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Save King Croesus Gold For Later King Croesus’ Gold
Excavations at Sardis and the History of Gold Refining
Andrew Ramage and Paul Craddock
with contributions by
M.R. Cowell, A.B, Gegkinli, D.R. Hook, M.S. Humphrey
K. Hyne, N.D. Meeks, A.P. Middleton and H. Ozbal
Published for The Trustees of
The British Museum by
=
BRITISH MUSEUM Jill PRESS
In association with
ARCHAEOLOGICAL EXPLORATION OF SARDIS
Harvard University Art MuseumsTo our wives, Nancy and Brenda
gon nese axons
Croesus’ gold : excatE
Sart ai
AA
=37881*
© 2000 The Trustees of the British Museum and
the President and Fellows of Harvard College
First published in 2000 by British Museum Press
A division of The British Museum Company Ltd
46 Bloomsbury Street, London WC1B 3QQ
{in association with the Archaeological Exploration
of Sardis (as Monograph 11)
A catalogue record for this book is available from
the British Library
ISBN 0-7141-0888-X
Designed and set in Apollo by Andrew Shoolbred
Printed in Great Britain at Cambridge University PressContents
Contributors 7
Acknowledgements 8
Prologue A. Ramage and P-T. Craddock 10
Excavation of the gold refinery at Sardis 10
The process of gold refining 10
Summary of the historical evidence 11
Golden Sardis A. Ramage 4
Sardis in context 14
Lydian metallurgy and the beginnings of coinage 17
Sources for the Lydian gold 19
Value and quantity of gold 20
Storage and use 21
Digging at Sardis 23
Historical Survey of Gold Refining:
1 Surface Treatments and Refining
Worldwide, and in Europe Prior to
AD 1500. PT. Craddock 27
Surface enhancement of gold artefacts: the precursor
to gold parting 27
‘The inception of gold parting 31
Literary evidence for cementation parting 32
Historical Survey of Gold Refining:
2 Post-medieval Europe PT. Craddock 54
Renaissance Europe: Probierbiichlein, Biringuccio,
‘Agricola and Ercker 54
Later history and descriptions 65
Gold refining by sulphur, antimony and mineral
acids 67
‘The Excavations and Finds A. Ramage n
‘The goldworks 72
The altar 72
Details of the goldworking area 81
‘The two dumps 86
The finds 88
Chronology 94
Technical summary 96
Scanning Electron Microscopy of the Refractory
Remains and the Gold N.D. Meeks 99
Introduction 99
Excavated Materials and Methods of Examination 99
Excavated material 99
‘Methods used to examine the materials 101
Examination of Refractory Sherds and Furnace
Bricks 102
Description of sherds 102
Discussion 126
Examination of Gold Foils and Dust 145
Gold fragments from the Archaeological Museum,
at Manisa 145
The purified gold grains 151
Conclusions 151
Scientific Examination of Some Ceramic
Materials and Samples of Litharge
A.P. Middleton, D.R. Hook and
‘M.S. Humphrey 157
Introduction. 157
‘Materials and methods 157
Observations 158
Interpretation 166
Summary 1686 Contents
7
10
Scientific Examination of the Lydian Precious
‘Metal Coinages M.R. Cowell and K. Hyne 169
Introduction 169
Previous analyses 169
Flectrum coins 172
Gold and silver coins 173
Platinum group element inclusions 173
Conclusions 173
Replication Experiments and the Chemistry
of Gold Refining P-T. Craddock 175
Previous experiments and replications 175
Active agents in the salt cementation process 180
Chemistry of the salt cementation process 181
Physical chemistry of the parting process 182
Examination of the Sardis Gold and the
Replication Experiments A.E. Geckinli,
H. Ozbal, P-T. Craddock and N.D. Meeks 184
Examination of the Gold from Sardis 184
Gold samples selected for examination 184
Methods 184
Results and discussion 185
Scanning electron microscope study 185
Replication Experiments and Examination of the
Experimentally Treated Metal 187
Form and examination of the test pieces 187
Mechanism of the removal of silver 187
Conclusions 188
Reconstruction of the Salt Cementation Process
at the Sardis Refinery PT. Craddock 200
Introduction 200
Source of the metal treated at the refinery 200
Parting vessels 202
Cementation furnaces 203
Cementation mixture 203
Evidence for graduation or quartation 205
Operating parameters of the process 205
Efficiency of the separation and gold recovery 207
Recovery of silver from the debris of the
process 208
Summary 209
Epilogue: The Significance of the Sardis
Refinery in the Classical World
A, Ramage and PT. Craddock 212
APPENDICES
1 Inventory and Descriptions of the Gold Samples
Compiled from Sardis records by A. Ramage 215
2. Inventory and Descriptions of Finds of
Equipment and Supplies A. Ramage 221
Bellows nozzles or tuyeres 223
Bread tray with vitrification 226
Bread tray without vitrification 227
Coarseware with vitrification 228
Coarseware without vitrification 229
Plainware 229
Brick 229
Brick: pieces of glazed surface 230
Vitrified materials 230
Crucible rim 231
Metal 231
Litharge cakes 231
Lead dribble 232
3 Karly History of the Amalgamation Process
PLT. Craddock 233
Gold extraction 233
Silver extraction 235
4 The Platinum Group Element Inclusions
PLT. Craddock 238
Early references to PGE inclusions and their removal
from gold 240
Implications of the survival of PGE inclusions for
the interpretation of the Sardis process 242
5 Assaying in Antiquity P.T. Craddock 245
Specific gravity 245
Fire assay 246
Touchstone 247
Summary 249
6 Concordance between Sardis Excavation Codes/
Descriptions and British Museum Codes 251
Technical Glossary 253
Bibliography 257
Index 269Contributors
M.R. Cowell
Department of Scientific Research, British Museum,
Great Russell Street, London WC1B 3DG
PT. Craddock
Department of Scientific Research, British Museum
AB. Geckinli
Faculty of Chemical and Metallurgical Engineering, Istanbul Technical
University, 80626 Maslak, Istanbul
DR. Hook
Department of Scientific Research, British Museum
MS. Humphrey
Department of Scientific Research, British Museum
K. Hyne
Formerly Department of Scientific Research, British Museum
N.D. Meeks
Department of Scientific Research, British Museum
AP Middleton
Department of Scientific Research, British Museum
H, Ozbal
Bosphorus University, 80815 Bebek, Istanbul
‘A. Ramage
Department of the History of Art, Cornell University, Ithaca, New York 14853Acknowledgements
We are indebted to many people for their encouragement
and unstinting help, across a broad spectrum of academic
disciplines, both in the humanities and the sciences.
Archaeological
‘The late Professor G.M.A. Hanfmann and Professor Craw-
ford H. Greenewalt, Jr, his successor as Field Director,
deserve particular thanks for recognising the importance
of the discovery and supporting the field excavations and
the subsequent analytical investigations in the laboratory.
We had much encouragement also in the early interpreta-
tion of the finds from the late Professor Cyril S. Smith of
the Massachusetts Institute of Technology. He believed in
the main conclusions but played the helpful sceptic by
pointing out anomalies and discrepancies.
We also stand in the debt of Sidney M. Goldstein, a
conservator at Sardis in 1968 and a fellow graduate stu-
dent, He helped in the beginning, discussing the interpre-
tation of the little burnt rings that turned out to be
hearths. He shared Andrew Ramage’s excitement in the
discovery and they both realised its importance even
‘though they were not able to define the precise activity at
first. In his capacity as a conservator, he organised the
finds and took on the duty of compiling lists of the differ-
ent categories and individual pieces of gold and ceramic
materials collected in 1968 and 1969. These lists form the
basis for the identification of items mentioned in the day-
to-day field records.
Richard E. Stone, the Senior Conservator in 1968, must
be recognised as the person most responsible for guiding
Ramage and Goldstein towards the specific interpretation
of gold refining for what was clearly some sort of metal-
‘working process. He was at that time a graduate student in
the Conservation Program at the Institute for Fine Arts,
New York University.
‘We should also recognise the contribution of our Turk-
ish colleagues in the field, in particular the team of work-
‘men responsible for the actual digging. One of them in
particular, the late Huseyin Bal, can be commended for a
sharp eye and a delicate trowel. The Archaeological
‘Museum in Manisa has been the recipient of their finds,
and we are also grateful to the late Kemal Ziya Polatkan,
director at the time of the discovery, and to successive
directors (Kubilay Nayir and, since 1986, Hasan Dedeoglu),
who have been most helpful in permitting Goldstein and
Ramage to study the pieces of gold and other refinery
materials stored in their care, and for allowing the gold to
travel to Istanbul for scientific study. Celalettin Sentiirk
and Teoman Yalginkaya facilitated the physical transfer of
gold specimens to the University of Istanbul in 1993.
Elizabeth Gombosi took many of the original field pho-
tographs and Michael Hamilton printed a large proportion.
Elizabeth Wable (in consultation with Sidney Goldstein)
made many of the drawings reconstructing the process,
and Catherine Alexander drew many of the tuyeres and
refractory items. Sardis recorder for 1997, Ellen Roblee,
and assistant recorder for 1998, John Vonder Bruegge,
whether at Sardis or back at the office, helped in the
retroactive inventory project of the technical material.
Laura M. Gadbery, Associate Director and Head of the
Sardis office in Cambridge, assisted in the preparation of
the new object cards. To all of them, many thanks.
‘The original support and financial contributions that
made the Archaeological Exploration of Sardis possible
have by now been rehearsed several times, as has the gen-
erosity of the Republic of Turkey, through the Department
of Antiquities and Museums, in affording us the privilege
of working at Sardis. That is the background to all our
endeavours. For the discovery and study of the gold refin-
ery a few years may be picked out (1967-70, 1975, 1987
and 1993) when the support offered through the continua-
tion of the excavations was crucial. These years cover the
actual discovery and excavation of the refinery (1967-70),
a short study season by Sidney M. Goldstein (1975) and
two study seasons by Paul T. Craddock (1987 and 1993).
‘Andrew Ramage was active at Sardis for all seasons except
1975 but did not engage in gold research other than that
entailed in his original discovery until 1987. Major sup-
port in those years came from The Old Dominion Founda-
tion, the Ford Foundation, the Loeb Classical Library
Foundation of Harvard University and the National
Endowment for the Humanities,’ a federal agency whose
| NEH grants 167-0-56, H68.0-61, H69-0-23 supported genera field
work in 1967, 1968 and 1969 respectively. RO-111-70-3966 supported
fieldwork publications, as did RO-21414-87.views do not necessarily concur with those set out here.
Individuals whose contributions have been generous
and consistent include Mr and Mrs David Greenewalt, the
late Dr Edwin H. Land and Mrs Land, Mr Thomas B.
Lemann, Mrs Guy Smallwood and Mrs Gustavus F. Swift.
Scientific
‘Much of the scientific work was carried out at the Depart-
‘ment of Scientific Research of the British Museum, and the
various contributors to this volume wish to thank their
colleagues within the Department for help and discussion
over a wide range of topics. In particular, Dr LC. Freestone
is thanked for his help in interpreting the structure of the
refractories. We also should thank our colleagues in other
departments, notably the Department of Coins and Medals,
for assistance in selecting the Lydian coins for scientific
examination from the collections of the British Museum,
and allowing them to be analysed. We are also grateful to
Professor A.A. Gordus of the Department of Chemistry,
University of Michigan, for allowing us to publish here the
analyses of gold foils, etc. from the excavations and of
Lydian coins from the Ashmolean Museum, Oxford, per-
formed many years ago.
We wish to thank Dr Jack Ogden for help and advice
over all matters auriferous, freely given from his ency-
clopaedic knowledge of the subject. We are grateful to Dr
Justine Bayley, of the Ancient Monuments Laboratory of
English Heritage, for imparting her knowledge of the exca-
vated remains of parting, not least for teaching Paul Crad-
dock to recognise the distinctive features of the debris of
salt cementation. We must also thank Professor E.T. Hall,
of the Research Laboratory for Archaeology and the His-
tory of Art, Oxford, both for his encouragement whilst a
Trustee of the British Museum, and for his scientific
advice, based on his own important experiments on gold
Illustration acknowledgements
“Acknovlegement is due tothe following for permission to reproduce
photographs and other ilustrations:
“Archaeological Exploration of Sardis for Figs 1.1 t0 1.3, 1.5, 1.6,
1.9 t01.11, 4.1 to 4.53, 4.55 £04.57, A21 t0 A210
British Library Board for ig. 2.6
Deutsches Archéologisches Institut Athens for Fig 4.54
Department of Metallurgy and Materials Engineering, Istanbul
‘Technical University for Figs 9.1 to 9.23
Hirmer Verlag Miinchen for Fig. 1.7
‘Trustees of the British Museum for Figs 1.4 and 1.8, 5.1 105.64,
6.1 10 6.10, 7.1, 9.24 t0 9.34, 10.1 0 10.5, AL.1 te AL10
Acknowledgements 9
refining, which he has allowed us to quote. We also wish to
thank Dr Alessandra Giumlia Mair for discussion and
translation of the ancient texts in Chapters 2 and 3. We are
grateful to the laboratories of Johnson Matthey Ltd for
making available to us J.H.F. Notton’s unpublished internal,
report on his gold-refining experiments.
