The document lists the names, addresses, and approval dates of various nonbank trustees approved by the FDIC as of October 1, 2022. There are over 80 trustees listed ranging from large brokerage firms to smaller trust companies. The trustees provide services like retirement account administration, trust services, and clearing services for broker-dealers.
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Nonbank Trustee List
The document lists the names, addresses, and approval dates of various nonbank trustees approved by the FDIC as of October 1, 2022. There are over 80 trustees listed ranging from large brokerage firms to smaller trust companies. The trustees provide services like retirement account administration, trust services, and clearing services for broker-dealers.
We take content rights seriously. If you suspect this is your content, claim it here.
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Nonbank Trustees Approved as of October 1, 2022
Name Address Approval Date
AB Trust Company, LLC 1345 Avenue of the Americas, 11/18/2019 New York, NY 10105 Acclaris, Inc. 1511 North West Shore 8/23/2016 Boulevard, Suite 350, Tampa, FL 33607 Alegeus Technologies, LLC 1601 Trapelo Road, Main 6/21/2017 Building, Suite 301, Waltham, MA 02451 Apex Clearing Corporation (f/k/a Ridge One Dallas Center, 5/3/1983 Clearing and Outsourcing Solutions, Inc.) 350 North St. Paul, Suite 1300 Dallas, TX 75201 Axos Clearing, LLC (f/k/a COR Clearing, LLC) 1200 Landmark Center, Suite 12/15/2014 800, Omaha, NE 68102 Brethren in Christ Foundation, Inc. 431 Grantham Road, 3/25/1983 Mechanicsburg, PA 17055 Cetera Investment Services LLC 400 First Street South, 11/30/2012 St. Cloud, MN 56301 Charles Schwab & Co., Inc. 211 Main Street, San 1/8/1982 Francisco, CA 94105-1905 Church Development Fund, Inc. 17701 Cowan, Suite 100 5/07/2015 Irvine, CA 92614 Church Extension Plan 4070 27th Court SE 5/29/2007 Salem, OR 97302 Citigroup Global Markets, Inc. 750 Washington Boulevard, 9th 7/22/1985 Floor, Stamford, CT 06901 Commonwealth of Kentucky 501 High Street, 2nd Floor, 6/5/2006 Frankfort, KY 40601-5413 ConnectYourCare, LLC 307 International Circle, Suite 4/5/2017 200, Hunt Valley, MD 21030 Croatian Fraternal Union Of America 100 Delaney Drive, Pittsburgh, 10/12/2006 PA 15235 D. A. Davidson & Co. Davidson Building #8 Third 6/11/1982 Street North, PO Box 5015, Great Falls, MT 59403 Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 4/11/1994 10005 DriveWealth, LLC 15 Exchange PL, Suite 1010, 6/12/2019 Jersey City, NJ 07302 E*TRADE Securities LLC Harborside 2, 200 Hudson 8/2/2016 Street, Suite 501, Jersey City, NJ 07311 Edward D. Jones & Co., L.P. 12555 Manchester Road, St. 5/30/1985 Louis, MO 63131 First Catholic Slovak Union of USA and 6611 Rockside Road, Suite 6/7/2017 Canada 300, Independence, OH 44131-8012 Flores & Associates, LLC 1218 South Church Street, 11/19/2018 Charlotte, NC 28203 GBU Financial Life (f/k/a Greater Beneficial 4254 Saw Mill Run Boulevard, 9/24/2004 Union of Pittsburgh) Pittsburgh, PA 15227 GCU 5400 Tuscarawas Road, 5/24/2000 Beaver, PA 15009-9513 Goldman Sachs & Co. LLC 200 West Street, New York, NY 12/8/1982 10282 GuideStone Trust Services 5005 LBJ Freeway, Suite 2200, 4/10/2001 Dallas, TX 75244-6152 HealthEquity, Inc. 15 West Scenic Pointe Drive, 2/27/2006 Suite 400, Draper, UT 84020 Hilltop Securities, Inc. 717 N. Harwood Street, Suite 12/9/1992 3400, Dallas, TX 75201 Illinois Mutual Life Insurance Company 300 Southwest Adams Street, 12/31/2003 Peoria, IL 61634 Interactive Brokers LLC One Pickwick Plaza, 11/8/2016 Greenwich, CT 06831 ISDA Fraternal Association 419 Wood