Management
Management
DOI: 10.5923/j.mm.20150501.02
1
Department of Educational Foundations and Management, Faculty of Education, Ignatius Ajuru University of Education, Port Harcourt,
Nigeria
2
School of Public Health Nursing, Rivers State College of Health Science and Technology
Abstract This study was motivated by the premise that no nation grows further than the quality of its educational
leaders. The purpose of this theoretical debate is to examine the wider context of leadership and its effectiveness towards
improving school management. This academic evaluation examines recent theoretical developments in the study of
educational leadership in school management. It begins with a concise overview of the meaning and concept of leadership
in terms of research, theory, and practice. This is followed by an examination of the theories of leadership, principles and
styles of leadership. Each section ends with an identification of contemporary issues and possible means of amelioration.
This article concludes that success is certain if the application of the leadership styles, principles and methods is properly
and fully applied in school management because quality educational leadership tradition offers great opportunity to further
refine educational leadership and management policies and practices by accepting and utilizing the basic principles and
styles of educational leadership.
Keywords Education, Leadership, Theories, Styles, Principles, Methods, Management, Policies and Practices
countries especially Nigeria to reform. This debate focus contemporary theories can fall under one of the following
not simply on what educational leadership is, but the impact three perspectives: leadership as a process or relationship,
it has on school management, teachers and students and the leadership as a combination of traits or personality
part it plays in meeting the challenges facing education characteristics, or leadership as certain behaviors or, as they
institutions. The overall purpose of this theoretical debate is are more commonly referred to, leadership skills. In the
to examine the wider context in which leadership is made more dominant theories of leadership, there exists the
on effectiveness and improved school management. notion that, at least to some degree, leadership is a process
that involves influence with a group of people toward the
realization of goals (Wolinski, 2010).
2. Theories of Leadership Charry (2012), noting that scholarly interest in leadership
There are as many different views of leadership as there increased significantly during the early part of the twentieth
are characteristic that distinguish leaders from non-leaders. century, identified eight major leadership theories. While
While most research today has shifted from traditional trait the earlier of these focused on the qualities that distinguish
or personality-based theories to a situation theory, which leaders from followers, later theories looked at other
dictates that the situation in which leadership is exercised is variables including situational factors and skill levels.
determined by the leadership skills and characteristics of the Although new theories are emerging all of the time, most
leader (Avolio, Walumbwa, & Weber, 2009), all can be classified as one of Charry’s eight major types:
The manager
From
Rational Consulting Persistent the head
Problem solving Tough-minded Analytical Structured Deliberate Authoritative S
Positive power
The leader
ate Creative Flexible Inspiring Innovative Courageous Imaginative Experimental Initiates change
Personal power
2.1. "Great Man" Theory people can learn to become leaders through training and
Great man theories assume that the capacity for observation. Naylor (1999) notes that interest in the
leadership is inherent, that great leaders are born, not made. behaviour of leaders has been stimulated by a systematic
These theories often portray leaders as heroic, mythic and comparison of autocratic and democratic leadership styles.
destined to rise to leadership when needed. The term great It has been observed that groups under these types of
man was used because, at the time, leadership was thought leadership perform differently:
of primarily as a male quality, especially military leadership Autocratically led groups will work well so long as the
(See also, Ololube, 2013). leader is present. Group members, however, tend to be
unhappy with the leadership style and express
2.2. Trait Theory hostility.
Similar in some ways to great man theories, the trait Democratically led groups do nearly as well as the
theory assumes that people inherit certain qualities or traits autocratic group. Group members have more positive
make them better suited to leadership. Trait theories often feelings, however, and no hostility. Most importantly,
identify particular personality or behavioural characteristics the efforts of group members continue even when the
that are shared by leaders. Many have begun to ask of this leader is absent.