‘The work on the gold foils from the Archaeological
Museum in Manisa was conducted at the laboratories of
the Department of Metallurgy and Materials Engineering
of the Istanbul Technical University and partially sup-
ported by the Archaeometry Research Center of the
Bosphorus University and the Archaeological Exploration
of Sardis. Our thanks go to Dr V. Giirkan, who undertook
the macrophotography of the gold foils, and to H. Sezer for
his assistance with the SEM examination, The macropho-
tography of the material examined in the British Museum,
was undertaken by Anthony Milton of the British Museum
Photographic Service,
Editorial
Our readers, Dr Oscar White Muscarella and Professor
Mike Wayman, and our editors, John Day, Katherine Kiefer
and Nina Shandloff, on both sides of the Atlantic, have
persuasively but firmly helped us to smooth out the organ-
isation of the book with its mixed historical and scientific
components. Andrew Ramage's wife, Nancy Hirschland
Ramage, was in on the discovery from the very beginning
and made drawings of the cupels and of the furnaces,
Many times recently she has read over his text and offered
countless suggestions for improvement as well as encour-
aged him to persevere when things looked bleak.
Andrew Ramage
Paul Craddock
August 1999Prologue
A. Ramage and P°T. Craddock
Excavation of the gold refinery at Sardis
‘The discovery of the gold refinery is one of the most
important finds made in the course of the Harvard-Cornell
excavations, The installations are at the moment unique in
the classical world and of fundamental importance for the
interpretation of several short or inconclusive passages
from ancient authors around the world. The details of the
sequential discoveries and day-to-day strategies are sum-
marised below to produce a synthetic picture of the work-
shop and its procedures.
"At the time of the excavation, the expedition conserva-
tor, who had extensive technical expertise, helped us to
make the connection between multiple small hearths with
associated lead oxide and the possibility of a gold-refining
process. Subsequently, we saw the reddened masses of mud
brick as furnaces for another, and even more vital stage in
the parting process. This was on the basis of written
accounts from the sixteenth century that apparently had
retained a tremendous amount of traditional information
and practice,
‘The place of Lydia in the centre of western Anatolia
and the expansive policy of its kings meant that its capital,
Sardis, became the focus of diplomacy and hostilities at the
end of the seventh century and into the sixth and fifth
centuries ac. Enormous wealth was generated during that
period from conquest and from the exploitation of the
alluvial gold in the River Pactolus and other rivers nearby.
It is, therefore, of great significance to have found one of
the installations where the natural gold-silver alloy was
processed to provide pure gold and pure silver as is
implied by the tradition in the ancient world that the
Lydians were the first people to employ gold and silver for
coins, The workshop was found in a domestic area, and the
fittings and equipment give the impression of domestic
items pressed into service for special requirements. Thus,
the furnaces give the appearance of a battery of domestic
ovens and the vessels for the parting process are derived
from domestic jugs,
‘The dating of the refinery fits very closely with that of
the reign of King Croesus (561-547 nc), who became a
symbol for enormous wealth into our own time. The body
of the text here contains an explanation of the chronology,
as the circumstances of the discovery and the actual
artefacts or workshop residue are described.
Detailed scientific examination of some of the finds,
undertaken in the British Museum's Department of Sci-
entific Research, elucidated the parameters of the refining
process. When combined with the evidence found in
historical texts describing various methods of refining
gold, the archaeological evidence and the results of the
scientific examination create a detailed picture of the gold-
refining process used at Sardis.
The processes of gold refining
Gold occurs naturally as minute particles of metal in the
primary quartz veins in which it formed. This is known as
primary gold. Where these deposits have eroded, the gold
can be released, reconcentrated by the action of water and
deposited in beds of sands or gravels. This is secondary or
placer gold. The gold, being of very different density to the
other materials, is often concentrated within very specific
areas of these sands or gravels. Sometimes these areas are
quite small but still of very great value, containing large
quantities of gold in near-surface deposits of easily worked
sand or gravel in former or existing stream beds. It isbelieved that the Pactolus contained such deposits, and
although nothing is known about the actual mining
methods, their discovery and exploitation took place over
a relatively short period, creating enormous wealth. How-
ever, the deposits were soon exhausted, and the riches of
Croesus became but a memory to succeeding generations.
Almost all gold occurs naturally containing some
silver. This can vary enormously but typically lies
between about 5% and 40% by weight. The only other
metal found in natural gold above trace levels is copper,
which, however, is only rarely found in quantities greater
than 1% or 2%.
With the advent of coinage, where both the weight
and purity of the metal were guaranteed, it was clearly
imperative to be able to refine the gold. The base metals,
notably copper, could be removed from the gold by cupel-
lation. The impure metal was melted together with lead
and the resulting mixture subjected to a continuous blast
of air at high temperature, typically in the region of
1100 °C. This completely oxidised the lead and any other
base metals present, to form a molten mass of lead oxide ~
litharge — with the other metal oxides absorbed within it,
but leaving the two noble metals, gold and silver, unaffected
and separate.
Different methods were necessary to separate the gold
and silver, an operation known in English as parting.
Before the discovery of mineral acids, the only method of
parting gold and silver was by cementation with acidic
salts. In a cementation process, the principal reactants are
in the solid state, and the usual salt used in antiquity
seems to have been sodium chloride (common salt), but
others, notably alum, ferric sulphate and potassium nitrate
(nitre, also known as saltpetre), were also used alone or in
combination. These were joined in the Middle Ages by
sulphur parting, using either elemental sulphur or, more
usually, an iron or antimony sulphide, The active agents
were often supported on an inert medium or carrier, typi-
cally of clay or brick dust, which was especially useful if
the reagents melted during the reaction. The mixture of
active agents and the carrier was known as the cement,
The finely divided, impure gold was placed, carefully
surrounded by the cement, inside a ceramic container.
This was known as the parting vessel, and was usually
specified as being of earthenware, the relatively open
structure of which would have been thermally more
resilient and more porous than finewares. The parting
vessel was then heated for prolonged periods at tempera-
tures below the melting point of the impure gold, but the
other reagents could be either solid or molten. Note that,
although cementation processes are nominally solid state,
at the operating temperature the active agents have a high
Prologue 11
vapour pressure, even though still solid, and in reality it
was their vapours which attacked the solid metal. Thus, in
the salt cementation process, which is believed to have
been employed at Sardis, vapours of chloride ions and
chlorine at elevated temperature attacked the surfaces of
the impure gold, penetrating deeply into the interior of the
metal along the grain boundaries. The process was per-
formed for some hours, or even days according to some
early descriptions, until the gold was purified. The silver
‘was converted to silver chloride, which is also volatile, and
was absorbed by the inert carrier, if present, and in the
walls of the parting vessel and furnace, The silver could be
recovered from these various materials by smelting them
with lead to absorb the silver salts, followed by cupellation
to release the now-pure silver.
Acid parting began in the Middle Ages, initially using
nitric acid, which was replaced in the post-medieval
period by sulphuric acid. Here, the solid impure gold was
attacked by the hot aqueous solutions of the acid. Once
again, the active reagents attacked preferentially down the
grain boundaries, In order to facilitate the parting process,
it was normal practice to add considerable quantities of
silver to the impure gold, a procedure known as graduation
or quartation. The reason for this seemingly quixotic
practice of adding more of the metal they were trying to
remove was to ensure that there was abundant silver
within the body of the gold which the acid would eat away,
creating considerable porosity throughout the gold, and
thereby ensuring that all of the metal was exposed to the
acid. In fact, this procedure originated earlier with the salt
cementation process, where it was used as a special extra
refinement, with the extra metal, usually copper, added
after the first cementation. However, the greater porosity
created in the gold was not as necessary for cementation
parting, which operated at much higher temperatures than
the acid parting process, with the active reagents being
present as vapours rather than as liquids,
Summary of the historical evidence
A number of important points emerge from the broad
survey contained in the historical Chapters 2 and 3 and in
Appendices 3 to 5, together ranging over some very
disparate subjects and sources.
Surface enrichment
‘The deliberate surface enrichment of gold artefacts seems
to have been a widespread practice almost since the incep-
tion of goldworking. It also seems that corrosive salts12. Prologue
— such as common salt, alum, iron sulphates and nitre ~
were used, which were capable of removing some of the
silver from the gold, as well as the base metals. These salts
‘were subsequently to be the active agents in the cementa-
tion refining processes, but at high temperature rather
than in an aqueous medium.
Everywhere, except possibly in India, the introduction
of a gold coinage seems to have provided the stimulus for
gold refining. Without the requirement of gold of guaran-
teed purity for the specific needs of coinage, there was no
incentive to refine gold. The surface of finished gold
artefacts could be enhanced quite satisfactorily without
the loss of weight attendant on full refining. Surface
enrichment could be achieved much more easily with
mineral acids, but cementation methods continued well
into the twentieth century, long after cementation had
been abandoned for gold refining.
Cementation
‘The basics of cementation refining are very similar around
the world. To a degree, this was inevitable, dictated by the
physical chemistry of the process. A variety of active salts
was used in antiquity, notably common salt and sulphates
in the form of alum or iron sulphates. The chlorides and
sulphates were used both alone and in combination;
experiments performed in the eighteenth century suggest
that a combination of salts could operate at lower tempera-
tures. Nitrates in the form of impure saltpetre may have
been used in ancient India, although apparently not in the
West until the Middle Ages. Some recipes suggested the
use of copper, lead or zinc sulphates, but these are unusual
and uncertain.
‘There is little evidence for the use of either elemental
sulphur or metal sulphides, such as marcasite or pyrites,
for the refining of gold in classical antiquity, although they
may have been components of recipes for surface treat-
ments in late antiquity. The use of sulphur and sulphides,
notably antimony sulphide (stibnite) only became preva-
lent in the medieval world. Similarly, strong mineral acids
were only employed from the Middle Ages in Europe and
the Middle Fast, and even then were rarely used alone for
primary gold refining until well into the post-medieval
period.
Some early recipes for gold-refining cements specify
the addition of copper and even lead salts. These are
repeated and expanded by many of the later accounts,
There is a suggestion in some of the ancient descrip-
tions that two-stage processes were used. This is certainly
true of the first reliable and detailed accounts, such as that
of Theophilus in the twelfth century and those of authors,
such as Ercker, during the Renaissance. In the second,
more rigorous refining stage of the cementation, known as
graduation, copper was often added. Almost all of the
medieval and later recipes state that reagents have to be
mixed with an inert support medium, powdered brick,
sometimes with additional clay, being very popular, but no
such materials are found in the earlier descriptions,
notably that of Agatharchides, c. 116 nc.
The gold to be refined needed to have a large surface
area exposed to the reagents. The granules of freshly won
gold could be used as they were, or the gold could be ham-
mered into thin foils, or be granulated by pouring the
molten metal into water. The Probierbiichlein, compiled in
the early sixteenth century, describes the addition of lead
to the gold to facilitate the granulation,
The common descriptions through the ages of the part-
ing vessel concur that it should be of earthenware rather
than of fineware ceramic. Some descriptions actually
specify a cooking pot, and Agricola recommends a vase-
shaped pot, not dissimilar to the Lydian coarseware
cooking pots at the Pactolus North refinery which seem to
have been selected for use as parting vessels. Similarly,
several accounts describe the use of earthenware potsherds
for various tasks. Almost all the descriptions specify a lid
should be fitted and sealed in place with clay, although in
the Japanese and some of the later Indian processes, the
cementation mixtures were not contained in a pot at all.
The function of the lid was to prevent loss of the volatile
silver salts, and both Indian and Japanese commentators
note the loss of silver.
‘The various descriptions of the parting furnaces,
which become ever more detailed from late antiquity
through the Middle Ages, have strong similarities both
amongst themselves and with the furnaces excavated at
Sardis, suggesting a long continuity.
After parting, the gold was washed and melted, and
the silver recovered from the spent cement. This was
almost always done by cupellation ~ although note the
reference in the Probierbiichlein to the amalgamation
process for the recovery of silver from the parting cements.
Cupellation was the standard process for the recovery and
refining of silver throughout the Old World, and as such
was not usually described in any detail in the early
accounts of gold refining. The Indian saltpetre process is
an exception, where it does seem that significant quantities
of gold also had to be recovered from the cement along
with the silver, and that a special process was necessary.
‘There are several excellent accounts of the salt cemen-
tation processes in the major nineteenth-century metallur-
gical texts. Percy's Gold and Silver: Part One, published in
1880, is pre-eminent, although by then the process hadceased to be used except, as Percy correctly stated, possi-
bly in Japan. Percy’s long description includes an impor-
tant and detailed section on the process in classical
antiquity (pp. 397-402), which was the first major discus-
sion on the subject. He concluded that a method of
separating gold from silver was known and practised in
the time of Strabo:
but centuries before that period the ancients must
have been able to effect such a separation; for other-
wise it is impossible to account for the remarkable
purity of the gold of many of their coins.
Percy describes the chemistry of the processes in terms of
fixed and immutable elements and of Dalton’s atomic
theory. His descriptions are thus very different from the
theoretical explanations of the processes that had gone
before. They are, in fact, the first modern descriptions, and
as such form an appropriate starting point for the scientific
investigation of the remains excavated at the Sardis refinery.
