipated speed is
another factor that influences risk, as the probability of severe crashes will increase as
speeds increase.
• What is the degree or severity of the Departure from Standard? How much a proposed
Departure from Standard deviates from the design criteria is one measure for evaluating
risk. The probability of safety or operational problems developing may increase as the
deviation from the design criteria increases. For example, the ability to provide 150 m of
stopping sight distance when 170 m is specified may be acceptable but providing only
80 m may not be.
• Are there multiple Departures from Standards at the same location? Another factor
that influences risk is the presence of two or more Departures from Standards that
interact with each other at a particular location. There is research to support the view
that the presence of multiple geometric problems represents particular risk to drivers.
• What is the length of the Departure from Standard? The length of highway affected
by the Departure from Standard influences the degree of risk. Length is another
fundamental measure of exposure. The extent of this influence depends on many
factors, including the magnitude of variance of the Departure from Standard.
• Where is the location of the Departure from Standard relative to other risk factors?
Another important consideration is other highway elements (not necessarily Departures
from Standards) that may interact with the design element being evaluated. A good
example of this is a crest vertical curve where there are intersections within the curve
or beyond the crest. The safety risk of nonstandard stopping sight distance is greater at
such a location than at a curve where there are no intersections present.
The overriding objective of safety in Qatar is to eliminate fatalities and serious injuries. Crash
risk analyses should focus on crash types and conditions that create fatalities and serious
injuries. A Departure from Standard that may be perceived as increasing crashes that are by
their nature of low severity may be acceptable given this focus.
Designers should have a clear understanding of the interactive effects of the driver-vehicle-
road system and how it relates to the nature of the Departure from Standard. References
listed at the close of this Part provide useful information on effective mitigation measures.
A submitted request for a Departure from Standard by the designer is assumed to represent
the recommendation of the designer.
The designer or the design supervisor responsible for the designer shall seal and sign the
request for a Departure from Standard. Departure from Standard requests lacking the seal
and signature of a recognized and responsible professional engineer shall not be reviewed.
Figure 2.1 Procedures for Submitting and Reviewing Departures from Standards
Every location and decision is unique, and so Departures from Standards are approved
on a case-by-case basis. Approval of a Departure from Standard for one project with a
given design dimension in question does not guarantee approval in a subsequent request
involving different traffic and context features. The Overseeing Organization bears complete
responsibility for the final decision on the approval or denial of a Departure from Standard.
The Overseeing Organization and its consultants should make sure that the application for
Departures from Standards follows the process established in the QHDM, includes appropriate
supporting documents, and goes through the proper channels within the Overseeing
Organization for review, oversight, and approval.
The documentation from these processes serves as a historic record to refer to in the future.
This information should be kept in the Overseeing Organization’s archive for 25 years or the
design life of the project.
• Basic Information: A general description of the existing road, including location, length,
beginning and end stations, posted speed, current traffic volumes, maps, plans, and
drawings. The design organization should also note and describe interaction of other
Departures at same location or in vicinity.
A Departure from Standard application should provide the level of information outlined in
Table 2.1 and Appendix A of this Part.
The following shall be noted with respect to approved Departures from Standards:
• The approval of a Departure, with or without comments, does not imply that the
Overseeing Organization relieves the design organization of responsibility for the
design.
• When the same nonstandard method or material is proposed for use at more than one
location, the Overseeing Organization may allow group Departures in certain, clearly
defined circumstances.
Table 2
.1 Minimum Level of Information to be provided by the Applicant
Submission Requirements
Project Details • General description of the project
• Statement of the route strategy and a description of the road’s context,
including contiguous affected adjacent sections of roads
• Road type and category
• Existing and proposed roadway cross section
• Proposed design speed of the road under review
• Current and design-year traffic data, including traffic composition, turning
movements, and assumptions made with respect to traffic growth factors
Description of • Plan’s location map showing the extent of the project, the location of proposed
Departure from and existing Departures from Standards, and other related features
Standard • Appropriate drawings of each proposed Departure and its approaches, including
plan, profile, and cross sections; drawings at a minimum of 1:500 and 1:2000
scale on A4 or A3 and Project Map at 1:10,000 scale.
