p3 - Electronics 10 02433 v2
p3 - Electronics 10 02433 v2
Article
QiBAM: Approximate Sub-String Index Search on Quantum
Accelerators Applied to DNA Read Alignment
Aritra Sarkar 1,2, * , Zaid Al-Ars 1 , Carmen G. Almudever 1 and Koen L. M. Bertels 2,3
1 Department of Quantum & Computer Engineering, Faculty of Electrical Engineering, Mathematics and
Computer Science, Delft University of Technology, 2628 CD Delft, The Netherlands;
[email protected] (Z.A.-A.); [email protected] (C.G.A.)
2 QBeeX, B-3001 Leuven, Belgium; [email protected]
3 Department of Electrical Engineering, Katholieke Universiteit Leuven, B-3001 Leuven, Belgium
* Correspondence: [email protected]
Abstract: With small-scale quantum processors transitioning from experimental physics labs to
industrial products, these processors in a few years are expected to scale up and be more robust for
efficiently computing important algorithms in various fields. In this paper, we propose a quantum
algorithm to address the challenging field of data processing for genome sequence reconstruction.
This research describes an architecture-aware implementation of a quantum algorithm for sub-
sequence alignment. A new algorithm named QiBAM (quantum indexed bidirectional associative
memory) is proposed, which uses approximate pattern-matching based on Hamming distances.
QiBAM extends the Grover’s search algorithm in two ways, allowing: (1) approximate matches
needed for read errors in genomics, and (2) a distributed search for multiple solutions over the
quantum encoding of DNA sequences. This approach gives a quadratic speedup over the classical
Citation: Sarkar, A.; Al-Ars, Z.;
algorithm. A full implementation of the algorithm is provided and verified using the OpenQL
Almudever, C.G.; Bertels, K.L.M. compiler and QX Simulator framework. Our implementation represents a first exploration towards a
QiBAM: Approximate Sub-String full-stack quantum accelerated genome sequencing pipeline design.
Index Search on Quantum
Accelerators Applied to DNA Read Keywords: accelerator architectures; associative memory; DNA read alignment; genomics; pattern
Alignment. Electronics 2021, 10, 2433. matching; quantum algorithms; quantum computing; quantum search
https://doi.org/10.3390/
electronics10192433
Database
0
1 Search Query
The model of associative memory is closely related to how learning occurs in the brain,
thus finding its use in computational neuroscience. It is useful when we have noisy or
incomplete knowledge of the data. An indexed memory variant is useful when we not
only want to recover the nearest matching data from the database, but also the index of
its occurrence that has associated semantic meaning. For example, an object detection
algorithm tries to find the nearest match to objects (e.g., humans, cars, traffic lights) in
a scene. After the nearest match is detected, the index of the match location can help in
positioning the object in the scene, for example, if a human is on the left or right of the road.
The scene here is the database and the output is the pixel coordinate of the detected object,
based on which important decisions might be automated in a self-driving car.
In the rest of this paper, we would focus on one such application of approximate index
search, where the data are one dimensional (thus, a sub-string search). These data are
DNA sequences where finding the index of the nearest match to a query is of immense
computational value in bioinformatics.
very intensive and remains intractable for classical high-performance computing except for
small micro-organisms. For organisms with longer DNA, for example, humans, we prefer
to use alignment. Once the DNA is constructed for a species, for example, via the Human
Genome Project, this is used as a reference for further individuals of the same species. Thus,
the whole genome is reconstructed by aligning the short reads on the reference genome.
Thereafter, the variation from the reference DNA can be inferred to understand specific
traits or abnormalities in the individual.
The problem we address in this paper is that of DNA sequence alignment, while those
of quantum accelerated de novo assembly and sequence analysis are addressed in other
research work of ours [8,9]. The Broad Institute’s GATK DNA processing pipeline [10] is a
widely used toolset for this purpose, which includes several processing stages like map-
to-reference, duplicate marking and variant calling. One of the most compute-intensive
processing stages is the map-to-reference stage used for aligning the reads for reference-
based DNA reconstruction [11]. Due to the huge data volume of over-sampled reads,
whole-genome sequencing (WGS) of a single human take days on computing clusters,
limiting the applicability of WGS in personalized medicine. This motivates the demand
for acceleration using quantum computation, as even a polynomial speed-up can provide
huge benefits on a production environment.