Amalgamation
‘The treatment of metals with mercury has a long history,
stretching back into the first millennium sc, but there is no
evidence for the extraction, in antiquity, of either gold or
silver from their ores by amalgamation, There are descrip-
tions from Roman times of the recovery of gold from gilded
artefacts, but the earliest unequivocal descriptions of the
treatment of gold ores with mercury to extract the gold are
medieval. Silver in metallic form was already being recov-
ered from its finely ground ores and slags in the later first
millennium ap. The recovery of silver minerals from cupel-
lation debris by amalgamation was a late medieval devel-
opment, and the successful treatment of silver ores only
began in the sixteenth century in the Americas,
It is possible that before mercury was used to extract
gold, lead may have been used in the same manner. There
is certain archaeological evidence from Roman times for
the use of lead to extract the gold from the auriferous slags
created by the smelting of pyritic gold. It is possible that
the minute particles of gold from primary deposits could
have been extracted from the finely ground ore with lead,
although the literary evidence for this is tenuous and as
yet there is no archaeological evidence.
Platinum group element inclusions
Platinum group element (PGE) inclusions, which are so
Prologue 13
apparent in some of the Lydian gold coins, were described
by some ancient classical authors either as adamas or
adamans. Pliny gives the most detailed descriptions,
although confusingly describing gemstones at the same
time. Plato mentions adamans and implies that it could be
refined from the gold. The Mappae Clavicula, compiled in
the post-Roman period, contains some elaborate recipes
using lead, which describe the removal, recovery and even
use of the inclusions.
Assaying
The ability to determine the composition of the gold was
clearly essential to any meaningful refining process. Simple
heating could reveal the presence of other metals in the
gold if they were present in quantity, and the potential
methods for quantitative determination were specific
gravity, fire assay and the touchstone.
‘The principles of the specific gravity method seem to
have been understood in antiquity, but were rarely, if ever,
used. The method ascribed to Archimedes was correct in
theory, but would not have been practicable. It was not
until the development of proper precision balances during
the Renaissance that the method could have been of practi
cal application. Fire assay is a broad term covering both
cupellation and parting methods. Cupellation alone could
be used to estimate the quantities of base metals and as
such seems to have been the standard method from remote
antiquity in the Middle East, where the sources describe
the weight loss of suspect gold on fire refining to constant
weight. However, cupellation alone would be of no use to
estimate the silver content, for which the fire assay would
have had to include a cementation stage. This would
involve considerable time, skilled effort and specialised
equipment, and in practice does not seem to have been a
common method.
From classical antiquity at least, until the recent past,
the usual method of assay was by touchstone. Prior to the
introduction of inineral acids in the Middle Ages, touch-
stones could only be really accurate with binary alloys of
gold-silver or gold-copper and could not easily quantify
alloys of gold with copper and silver in a combination that
was usually intended to preserve the colour of the gold.
‘Thus, in practice, the ancient and medieval worlds had
no routine effective method of determining the composi-
tion of gold adulterated with a combination of metals. This
probably explains the proliferation of artificial and
alchemic golds.CHAPTER 1
Golden Sardis
A. Ramage
‘The wealth of the Lydian kings and their capital at Sardis
was legendary from their own time until the present day.
The gold itself is no legend, however, and small quantities
can still be recovered from the sands and gravels of the
River Pactolus and other nearby streams. Most of the
stories about the wealth of Sardis centred around Croesus,
who was the last king of an independent Lydia. He served
as the model among the Greeks for an extraordinarily rich
man who was not able to achieve happiness or success in
spite of his wealth. He was, however, assumed to be
responsible for changing the Lydians’ use of coins made of
an alloy of gold and silver to coins that were pure gold or
pure silver.
‘The Harvard-Cornell excavations at Sardis have
brought to light a series of installations that would have
been capable of separating the major components of the
mixed metal to enable the Lydians to produce the silver
and gold coins for which they were so renowned,
Sardis in context
Gold and Sardis ~ the words are inextricably connected in
the ancient record. Poets and historians frequently refer us
to topographic details of Sardis and Lydia (Figs 1.1 and 1.2)
and recount personal stories of its legendary kings. They
cast the riches of Sardis, especially those of Croesus, who
ruled the Lydian empire from 561 to 547 Bc, in an allegori-
cal and moralising mode. The name of Sardis carried with
it the weight of many ancient comments and the lessons to
be learned from the progression beyond wealth to luxury
and pride. Very little is known about other Lydian cities
from archaeological excavation, although the names of
‘many places in Lydia are recorded by Herodotus and espe-
cially Xenophon and Strabo, and several towns that issued
coins during the Roman era seem to have retained their
Lydian names. There are clumps of burial mounds within
the region traditionally known as Lydia, but at present no
definitive associations can be made with habitation sites of
the Lydian period, which are very hard to discern in the
modern topography.’
‘The lesson regarding wealth was exemplified by the
Greek historian Herodotus’ account of the meeting
between Solon and Croesus, where the latter was discon-
certed to find that riches were not to be equated with
happiness, Croesus had asked Solon, a famous Athenian
philosopher, who was the happiest mortal, and had
expected him to say, ‘Croesus’. But no such luck, Solon had
answered with the name of Tellus, an obscure dead Athen-
ian, Solon maintained that no one could be called happy
before his death because there might be some untoward
incident to turn things upside down. Such a reversal did in
fact happen to Croesus, who lost his son in a hunting
accident and forfeited his empire to King Cyrus the Great
of Persia as a result of his own over-confidence. Even
though ancient critics and modern historians have shown
that this specific encounter with Solon would have been
impossible, because Solon lived a generation before
Croesus, it nevertheless gives an excellent flavour of the
Greeks’ attitude towards those who lived beyond their
borders and did not speak Greek. The epithet barbaroi,
literally denoting non-Greek-speaking groups, became
more or less synonymous with Lydians and especially
Persians. The Lydian kings and later the whole people, to
the Greeks, were effete and given to luxury. This condition
‘was, supposedly, brought about by self-indulgence. Schol-
ars have speculated that this was a rhetorical manoeuvre to
show the Greeks as morally superior; it runs all through
Greek history writing. Other Greek writers had the same
attitude towards Lydian wealth and specifically their gold,
at least as far back as the time of King Gyges, who had
‘usurped the kingly power in the early seventh century 3c,Golden Sardis 15
~}
ay
Fig, 11a (above) Easter Mediterranean
lands.
Fig. L.1b (left) Sardis and central Lydia,16 Golden Sardis
Fig. 1.2 Mount Tmolus and the region of Sardis.
for the contemporary Greek poet, Archilochus, pointedly
spurns both wealth and power:*
I do not care for the wealth of Gyges rich in gold. Envy
has never taken hold of me. I am not vexed at the
divine order nor do I long for a tyrant’s power. These
things are far from my eyes.
‘The poet Pindar brings out his own ambivalence towards
{gold in one of his victory odes (Olympians 1.1), by declaring
“Water is best..! but going on to describe the shining attrac-
tion of gold. In context, this may have to be interpreted
metaphorically, but the opposition of the two substances,
water and gold, is in the same spirit as that of contrasting
the simple Greeks and the luxurious Lydians.
‘The expansion of Lydian power at the expense of their
neighbours to east and west seems to have been mainly the
work of King Alyattes, the father of Croesus, in the late
seventh and early sixth centuries. His predecessors, Gyges
and Ardys, had been engaged in fighting off the nomadic
Kimmerian tribes, who moved in from the Balkans and
south Russia and ravaged western and central Anatolia for
much of the seventh century.® The physical circumstances
of Sardis are not referred to in Herodotus’ romantic
account of Gyges’ coming to power and at present we
cannot characterise a particular level in the excavations asbelonging exactly to the period of Gyges.* It was left for
Croesus to use and display his riches at Sardis and, by his
over-confidence, to become the unwitting cause of the great
conflict between the Persians and the Greeks, which was
the central subject of Herodotus’ enquiry in his History.
Of the actual luxury of the Lydian court at Sardis
itself, we have only a few concrete examples in jewellery
(Fig. 1.3), fine metalwork and ivories. The rest must be
imagined: the fine fabrics, furniture, scents and culinary
delights alluded to but hardly ever described by the
ancient writers of any era. In fact, the gold and its effects
seem to have monopolised the attention of ancient authors,
Excavated items, with their usual bias against organic
materials, have to form the largest source of information
about ordinary Lydians because the lives and habits of the
kings and aristocrats, if that is how they should be charac-
terised, are the only topics worth mentioning.
Lydian metallurgy and the beginnings of
coinage
OF the flashiest source of this luxury that fascinated the
Greeks, the gold bullion and coin of Croesus, we have
recently had a tantalizing glimpse. Not the treasury, not
the royal jeweller’s atelier, or even the mint has come to
light. The Harvard-Cornell Sardis Expedition has, how-
ever, found a yet more fascinating place: a workshop
where the grains and dust of native gold were processed to
produce the raw material for those fabulous treasures. In
many ways, this offers more of a challenge than admiring
the superb finish or awesome weight of the worked prod-
ucts, because one can now wonder at the imagination
required to bring the unlikely-looking raw material to a
usable form, and at the skill required to produce gold of
an almost perfect fineness. This fineness is all the more
remarkable when one considers that the original raw
material, alluvial gold, contained substantial amounts of
silver and sometimes copper.’
The goldworking facilities had a finite life, even
though the installations we found may have been reused
several times. The product seems to have been made in
small batches, to judge by the size of the furnaces. But
small as the operation must have been, it supplies us with
precious information about ancient gold-refining processes
that has been found nowhere else.
It has been assumed that what was retrieved from the
Pactolus was a natural alloy of gold and silver that contains
up to 40% silver. But the analyses presented here, as well
as earlier studies, indicate that the composition was vari-
able, some of the alloy having a much higher gold content.
Golden Sardis 17
Fig. 1.3 Gold earring in the form of a lamb: length 10 mm, height
10 mm. It was found near the gold refinery at Sardis.
We should allow for variation in the natural conditions
that cause concentrations to build up in the gravels. Bolin,’
who claimed that the Lydian kings were debasing their
currency, made an unwarranted assumption: that all the
gold alloy found in the Pactolus was of the same composi-
tion. If this were so, then his argument that the Lydians
were purposely debasing the coinage might stand. But
evidence would suggest that there was variation in the
raw material from the Pactolus (and presumably the other
streams), and that silver had to be added to create an
artificial alloy, electrum, of constant purity. Thus, Bolin’s
argument becomes unnecessary.
Itis generally agreed that the Lydians invented coinage
(as we understand it) for the Mediterranean world, but it is
a matter of vigorous debate exactly when this happened.
At some point in the seventh century sc — the range is from
the early years to the very end of the century ~ they
decided that creating and marking a series of small lumps
of electrum at a consistent weight would be useful. The
purpose for it or the advantage to be gained is perhaps less
easily discovered than the date of its inception. A serious
drawback to this system is that one cannot readily assess18 Golden Sardis
the amount of gold within a lump, even though the colour
isa rough guide. An even more important innovation was
to institute a bimetallic series of coins, presumably using
gold and silver separated from alluvial gold in the first
instance, augmented by pure silver from other sources
(Fig. 1.4, p. 129). Knowledge of this momentous change is
laconically preserved for us by Herodotus, who reports
simply that ‘they [the Lydians] were the first people that
we know to employ minted coins of gold and silver...’ The
recent discoveries offer evidence that may shed light, at
least indirectly, on this question,
By now the ultimate use of these lumps of metal as,
coins has been declared, even if that was not the original
purpose of their creation. The use of agreed weights of
precious metals as payment or as expressions of wealth
goes back in the Near Bast at least 2000 years before
Croesus. The use of coins, however, and the implication of
even a partial monetary economy, is much more recent.
‘The Lydians seem to have started this progression to a
monetary economy with the electrum issues, and in essence
perfected it with the new coins of gold and of silver.
A difficulty for numismatists lies in finding an appro-
priate time for initiating the electrum series, and King Aly-
attes, the father of Croesus, is a frequent candidate for this
honour." His hostile dealings with the Medes, whose terri-
tory was directly to the east of Lydia, and the need to pay
his own army, might have suggested coinage as a solution,
Paying mercenaries has been suggested frequently as a
reason for creating coinage. The logic is that even at a very
low wage the lump sums owed by the month or at the end
of a campaign would become considerable, and even the
small electrum pieces represented a notable store of value
in the seventh- and sixth-century economy. The next ques-
tion is where to place the introduction of the bimetallic
system referred to by Herodotus.
‘The first coins were made from natural alluvial gold to
which silver was added to create an electrum containing
approximately 55% gold, 45% silver and 1% or 2%
copper.’ As Herodotus says, the Lydians created a coinage
of pure gold and pure silver. This change is usually said
(but without any explicit proof) to have taken place in the
reign of Croesus, that is to say between 561 and 547 ac
‘There are strong contrary opinions, however, that put the
initiation of Lydian gold and silver coins after the fall of
Sardis and into the Persian era."
‘The same types of Lydian coinage were continued
under the Persians at Sardis, but the actual change from
electrum to separate coins of gold and of silver has been
attributed by scholars to Croesus and an independent
Lydia." The gold-working installations and the chronolog-
ical indicators now discovered at Sardis make it clear that
the parting of gold and silver, and thus the capability for
issuing a coinage using the separate metals, was actually
practised at the appropriate time for Croesus to have been
the instigator. It is much more awkward to have the
Persians, who had no experience with currency, suddenly
take advantage of the Lydian innovation to issue a series of
coins with Lydian devices before inventing their own stan-
dard type. None of the Persian standard types is in fact like
the early Lydian or the disputed type. Thus we can
confirm the hypothesis that the Lydians under Croesus
initiated the bimetallic system of coinage, and even pro-
pose that the Sardis refining installations made its intro-
duction possible.