• Record of sight distance on plans against station, where appropriate
• Relationship of the proposed Departure to the desirable minimum standard,
with reference to the appropriate sections of the QHDM
• Relationship of related design elements and other proposed or existing
Departures from Standards that may affect the proposed Departure
Submission Requirements
Justification • Detailed justification for the proposed Departure for economic, environmental,
or other savings
• Details of alternative solutions investigated that were dismissed in favor of the
proposed Departure, including a compliant design
• State the cost differentials between the adopted solution and any alternatives
considered, such as difference in capital costs, maintenance costs, vehicle
operating costs, crash costs, and other user advantages or disadvantages
• Effects that the proposed Departure may have on the environment in regard
to humans, flora, fauna, soil, water, air, climate, landscape, or cultural heritage,
compared to any alternatives considered
Safety • Description and quantities of the likely effects of the proposed Departure on
Implications the safety of the road user and undertake as appropriate:
— A risk assessment of any significant safety hazard that might occur,
including the effects on all user categories
— A review of the crash records for last 3-year period for which they are
available
Structural • Where appropriate, details of any possible impact the proposed Departure may
Integrity have on the structural integrity or stability of earthworks, structures, road
pavement, or other elements pertaining to structural integrity.
The Overseeing Organization has a duty of care in considering an application for a Departure
from Standard. The Overseeing Organization needs to be able to demonstrate that its
actions were fair and reasonable, and that due diligence was applied in the determination
of the Departure. For this reason, Departure determinations and DDRs are retained by the
Overseeing Organization for at least 25 years following implementation of the Departure
from Standard. Appendix C of this Part contains a template of Departure determination.
Mitigation strategies presented in this section provide both commonly applied and innovative
ideas and measures to lessen the potentially adverse effects of Departures from Standards
on operational and safety aspects of the road. This section presents several possible
strategies for Departures from Standard. The ideas presented herein are neither exhaustive
nor inclusive of all possible mitigation strategies for each Departure. Nor are these strategies
necessarily the best solution for a particular location. Designers should use the information
as a guide to develop customized strategies for the particular project and the Departure from
Standard for the specific location in which they are working. Figure 3.1 shows the Departure
from Standard procedure.
• Distribute cross-sectional width between lane and shoulder. Determine the most
effective use of the available width for lane and shoulder. Shoulder width could be
reduced to accommodate a wider lane, or road width could be reduced to accommodate
a wider shoulder. This determination should be made based on specific characteristics
of the site, including functional classification of the road, traffic volume and type, crash
history and type, and road geometry.
• Provide advance warning. Erect traffic signs, including dynamic message signs or both,
to warn motorists of the reduced width of lane or shoulder ahead. The warning could be
once or repeated, based on the specific conditions of the site. Signage spacing should
be in accordance with the requirements of the Qatar Traffic Control Manual.
• Reduce posted speed. Depending on the reduction in lane width, reduced speed could
be a strategy to improve safety and maintain acceptable level of operational capacity.
However, design speed should not be reduced below the minimum because that would
affect road classification and other criteria and thus trigger additional Departures from
Standards. If reducing design speed below the minimum is the only effective measure,
Departures from Standards for other roadway elements, including cross section,
curvature, superelevation, and vertical curve, may also be needed. Nevertheless, traffic
signs must be erected well in advance of the location where lane width and speed are
reduced.
• Provide paved and gently sloped shoulders and gently sloped fills.
• Improve visibility, including bridge lighting, visible pavement markings, and bridge
railings, so that drivers can see these objects.
• Provide surveillance and pull-off areas for emergencies and quick-response teams.
• Wider road (carriageway/ shoulders), skid-resistant pavement to help drivers stay in lane
• Raised profile edge markings along shoulder and centerline to alert drivers crossing
their lanes
• Paved shoulder and gentle slopes to help drivers recover and traverse
3.6 Superelevation
See Section 3.5, Horizontal Alignment, of this Part, for mitigation strategies.
• Lighting, pavement markings, delineators, and raised profile edge markings to help
drivers see lane lines and stay within lanes
• Wide-paved shoulders and clear recovery areas (clear zones) to avoid crashes
• Placing warnings signs for hidden obstructions, as well as lighting and adjusting lane
locations to improve sight distance
3.8 Grade
See Section 3.7, Vertical Alignment, of this Part, for mitigation strategies.