Techniques currently used in the genomics industry depend heavily on heuristics
to tackle the volume of data that needs to be processed. However, the heuristics used
in industrial alignment algorithm, for example, BWA-MEM, are trade-offs between the
quality of the solution and the tractability on the computing platform. Given access to a
superior computing paradigm, the sequence reconstruction algorithm is thus built bottom-
up, to achieve the best possible quality. We construct a heuristic-free quantum algorithm
primitive to achieve a high performance global alignment algorithm. This is explored in this
research, where we present the quantum algorithm corresponding to a naive sub-sequence
alignment, which can currently be implemented as a proof-of-concept using simulators.
The presented algorithm can further be refined in the future by adding a gap penalty and
dataset specific heuristics when quantum processing platforms mature to the stage where
these algorithms can be implemented in a quantum accelerator.
In order to map a sub-sequence of characters (or short read) to a reference sequence,
the Levenshtein edit distance is commonly used as a metric for approximate matching
of the sub-sequence, spanning the comparison length. The Levenshtein edit distance is
upper bounded by the Hamming distance between the two sequences. In our work, we
use the Hamming distance as the cost function for matching owing to its simplicity for the
quantum implementation. Given the reference sequence T and a short read P of length N
and M, respectively, the sub-sequence alignment problem is defined as the index i ∈ N of T,
where the alignment of P starts, which gives the minimum edit distance. The short read is
matched for each of the N − M + 1 starting indices in the reference genome. The alignment
algorithm outputs the index of the minimum Hamming distance and optionally, the nearest
match in the reference. Note that this concerns the typical problem setting of linear nuclear
DNA instead of circular organellar DNA like in mitochondria or chloroplasts.
An example of this naive alignment approach is illustrated in Figure 2. The four
colors represent the four bases in the DNA, which can be encoded as a four level system
(radix-4 number) or with 2 bits (or, qubits) each. The short read in this case can be aligned
at 32 − 5 + 1 = 28 locations on the reference genome, resulting in a Hamming distance for
each match. For example, at alignment index 0, only the green (second base of the short
read) matches with the reference, thus, resulting in a Hamming distance of 4. By running a
classical linear search it can be inferred that the minimum Hamming distance (of 1) occurs
at the index 21. It is important to note that, although the reference genome and short read
are of the same species (e.g., humans), an exact match might not be found. This variation
can be from two sources, read errors in the sequencing machine, as well as genetic variation
from individual traits or abnormalities with respect to the reference. Thus, it is important
to account for approximate matching in the quantum algorithm design.
Electronics 2021, 10, 2433 5 of 17
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• SR: Short Read (M = 5 𝑏𝑎𝑠𝑒𝑠)
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Figure 2. DNA sub-sequence alignment problem.
3. Quantum Search
In this research, we will be developing the quantum search algorithm [12,13] on an
unstructured database, as proposed by Lov Grover. Grover’s search offers a quadratic
speedup over a classical linear search. A quadratic speedup may seem less lucrative with
respect to exemplary quantum algorithms (such as Shor’s factorization); however, it is the
only search method possible for unstructured data and is provably optimal [14] in query
complexity. Thus, under reasonable assumptions of computational complexity classes
(e.g., P ! = NP), Grover’s search based approach is the best algorithm in both classical and
quantum domains. Near-term approaches based on Quantum Approximate Optimization
Algorithm (QAOA) are now being developed to bridge the gap between Grover’s search
and current hardware limitations. The speedup from such quantum heuristics are yet to
be theoretically proven and are heavily dependent of the hardware specifications (noise
characteristics, connectivity, ansatz, gate-set, etc.). Since DNA sequence reconstruction
requires more advanced quantum hardware, we take a hardware agnostics approach,
focusing on a coherent protocol that preserves the Grover type speedup. It is unlikely that
DNA sequence reconstruction will lead to a higher speedup with our current understanding
of the encoding structure in the data. However, a polynomial speedup can prove to be
path-breaking in industrial pipelines, where improvements by state-of-the-art alignment
heuristics mostly progress by constant factor speedups for specific datasets.