Herodotus’ description of the offerings of Croesus at
Delphi makes it clear that the parting of gold and silver
from natural gold must have been familiar to the Lydians
and to the Greeks, as the use of the words lewkos (white)
and apephthos (literally, boiled down), for natural and
refined gold, indicates." The evidence of the processes
used in the refining establishment and its probable date
make the attribution of the change in the composition of
the coinage to Croesus more likely than ever.
Even in the early seventh century ac the Lydians must
have had access to gold, whether tribute or locally pro-
duced, both because of the specific reference of
Archilochus, above, and because of more prosaic refer-
ences to the gold mixing bowls of Gyges that could be
viewed in the treasury of Cypselus at the sanctuary of
Apollo at Delphi."
Generally speaking, we suppose the gold was sepa-
rated from the sands and gravels in which it lay by the
traditional method of washing. It was in the form of ‘dust’
Fig. 1.5 Native gold from the River Pactolus.or quite small particles (Fig. 1.5). Nuggets are the excep-
tion, which is why they have commanded so much atten-
tion over the years. Howard Crosby Butler, who excavated
at Sardis between 1910 and 1914, even mentions that his
team occasionally found bits of gold when they were
digging pits in the bed of the Pactolus." They dug over
1000 tombs, most of which had already been looted.
Nevertheless, in the few that were undisturbed, they
found many pieces of gold jewellery.”
Sources for the Lydian gold
‘The source of the gold at Sardis is near the Palaeozoic
massif of Mount Tmolus, ancient metamorphic rocks and
intrusive veins of quartz, located to the south of Sardis, in
a more recent conglomerate and its associated alluvium."
In earlier times, the action of the River Pactolus could have
concentrated the sparsely disseminated gold from the allu-
vium (derived from the conglomerate) by actively rework-
ing large quantities of the gravels. The present stream is
sluggish, but tectonic movements such as the major
Golden Sardis 19
Fig. 1.6 Temple of Artemis at Sardis, loking east tovrards the
‘Acropolis, Excavation house at lft
earthquake of ap 17, which partially buried the Temple of
Artemis (Fig. 1.6), situated by the side of the stream, may
have also altered the old channel, thus permanently chang-
ing the gradient.”
‘The ancient authors generally refer to the gold-bearing
sands of the Pactolus or the Hermus as the principal source
of the gold. The tale of Midas’ release from his ‘golden
touch’ by washing at the source of the Pactolus tends to
corroborate this idea."* Curiously enough, these sources do
not make much mention of gold in connection with the
Phrygians, in their heyday during the eighth century 1c,
and finds of precious metals at the city mound of Gordion
and in the tombs there have been meagre." There are, how-
ever, ancient accounts of actual mining in the area of
‘Mount Sipylus and we have a personal report of ancient
workings in the foothills of Tmolus, immediately to the
south of Sardis.” For the time being, we have not been able20 Golden Sardis
to identify the actual spots referred to. Certainly all the
modern research to ascertain whether any gold remains in
the area has concentrated on the conglomerate and the
alluvium derived from it. These surveys have shown that
the conglomerate forming the Necropolis hill on the west
bank of the Pactolus at Sardis still contains gold, even if at
‘very low concentrations. We can assume that the same is
true for the matching hill used as the acropolis of ancient
Sardis, and in that case the Lydians and Croesus were quite
literally sitting on a gold mine.
There is no direct evidence of the organisation or
whereabouts of other production centres. One cannot tell,
for example, whether the conversion of locally mined gold
dust was the main activity or whether refining ‘scrap’
coins was important too. Both forms of metal were cer~
tainly processed at the Pactolus North refinery. It is known
‘that all the streams issuing into the Hermus valley from the
conglomerate lying up against Mount Tmolus continue to
carry gold (see Fig. 1.2)."" We may infer that the quantity
from each of these sources in ancient times matched that of
the Pactolus, for which we have such vivid descriptions.
There are scattered accounts of the actual mining of gold in
some areas of Lydian-controlled territory, notably in the
Troad near the town of Astyra on the Hellespont:*
[Gold mines] are now scant, being used up, like those
on Mt. Tmolus in the neighbourhood of the Pactolus
River.
Strabo XIII.1.23, translated by H.L. Jones
Another passage lists the sources of various rulers’ wealth:
The wealth of Tantalus and the Pelopidae arose from
the mines round Phrygia and Sipylus; that of Cadmus
from those round Thrace and Mt. Pangaeus; that of
Priam from the gold mines at Astyra near Abydus (of
which still to-day there are small remains; here the
amount of earth thrown out is considerable, and the
excavations are signs of mining in olden times); and
that of Midas from those round Mt. Bermius; and that
of Gyges and Alyattes and Croesus from those in Lydia
and from the region between Atarneus and Pergamum,
where is still a small deserted town, whose lands have
been exhausted of ore,
Strabo XIV5.28, translated by H.L. Jones
Some of this text is corrupt, but it is interesting to note
that the final area mentioned is not far from Adramyttion,
where Croesus was ‘governor’ as a young man. Another
snippet seems to confirm the Lydians’ hold over the Helle-
spont:
Abydus [near Astyra] was founded by Milesians,
being founded by permission of Gyges, king of the
Lydians; for this district and the whole of the Troad
‘were under his sway ..
Strabo XJII.1.22, translated by H.L. Jones
We may assume also that the Greek cities conquered by
Croesus paid tribute in precious metal (presumably silver),
but we cannot tell whether it would have come as bullion
or coin,
Value and quantity of gold
The statements of Herodotus, if taken at face value, list
more than 5 tonnes of gold given to the Oracle of Apollo at
Delphi in the form of bricks or statues of a declared
weight. Some have doubted that Herodotus was right or
that Croesus actually did part with that much gold, on the
grounds that the various measurements are irreconcilable
with prevailing weight standards and the natural weight
of the materials. We should not, however, regard the
Lydian kings or Croesus as confidence tricksters, as some
have suggested.” On the contrary, we maintain that Croe-
sus was initiating a higher standard that would facilitate
‘commercial exchange with the neighbouring Ionians.
‘After the elaborate list of offerings at Delphi (some of
which may have been discovered in the French excavations
of 1939), Herodotus gives his account of the sack of Sardis
and Cyrus’ treatment of Croesus. There are several differ-
ent accounts of their relations, both upon the first capture
of Croesus and subsequently. The story of Croesus on the
pyre is attested very early in the fifth century ne by the
painting signed by Myson on a red-figured amphora in the
Louvre (Fig. 1.7). It beautifully matches Herodotus’ story,
where Croesus is going to be burned to death by Cyrus
because he was the enemy king. However, when Cyrus
changed his mind, but could not put the fire out, Croesus
prayed to Apollo, who sent a miraculous rainstorm that
did, Bacchylides has the most coherent story, and Pindar
mentions it too ~ all before Herodotus’ own account.”
Herodotus also tells of gifts that Croesus made to
various oracular sanctuaries of Apollo, and laconically
observes that the dedications to Milesian Branchidai (i.
the oracle of Apollo at Didyma) are equal in weight and
similar to those at Delphi.” We should also remember that,
in addition, Croesus contributed to a particularly expen-
sive part of the Temple of Artemis at Ephesus ~ the column,
drums carved with figures, of which many broken
fragments are now in the British Museum (Fig. 1.8).
Lydian riches were not confined to royal wealth,
because Nicolas of Damascus recounts that when Croesus
was young he tried to borrow a substantial sum of money
from a private citizen by the name of Sadyattes.” Given hisFig, 1.7 Attic red-figured amphora by Myson, showing Croesus on
‘the funeral pyre, ¢, 500 ac: height 58.5 em,
name, which is the same as that of Croesus’ grandfather, he
was probably within the aristocratic circle, but his access
to precious metal, even if it were not coined, adds to the
impression that it was not closely held by the royal purse.
Croesus had an unnamed citizen put to death for conspir-
ing to elevate Croesus’ half-brother to the throne and
confiscated the citizen's considerable private resources for
his own dedications at Didyma.”
The Pactolus North refinery is likely to have been
capable of processing several hundred kilograms of gold
each year, which would have been sufficient for tens of
thousands of coins. Even so, it is likely that other facilities
lay elsewhere, probably at the edge of town and in other
valleys, since the fumes of lead oxide generated during the
cupellation process, used to recover the silver, were
extremely hazardous.
Storage and use
We have a quite explicit list of the tribute brought to
Cyrus the Great by the various peoples of the Persian
empire.” Almost all the assessments are in talents of silver,
Golden Sardis 21
except for various contributions in kind and 360 talents
of gold dust from India valued at 4680 Euboeic talents of
silver.
Herodotus tells a marvellous story about an Athenian
aristocrat, Alemaeon, who made a fool of himself by
putting on special clothes to get all the gold that he could
carry away from Croesus’ storerooms. It goes like this:
Alemaeon, son of Megacles, gave all the assistance in
his power to the Lydians who came from Croesus at
Sardis to consult the oracle at Delphi; and Croesus,
when the Lydians told him of the good service he had
rendered, invited him to Sardis and offered him, as a
reward, as much gold as he could carry on his person
at one time. Alcmaeon thought of a fine way of taking
advantage of this unusual offer: he put on a large tunic,
very loose and baggy in front, and a pair of the widest
top-boots that he could find, and thus clad, entered
the treasury to which the king's servants conducted
him. Here he attacked a heap of gold dust; he crammed
into his boots, all up his legs, as much as they would
hold, filled the baggy front of his tunic full, sprinkled
the dust all over his hair, stuffed some more into his,
mouth, and then staggered out, scarcely able to drag
‘one foot after another and looking, with his bulging
cheeks and swollen figure, like anything rather than a
man. When Croesus saw him he burst out laughing,
and gave him all the gold he was carrying, and as much
again in addition
Herodotus VI.123, translated by A. de Sélincourt
This story indicates that much of Croesus’ store of gold was
in the form of dust, which is not so easily used but it is
more easily divided and apportioned than large ingots,
especially when a considerable amount is to be allotted to
the coinage. It is possible, also, for the parting to be done
before the dust has been melted into lumps. The introduc-
tion of reliable gold and silver coins allowed for easier
provision of small but measured amounts of precious metal
ina form that did not require a second weighing or melt-
ing. This would have been much more economical but it is
hard to prove, given that most of the metallic evidence
from Sardis consists of thin pieces of gold foil of varying
purity. They must have been melted once already before
they could be hammered into foil.
Herodotus says that Gyges donated six golden mixing
bowls, weighing a total of 30 talents, to the oracle at
Delphi, as well as an indeterminate but larger weight of
silver and other gold items.” These items are described as
“the Gygads’, but elsewhere the Gygads are taken to mean
the coins of Gyges, just as Croeseids are supposed to be the
coins of Croesus or Daries those of Darius.” This argument22 Golden Sardis,
Fig. 1.8 The face ofa woman from one of the lower column drums of the Archaic Temple of Artemis at Ephesus, c. 530 acis difficult to sustain if coins had not been invented by this
time, as most scholars claim. It is not necessary that all this
‘metal came from local sources; it could well have been trib-
ute from the subjects of the Lydians’ widening empire.
Gold, however, was less accessible than silver to contem-
porary Greeks. Given the prominence of the Hermus and
the Pactolus in the ancient texts, we may assume that some
of the gold was local and that there was a big find in the
time of Croesus or a more concerted effort to exploit the
ore deposits. Certainly Sardis itself rather than Lydia as a
whole is coupled with Bactria as the source for the gold
used in decorating the palace of Darius at Susa.”
‘There is still a possibility that a much bigger area of
goldworking lies in the unexcavated area to the north.
‘There are, however, two important questions here: Where
‘was the river in Lydian times? Would the Lydians have had
the goldworks right in the middle of town? It is hard to
imagine Herodotus not mentioning it in the section of his
narrative where he described the burning of the city
during the revolt of the Greek cities of Ionia against the
Persians; there he explained that the agora or marketplace
was divided by the river.”
Digging at Sardis
‘The Harvard-Cornell team is not the first group to excavate
at Sardis. In 1910, a team directed by Professor Howard
Crosby Butler of Princeton University, but financed by the
‘American Society for the Excavation of Sardis, began work
in the area of the Temple of Artemis. The clearing of a huge
Hellenistic temple was not Butler's primary aim but he
started at a spot known to have ancient remains, because of
its two standing columns. It was also near the river, which
‘was said to have flowed through the agora or marketplace
of the Lydian city and was, therefore, preferable to begin-
ning with any of the several large Roman buildings, whose
remains were still visible above ground.” The physical
situation of the city at the crossroads of a traditional
east-west route to the interior and down to the Aegean Sea
and of a north-south route, as well as its mythological rep-
utation, made it a prime target for archaeological investiga-
tion. Unfortunately, the First World War interrupted the
plans and an attempt to reopen the excavations in 1922
was foiled by the hostilities of the Turkish War of Indepen-
dence. Even though Butler's team cleared the temple and
investigated a great number of Lydian graves, the residen-
tial areas of the Lydian city continued to be elusive. It was
left to the Harvard—Cornell team to look once more for the
Lydian city. There is, in fact, a tenuous but real connection
between the Harvard-Cornell expedition and Butler's
Golden Sardis. 23
team, because in 1914 Professor George Chase of Harvard
joined them to study the pottery found in the previous
four seasons. In 1938, citing the pressure of administrative
duties, he asked Professor George M.A. Hanfmann to col-
laborate with him. In 1948, Hanfmann visited Sardis and
determined that most of the pottery and ‘small finds’ had
been lost or destroyed and that there was not sufficient
‘material for a substantial publication as had been planned.