• Place advance signage to inform motorists of potential ponding on the road ahead.
• Signing, a common mitigation strategy for informing drivers of the low vertical clearance
ahead. Signs should be erected well in advance of the structure to allow drivers to turn
around or use alternate routes.
• Alternate routes and detours for trucks and large vehicles to help avoid impact to
structures with low clearance.
• Erecting warning sign with chimes and overhead protection systems across the traveled
lanes.
• The best mitigation is to enhance the visibility of the object by using reflectors and
delineators.
• Lighting improves visibility of the object at night and illuminates the road and sidewalk
for pedestrians.
• Clear delineation of the lane lines and raised profile edge markings can help motorists
stay in lanes.
• Re-allocation of roadway width to provide a full outside lane can help drivers stay within
lanes.
• Convert the freeway mainline shoulder for some distance to an auxiliary lane. (This
would require a Departure from Standard for shoulder width.)
• Convert the shoulder between an entrance ramp and exit ramp to an auxiliary lane. (This
would require a Departure from Standard for shoulder width.)
• Reconstruct the diverge or merge gore, shortening the length of ramp proper.
• Flatten the controlling curve in proximity to the entrance gore or exit gore, thus
increasing the entry speed and enabling deceleration for exits through a milder curve.
Mitigation strategies could include re-allocation of the available width between lanes,
medians, shoulders, curbs, barriers, sidewalks, utility and landscaping strips, and cycle lanes
or shared-use paths. Lane and shoulder widths could be reduced, utilities could be rerouted
or stacked vertically to reduce width of utility strip, and the width of the landscaping strip
could be reduced or eliminated to accommodate the cycle lane. If cycle lanes are adjacent to
the travel lane, safety measures, including tall railings or guardrails or barriers or walls, must
separate the cycle path from the travel lane to protect cyclists from being thrown on to the
path of vehicles in the event of crashes.
Cycle lanes or shared-use paths could be rerouted through other streets where cycle lanes
or shared-use paths already exist or can be accommodated. Sufficient signage should be
provided.
References
Federal Highway Administration (FHWA). Mitigation Strategies for Design Exceptions. U.S. Department of
Transportation: Washington, DC, United States. 2007.
Transportation Research Board (TRB). Highway Capacity Manual, 5th edition. Washington DC, United
States. 2010.
Bibliography
AASHTO. Highway Safety Manual. 1st edition. American Association of State Highway and Transportation
Officials. Washington, DC, United States. 2010.
Austroads. An Introductory Guide for Evaluating Effectiveness of Road Safety Treatments. Sydney,
Australia. 2012.
Elvik, Rune, et al. The Handbook of Road Safety Measures, 2nd edition. Institute of Transport Economics,
Oslo, Norway. 2009.
National Cooperative Highway Research Program (NCHRP). Guidance for the Implementation of the
AASHTO Strategic Highway Safety Plan. Report 500 series, Volumes 1–20. Transportation Research
Board: Washington, DC, United States. Various dates.
National Cooperative Highway Research Program (NCHRP). Human Factors Guidelines for Road Systems.
2nd edition. Report 600. Transportation Research Board: Washington, DC, United States. 2012.
National Cooperative Highway Research Program (NCHRP). Recent Roadway Geometric Design
Research for Improved Safety and Operations. A Synthesis of Highway Practice. Issue 432.
Transportation Research Board: Washington, DC, United States. 2012.
Appendix A
Template for Minimum
Information in a
Departure Application
Appendix B
Template for a Departures
Tracking Form
1 -/-/YEAR
2 -/-/YEAR
Minimum Standard Required SSD=215m @ 100 kph Design speed (QHDM, Tab 2.1)
Justification Land acquisition constraint to implement a larger horizontal radius to improve the
SSD.
Mitigation Proposed Reduce speed in advance of the horizontal curve by implementing a posted speed
zone of 80 kph. Warning signs (W107, W200 & W301) for bend head will be
implemented.
Appendix C
Template for a Departure
Determination
This appendix includes the standard template for a draft Departure Determination.
Appendix D
Potential Mitigation Strategies