Reaction Mechanism3
Reaction Mechanism3
Werner J. Blank.
American Cyanamid Company
Stamford Research Laboratory
Stamford, Connecticut 06904
Presented at the
Water-Borne and High Solids Coatings Symposium
February 12-14, 1979
New Orleans. LA USA
Symposium Sponsored by
University of Southern Mississippi
Department of Polymer Science
and
Southern Society Coatings Technology
The structure of melamine resins has a significant effect on the mechanism of catalysis. The
analysis of the volatile reaction products of amino resins was used as a method to determine the
reactions occurring during the cross-linking process. With fully alkylated melamine
formaldehyde resins specific acid catalysis was found the dominant cross-linking mechanism.
With partially alkylated resins demethylolation and subsequent catalysis by a general acid
catalysis mechanism was found to be the cross-linking mechanism, in each case methoxy methyl
groups were found to be the reactive site and not methylol groups.
REACTION MECHANISM OF MELAMINE RESINS
Werner J. Blank
American Cyanamid Company
Stamford Research Center
Stamford. Connecticut
INTRODUCTION
Instead of doing this work with model compounds which are extremely difficult to
synthesize, I decided to use commercially available resins whose structure was well defined by
analysis. In reacting melamine with formaldehyde, random substitution of the -NH2 groups is
observed. Analysis of trimethylolmelamine by NMR technique2 indicates that mainly the
symmetric compound (# 1) is formed and only small amounts of an asymmetric compound (# 2).
CH2OH H H CH2OH
N N N N N N
H CH2OH H CH2OH
N N N N
N N
H CH2OH H CH2OH
#1 #2
We, therefore, can conclude that in a highly monomeric melamine-formaldehyde resin
with a melamine-formaldehyde ratio of > 3 that most of the unreacted hydrogen on the nitrogen
are randomly distributed and either next to a methylol or alkoxy methyl group. Therefore, such a
resin will have either -NHCH20R or -NHCH20H functional sites. The amount of these reactive
sites should be equivalent to the -NH content. There is one exception, and that is if the -NH
group is located next to a bridge in a polymeric unit of the melamine-formaldehyde resin
H2
H C CH2OCH3
N N
Theoretically at least, the bridge unit could also be a methylene ether group. No
analytical tools are available at the present time to prove or disprove the presence of such a unit,
but other considerations to be discussed later virtually exclude methylene ether3 and -NH groups
in the same resin. The variety of different possible functional sites on a melamine resin is shown
in Table 1.
CH2OR CH2OR
F1 N F2 N
CH2OR CH2OH
CH2OH CH2OR
F3 N F4 N
CH2OH H
CH2OH H
F5 N F6 N
H H
CH2OCH2OCH3
F7 N
CH2OR
Commercial melamine-formaldehyde resins do not contain only one type of functional
group, but a combination. The performance characteristics are, therefore, a function of the ratio
of these functional groups in the amino resin. In a given amino resin, the process used to make
the resin influences this probable distribution of functional groups.
Technically, it is reasonably easy to prepare a monomeric
hexakis(alkoxymethyl)melamine with only alkoxymethyl functional sites F1; but It is not
technically possible to prepare products with only F2, F3, F4 or F5 (Table 1) functionality.
Products made by commercial processes contain a combination of these functional sites. Certain
combinations are more frequent in an amino resin, others are, for practical purposes, non-
existent. For example, a partially alkylated amino resin could contain F1, F2, and F4
functionality, but no F3, F5, F6, or F7. In a highly alkylated commercial resin, F1, F7, and small
levels of F2 are normally present.
All commercial melamine-formaldehyde resins do contain variable levels of higher
polymeric materials. All possible combinations of bridging units are shown in Table 2. Again,
as in the case of functional groups, the probability for the existence of a certain bridging unit will
vary in different resin types. Methylene bridges (B1-B6) are, for all practical purposes, non-
reactive. Methylene ether groups (B7-B12) should undergo the normal reaction of an ether
group. Present analytical techniques cannot distinguish between bridging ether groups (B7-B12)
and polyether side chains (Table 1, F7). Only circumstantial evidence can indicate the presence
of either bridge ether or side chain polyether groups. From an application standpoint. it is not
very important to be able to distinguish between either group. Only the presence or amount
thereof is of significance.