Grover’s search consists of three main steps between state initialization and mea-
surement, as shown as the quantum circuit blocks in Figure 3. The algorithm creates a
uniform superposition of all basis states by applying the Hadamard gate on all qubits in
the all-zero state. The black box Oracle marks the solution state. Then the amplitude of the
solution state is amplified by an inversion-about-mean operation by the Grover diffusion
gate. Repeating the last two steps a quadratic number of steps with respect to the number
of qubits, leads to a high probability of measuring the marked solution state. Thus, the
search reduces the query complexity to the Oracle by a quadratic factor compared to a
classical linear search.
repeat 𝑂 2𝑁 times
Inversion
|0⟩⊗N H⊗N Oracle about Mean
answer
…
Grover’s search was enhanced by subsequent research that will allow us to apply this
algorithm in our context. These improvements are:
• Multiple known number of solutions [15];
• Arbitrary distribution of initial amplitude [16];
Electronics 2021, 10, 2433 6 of 17
4. Related Algorithms
Associative memory, also called content-addressable memory (CAM), is a type of
memory organization where instead of the index of the element to be retrieved (similar to
a random-access memory, RAM), a partial description of an element is passed as the input
query. As introduced in Section 2, the element in the memory with the nearest match to the
query is retrieved. Here, we review the differences and application of these approaches,
without the detailed proofs of the quantum circuit construction from the original articles.
where γ incorporates a metric into the model, which tunes the width of the distribution
permitting the comparison of the similarity of the stimulus and the retrieved memory at a
variable scale. The unitary Oracle transformation can be formed as
O = I2d ×2d − 2 |b p i hb p | .
Further modification [27] to the model of a distributed query is carried out by merging
the concept of the memory state Oracle with the binomial function based Oracle. This
is depicted in Figure 4. After the pattern is marked by the binomial Oracle, the entire
superposition for stored memories are marked and amplified. Thereafter, the standard
Grover iteration is carried out. The reconstructed pattern from among the stored memories
(entries in the database) is retrieved with high probability once the qubits are measured.
While the search function is similar to our use-case, the Oracle in this case needs to change
for each short read and the reads needs to be indexed with respect to the reference.
Distributed Mark
contd.
Store Inversion Inversion
|0⟩⊗N Query on All
N Database about Mean about Mean
Pattern Memories
Based on slices
from the Based on
Reference DNA partial/approx. sample
Short Read with high
probability
Distributed
contd.
Inversion Full
Query on
N about Mean Pattern
Pattern
repeat 𝑂 2𝑁 times
Grover iterations
repeat 𝑂 2𝑁 times
index
H⊗N-M Store index
N-M Inversion
|0⟩⊗N Indexed data
Evolve to
about Mean
Database Hamming Oracle
M
distances
Based on slices mark amplitude sample
from the all-zero amplification with high
Reference DNA
Pattern to state probability
Database
CNOT
Based on
partial/approx.
Short Read
The initial state is composed of two quantum registers of N − M and M qubits; the
index and the pattern forming the quantum phone directory (QPD)—similar in architecture
to a phone directory with name and number. Initially, the index is set to a full superposition.
Then, based on the index, the data is stored in the database. For each tagged index, a sub-
sequence of the reference DNA is stored as a basis state of the quantum superposition.
Essentially, the set of patterns are sorted into an ordered list due to the second register of
the database that tags the data. The initial state is described as:
Electronics 2021, 10, 2433 8 of 17
!
N−M
1
|ψ0 i = √
N−M+1
∑ | TM (i )i ⊗ |i i ,
i =0
index
H⊗N-M Store
contd.
N-M
|0⟩⊗N Indexed data
Evolve to
M
Database Hamming
distances
Based on slices
from the
Reference DNA
Pattern to
Database
CNOT
Based on
partial/approx.
Short Read
Mark index
contd.