He does say that this trip caused him to decide that ‘a new
excavation at Sardis was needed’.”
The new excavations, the Archaeological Exploration
of Sardis, were set up by Professor G.M.A, Hanfmann
(Fogg Art Museum, Harvard University) and Professor
AH. Detweiler (College of Architecture, Cornell Univer-
sity). The sponsoring institution was the American Schools
of Oriental Research, where Detweiler was president. ‘The
prime objective of any research at Sardis is the Lydian city
of Croesus and his predecessors ... which remains
completely unknown.”* Hanfmann emphasised the Lydian
era because, even though the city was prosperous and
influential under the Persians, the Hellenistic kings and
the Romans, it never again matched the ‘Golden Sardis’ of
the Lydian kings.
When the current excavations were finally started, in
1958, the professed aim was to find and explore the
remains of the Lydian city, which are, after all, the unique
aspect of Sardis in its 1300 year history as an urban centre.
‘This had been Butler's aim also but first the clearing of the
temple and then the war sidetracked his plans.
‘The original aims of the expedition have been achieved
ina spectacular way and several important finds from the
Roman era should be included in the list of discoveries,
Detailed knowledge of just a few areas of the Lydian city
has only shown how much more there is to be learned
about its growth and status from the very beginning of the
Lydian empire. The general urban development is poorly
Known because, unfortunately, the monumentality and
extent of the later buildings at Sardis itself meant that fre-
quently the Lydian remains were obscured, or even altered
or destroyed, by Roman complexes. These have required
their own careful investigation and in several cases could
not be removed just to facilitate exposing the Lydian
levels. An example of this situation can be observed on the
overall plan of the excavation sector Pactolus North, where
the presence of a substantial late Roman townhouse pre-
vented excavation of domestic units of the Lydian period
(Fig. 1.9). We can assume the continuity of the Lydian
levels beneath the Roman building because of the rich
remains of houses, and of some kind of public building,
under the excavated Roman street, just to the south. We
cannot easily reconstruct these Lydian domestic remains24 Golden Sardis
because the encroachment of the river at the west side has
removed much of the evidence. The goldworks we have
explored lies at the north-west corner of the excavated area
known as Pactolus North (PN) (Figs 1.10 and 1.11).” The
main industrial spaces represent only a small proportion of
the area exposed at PN: roughly 900 out of a total of 2500
square metres, not including the purely Roman or Byzan-
tine remains just referred to. Most of the excavating was
done in the summers of 1968 and 1969, although small
tests and a limited amount of analytical work were contin-
ued thereafter. What we have uncovered must have been
quite a small operation. It is unlikely that this one area
represents the complete gold-refining operations of Croe-
sus or any other Lydian king.
Some of the precious metal produced at the PN refin-
ery still exists in the form of coins and jewellery dug up
‘over the years by farmers and grave robbers; much of it is
now dispersed in many museums around the world. In
addition, untold amounts must still remain underground in
Lydia itself, as the recent publication of Lydian treasure
from looted tombs has shown." Finding the goldworks of
Croesus was an unexpected and welcome bonus but much
too specific as a research strategy. The field director might
as well have announced that the expedition was looking
for any one of the famous areas of the site as a specific
purpose. In a sense, the approach from the very beginning
could be said to have included looking for any of those
desirable but elusive prizes.
Fig. 1.9 Overall plan of Pactolus North. The Lydian remains are
delineated with bold ‘stone-wall’ lines, the Roman and later remains
in outline
PACTOLUS NORTHGolden Sardis 25
Fig. 1.10 (eft) Pactolus North,
looking south-east, The
goldworks are in the foreground,
the Acropolis in the left
background.
Fig. 1.11 (below) Pactolus
North, looking north-west. The
River Pactolus flows in the
background, infront of the
poplars and ather greenery.26 Golden Sardis
Notes
1A. Ramage and N.tl, Ramage (1971, pp. 143-60).
2. Archilochus 15 (Pedley 1972, no. 40).
3, Herodotus I.15-16; Strabo 1.3.21, XIL4.8, XIV.1.40 (Pedley 1972,
nnos 52, 49, 50, 51, with additional references),
4 Herodotus Sf. King Kandaules was so proud of his wife's
beauty that he persuaded his bodyguard, Gyges, to observe her
‘undressing, She saw him and made it clear privately that he must
cither kill the king and marry her or she would have him executed.
He took the hint and founded the Mermnad dynasty.
‘Topkaya (1984, p. 116),
Bolin (1958, pp, 22-37).
Herodotus 1.94
‘Weidauer (1975) discusses this at length in Chapter 2.
Cowell etal (1998); Bolin (1958), See also pp. 169-73,
10 See p.97, note 15.
11 For example, Kraay (1976, p. 30}; Seltman (1955, p. 62). Main
sources of evidence: Herodotus 1.94; Pollux, Onomasticon 1X.83
(Redley 1972, no. 80},
12 Herodotus 94,
13 Herodotus 113-14 (Pedley 1972, no. 1),
14 Butler (1922, p. 16, foomote 1}
15 Published by €, Densmore Curtis (1925), and now in the Archaeo-
logical Museum, Istanbul,
16 For the general regional geology, ee Brun et a. (1971, pp. 225-55),
17 Topkaya (1984)
18 Ovid, Metamorphoses X1.142.
19 Young (1981) and Kobler (1995), But we should be wary of absolute
judgments in the light of the hoard of Lydian electrum coins found
in 1963 and published by Bellinger (1968), and the fact that a final
report on the buildings and finds from the city mound has not
‘yet appeared,
120 For Mount Sipylus: Pausanias VIL.24.7. For Mount Tmmolus: Letter
from Clarence A. Wendell (US Minerals Attaché in Ankara) to
G.M.A. Hanfmann, 11 August 1968: ...the other [photograph
Bn
2
B
25
26
7
29
30
31
32
3
ey
35
36
37
38
borrowed ftom De Birgi isa photograph of an ancient mine
opening on Mount Tmalus. The ancients followed a gold-bearing,
‘quartz-arsenopyrite vein in mica schist rock country, This
‘confirms my conclision that I had scen old mine dumps in this
area when I took my stroll with Professor Detweiler in 1967!
birgi (1949),
‘Attempts to reopen the mines were made in the late nineteenth
‘century but were unsuccessful
Bolin (1958, p. 23)
‘Amandry (1939 and 1977).
Bacchylides IL; Pindar, Pythians 1,184. Herodotus’ account isin
Book 1.86,
Herodotus 1:2.
[Nicolas of Damascus, Jacoby (1923), 90 F 65 (Pedlley 1972, no. 64).
Herodotus 1.92
Herodotus 11.90-97.
Herodotus 1.14. Thirty talents weigh 1135 kg.
Pollux, Onomasticon I.87: “Highly prized is the Gygaean gold, as
are the staters of Croesus: (Pedley 1972, no. 80)
Dsf (Darius, Susa F) 35-55 (Pedley 1972, no. 303, with additional
bibliography and explanations),
Herodotus V.101f: [The fonians] were prevented from sacking the
place ... The Pactolus is the river which brings the gold dust down
from Tmolus, It flows through the market at Sardis, and then joins
the Hermus, which, in its turn, flows into the sea’ (Translated by
A.de Sélincourt)
Butler (1922, p- 3.
Hangmann (1972, p. 10)
-Hangimann (1972, p. 11) quoting from his grant proposal to the
Bollingen Foundation
‘This slightly odd name is meant to distinguish it from Pactolus
Clif, a smaller sector about 200 m to the south of Pactolus North,
agen and Gztark (1996)CHAPTER 2
Historical Survey of Gold Refining
1 SURFACE TREATMENTS AND REFINING WORLDWIDE, AND IN EUROPE PRIOR TO AD 1500
PT. Craddock
There are no detailed accounts of gold-refining processes
extant until several centuries after gold production had
ceased at Sardis. Even the one surviving ancient account,
made in the second century xc, which does contain some
practical detail,"* is very possibly conflated (see pp. 34-5)
Otherwise, the descriptions from classical antiquity are
sparse in the extreme, such that in some instances it is not
even certain that gold refining is being described.’ Most of
the literature considered here relating to the ancient
processes originates from Burope or the Middle East, but
there are other important early sources, notably from
India, that are sometimes overlooked by classical scholars.*
However, through the Middle Ages and the Renais-
sance there are descriptions of the gold-refining processes
in ever greater detail.” From a careful study of these and
the remains excavated from the refinery at Pactolus North
(PN) in Sardis, it seems that the procedures changed but
little over the centuries and across continents. Thus the
written descriptions of the methods, together with the
rationale for carrying them out given by the more recent
technical authors, are invaluable for our understanding of
the ancient processes,
This chapter concentrates on the historical evidence
for the refining of gold by cementation prior to the Renais-
sance, Other related chemical processes in the separation,
assaying and refining of gold are dealt with separately in
Appendices 3 to 5.
The parting processes left the purified gold as metal,
but the silver which it contained as an impurity was left in
the form of silver salts from which metallic silver had to be
recovered. At the PN refinery, this was carried out by the
process of cupellation, which was the standard method
used throughout antiquity to recover silver both from base
metal and its ores, The production of silver was not the
prime concern of the PN refinery, and because of this and
because there is an enormous literature on cupellation
methods, including several detailed surveys," the subject
will not be considered further in this chapter.
By bringing together the literary evidence from
around the world, some features which might individually
be ignored or judged as erroneous, gain significance when
they are found to appear in a number of independent
accounts. These include such varied subjects as the intro-
duction of lead and other base metals or metal salts at early
stages in the processes, and an awareness of the platinum
element group inclusions in gold (Appendix 4, p. 238).
These subjects, taken in conjunction with the finds from
the PN refinery, suggest new interpretations that have
transformed our knowledge of the early methods of col-
lecting and refining gold,
Surface enhancement of gold artefacts:
the precursor to gold parting
‘The chemistry of the processes employed to enhance the
surface of base gold are closely related to those used in the
gold cementation processes, and thus it is appropriate to
discuss them as a preamble, especially as the techniques
considerably predate the first true refining processes.
Although complete separation of silver from gold was
probably not practised in antiquity prior to the Lydian
period, there is some evidence for at least the partial
removal of silver from gold alloys right back almost to the
inception of the use of gold. Thus Shalev’ believes that the
cast and hammered gold rings found at the Nahal Qanah
Cave, dated to the fourth millennium nc, were deliberately
treated to enhance the gold content at the surface. Specific
gravity studies suggested that the metal of the rings
usually contained between 65% and 75% by weight of28 Historical Survey of Gold Refining (1)
gold but at the surface this had typically risen to between
80% and 95%, the remainder being of silver. This might
be thought of as nothing more than the usual surface
enhancement that occurs during prolonged burial, but the
detailed study of the surface topography by scanning
electron microscopy suggested to Shalev that the light
hammering (in fact it seems to have been more of a plan-
ishing operation than true hammering) had occurred after
the surface enhancement. He postulated that the rings:
could have been passed through a surface oxidizing
process, perhaps in an open fire on salty sand with
NaCl. After the surface oxidation, the objects could be
cleaned in natural organic acid to obtain the desired
golden yellow colour, and their surfaces hammered in
order to achieve their final shape and to regain their
bright appearance,
Further evidence for the deliberate adulteration and
surface treatment of gold has now been discovered, dating
from the third millennium xc. The three famous gold chis-
cls excavated from the royal cemetery at Ur’ have recently
been examined after it was noticed that the golden surface
was peeling away in some areas, revealing much more
coppery metal beneath.’ Analysis of the larger chisel,
Registration No. WAA 121349, showed the body metal at a
depth of 1 mm typically to contain about 45% gold, 10%
silver and 45% copper. By contrast, the surface examined
had a gold content of 83%, with 9% silver and 8% copper.
Clearly, both the copper and the silver had been preferen-
tially removed from the surface layers, The surface was
compact and heavily burnished, showing that the deple-
tion had taken place before the final polishing of the gold
and not whilst the metal was buried in the ground. Thus
the chisels are a good and very carly example of the
process known as depletion gilding,
‘These are very similar to the better known processes of
Central and South America, including depletion gilding of
the tumbaga alloys." In some of these treatments, copper
alone was removed from the surface using organic acids
derived from various fruit juices, but in other processes
copper and silver were removed, which required much
more active chemicals. According to descriptions made by
the Spanish priest Fray Bernardino de Sahagiin in
sixteenth-century Mexico," this was done by a combina-
tion of the application of alum and of pastes comprising a
yellow earth and common salt, heat, and the burnishing of
the base gold:
‘And when it was cast, whatsoever kind of necklace
then it was burnished with a pebble. And when it had
been burnished, it was additionally treated with alum;
the alum with which the gold was washed [and] was
rubbed was ground. And a second time the piece
entered the fire; it was heated over it. And when it
came forth, once more, for the second time it was at
once washed, rubbed, with what was called ‘gold
medicine’. It was just like yellow earth mixed with a
little salt; with this the gold was perfected; with this it
became very yellow. And later it was polished; it was
made like flint, to finish it off, so that at last it
glistened, it shone, it sent forth rays.