H2 H2 H2
B2 ROCH2 C CH2OH B8 ROCH2 C C CH2OH
N N N O N
H2 H2 H2
B3 HOCH2 C CH2OH B9 HOCH2 C C CH2OH
N N N O N
H2 H2 H2
B4 ROCH2 C H B10 ROCH2 C C H
N N N O N
H2 H2 H2
B5 HOCH2 C H B11 HOCH2 C C H
N N N O N
H2 H2 H2
B6 H C H B12 H C C H
N N N O N
For this study, three different types of methylated melamine-formaldehyde resins and one
butylated resin were selected. The structure of the methylated resins was clearly established by
analysis. More questions remain to be resolved in the case of the butylated resin. Table 3 shows
the analysis of these amino resins. The analysis was performed by conventional wet techniques.
The alkoxy content was determined by NMR. Amino resin I is a commercial version of a highly
methylated melamine-formaldehyde resin. The combined molar ratio of melamine-
formaldehyde methanol (MF6.1Me5.2) Is shown in the first line of the table. The combined
amount of 6.1 moles of formaldehyde per melamine Is not an error in the analysis, but an
indication that polyether side chains and methylene ether bridging units are present in the resin.
Methanol is combined in form of methoxymethyl groups (> N-CH2OCH3 ).
The subsequent number indicates the molar amount of methylol groups per triazine (0.3).
The expression of HCHOF, measures the amount free-formaldehyde in moles of HCHO/triazine
(0.075). The amount of -CH2OCH2- bridging units and polyether side chains per triazine is
shown in the next line (0.9). This number is an approximation not obtained by analysis, but by
calculation4 from molar ratios and degree of polymerization (DP) Information. All analytical
errors can be magnified in this calculated "polyether" number; but as long as no reliable
analytical tools are available to determine this amount of polyether groups, the calculated
number offers important clues about the structure of the resin. The degree of polymerization DP
was calculated from gel phase analysis of the resin. Gel phase gives a good separation of
monomer, dimer, and trimer, but falls to give a good separation of higher oligomers. The
distribution of higher oligomers can, therefore, be calculated, from the ratio of monomer, dimer,
and trimer, assuming a natural distribution of the oligomers. This procedure, although subject to
some error, is sufficiently accurate for products high in monomer content, but is not acceptable
for highly polymeric products.
Amino resin 2 was a typical commercial partially methylated melamine-formaldehyde
resin.
Amino resin 3 was a higher methylated resin with high NH content. The -NH content
was determined by NMR.
NH content <l per triazine can also be determined by potentiometric titration. Amino
resin 1, as determined by titration, has virtually no NH groups and amino resin 2 has a small
amount. Amino resin1 is sold at 99 % solids. Amino resins 2 and 3 are sold as 80 % solids
solution in n-butanol.
Amino resin 4 was a conventional butylated melamine-formaldehyde resin, and It was
used for comparative purposes. The analysis methods used for the methylated resins were not
sufficiently reliable for this resin, therefore, only molar ratio (MF5Bu2.8) and GPC analysis are
reported.
Characteristics of Diol
Molecular Weight 506
Viscosity, Brookfield, 25°C., Pascals 2.85
MEQ (OH/g.) 3.95
This polymer has no residual acidity, therefore, an acid catalyst had to be used with all
coatings formulations. The acid catalyst used in all experiments, if not otherwise stated, was
dodecylbenzene sulfonic acid.
TEST CONDITIONS
Because of the difficulties in analyzing the composition of cross-linked films, I decided to collect
the reaction volatiles. From these volatiles, one can concluded possible reactions and
mechanisms of reaction. For this purpose, coated panels were cured In a flow cell and all
reaction volatiles were collected and absorbed In dry n-propanol and analyzed by gas
chromatography.
The flow cell (Drawing 1) was constructed of 5 mm window glass and cemented with a
silicone rubber adhesive. The dimensions of the curing chamber are 105 x 100 x 5 mm.
Preheated air enters the mixing chamber at a flow rate of 300 ml./minute. The air is
withdrawn from the main chamber at a lower rate of 100 ml./minute. A coated and predried
panel is inserted into the flow cell. The chamber does not have to be closed airtight. Reaction
volatiles are drawn from this chamber into the absorption liquid. The panels were either inserted
at the baking temperature into the flow cell or at a lower temperature, and the temperature was
raised to the baking temperature within 9-7 minutes. The heat-up rate of a panel in the flow cell
and a panel in a forced air oven was about the same and required about 5 minutes to be within
5°C. of the baking temperature.