The initialization of the algorithm follows the design as described in Section 4.3. The
tag qubits encode the pattern index, while the data qubits form the associative memory.
Thus, the pattern store step in the associative memory algorithm (refer Section 4.1) is mod-
elled as a quantum phone directory encoding—which allows the recall of the tagged index
corresponding to the query pattern completion/correction. Once the data are encoded, the
Hamming distance evolution is carried out. This solves the black-box nature of Grover’s
marking Oracle.
A distributed query is then defined over the associative memory with the query center
at zero Hamming distance. This is based on the quantum associative search, now modified
with p = 0, such that, q
|b0x i = γh(0,x) (1 − γ)d−h(0,x) .
The value of γ is empirically set to 0.25 based on the quantum simulation results. In
principle, this free parameter for the application of DNA sequence reconstruction needs to
be tuned based on the error rate of the sequencing machine which generates the short read
patterns that need to be aligned to the reference DNA.
Thereafter, the minimum Hamming distance (the evolved data string with the largest
number of zeros in the basis string in the superposition) is amplified by the process of
distributed quantum associative search. Finally, the index qubits are read out to sample
with high probability the index where the search pattern best matches the reference.
While the societal relevance of the application presented in this research is enormous,
it is important to restate that currently available state-of-the-art quantum processors are not
yet capable to implement a proof-of-concept of this algorithm due to the limitations in the
qubit multiplicity, error rates and connectivity. Additionally, since the reference DNA needs
to be accessed for each run, as with most quantum algorithms, we assume the availability
of a QRAM. Efficient realizations of QRAM is a separate research topic. Additionally,
we propose that, if an efficient QRAM implementation is not possible, multiple copies
of the QiBAM algorithm can be executed in parallel based on the multiplicity of the
qubit, since the result for each search pattern is independent of another. In this context
of parallelism, we envisage a multi-core quantum processor where each subset of qubits
would be executing the QiBAM on a specific DNA search string similar to how single-
instruction-multiple-data (SIMD) is implemented within the cores on a GPUs. Based on
an initial version of this research, an extension to Multiple Sequence Alignment has been
carried out by [29].
In further sections, we show a proof-of-concept on classical simulation of quantum
computation instead of experimenting with NISQ hardware. It is hard to predict the
timeline of quantum processors that will be able to implement this algorithm; however,
given the current research thrust and development, a 5–10 years estimate is reasonable [3].
A quantum computer architectural stack aids in developing a quantum algorithm while
being agnostic to the underlying hardware, such that, the programs implementing the
QiBAM algorithm can readily be ported to any quantum processor once the technological
maturity is reached.
chromosome. Such a database is particularly useful for applications like Gene Ontology,
Sequence Ontology and Genome Wide Association Studies.
CPU). The simulated qubits are perfect in nature for testing the functionality of
the algorithm.
Application Logic
Classical
Program
Hybrid Compilation
Quantum Accelerator
Classical Quantum State Quantum State Classical
Quantum Algorithm
Pre-processing Cloning Tomography Post-processing
Figure 8. Quantum Algorithm (block with solid outline) and interfacing software architecture.
There are three factors that contribute to the overall run-time of a general quantum
algorithm:
• Algorithm: This pertains to the core algorithm running on a simulator, where the
internal state vector can be accessed. It refers to the inherent gate complexity of the
algorithm and other classical pre/post-processing involved;
• No-cloning: If the internal state vector cannot be accessed (like in real quantum
processors), the experiment needs to be repeated multiple times and the measurement
is aggregated. Most algorithm demands a statistical estimate of the state’s probability
distribution. The central tendency of these measurements is the resultant output from
the quantum algorithm.
Quantum state tomography is an active area of research. Advanced methods based
on linear inversion, linear regression, maximum likelihood, Bayesian, compressed-
sensing and neural networks [35] exists for estimating the state with fewer tomo-
graphic trials.
• Experimental: For algorithm development (using perfect qubits) and proof-of-concept
testing, a simulator platform is preferable, such as the QX Simulator used for this
research. After sufficient confidence in the logic is established, it needs to be ported to
an experimental quantum processing unit [36]. This adds complexity overhead for
topological mapping [37] and quantum error correction cycles [38].