theory, however, if particular traits are key features of
leaders and leadership, how do we explain people who 2.6. Participative Theory
possess those qualities but are not leaders? Inconsistencies Participative leadership theories suggest that the ideal
in the relationship between leadership traits and leadership leadership style is one that takes the input of others into
effectiveness eventually led scholars to shift paradigms in account. Participative leaders encourage participation and
search of new explanations for effective leadership. contributions from group members and help group members
to feel relevant and committed to the decision-making
2.3. Contingency Theories process. A manager who uses participative leadership,
Contingency theories of leadership focus on particular rather than making all the decisions, seeks to involve other
variables related to the environment that might determine people, thus improving commitment and increasing
which style of leadership is best suited for a particular work collaboration, which leads to better quality decisions and a
situation. According to this theory, no single leadership more successful business (Lamb, 2013).
style is appropriate in all situations. Success depends upon a 2.7. Transactional/Management Theory
number of variables, including leadership style, qualities of
followers and situational features (Charry, 2012). A Transactional theories, also known as management
contingency factor is thus any condition in any relevant theories, focus on the role of supervision, organization and
environment to be considered when designing an group performance and the exchanges that take place
organization or one of its elements (Naylor, 1999). between leaders and followers. These theories base
Contingency theory states that effective leadership depends leadership on a system of rewards and punishments (Charry,
on the degree of fit between a leader’s qualities and 2012). In other words, on the notion that a leader’s job is to
leadership style and that demanded by a specific situation create structures that make it abundantly clear what is
(Lamb, 2013). expected of followers and the consequences (rewards and
punishments) associated with meeting or not meeting
2.4. Situational Theory expectations (Lamb, 2013). When employees are
Situational theory proposes that leaders choose the best successful, they are rewarded and when they fail, they are
course of action based upon situational conditions or reprimanded or punished (Charry, 2012). Managerial or
circumstances. Different styles of leadership may be more transactional theoryis often likened to the concept and
appropriate for different types of decision-making. For practice of management and continues to be an extremely
example, in a situation where the leader is expected to be common component of many leadership models and
the most knowledgeable and experienced member of a organizational structures (Lamb, 2013).
group, an authoritarian style of leadership might be most 2.8. Relationship/Transformational Theory
appropriate. In other instances where group members are
skilled experts and expect to be treated as such, a Relationship theories, also known as transformational
democratic style may be more effective. theories, focus on the connections formed between leaders
and followers. In these theories, leadership is the process by
2.5. Behavioural Theory which a person engages with others and is able to “create a
connection” that results in increased motivationand morality
Behavioural theories of leadership are based on the belief
in both followers and leaders. Relationship theories are
that great leaders are made, not born. This leadership theory
often compared to charismatic leadership theories in which
focuses on the actions of leaders not on intellectual qualities
leaders with certain qualities, such as confidence,
or internal states. According to the behavioural theory,
extroversion, and clearly stated values, are seen as best able
to motivate followers (Lamb, 2013). Relationship or
transformational
Management 2015, 5(1): 6- 9
leaders motivate and inspire people by helping group others. Analyze the situation, take corrective action,
members see the importance and higher good of the task. and move on to the next challenge;
These leaders are focused on the performance of group Set the example: Be a good role model for your
members, but also on each person to fulfilling his or her employees. Employees must not only be told what is
potential. Leaders of this style often have high ethical and expected of them, but see leaders embodying
moral standards (Charry, 2012). organizational qualities and ethics. Leaders must
2.9. Skills Theory embody what they wish to see in their employees;
Train as a team: Do not focus on just your department,
This theory states that learned knowledge and acquired section, or employees, but envision the whole
skills/abilities are significant factors in the practice of organization as an entity that must learn and succeed
effective leadership. Skills theory by no means refuses to together; and
acknowledge the connection between inherited traits and Use the full capabilities of your organization: By
the capacity to lead effectively, but argues that learned developing a team spirit, you will be able to employ
skills, a developed style, and acquired knowledge, are the the abilities of your entire organization towards
real keys to leadership performance. A strong belief in skills organizational goals.