REACTION VOIATILES
Wohnsiedler5 has shown in his work on an alkyd melamine resin system, that a variety of
reactions can take place. Possible reaction schemes are shown In Table 4. He did not mention
the influence of water on the self-condensation reaction (Eq.5 ) and he did not consider
demethylolation (EQ. 1) as major reaction steps required for crosslinking of melamine resins.
In Table 5, the reaction volatiles of amino resin I with the polyol were studied at different
ratios of polyol to amino resin, 75/25, 62.5/37.5, and 50/50 at a baking schedule of 20 minutes at
120°C. The reaction was catalyzed with 0.84 % of dodecylbenzene sulfonic acid (DDBSA)
based on the total binder. The 100 % solids resin blend was low enough in viscosity to be
applied by draw down without any dilution. Immediately after draw down, the coating weight
was determined. The dry film thickness of the coating was 25 µm.
Table 5. Volatiles
Amino Resins 1 Composition: MF6.1 Me5.2, -CH2OH0.3, HCHOF 0.075, -CH2OCH2-0.5, DP 1.68
Baking Conditions: 20 minutes 150°C, (302°F), Film thickness 25 µm; Catalyst DDBSA 0.84 %
Assuming only reaction between the methoxy and the hydroxyl groups of the polymer
(Table 4, Eq. 4), the molar amount of methanol should be equivalent to the molar amount of
hydroxyl groups in the polymer. Any excess of methanol has to come from self-condensation or
hydrolysis of the melamine resin (Table 4, Eq. 5, 11).
IR analysis of -the cured film did not show any evidence of increased HN<levels,
therefore, self-condensation of melamine according to Eq. 5 must be taking place. The level of
formaldehyde found in the reaction volatiles also indicates a demethylolation reaction. The
resulting -NH groups, from the demethylolation reaction, react either with some remaining
methylol or methoxy groups. There is obviously no way to account for the amount of water
collected In the trap. All reaction water has to be derived from the reaction of methylol groups
(Table 4, Eq. 2, 3, 8). Assuming that some of the water hydrolyzes the melamine resin, we arrive
at the following equation for the reaction water:
The larger amount of water formed in the collector, therefore, has to come from water
absorption of the uncured film and the panel. Therefore, in subsequent work, the amount of
water collected was measured, but not reported.
Raising the level of amino resin I from 25 to 37.5 % or a ratio of hydroxyl/triazine of
2.49/1 again produces higher than calculated levels of MeOH. At the 50/50 ratio of
polyol/melamine resin, some traces of methylal were formed in the reaction mixture. This was
the only occasion where we ever observed the formation of methylal. The overall reaction
responsible for formation of methylal Is shown in Table 4, Eq.7. Again, significantly higher
levels of methanol volatiles compared to the theoretical level were observed. J. N. Koral and
coworkers6 found in their work formation of methylal as self-condensation product of hexakis
(methoxymethyl) melamine and concluded that methylal is the only reaction product of self-
condensation. Their experiments were done under dry nitrogen.
The fact that methanol is the reaction product of the self condensation reaction and not
methylal led to the concept that not only water in the film, but possibly the humidity of the air
could have an influence on hydrolysis and self-condensation reaction of a fully alkylated
melamine resin.
Therefore, air was saturated at room temperature with moisture and introduced into the
flow cell. This air will be identified In the experiments as "wet". Calculations show that at
150°C the relative humidity of such wet air is about 1 %.
The experiments in Table 5 at the 62.5/37.5 polyol/melamine level were repeated with
slight modifications. Panels were inserted into the oven at 100°C. and heated within 8 minutes
to 150°C. This slower heatup rate gave more reproducible results. The tests were farther run
with dried and wet air. The results are shown In Table 6. Surprisingly, a significant increase In
HCHO (0.8 moles) and methanol (3.5 moles) volatiles was found, which shows that diffusion of
moisture in the air into the film can have a substantial impact on hydrolysis, demethylolation,
and self-condensation reactions.