Electronics 2021, 10, 2433 13 of 17
Thus, every quantum algorithm that depends on a probabilistic result in a noisy envi-
ronment needs to be repeated, adding a multiplicative factor to the inherent gate complexity.
Figure 9. Quantum database for search pattern CA and reference string AATTGTCTAGGCGACC.
Figure 10. Estimate of the solution probability trend as a numerical estimate of expected results of a
sample run.
The OpenQL algorithm is executed with the Qxelarator library, returning the internal
state vector. The reference sequence and the search query is hardcoded in the Python
program for this test but can be streamlined to be directly read from an industry-standard
file like the FASTQ format from commercial DNA sequencers. The result from the run is
plotted in Figure 11. The left vertical axis shows the staircase state curve for the tag qubits,
while the right vertical axis shows the measurement probability of each individual state.
There are four tag qubits and four data qubits (2 Radix-4 numbers for a DNA search pattern
of length 2). Thus, the total state space is 28 = 256. The double-precision floating point
naive state vector simulation of this algorithm requires 32 Kb to store the state space, while
each of the ≈230 gates requires a matrix of 8Mb. The states with prominent probabilities are
the memory states. The envelope of these states (ignoring the spurious memories) gives the
same trend as our estimate in Figure 10, verifying the correctness of our implementation.
Electronics 2021, 10, 2433 15 of 17
Figure 11. Results of a sample execution of QiBAM on QX Simulator, which matches the results
derived analytically in Figure 10.
7. Conclusions
This research is motivated by the bottleneck of DNA sequence reconstruction in
genomics, and explores how quantum acceleration can be applied in this domain. This is
the first time a quantum pattern matching algorithm is specifically designed, keeping in
mind genomic sequences.
The idea of associative memory is extended to an indexed directory of DNA sequences
spliced from the reference genome. In addition to taking into account the DNA alphabet,
since reads can contain errors, a distributed query for approximate matching is designed.
This is applied over the superposition of a quantum state, thereby storing an exponential
number of patterns. A constant Oracle is designed based on minimizing the Hamming
distances. This eliminates the bottleneck of compiling the query differently for every short
read at run-time. The associated index in the reference is retrieved, instead of the corrected
query by entangling the index with the sequence database.
This paper also discussed the complexity of the algorithm taking into account system
parameters as well. This algorithm is generalized to a generic quantum data structure
for multi-dimensional search. The algorithm is implemented and verified in the OpenQL
environment with the QX Simulator as the backend.
This research is the first exploration [7] towards a roadmap project [34] undertaken
in the Quantum Computer Architecture lab at the Delft University of Technology, to
design a full-stack quantum accelerator architecture that is domain-specific for genomics. While
the computer application community awaits a large quantum processor capable of real-
world problem size execution; our research is carried out on high-performance simulator
platforms to test the functional proof-of-concept execution pipeline on small DNA test
patterns. Further research is currently being carried out to adapt the algorithm for near-term
quantum computers using parameterized quantum-classical hybrid variational approaches.
Author Contributions: Conceptualization, A.S., K.L.M.B. and Z.A.-A.; methodology, A.S., K.L.M.B.,
C.G.A. and Z.A.-A.; software, A.S.; validation, A.S. and Z.A.-A.; formal analysis, A.S.; investigation,
A.S., K.L.M.B. and Z.A.-A.; writing—original draft preparation, A.S.; writing—review and editing,
A.S., Z.A.-A. and C.G.A.; visualization, A.S., K.L.M.B. and Z.A.-A.; supervision, Z.A.-A., C.G.A.
and K.L.M.B.; project administration, Z.A.-A. and K.L.M.B. All authors have read and agreed to the
published version of the manuscript.
Funding: This research received no external funding.
Electronics 2021, 10, 2433 16 of 17
Data Availability Statement: The data presented in this study are openly available on GitHub at
DOI: 10.5281/zenodo.5482659 (accessed on 9 September 2021).
Conflicts of Interest: The authors declare no conflict of interest.
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