theory often demands that considerable effort and resources Effective educational leadership is very essential to
be devoted to leadership training and development school effectiveness and improvement (Ololube, Egbezor,
(Wolinski, 2010). Kpolovie, & Amaele, 2012). To sustain educational
leadership, leaders must develop sustainability on how they
approach, commit to and protect teaching and learning in
3. Principles of Leadership schools; how they sustain themselves and followers around
In addition to leadership theories, the principles of them to promote and support teaching and learning; how
leadership are a commonly studied phenomenon. The they are able and encouraged to sustain their vision and
United States Army (1983) has identified eleven basic avoid burning out; and how they consider the impact of
principles of leadership and the means for implementing their leadership in school management. Most leaders want
them: to do things that matter, to inspire others to do it with them
Be technically proficient: As a leader, you must know and to leave a legacy once they have gone (Hargreaves &
your job and have a solid familiarity with the tasks of Goodson, 2006). To a large extent, it is not leaders who
your different employees; mismanage their schools; however, it is the systems in
Develop a sense of responsibility in your workers: Help which they lead (Mulford, 2003). Questionably, sustainable
to develop good character traits that will help them leadership certainly needs to become a commitment of all
carry out their professional responsibilities; school leaders. Therefore, to sustain effective educational
Ensure that tasks are understood, supervised, and leadership, Hargreaves and Fink (2004) presented seven
accomplished: Communication is key. A leader must principles of sustainable leadership vis-à-vis:
be able to communicate effectively. Leaders should Sustainable leadership creates and preserves sustaining
spend most of their day engaged in communication. learning
Older studies, in fact, noted that organizational leaders Sustainable leadership secures success over time
(managers) spent 70 to 90 per cent of their time each Sustainable leadership sustains the leadership of others
day on communication and related activities (Barrett, Sustainable leadership addresses issues of social justice
[n.d]); Sustainable leadership develops rather than depletes
Keep your workers informed: Know how to human and material resources
communicate with not only junior staff, but senior Sustainable leadership develops environmental diversity
staff and other key people as well; and capacity
Know your people and look out for their well-being: Be Sustainable leadership undertakes activist engagement
well versed in basic human nature and recognize the with the environment
importance of sincerely caring for your workers;
Know yourself and seek self-improvement: In order to
know yourself, you have to understand what you are, 4. Leadership Styles
what you know, and what you can do (attributes). Leadership styles are the approaches used to motivate
Seeking self-improvement means continually followers. Leadership is not a “one size fits all”
strengthening your attributes. This can be phenomenon. Leadership styles should be selected and
accomplished through self-study, formal education, adapted to fit organizations, situations, groups, and
workshops, reflection, and interacting with others; individuals. It is thus useful to possess a thorough
Make sound and timely decisions: Use good problem understanding of the different styles as such knowledge
solving, decision making, and planning tools; increases the tools available to lead effectively. Below are a
Seek responsibility and take responsibility for your number of leadership styles articulated in the Toolkit (n.d):
actions: Search for ways to guide your organization to
new heights. When things go wrong, do not blame
1 Rose Ngozi Amanchukwu et al.: A Review of Leadership Theories,
Principles and Styles and Their Relevance to Educational
4.1. Autocratic Leadership Style valuable time gathering input. Another potential danger is
Autocratic leadership is an extreme form of transactional team members without the knowledge or expertise to
leadership, where leaders have complete power over staff. provide high quality input.