In the presence of a sufficient excess of methoxymethyl groups, these groups will be
hydrolyzed, on extensive overbake; after loss of most of the methanol, hydrolysis of the
melamine/polymer backbone linkages could take place. Indeed some evidence for this has been
found in some coil coatings; which can lose solvent resistance on overbake. Under most normal
baking conditions, sufficient moisture is in the air to cause self-condensation of a
hexa(alkoxymethyl)melamine resin. The release of formaldehyde from this reaction cannot be
eliminated. Therefore, a reduction In residual methylol content of a hexa(methoxymethyl)-
melamine resin to reduce loss of HCHO by demethylolation during cure is, under normal humid
conditions, not sufficient.
Amino Resins 1 Composition: MF6.1 Me5.2, -CH2OH0.3, HCHOF 0.075, -CH2OCH2-0.5, DP 1.68
Baking Conditions: 20 minutes 100 → 150°C, (212→302°F), Film thickness 25 µm;
Catalyst DDBSA 0.84 %
Polyol/Amino Resin 62.5/37.5
OH/Triazine 2.49/1
Air flow Dry Wet
Mol Volatiles/Triazine
HCHO 0.35 0.83
MeOH 2.64 3.5
These data show that higher temperature and higher humidity in the air are mainly
responsible for the self-condensation reaction of a fully alkylated melamine resin, but that
increased acid catalyst levels are not. Therefore, decrease in performance of highly catalyzed
coatings is probably not caused by a different extent of self-condensation reaction of the
melamine resin, but rather by Interaction of the acid catalyst with the substrate interface or by a
change in migration rate of ions and water through the film.
Increasing -the baking temperature from 100°C. to 120°C. (Table 9) brings the expected increase
in methanol and formaldehyde evolution, but otherwise, no change in the already observed
pattern occurs.
The reaction volatiles for all partially alkylated melamine-formaldehyde resins indicate
that demethylolation is a major reaction step (Table 4, Eq. 1). Therefore, if it is not the methylol,
but the -NHCH2OR group, which is the reaction site, significant reduction in formaldehyde,
could be achieved by preparing such a resin.
Amino resin 3, which is a higher alkylated, high NH resin, fits the description for such a product.
Indeed this resin gives reduced formaldehyde emission under dry and wet conditions (Table 12).
The Increase In formaldehyde volatiles under wet cure conditions is still observable, but not
nearly as pronounced as In a highly alkylated resin. (Amino Resin 1)
Using a weaker acid catalyst such as a partial ester of pyrophosphoric acid (DMAPP)
gives excellent cure with amino resin 3. Increased levels of catalyst at a baking temperature of
100°C produce a very low level of formaldehyde. The higher level of acid does not increase the
formaldehyde loss (Table 13).
MECHANISM OF CROSS-LINKING
CH2+ H
CH2OR1
N + R1OH ↔ N FAST
CH2OR CH2OR
H CH2OR1
CH2OR1
N ↔ N + H+ FAST
CH2OR CH2OR
The formation of the carbonium ion determines the maximum rate, which can be
obtained. The carbonium ion can recombine with the split off alcohol or it can react with the
functional groups on a polymer, such as hydroxyl, carboxyl, amide, or mercapto.
The overall rate of cross-linking will be determined by the reaction rates of all reaction
steps. Indeed different rates of reaction have been observed for hydroxyl, carboxyl, and amide
groups by Koral, et. al6. So for an example, an already formed crosslink between polymer and
cross-linking agent can be reprotonated and form a carbonium ion, which then in turn can react
with the alcohol, which has been split off from another alkoxymethyl group. Therefore, bonds
are formed and broken continuously during the cross-linking process. The loss of the alcohol by
diffusion and evaporation has, therefore, a significant influence on the reaction rate. Absolute
rate measurements in a coating film are, therefore, virtually impossible. The rate of formation of
the carbonium ion can be approximately measured if a mercaptan is used to scavenge the
carbonium ion. The mercapto/melamine resin (-NCH2SR) linkage cannot be reprotonated and,
therefore, is the end product of the reaction.