In this treatment, it is likely that the alum was potassium
alum, and the yellow earth was a hydrated ferric sulphate,
Which are all very corrosive. Before the distillation of min-
eral acids in the Middle Ages, corrosive sulphates or
nitrates were widely used in the Old World as well as in
the New. In the classical technical and alchemic literature,
impure ferric sulphates were often referred to as misy (see
p. 36).
Bergsoe" carried out replication experiments based on
the methods described by Sahagin, using alloys of gold
and copper. He obtained a satisfactory surface with alloys
containing 50% and even 25% gold, but the enriched
surface peeled off an alloy containing only 13% gold.
Techtmann' also carried out some experimental treat-
ments to replicate the early American treatments, using an
artificial alloy containing 60% gold, 30% silver and 10%
copper, an alloy not far removed from the Sardis alluvial
gold apart from the rather high copper content. The metal
was hammered out and in the first experiments treated
with a cement of brick dust and common salt in a sealed
container, heated to about 350 °C, After only 10 minutes, a
surface layer of almost pure gold had formed, and if the
process was continued for much longer there was a
tendency for the surface to peel off. Similarly, the
gold-refining experiments of Notton” using common salt
alone as the reactant demonstrated how easy it was to sub-
stantially remove the silver at quite moderate tempera~
tures, Lechtmann thought that the cement in her first
experiments had been too strong. Indeed, it was more
reminiscent of the traditional European cementation salt
parting processes rather than the Mexican process where
the cement was just smeared on the surface of the metal,
and with no mention either of a container or of heat in the
second stage. One suspects that Lechtmann did not appre-
ciate beforehand just how easily the silver could be
removed. Accordingly, in the next experiment, an alloy
containing 40% gold, 48% silver and 12% copper was
coated with pastes of either ferric sulphate and common,
salt or ferric sulphate, common salt and ferric oxide, and
left at room temperature for two days. After this, the paste
‘was washed off, revealing a surface blackened by copper
and silver oxides. These were removed by washing in hotbrine, exposing a reddish-brown, rather porous surface
which could be consolidated by burnishing, giving a
smooth compact yellow surface. Lechtmann also suggested
that heating to about 270 °C achieved the same effect, but
it is not clear why this should be so, indeed the heat would
be more likely to cause diffusion of silver from the interior
to the surface, effectively reversing the whole treatment.
This method was much less rigorous and did not totally
remove the silver except in the very surface, and would
seem to have replicated the surfaces on the Ur chisels much
more closely than the first experiments had done,
There are several descriptions of surface enhancement
processes in some of the late Roman technical manuscripts
such as the well-known Leyden papyrus, which was found
at Thebes in Egypt:
Recipe 14 For treating gold, or for thoroughly purify-
ing it and making it brilliant. Misy 4 parts; alum 4
parts; salt 4 parts. Grind with water and having coated
the gold with it place it in an earthenware vessel put in
a furnace and luted with clay and heat until these sub-
stances have become molten, then withdraw it and
scour carefully.
‘These methods of surface enhancement were often used on
coins. Thus the thirteenth-century Islamic treatise of
‘Mansiir ibn-Ba‘ra describes how the gold flans were chem-
ically treated before being struck:”
After the gold flans are made round, they are placed in
a pot and heated to redness. Pulverized Indian salt in a
little fresh water is added to it. Then a fire is kindled
under it with such intensity that the salt dissolves
(melts?) as lead does. It [the molten salt] is decanted
into a mould; then the dinars are removed to be
washed with cold water, then fine sand. They are dried
ina pot above a gentle fire and then stamped.
‘The Indian salt referred to is likely to have been saltpetre,
principally potassium nitrate (KNO,), together with a little
sodium chloride and ammonium salts." It would melt at
quite low temperatures and remove some of the silver from
the surface by the formation of silver nitrate and oxide." It
is very likely that the ‘Indian salt’ is to be identified with
the Indus earth of the Arthasastra (described on p. 34), which
‘was also used in gold treatments at a much earlier date.
Some of the traditional Japanese methods for surface
enhancement of gold coins were observed by Gowland
during his work at the Imperial mint in the later
nineteenth century, and his descriptions are valuable for
giving an insight into the ancient processes:
Owing to the large proportion of silver which the
coinage alloys contained, the coins were still nearly
Historical Survey of Gold Refining (1) 29
White in colour, and it was necessary to give them a
surface of gold. This was effected not by any ordinary
gilding process, but by dissolving out the silver from
the upper layers of the alloys (Fig. 2.1). The coins were
first painted with a mixture composed of iron and
copper sulphates, potassium nitrate, calcined sodium
chloride, and resin made into a paste with water. They
were then carefully heated to redness on a grating
fitted over a charcoal fire (to convert the surface silver
to silver chloride). After this they were immersed
in a strong solution of common salt (to dissolve the
silver chloride), washed with water, and dried. Their
surfaces now consisted of a layer of pure gold. This
process was followed by the old workers in gold, and
with trifling modifications is still practised at the
present day.
During his travels in West Africa in the early nine-
teenth century, the explorer Mungo Park observed gold
dust being melted under the ashes of corn cobs, which
were alkaline. This was done to give a better surface
appearance to the metal when it had solidified.”
Following the introduction of mineral acids in the
Middle Ages, surface treatments with mineral salts were
only gradually replaced by acid treatments to remove
copper and silver from the surface, and jewellers contin-
ued to use the older methods until comparatively recently,
even in Europe. Thus, for example, Howard,” in the late
eighteenth century, described gold ‘cleaning’ as follows:
Some boil the pale (i.e. silver-rich) gold in a solution of
these salts (verdigris, i.e. copper acetate, sal-ammoniac
with vitriol, ie. iron sulphate, or alum) made in
vinegar; others moisten the salts with vinegar into the
consistence of a paste, which is spread upon the gold,
and the metal laid on burning coals till the mixture is
bumt off. The sprinkling of the salts in powder upon
the moistened gold, practised by some, does not
answer so well.
In the early nineteenth century, Gill” stated that:
It is a very curious circumstance, that the best work-
men in this branch of jewellery have at this day no
other menstruum for giving the last high finish in
colour to their beautiful articles, than the compound
salts of alum, nitre and common salt
‘These tended to be traditional recipes of family firms and
as such were closely guarded secrets that were often lost
on the demise of the firms. Bury* has reported one of the
very few that was published. The gold artefacts were
boiled in an aqueous solution containing equal amounts of
alum and common salt and twice the amount of saltpetre,30 Historical Survey of Gold Refining (1)
Fig. 2.1 Colouring
gold coins in the
Japanese Imperial
‘Mint, mid nine-
teenth century.
(From W. Gowland,
‘Trans. Proc. Jap.
Soc. 13 (1915),
facing p. 32)
‘The resulting surface depended on the duration of the
treatment, but afterwards the surfaces were treated by
scratch-brushing or burnishing to give the required finish.
Much the same effect could be achieved more easily with
mineral acids but it was claimed that these had a ‘dimin-
ished lustre.”
The technical author Alfred Hiorns was much con-
cerned that many traditional processes of metal finishing
treatments were in danger of being lost through not being
published. As head of the Metallurgy Department of the
Birmingham Municipal Technical School around the turn
of the nineteenth century, he was well placed to record the
treatments. In his Mixed Metals he describes the treatment
of gold alloys both with acidic solutions of salts, such as
potassium nitrate and common salt, and with anhydrous
salts used in a molten state." The mixtures of salts speci-
fied include two parts potassium nitrate to one part each of
common salt and alum, and another recipe containing
equal parts of potassium nitrate, sal-ammoniac and borax.
For the former mixture Hiorns states that:
‘These substances are ground to a fine powder, well
mixed and placed in a previously heated blacklead
(graphite) ‘colour’-pot .... It is well to get the pot
nearly red-hot before placing the ‘colour’ in it. The
mixture must then be constantly stirred with an iron
rod. It will first boil up as a greenish liquid, then
solidify, and afterwards boil up a second time and
become thoroughly fused, having 2 brownish-yellow.
colour. At this stage the work, which has been previ-
ously annealed and dipped in dilute aquafortis (nitric
acid), is dipped in the ‘colour’, being suspended on a
silver or platinum wire, the latter being preferred, and
kept in motion for about a minute and a half, then
immersed in boiling water containing a little aquafor-
tis. The immersion and swilling are again repeated,
when the articles possess a beautiful colour. They are
then washed in hot water containing a little potash,
and finally dried in warm boxwood saw-dust.
Surface enhancement processes continued to be described
through the twentieth century. Thus Fishlock’s standard
book on metal finishing” describes cements of alum, potas-
sium nitrate, zinc sulphate and sodium chloride. These
were mixed to a slurry in which the objects to be treated
were dipped or it was applied as a paste. The coated
objects were then heated over a charcoal or coke fire and
plunged into water. The use of zinc sulphate is interesting,
and recalls its inclusion in some parting mixtures listed by
‘Agricola and Ecker, and possibly in some of the Islamic
sources." Alternatively, the objects could be immersed in
the molten reagents until the desired degree of surface
enrichment had taken place. Another treatment was with a
boiling aqueous solution of potassium nitrate, alum and
common salt, in which the objects to be treated were
immersed, for periods of between 10 and 20 minutes.‘These recent treatments would have been familiar to crafts-
men treating base gold millennia before.
The inception of gold parting
The evidence from remote antiquity for the deliberate
surface treatment of gold artefacts which removed both
silver and copper, coupled with the comparative ease with
which silver could have been totally removed from gold
using either common salt or a salt/corrosive iron sulphate
mixture, suggests that gold refining was well within the
technical capabilities of the ancients long before the Sardis
refinery. Thus the possibility must be considered that true
gold refining has a much longer history.
First, it must be understood that there was no a priori
reason for the ancients to refine gold or to consider what
‘came out of the ground as impure. Our idea of pure gold as
a single and precisely defined element is based on the rela-
tively modern scientific concepts of the nature of elements,
and in particular on the Law of Constant Composition, by
which each element has precise, invariant and unchange-
able properties. To us, this seems no more than stating the
obvious, but the ancients did not have such a concept of an
ultimate, pure elemental material.” Thus metals such as
gold, coming from various sources, could have widely
differing properties but still be gold. Given the widely
held belief that metals ‘grew’ in the ground, it would seem
only logical to expect the properties of the metal to depend
on their environment. For example, a light-coloured
natural alloy from a given locality would be regarded as
the gold of that place, rather than necessarily a natural
alloy of rather high silver content. Refining would be a
long and expensive process to improve the colour but
reduce the weight of the gold, whereas surface treatment
would be much easier and enhance the colour whilst
preserving the weight.
The discovery of the application of depletion gilding
to the Ur chisels shows that, even in the third millennium
nc, the technology existed to remove at least some of the
silver from the surface of gold-silver alloys. Clearly, the
whole object of the treatment was to make the metal look
golden at the surface whilst preserving as much of the
‘weight as possible.
‘There seems to have been genuine confusion in
antiquity between the status of ‘real’ native gold alloys
and adulterated golds or electrums, even though they
could be physically and chemically identical. This confu-
sion persisted right through into the post-medieval period
and beyond, as exemplified by Ercker’s comments on
the improvement or graduation of gold (see p. 64). As
Historical Survey of Gold Refining (1) 31
discussed in Appendix 5, p. 247, the principal method of
assay was by the touchstone, which was essentially a sur-
face method. The method of specific gravity measurements,
which seems much more obvious and infallible to us, was
apparently little employed, long after Archimedes’ famous,
if apocryphal, discovery of the principle of the method,
until balances of sufficient accuracy were developed
during the Renaissance in Europe. Thus although the pro-
cesses of gold refining were likely to have been known
from remote antiquity, little or no natural gold alloys were
treated until the introduction of coinage created the need
for pure metal or at least metal of consistent quality. In
short, this was a technology awaiting a use.
Direct evidence of gold refining
Perhaps the most direct evidence for the refining of gold in
antiquity is the purity of the surviving metal. In general,
ancient goldwork contains appreciable silver compatible
with unrefined natural gold, but Nicolini,” for example,
has claimed that the high purity of some ancient gold arte-
facts indicated they had been made of refined metal. How-
ever, these high-purity pieces are not part of a consistent
series but rather isolated examples amongst otherwise
impure metal. There is the additional complication that the
analyses themselves may not be representative of the true
composition of the metal.”