Staff and team members have little opportunity to make
suggestions, even if these are in the best interest of the team 4.5. Laissez-Faire Leadership Style
or organization. The benefit of autocratic leadership is that Laissez-faire leadership may be the best or the worst of
it is incredibly efficient. Decisions are made quickly, and leadership styles (Goodnight, 2011). Laissez-faire, this
the work to implement those decisions can begin French phrase for “let it be,” when applied to leadership
immediately. In terms of disadvantages, most staff resent describes leaders who allow people to work on their own.
being dealt with in this way. Autocratic leadership is often Laissez-faire leaders abdicate responsibilities and avoid
best used in crises situation, when decisions must be made making decisions, they may give teams complete freedom
quickly and without dissent. to do their work and set their own deadlines. Laissez-faire
leaders usually allow their subordinate the power to make
4.2. Bureaucratic Leadership Style decisions about their work (Chaudhry & Javed, 2012). They
Bureaucratic leaders follow rules rigorously, and ensure provide teams with resources and advice, if needed, but
that their staff also follow procedures precisely. This is an otherwise do not get involved. This leadership style can be
appropriate leadership style for work involving serious effective if the leader monitors performance and gives
safety risks (such as working with machinery, with toxic feedback to team members regularly. The main advantage
substances, or at dangerous heights) or where large sums of of laissez-faire leadership is that allowing team members so
money are involved. Bureaucratic leadership is also useful much autonomy can lead to high job satisfaction and
in organizations where employees do routine tasks (Shaefer, increased productivity. It can be damaging if team members
2005). The drawback of this type of leadership is that it is do not manage their time well or do not have the
ineffective in teams and organizations that rely on knowledge, skills, or motivation to do their work
flexibility, creativity, or innovation (Santrock, 2007). effectively. This type of leadership can also occur when
managers do not have sufficient control over their staff
4.3. Charismatic Leadership Style (Ololube, 2013).
Charismatic leadership theory describes what to expect
4.6. Transactional Leadership Style
from both leaders and followers. Charismatic leadership is a
leadership style that is identifiable but may be perceived This leadership style starts with the idea that team
with less tangibility than other leadership styles (Bell, 2013). members agree to obey their leader when they accept a job.
Often called a transformational leadership style, charismatic The transaction usually involves the organization paying
leaders inspire eagerness in their teams and are energetic in team members in return for their effort and compliance. The
motivating employees to move forward. The ensuing leader has a right to punish team members if their work
excitement and commitment from teams is an enormous doesn't meet an appropriate standard. The minimalistic
asset to productivity and goal achievement. The negative working relationships that result (between staff and
side of charismatic leadership is the amount of confidence managers or leaders) are based on this transaction (effort for
placed in the leader rather than in employees. This can pay).
create the risk of a project or even in an entire organization
collapsing if the leader leaves. Additionally, a charismatic
leader may come to believe that s/he can do no wrong, even 5. Factors That Determine Leadership
when others are warning him or her about the path s/he is Style
on; feelings of invincibility can ruin a team or an
There are a number of factors that can help to determine
organization.
which type of leadership style is most effective and/or when
4.4. Democratic/Participative Leadership Style to draw on a different or combination of leadership styles.
Listed below are a number of these factors as outlined by
Democratic leaders make the final decisions, but include Ibara (2010, pp. 74-76):
team members in the decision-making process. They
encourage creativity, and team members are often highly 5.1. Size of an Institution/Organization
engaged in projects and decisions. There are many benefits
Many organizations have the tendency to grow, and as
of democratic leadership. Team members tend to have high
they grow, to divide into subgroups where the real decision
job satisfaction and are productive because they are more
making power lies. As institutions or organization grow,
involved. This style also helps develop employees’ skills.
problems arise which may become more difficult to address
Team members feel a part of something larger and
at a macro or senior management level. At the same time, as
meaningful and so are motivated to by more than just a
institutions and organizations grow larger and become more
financial reward. The danger of democratic leadership is
multifaceted, there is a propensity for decision making to be
that it can falter in situations where speed or efficiency is
centralized (Naylor, 1999). This situation leads to limited
essential. During a crisis, for instance, a team can waste
employee participation or no participation at all. Leaders
Management 2015, 5(1): 6- 1
may, if inclined, present ideas and invite input from that none of these limit or inhibit the ability to achieve
employees (Ibara, 2010). organizational goals. In a situation like this, there is a unity
5.2. Degree of Interaction/Communication of direction as everybody (individuals, departments and
divisions) is working towards the attainment of a common
Organizational interaction or communication in this goal. Different leadership styles may be called for
paradigm refers to a relational approach between two or depending on the degree of existing goal congruence in an
more individuals on the basis of social and organizational organization.