Most of the methanol collected as volatiles can be accounted for as a product of the
crosslinking reaction. Assuming complete reaction of the functional groups of -the backbone
resin with the fully alkylated melamine-formaldehyde resin, for each mole of functional groups,
one mole of methanol has been formed in the volatiles. Any excess methanol has to come from
hydrolysis of the melamine resin (Table 4, Eq. 5). This finding is also confirmed by the tests
conducted under dry and wet conditions, which show significant increase in methanol and
formaldehyde levels in the volatiles.
At the lower baking temperature especially, this appears to be the only mechanism, which
causes self-condensation of the fully alkylated melamine resin. It is rather surprising that water
can, during the baking process, diffuse into the film and hydrolyze the amino resin. One would
assume that the reaction volatiles such as methanol or formaldehyde would prevent any diffusion
into the coating film. Calculations show that about 10 % of the water contained in the air
flawing through the cell participates in the hydrolysis of the melamine resin.
The reaction of partially alkylated melamine-formaldehyde resins with hydroxyl
functional polymers proceeds readily in absence of strong acid catalyst. The assumption that no
catalyst is required is wrong. Completely neutral, salt-free systems will not react with a partially
alkylated resin. For example, amino resins 2 and 3 will not react with the polyol used in this
study at 150°C. baking temperature. Kinetic hydrolysis studies by Berge et. al.7,8 of methylated
trimethylol melamine and hexakis(methoxymethyl) melamine clearly show a different
mechanism, indicating that general acid catalysis is involved In -NHCH2OR functional amino
resins. Therefore, any undissociated acid, salt, or weak acid should be a good catalyst. These
studies by Berge et. al.7,8 do not clarify the reaction mechanism of a partially alkylated
melamine-formaldehyde resin. Such a resin with -N(CH2OCH3)CH2OH as a functional site
should react by a mechanism similar to a fully alkylated product; but the actual performance of a
partially alkylated melamine-formaldehyde indicates a general acid catalysis mechanism.
Our work with a partially alkylated melamine-formaldehyde resin (amino resin 2) shows
that demethylolation (Table 14, Eq.1) is a major reaction step in a partially alkylated melamine-
formaldehyde resin. Therefore, the behavior of a partially alkylated and a fully alkylated, high
NH melamine-formaldehyde resin is very similar in a coating formulation. This is not surprising
because after demethylolation of the partially alkylated melamine-formaldehyde resin, a fully
alkylated, high NH melamine-formaldehyde resin is formed. Table 15 shows the reaction path.
In this mechanism, possibly a Schiff base intermediate is formed and not a carbonium ion. The
resulting Schiff base is reactive with hydroxyl, amide, and other -NH groups of the melamine,
but not very reactive with carboxyl groups.
CH2OR CH2OR
N ↔ N + HCHO
CH2OH H
H
CH2OR
CH2OR
N + HA ↔ N
+ A- FAST
H
H
H
CH2OR
N
+ A- ↔ N CH2 + ROH + HA SLOW
H
CH2OR1
N CH2 + R1OH ↔ N
H
In most coating systems, one can, of course, observe an overlap of specific or general
acid catalysis. Table 16 gives the reaction products of a partially alkylated melamine-
formaldehyde resin under specific and general acid catalysis conditions. Volatile tests have
indeed shown that reduction in formaldehyde can be observed using increased levels of a strong
acid catalyst (H+s).
H2
HA ROCH2 C CH2OR
N N
+ROH
With highly alkylated, high NH melamine-(amino resin 3) formaldehyde resin, the cure
response is significantly better with a weaker acid than a stronger acid. Therefore, only a weak
acid is an acceptable catalyst. Figure 1 gives a comparison of a hydroxyl functional acrylic resin
cross-linked with amino resin 3 and catalyzed with an alkyl acid pyrophosphate and p-toluene
sulfonic acid catalyst. At equal MEQ of acid in the system, the stronger acid is a poorer catalyst.
This effect can be explained by the increased basicity9 of the triazine ring of a highly alkylated,
high NH melamine-formaldehyde resin leading to a protonation of the ring and reduction in
reactivity.
12
10
KNOOP HARDNESS
6
pTSA
4
DMAPP
2
0
0 0.2 0.4 0.6 0.8 1 1.2 1.4
CATALYST, MEQ/g
Comparing the cure response of amino resins 2 and 3 in a coating system (Table 17), we
find that the highly alkylated, high HH amino resin is faster reacting than the partially alkylated
resin at lower cure temperatures (120°C.). The demethylolation step, which is quite fast at
higher temperatures, slows considerably at temperatures below 120°C.