Street, Pittsburgh, 10/28/2004 PA 15222 J.P. Morgan Securities LLC 575 Washington Boulevard, 6th 6/9/2016 Floor, Jersey City, NJ 07310- 1616 Janus Henderson Services US LLC 151 Detroit Street, Denver, CO 3/14/2022 80206 John Hancock Life & Health Insurance 200 Berkeley Street C-5 US 11/10/2009 Company TAX Boston, MA 02116-5022 LEK Securities Corporation One Liberty Plaza, 52nd Floor, 11/8/2016 New York, NY 10006 Lively, Inc. 301 Howard Street, Suite 550, 3/22/2021 San Francisco, CA 94105 Merrill, Lynch, Pierce, Fenner & Smith, Inc. Attn: Manager, Retirement & 8/3/1987 Distribution Services, 1400 American Boulevard, Mail Stop NJ2-140-01-03, Pennington, NJ 08534 Moody Bible Institute of Chicago 820 N La Salle Boulevard, 4/25/2003 Chicago, IL 60610-3284 Morgan Stanley Smith Barney LLC One New York Plaza, 12th 1/27/2010 Floor, New York, NY 10004 Muriel Siebert & Co., Inc. 9464 Wilshire Blvd 3/15/2021 Beverly Hills, CA 90212 National Slovak Society of the USA 351 Valley Brook Road, 10/28/2004 McMurray, PA 15317-3337 North Capital Private Securities Corporation 623 E. Fort Union Boulevard, 7/6/2022 Suite 101, Midvale, UT 84047 Oppenheimer & Co., Inc. 85 Broad Street, 22nd Floor, 9/22/1986 New York, NY 10004 Oxford Life Insurance Company 2721 North Central Avenue, 8/25/2011 Phoenix, AZ 85004 PayFlex Systems USA, Inc. 10802 Farnam Drive, Omaha, 6/10/2011 NE 68154 Pension Fund of The Christian Church 1099 North Meridian Street, 5/14/2009 Suite 720, Indianapolis, IN 46204 Perkins Coie Trust Company LLC 1201 Third Avenue, Suite 4800, 9/2/2004 Seattle, WA 98101 Pershing LLC One Pershing Plaza, Jersey 12/4/1985 City, NJ 07399 PFS Investments, Inc. 1 Primerica Parkway, Duluth, 9/28/1995 GA 30099 Polish Falcons of America 1016 Greentree Road, Suite 11/3/2004 201, Pittsburgh, PA 15220 Principal Life Insurance Company 711 High Street, Des Moines, 7/27/1988 IA 50392-0001 Raymond James & Associates, Inc. 880 Carillon Parkway, St. 3/8/1982 Petersburg, FL 33733-2749 RBC Capital Markets, LLC Dain Rauscher Plaza, 60 South 3/2/1998 Sixth Street P14, Minneapolis, MN 55402-4422 Robert W. Baird & Co., Inc. 777 E. Wisconsin Avenue, 6/10/2004 Milwaukee, WI 53202 Robinhood Securities, LLC 500 Colonial Center Parkway, 4/20/2020 Suite 100, Lake Mary, FL 32746 Sanford C. Bernstein & Co., LLC 1345 Avenue of the Americas, 11/13/1986 New York, NY 10105 Serb National Federation 615 Iron City Drive, Suite 302 10/17/2006 Pittsburgh, PA 15205 SMA Services, Inc. 3500 Blue Lake Drive, Suite 8/27/1998 360, Birmingham, AL 35243 State Farm Investment Management Corp. One State Farm Plaza, 9/29/2020 Bloomington, IL 61710 Stifel, Nicolaus & Co., Inc. One Financial Plaza, 501 North 9/9/1981 Broadway, St. Louis, MO 63102 StoneX Financial Inc. 2 Perimeter Park, Suite 100W, 7/3/2017 Birmingham, AL 35243 TAG Custom Benefits, Inc. 20815 North Cave Creek Road, 4/21/2020 Phoenix, AZ 85024 TD Ameritrade Clearing, Inc. 200 S. 108th Avenue, Omaha, 4/18/1984 NE 68154 The Solomon Foundation 16965 Pine Lane, #200, 5/31/2022 Parker, CO 80134 Truist Investment Services, Inc. 303 Peachtree Center Avenue, 2/1/2021 Suite 140, Atlanta, GA 30303 UBS Financial Services, Inc. 1000 Harbor Boulevard, 3rd 8/26/2004 Floor, Weehawken, NJ 07086 Ukrainian National Association 2200 Route 10, Parsippany, NJ 9/24/2004 07054 Variable Annuity Life Insurance Company 2929 Allen Parkway, L10-10 3/16/2006 Houston, TX 77019 Wedbush Securities, Inc. 1000 Wilshire Boulevard, 9th 12/24/1984 Floor, Los Angeles, CA 90017 Wells Fargo Clearing Services, LLC 1 North Jefferson Avenue, St. 7/1/2003 Louis, MO 63103 WEX Inc. 1 Hancock Street, Portland, ME 11/20/2019 04101