structures aimed at achieving goals (Ololube, 2012). Given
that uncertainty surrounds many situations in organizations, 5.5. Level of Decision Making
leaders need to be involved with their staff. In this way, Differentiating effective leaders from ineffective leaders
leaders can keep focused on key issues and ensure that is a major management concern. One means of
organizational learning takes place. The quantity and differentiation may be the quality of decision making and
quality of interaction in an organization tends to influence that effective leaders make good decisions or choices that
the style of organizational management with the main issue yield favourable outcomes for the organization
being that employees must work together in order to (Schoderbek, Cosier, & Aplin, 1988). In addition to
accomplish tasks. According to Naylor (1999), for leadership ability, employee perception often plays a big
organizations to be effective: role in the implementation and outcome of decisions
Managers must constantly share information; (Weddle, 2013).
Managers must have open channels of communication; In a centralized organization, there is little or no
There must be information of sufficient potential to provision for decisions or input from lower level staff.
demand regular attention from leaders at all levels; Directives are handed down and strict obedience is
Interpretations of complex data/information should be expected. Leadership in these organizations tends to be
done in face-to-face discussions with staff directive rather than participative or laissez-faire. Hence,
Managers must debate the nature of the the location of decision-making, which is the functional
data/information and the possible assumptions and specialization of the organization, determines the style of
actions that results from it (1999, p. 825). leadership that is called for (Ibara, 2010).
Organizations can operate as open or closed systems. An
Weddle (2013) identified five levels of decision making in
open system receives information, which it uses to interact
organizations. With each level the amount of time and the
dynamically with its environment. Organizations are open
decision making involvement increases:
systems. Openness increases the likelihood of better
communication and in turn the functioning and survival of Level One: Leader makes the decision alone &
organizations (Ololube, 2012). announces the decision. This level requires little time
and no staff involvement. This is particularly useful in
5.3. Personality of Members crisis situations where immediate action is needed.
Level Two: Leader gathers input from individuals
The personality attributes of employees and other
and makes the decision. The leader seeks input,
managers/leaders can influence the leadership style of an
usually to cover blind spots and enhance the depth of
organization. Some people tend to react more to certain
understanding of the issue at hand. Key individuals
styles of leadership than others. Individuals who like to
hold important information and not consulting is seen
depend on others generally do not like to participate in
to be irresponsible.
organizational affairs since their need for security and
Level Three: Leader gathers input from team and
direction is better served by a rigid organizational structure.
makes the decision. The leader holds a team meeting
Those with an understandable sense of direction wish to
and solicits input from the team, listens to the team’s
advance in their careers and enjoy participating in
ideas and then using that information, makes a
organizational decision-making processes tend to be more
decision.
inclined towards open and collaborative leadership styles.
Level Four: Consensus building. At this level, the
Leaders should adapt to such situations by providing
leader is part of the team and s/he is just one
opportunities for participation to those who desire them and
vote/voice among many. The group processes all
directing those who find it more difficult to participate in
possible options and compromises until everyone is in
organizational decision-making (Ibara, 2010).
agreement.
5.4. Goal Congruency Level Five: Consensus and delegation with
criteria/constraints. The leader delegates decision
The term goal congruence is applied to an organization making to the team and is not a part of decision
that ensures that all its operations and activities support the making discussions. This requires the leader to be very
achievement of its goals. Organizations with high goal clear with the team as to the criteria/constraints that
congruence review their operations and activities to ensure must be met for their decision to be able to move
forward. Failure to meet these criteria could result in
the need for the team to reconsider their decision or the
need for the leader to choose a default and/or use
another level (from above) for moving the decision
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Principles and Styles and Their Relevance to Educational
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