The difference in cure mechanism between fully alkylated and partially alkylated, fully
alkylated, high NH melamine-formaldehyde resins have significant implications from a
formulation standpoint.
Table 17. Low Temperature Cure White Gloss Enamel
Fully alkylated melamine-formaldehyde resins give good cure response only in the
presence of a strong acid catalyst; and amines and pigments with reactive surfaces can
significantly inhibit the cure response. Contrary to the common opinion, fully alkylated
melamine-formaldehyde resins are not slower curing than partially alkylated resins if properly
catalyzed. Partially alkylated and fully alkylated, high NH melamine-formaldehyde resins are,
with respect to catalysis, much more forgiving. Amines will reduce the cure response, but not
inhibit the reaction, pigments will have no or only a slight effect on the cure rate. Stability on
the other hand is not as good as that of fully alkylated resins, even in absence of a strong acid
catalyst.
In water-borne coatings, the amine salts of the carboxyl groups are an excellent catalyst
for partially alkylated or high NH resins, regardless of the pH of the system. Therefore, stability
of fully alkylated resins in water systems is superior to partially alkylated resins. The only way to
improve stability in a water system would be to choose resins with very low acid number, thus,
reducing the level of catalyst In the system. This improved stability can indeed be observed in
emulsions, which give excellent stability with partially alkylated melamine resins.
It is also a fallacy to expect improved stability in an amine neutralized, water-borne
coating if the strong acid catalyst, such as pTSA, is omitted from the formulation.
On baking, most of a strongly basic -t-amine will have to leave the film before a fully
alkylated melamine-formaldehyde resin will start to react. This temperature is usually above
135°C. Addition of larger levels of acid catalyst will not enhance the cure response at lower
temperatures. A partially alkylated or a high HH melamine-formaldehyde resin will react in the
presence of the amine, or at about 110-120° C.; this can result in poorer water-resistance and
increased blister tendency.
Cross-linking agents responding to two different mechanism of catalysis should not be
blended in a formulation if low temperature cure is desired (Table 18). The increased basicity of
the partially alkylated or the high NH melamine resin is sufficient to neutralize portions of the
strong acid catalyst and, therefore, reduce the acidity of the system. The weak acid catalyst on
the other hand will not catalyze the fully alkylated resin. This effect of cure inhibition is only
observable at lower cure temperature, but not at temperatures above 150°C.
Unpigmented system; Cure 20 min. schedule 93°C; Substrate cold rolled steel zinc phosphated
System 1 2 3 4 5
Alkyd solids weight, % 70 70 70 70 70
Amino 1 solids weight, % 15 15 15 --- 30
Amino 3 solids weight, % 15 15 15 30 ---
Catalyst DMAPP, % on TRS 0.5 --- 1.0 1.0 ---
Catalyst DDBSA, % on TRS 0.84 1.68 --- --- 1.68
CONCLUSION
ACKNOWLEDGMENT
I would like to thank Dr. I. H. Updegraff for his patience in conducting the volatile study and Dr.
G. G. Parekh for his contribution in the mechanistic studies.
Reference:
1
Studies on Melamine Resins, Arvid Berge, SDTOBF, Applied Chemistry Div., University of Troudheim. Third
International Conference in Organic Coatings Science and Technology, Athens, Greece, July, 1977.
2
Unpublished by American Cyanamid Company, Communication with Dr. J. Lancaster.
3
The presence of methylene ether groups can only be discounted in imino functional melamine resins, which have
been prepared under acidic alkylated conditions.
4
Unpublished by American Cyanamid Company Procedures
5
Wohnsiedler, H. P., Div. Org. Coatings & Plastics Chem. 20/2, p. 53, 1960
6
Koral, J. N. and Petropoulos, J. C., J. Paint Tech., 38 600, (1960)
7
Berge, A., Gudmurndsen, S., and Ugelstad, J., Europe Polym. J. 5, 171 (1969).
8
Berge, A., Kvaeven, B., andUgelstadt, J., Ibid., 6, 981 (1970).
9
Dixon, J. K., Woodbery, N, T., and Costa, G. U., J. Am. Chem. Soc., 69, 599 (1947).