From such analyses of gold antiquities as have been
performed, there is no evidence prior to the introduction
of coinage for the use of a true cementation process that
would have totally removed silver and any other metals
from throughout the gold. Without coinage, there was, of
course, little incentive to refine and thereby reduce the
weight of metal. In an interesting paper, Ogden” has
shown that there are marked differences in the composi-
tion of gold artefacts made by those who produced a gold
coinage and those who did not. It would seem that before
coinage was adopted the unrefined gold was employed
with little or no treatment, but where coinage was pro-
duced then, although the gold used in artefacts might still
be base, it was usually deliberately debased by the addi-
tion of regulated quantities of silver and/or copper to
refined gold. Particularly striking is the comparison
between the composition of the gold artefacts of the
Greeks, who had gold and silver coins, and that of the gold
artefacts of their contemporaries the Etruscans, who did
not. Similarly, the pre-Colombian civilisations, expert in
the surface treatment of quite base gold alloys (see p. 28),
certainly had the technical knowledge to purify gold, yet
this was never done. Without the concept of coinage, there
was no motive.32. Historical Survey of Gold Refining (1)
Indirect evidence of gold refining
‘The material excavated at Sardis is the earliest surviving
physical evidence for the parting of gold and silver. Other,
more indirect archaeological and literary evidence has
been put forward to suggest that gold parting was prac-
tised even earlier. These claims will now be discussed.
‘There are many ancient texts from both Mesopotamia
and Egypt referring to the refining of impure gold."* Unfor-
tunately, they are accounting records of quantities rather
than technologies, thus usually they state no more than the
weight of the metal before refining and the weight loss
after refining. Without exception, no details are given of
either the metal with which the gold was debased or of the
refining process, beyond that it was often performed by
fire in the furnace. Sometimes the gold was subjected to
‘more than one refining operation, as in this example of the
first millennium »¢ from the archives of Erech:”
Five minas of gold, five weight measures of revenue of
the king were put into the fire, At the first firing two
thirds mina, five shekels of gold disappeared. It was
reduced to four minas fifteen shekels. In the second
firing, half a mina, two shekels of gold were lost to
yield three and two thirds minas, three shekels of gold.
It might be thought that as gold was naturally alloyed with
silver and that generally ancient goldwork only contains
small amounts of copper and other metals, it is most likely
that these refining operations refer to some form of parting
process by which the silver was removed. However, gold
alloyed with copper was quite widely used in both
Mesopotamia and Egypt at various times, and copper or
lead would be the obvious metals with which to debase
gold fraudulently. There is also some evidence, discussed
in Appendix 3, p. 235, that lead may have been used in
antiquity to extract very finely divided gold from the ore,
and the resulting gold could still have contained some lead.
‘Thus, in all probability, the early records of refining opera-
tions refer to cupellation, which would remove base metals
such as copper and lead but not affect the silver. It is
noticeable that there is no reference to the recovery of the
metal removed from the gold, rather suggesting that it was
not silver. Even in Roman times, Pliny could still note that
gold was refined by roasting with lead, that is a cupellation
process,” although elsewhere he describes the true parting
processes (see pp. 35-6). The general consensus of the lit-
erary sources would seem to be that gold-silver parting
was not practised before the mid first millennium sc — that
is, the time of the Sardis refinery."
‘A different approach has been suggested by the
requirements of gold used for the production of gold leaf.
It has been stated that in order to produce true gold leaf”
gold of a high purity was required, and thus the occur-
rence of very thin gold leaf could be taken as an indication
that gold refining was being practised. Thus Oddy states
that:
‘The invention of gold leaf was impossible before the
perfection of methods for the purification of gold as
only pure gold, or gold rich alloys, free from certain
impurities can be beaten out to produce the thinnest,
leaf. The introduction of gold refining is generally put
at around 2000 nc in Mesopotamia, but it is quite
possible that a better estimate could be made from a
study of the dates of surviving objects which are
covered in {traces of} gold leaf
Gold was beaten into thin sheets or foils from the very
beginning of its use, and by the second millennium sc in
Egypt true gold leaf was being produced." However,
although ductile metal substantially free of lead or copper
would have been a prerequisite and could have been
produced by cupellation, it is quite possible to produce
acceptable gold leaf from gold containing small amounts of
copper and appreciable quantities of silver, and some of
the gold leaf from antiquity is decidedly impure.® Thus the
introduction of gold leaf cannot be taken as an indication
that gold parting was being practised
Literary evidence for cementation parting
Unequivocal literary references to, or descriptions of, the
parting processes ail post-date the Sardis refinery, but do
show that the technology was in use around much of the
Old World well before the end of the first millennium ne,
usually where a gold coinage was also in production, the
apparent exception being India.
None of the descriptions is very detailed, and some-
times they are difficult to interpret or fully understand,
due variously to their brevity, style or translation. In the
main, they seem to describe the treatment with common
salt and/or corrosive sulphates, often in the presence of
added base metal. Modern commentators, who have
tended to be working on individual texts in isolation
rather than taking all the texts together, have suggested
that the use of mixed reagents and especially the presence
of additional base metals is likely to be an error. However,
instructions listing these ingredients recur again and again,
including the much later reliable and detailed accounts
from the European Renaissance (given on pp. 58-9 and
63-4), Taken with the evidence for the presence of both
lead and copper, apparently at early stages in the process atthe Sardis refinery, these early references now require care-
ful reappraisal.
Herodotus (1.14 and 50}* describes in some detail the
donations of precious metal made by both Gyges and Croe-
sus to various temples and sanctuaries:
Gyges offered a lot of silver, but also much gold.
(114.1)
Croesus offered half-ingots, six palms long and
three palms wide and one palm thick. (1.50.1)
Their number was 117 and four of these were of
purified gold, each of the weight of two and a half
talents while the other half-ingots of white gold
had a weight of two talents. (1.50.2)
It is maybe significant that whereas the offering of Gyges
are just described as being of gold, Herodotus specifically
states that some of the donations made by Croesus were
either of white gold (which could be a reference to the
alloy containing about 45% silver found in the electrum
coins) or of refined gold. Taken together, these perhaps
suggest that the refining process began with Croesus.
There are several early descriptions relating to the
purification of gold from India, although all are rather
confused. A lost work, Indika by Ktesias, written about
400 nc, apparently contained descriptions of both gold
refining and the production of crucible steel, but these
seem to have got conflated in the surviving abridgement
made by Photios, a Byzantine bishop, some 1200 years
later.” The section on gold reads:
Concerning the Spring which is filled every year with
alluvial gold, from which 100 earthen pitchers are
drawn up annually. The pitchers must be earthen since
the gold when withdrawn is in a solid state, and it is
necessary to break them to extract it. The spring is of a
square shape with a perimeter of 16 cubits [i.e. 24 ft]
and a fathom [ie. 6 ft] in depth. Each pitcher weighs a
talent [i.e. 57 Ib].
Commentators have long considered the so-called spring
should be regarded as a furnace, but suggested that it
should be iron that was in the pots, as ‘storage (of gold) in
pitchers would not affect its physical condition’ However,
if the spring was indeed a furnace, then treatment of alluvial
gold in the solid state in sealed earthenware pots sounds
very like the later descriptions of the cementation parting of
gold. The furnace dimensions are rather large, but the
square shape is similar both to the excavated PN furnaces
and later descriptions given below and in Chapter 3.
Several descriptions of the treatment of gold, includ-
ing refining processes, are to be found in the Arthasastra in
the sections outlining the duties of a mine manager.” There
Historical Survey of Gold Refining (1) 33
are several references to the purification of gold, including
the following at 2.13.5-8:
OF the best [varieties], the pale-yellow and the white
are impure, He should cause that because of which it is
impure to be removed by means of lead four times that
quantity. If it becomes brittle by the admixture of
lead, he should cause it to be smelted with dried lumps
of cow-dung. If it is brittle because of [its own] rough-
ness he should cause it to be infused in sesamum-oil
and cow-dung.
This should be a reference to the cupellation of gold to
remove base metals such as copper, but there is a problem
in that gold normally contains silver and it does specifi-
cally state that the impure gold to be so treated was pale or
white, which strongly suggests that silver was indeed the
impurity, and of course cupellation would not remove it,
However, the whole description is similar to the much later
passage in the Mappae Clavicula, where it is implied that it
was the removal of the silvery-white platinum group ele-
ment inclusions that is described." The quantities would
be appropriate to form the gold-lead intermetallic com-
pound, Pb,Au, and of course cupellation would remove the
PGE inclusions.
The very next section of the Arthasastra at 2.13.9
contains a direct reference to the refining of mined gold:
[Gold] produced from the mines, becoming brittle by
the admixture of lead, he should turn into leaves by
heating and cause them to be pounded on wooden
anvils, or should cause it to be infused in the pulp of
the bulbous roots of the kadalt and the vajra plants.
‘Once again, mine gold should contain silver not lead,
unless the lead was being deliberately added to the finely
ground gold ores to gather up the precious metals in a
process akin to the later liquation process, only operating
on the powdered ore instead of on molten copper, as dis-
cussed in Appendix 3, p. 235. Hammering out the impure
gold into leaves could be significant in that it forms one of
the stages in parting processes, but this does not seem to
be a reference to a cementation process.
The most convincing reference to true cementation is
at 2.13.47 in a section on gold working rather than gold
production, and would be the earliest description of the
cementation process if the Arthasastra, or at least this
passage of it, is indeed of the fourth century sc:
Ornamental gold of the best kind, possessed of excel
lent colour, passed through an equal amount of lead,
turned into leaves by heating [and] made bright with
Indus-earth, becomes the base of blue, yellow, white,
green and parrot-feather colours.34 Historical Survey of Gold Refining (1)
Indus earth is normally taken to be the saline soils from the
great river valleys of India that were latterly collected at
specific times of the year and used as a reagent to patinate
the zine-rich bidri wares," or as a feedstock for the
production of gunpowder.” The earth is typically rich in
common salt, nitre and ammonium salts, and would form
an ideal cement for the parting process (see p. 29 for the
use of ‘Indian salt’ in medieval Islamic gold treatments)
‘The further reference to the prior treatment with lead, for
whatever purpose, is interesting. Thus the sequence would
seem to be cupellation, hammering into foils, followed by
parting with saltpetre. This sequence is strikingly similar
to the stages one believes took place at Sardis to refine
serap gold: cupellation, hammering into foils, followed by
cementation, but using common salt instead of saltpetre.
Returning to the classical world, reference is made to
gold refining by Plato in the Politicus. However, it is only
given as a metaphor, and from this the impression is con-
veyed that the process was difficult.” No technical detail is
given, although copper, silver and even the PGE inclusions
were apparently to be removed.
‘The best known and certainly the most detailed
description of the cementation process as practised in
antiquity is that quoted by Diodorus Siculus” in the first
century nc, froma more detailed but now lost work, On the
Erythraean Sea, by the grammarian and geographer Agath-
archides of Cnidus, which was written in the second cen-
tury nc, and apparently based on first-hand observation.”
‘The whole quotation is on gold production in Egypt.
The first part is a quite detailed description of the mining
of the gold using firesetting to weaken the host rock. Fire-
setting was only used against hard homogeneous rock and
thus it was the mining and processing of gold from a
primary quartz deposit that was described here rather
than the working of secondary placer deposits such as
those from the River Pactolus. This could be of significance
in the choice of processing technique adopted, particularly
those to separate the gold from the gangue, as the gold in
the primary deposits would tend to be much more finely
dispersed than in the secondary placers. Note also that
gold from a primary source would have no PGE inclusions
(see Appendix 4, p. 238). The description continues with
the beneficiation and purification processes:
In the last steps the skilled workmen receive the stone
which has been ground to a powder and take it off for
its complete and final working; for they rub the marble
(ce. the mine gangue) which has been worked down
upon a broad board* which is slightly inclined, pour-
ing water over it all the while; whereupon the earthy
matter in it, melted (washed) away by the action of the
water, runs down the inclined board, while that which
contains the gold remains on the wood because of its
weight. And repeating this a number of times, they
first of all rub it gently with their hands, and then
lightly pressing it with sponges of loose texture they
remove in this way whatever is porous and earthy,
until there remains only the pure gold-dust.
‘Then at last other skilled workmen take away what
has been recovered and put it by fixed measure and
‘weight into earthen jars, mixing with it a lump of lead
proportionate to the mass, lumps of salt and a little tin,
and adding thereto barley bran; thereupon they put on
it a close-fitting lid, and smearing it over carefully
with mud they bake it in a kiln for five successive days
and as many nights; and at the end of this period,
when they have let the jars cool off, of the other matter
they find no remains in the jars, but the gold they
recover in pure form, there being but little waste.
‘This is clearly a description of the salt cementation
process,” and equally clearly it is related to the process
practised at the PN refinery some 400 years earlier. It is
noticeable that the otherwise complete description omits
any mention of turning the mined gold into foils prior to
parting, strongly suggesting that the gold dust was treated
in that condition. There is in fact only one ancient western
source that states that the gold dust should be made into
foils for the parting process.”* The remains from Sardis, as
shown in subsequent chapters, also suggest that the
freshly mined gold was treated directly without first being
converted to foils.
‘The quite unambiguous additions of controlled quan-
tities of lead and also of some tin are noteworthy, especially
in view of similar statements in some other early descrip~
tions and the presence of lead on the surfaces of the part
ing-vessel sherds from the PN refinery, and of tin on some
of the gold globules and a foil (see pp. 112 and 186}
The function of the lead and tin in the cement has
always proved problematic, and hence the accuracy of the
whole quotation has been questioned. Convincing modern
parallels are hard to find. Percy records a process practised
up to the nineteenth century at Oker, near Goslar in the
Harz mountains (Germany), for the recovery of trace
amounts of gold from silver using litharge and sulphur.”
However, the function of the lead in that process was
specifically to remove the overwhelming quantities of
silver as economically as possible and the process could
not work at all effectively on metal containing more than a
few per cent of gold. Some scholars, notably Healy,
suggested that the two processes of parting and of cupella-
tion, to recover silver from the spent cement, had been.conflated, but unless the account is totally mixed up, it is
quite clear that weighed quantities of lead and a little tin
were part of the contents sealed in the parting vessel
Halleux" suggested a double process of cementation and
cupellation proceeding simultaneously. This is ingenious
but chemically impossible, as the whole point of the
cementation is to turn metallic silver into a salt and
cupellation recovers metallic silver from its salts. Burstein
suggests that the lead was added to recover precious metal
from the residuum of the ground ore after washing, but
before cementation. Whilst this interpretation is techni-
cally quite feasible it does require a gross conflation in the
section dealing with the recovery of the impure gold. Some
of the practical manuals published in Germany in the early
sixteenth century® describe the addition of lead to the
molten impure gold in order to facilitate its granulation
when poured into cold water prior to parting, In Agath-
archides’ description, however, the washed gold seems to
have been poured straight into the cementation vessels,
Several later sources do describe lead (zinc?) or copper
salts as components of the parting cement.”
Notton,“ who carried out gold-parting replication
experiments based on Agatharchides’ description, found
that the addition of lead metal actually impaired the
removal of silver from the alloy of base gold with 55%
silver and 7.5% copper that he used. He suggested that if
lead really was added then its function could have been to
remove any silicious gangue material from the gold. How-
ever, overall, Notton seems to have doubted whether lead
and tin were really added to the charge.
The addition of barley bran is not mentioned in other
early descriptions.” It has been suggested that the organic
material was necessary as a source of hydrogen ions to
create hydrogen chloride as the active reagent in the
process." However, the process works perfectly well with
common salt alone, as Notton demonstrated, and the addi-
tion of any organic material, by making the atmosphere
inside the vessel more reducing, would actually inhibit the
reaction.
It is possible that the bran or straw was the external
fuel rather than an internal reactant, as both Pliny and
Strabo in their descriptions (given below) of gold refining
state that a fire of chaff should be used rather than
charcoal. The use of straw as a fuel in the gold refining is
also mentioned in the Babylonian Talmud, which states
that a clay container with openings was used to let in the
flame of the barley straw fire.” However, straw or chaff
does not seem to be a very convenient fuel for a process
lasting for five days and nights, and once again it would
require a gross mistake in Agatharchides' text as it now
stands.
Historical Survey of Gold Refining (1) 35
‘Thus it does appear that the ingredients as listed in the
surviving accounts are impracticable. As this was a real
industrial process, it would appear that there is something
wrong with these descriptions. The most likely fault is
conflation and it is possible that, as Burstein suggests, lead
‘was used to recover further gold from the crushed ore after
washing, followed by cupellation and cementation, Alter-
natively, the refining process itself was twofold: first the
gold was cupelled with the lead and tin and barley bran,
followed by parting with common salt. Traditional cupella-
tion or fire assay often uses lead oxide with flour as a
reducing agent." This explanation does at least account for
all the ingredients, but it should not have been necessary
to have cupelled the raw gold prior to parting, and the
order in which the ingredients are listed in the existing
accounts gives no support for a putative twofold process
with the metal and bran first, followed by the common,
salt.
It is important to note that there is no reference to
brick dust, clay or any other inert carrier, and at the termi-
nation of the process the jars contained pure gold and very
little else, Noting this absence, Notton carried out one
experiment with no brick dust and found that the process
worked perfectly well but the silver was almost entirely
lost from the sealed parting vessel, and onto the furnace
walls, reminiscent of the walls of the Sardis furnaces.
The specification of a closely fitting and luted lid is
important, as there is no direct evidence that the Sardis
vessels were lidded. All subsequent detailed descriptions
specify that the parting vessel should be sealed, and on the
literary evidence alone it is likely that the Sardis vessels
were also lidded.
Pliny refers to the purification of gold several times in
his Natural History." The first reference is at 33.60:
‘The first proof of quality in gold is however its being
affected by fire with extreme difficulty; besides that, it
is remarkable that though invincible to live coal(s)
made of the hardest wood it is very quickly made red
hot by a fire of chaff, and that for the purposes of
purifying it itis roasted with lead.
‘This is in a passage on assaying, and the process is one of
cupellation that by itself would not remove any silver in
the gold.
The second description is at 33.69 in sections on gold
mining, where it states that:
‘The extracted material is pounded, washed, burnt
and ground. The powder from the mortar is called
scudes; the silver, which comes out of the furnace,
is called sweat (sudor). The dirt, which is thrown.36 Historical Survey of Gold Refining (1)
out of the furnace, is called scoria in the case of all
metals. The one in the case of gold is pounded and
melted again. The bowls are made of tasconium,
this is a white earth similar to clay and no other
(earth) can stand the bellows and the fire and the
red-hot mate
No details of reagents are given but the treatment of gold,
possibly from a primary context, which produced a silver
scum might suggest a parting process. However, no active
salts are mentioned, and it is more likely that Pliny had in
mind the smelting and recovery of gold from the ore rather
than a parting process. The reference to the reworking of
the slags (probably with lead although this is not stated) to
recover more of the gold is extremely interesting and
recalls the Roman gold-smelting process excavated at Trés
Minas in northern Portugal.”
There are more detailed descriptions of gold parting in
sections dealing with the medicinal uses of gold (33.84),
where it states that:
It (gold) is also roasted with a double weight of salt
and three times weight of misy and again with two
portions of salt and one of the stone which is
called schiston. So it draws poison (virus) from the
things which are burnt with it in an earthen vessel
(vas), itself being pure and uncorrupted. The ash
left is preserved in an earthen pot (olla), mixed with
water and smeared on the face (cures) eruptions, but
it is better to wash it away with lomentum.
Pliny was describing here a double process using mixed
reagents, in this instance first common salt and iron
sulphate, followed by common salt with tale (an inert
hydrated mixed silica/magnesia, SiO,/MgO, mineral).
Experiments by d’Elhuyar in the late eighteenth century,”
using a variety of reagents either singly or in combination,
showed that cementation could be made to work at a much
lower temperature using a mixture of common salt and
sulphates, either in the form of gypsum (calcium sulphate)
or barytes (barium sulphate), than when the same reagents
were used singly.
‘The translation given in the Loeb edition has a number
of inaccuracies. Misy is translated there without comment
as copper pyrites, a mixed iron/copper sulphide,” whereas
in fact it is correctly translated as a mixture of corrosive
sulphates, with ferric sulphate predominating. Schiston is
just translated as ‘splittable’; in fact from other contexts it
is likely to be tale, although Healy” suggests alum. The
translation also suggests that the vessel in which the reac
tion took place was specifically an earthenware cooking
ot, that is an olla, whereas the word used is vas, which is
the word for an ordinary pot; only the residue was to be
kept in an olla,
Halleux" believed that Pliny was working from an
original Greek text and that virus should be read as the
equivalent of the Greek ios: that is, rust rather than poison.
Lomentum is translated by Rackham as ‘lotion’ but in fact
has the specific meaning of bean meal.””
In the third description, which occurs at 34.121, the
preparation and uses of misy are described in detail.” The
short reference states that:
A mixture of misy is employed in the magical purifica-
tion of gold.
At 35.183, in sections dealing with the preparation and
properties of alum, a mixed potassium aluminium sul-
phate, Pliny notes that black alum (most likely to be a
mixed iron potassium sulphate) was used in the dyeing of
dark cloth and that it could be used to purify gold.
Note that in the last two references parting is referred
to only in the specific context of the uses of the misy or
alum and thus the presence of other salts (such as common
salt) in the process is not excluded.
Strabo, in his Geography,” describes gold refining by
the Galatae, who inhabited the Cevennes and Pyrenees, as
follows:
‘The product of smelting the gold and refining it with a
kind of ‘styptic’ earth is ‘electrum’. They further smelt
this mixture of gold and silver: the silver is burned
away and the gold remains. This type of alloy (that is
the electrum) is easily fused and hard like stone. It is
for this reason that the gold is preferably melted by
a fire fuelled by chaff since the flame is gentle and
suitable for an alloy which yields and fuses easily; a
charcoal fire, on the other hand, consumes a lot since it
over-melts the gold and volatilizes it because of its
intensity.
Strabo's Greek term otvatnp@ons jn, styptic earth, is
likely to have been a corrosive sulphate, such as alum or
ferric sulphate, the Greek equivalent of the Latin misy.”
Note that the styptic earth is apparently used only in the
first part of the process to produce refined electrum,
although in fact it only makes sense as part of the parting
cement. The explanation why chaff was to be preferred is
also somewhat misunderstood; a low temperature was nec-
essary in order not to melt the finely divided electrum,
thereby reducing the surface area exposed to the cement.
As already noted (p. 35), chaff seems an unlikely fuel for a
ptocess of long duration.
Recipes for the refining of gold featured in some of theAlexandrian alchemic literature of late antiquity have been
collected and discussed by Halleux.” The following
unusually clear and concise recipe is taken from
the Pseudo-Democritus, which has its origins in the first
centuries ap, but only survives in a later Syriac version,
from which a translation was made for Berthelot:””
Du sel et de I'alun, chacun une once, du vitriol noir de
Chypre, 2 grammes; broie ensemble et mets dans un
creuset. Plonges-y des lames d'or. Dispose par couches
de la chalcite [] entre les lames. Mets sur des charbons
ardents et souffle, Quand le produit sera fondu, tu
verras quel produit tu obtiendras.
Once again, this is a mixed chloride/sulphate process, this
time using both alum and ferruginous sulphates. Note the
reference to the gold being in the form of sheets (leaves?).
This is apparently the first such specification in western
gold-refining literature
‘The Mappae Clavicula® has a typically rather confused
account of salt cementation in recipes 2 and 3, described as
methods of making or ‘extending’ gold
Again making gold
Melt one ounce of silver, half an ounce of copper and
one ounce of gold. Again, take sand and press it onto a
level place. Cool until itis dry, and mix again some salt
and roast it in the furnace for a day and a night. After-
wards take it out and wash it until the salt runs off;
and again dry it and knead it in vinegar and set it aside
for a little until it absorbs it and dries out. Then again
put into the furnace a piece that has not been washed
and do this once and again; knead it in vinegar every
time you put it into the furnace. Now you ought to put
it into the furnace four or five times until it becomes
almost as if it is all cooked away; and when you take it
out use a silver withdrawing tool, which in Greek is
called elquison. Take a weight equal to the former
amount, mix it all together and grind it.
Then melt separately the two kinds of material
that you have concocted [that is the residual gold and
the salt-containing cement which now contains silver]
and sprinkle them gradually [onto a lead bath?] until it
is used up. Then cool it and you will find that hard
lead has been made. Melt this together with cepsonium,
that is, kneaded ashes. As is shown according to the
Key, psomion is ash kneaded with water, which you lay
underneath in the furnace to the thickness of a finger.
The next chapter, 3, continues:
Again
Take only a little for experiment when you do it once
until you learn it thoroughly. Take one ounce of
Historical Survey of Gold Refining (1) 37
reddish Cyprian copper in solution [? posios], one
‘ounce of quite good silver, and melt it with chaff, until
‘when hammered out it does not make a noise, and then
melt it together with one ounce of gold and the same
amount of natron. Then turn face to face two little
bowls, that is two hollow earthenware pots and put
inside them the widened [that is, hammered out] melt
that has been prepared, and mix in antisma. What had
been a little bead of copper is now turned into a little
bead of four ounces of silver. In the bead we find more
than an equal amount of gold. [Take] one part of Pontic
sinopia (a ferruginous clay containing hematite), two
parts common salt, grind them all together, lay the
sheets on the bottom and sprinkle [the sinopia and salt
mixture] over them and coat them with pot clay so that,
they cannot breathe, Put fire under them until you feel
it is all right. Take them out and you will have the very
best gold.
At first reading, these two descriptions would seem to be
conflations of the ‘extension’ of gold by the addition of
silver and copper in the ratio of two parts to one respec-
tively, and of the refining of gold by parting followed by
cupellation.
However, these descriptions could be the earliest
reference to graduation, followed by refining. That is, the
practice of adding more of the metal to be removed in
order to allow an open porous structure to develop
throughout the metal grains during the refining process,
ensuring that all the silver or base metals in the gold were
exposed to the parting agent.*
Smith and Hawthorne believed recipe 3 to be just a
surface treatment to give the impression that the metal was
pure gold throughout. However, salt cementation was
usually associated with complete parting, especially when
the metal was in the form of foils. It would anyway have
been useless to produce surface treated foils as the surface
enhancement would have been lost when they were melted
up for use, Treatments that merely enhance the surface are
only of use on the finished artefact.
‘Thus there are three possibilities:
© A conflation of gold extending and refining. Note:
Chapters 2 and 3 are entitled respectively ‘Again
making gold’ and ‘Again’, following “Making the most
gold’, which is the title of Chapter 1.
© Surface treatment, but the products are respectively
molten or foils.
© Graduation,
Of these, the third seems most reasonable and requires
least alteration of the text as it has come down to us,