FAS and CFL Forms of Verbal Fluency Differ in Diff
FAS and CFL Forms of Verbal Fluency Differ in Diff
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FAS and CFL Forms of Verbal Fluency Differ in Difficulty: A Meta-analytic Study
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Abstract
The Controlled Oral Word Association (COWA) Test is a brief and sensitive measure of executive
cognitive dysfunction. There are two commonly used forms of the test, one using the letters F, A,
and S, and the other using C, F, and L. This study examines the relative difficulty of the two forms
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using a meta-analytic approach that includes multiple samples of normal individuals. The effects
of age, education, gender composition, exclusion criteria, and age of study are also examined.
Results indicate that the CFL form of the test is more difficult and that age, education, and the use
of strict exclusion criteria influence performance. Performance is more variable for the FAS form,
and age and age of study influence performance variability.
Keywords
Verbal Fluency; Controlled Oral Word Association Test; COWA; FAS; CFL
Introduction
An oral Verbal Fluency Test was first developed by Arthur Benton over 40 years ago
(Mitrushina, Boone, & D'Elia, 1998). It was included in the Multilingual Aphasia
Examination (Benton & Hamsher, 1976) in a slightly different form and with a new name,
the Controlled Oral Word Association (COWA) Test. This test, also known as the phonemic
or letter fluency test, requires test takers to name as many words beginning with a single
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letter as they can in one minute. Standard administration provides three letters. The most
commonly used form of the test today uses the letters F, A, and S (Spreen & Strauss, 1998),
but the form included in the Multilingual Aphasia Examination (Benton & Hamsher, 1976)
uses the letters C, F, and L or P, R, and W. Although the name COWA is most accurately
applied to the CFL/PRW form of the test, it has been widely adopted to describe the FAS
form as well. Other versions of the letter fluency test that use different letters or different
numbers of letters are included in a variety of test batteries (Spreen & Strauss, 1998). For
example, the Test of Verbal Conceptualization and Fluency (TVCF; Reynolds & Horton,
2006) includes a verbal fluency test employing the letters P, D, S, and T, and the Delis-
Kaplan Executive Function Scale (D-KEFS; Delis, Kaplan, & Kramer, 2001) includes the
FAS form and a version using B, H, and R. Although it was developed as a test of verbal
ability, the COWA is also considered a test of executive functions, including cognitive
organization, initiation, maintenance of effort, and the ability to conduct a non-routine
search for words based on a specific first letter, rather than lexical definition (Andrewes,
Correspondence concerning this article should be addressed to Danielle Barry, University of Connecticut Health Center, Department
of Psychiatry (MC 3944), 263 Farmington Avenue, Farmington, CT 06030. [email protected], Phone: (860) 679-6664..
Barry et al. Page 2
2001; Devinsky & D'Esposito, 2004; Walsh & Darby, 1999). This interpretation is
consistent with research showing poor performance in individuals with frontal lobe lesions
(Ruff, Allen, Farrow, Niemann, & Wylie, 1994; Walsh & Darby, 1999) and sensitivity to
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cognitive dysfunction in disorders that affect executive functions (Henry & Beatty, 2006).
There is some evidence that different forms of the COWA have different levels of difficulty.
Borkowski, Benton, and Spreen (1967) classified the letters C, F, P, A, and S as easy letters
and the letters L and R as difficult letters based on the English vocabulary size for each
letter. The FAS test thus includes only easy letters, whereas the CFL/PRW norms are based
on fluency in response to two easy and one difficult letter (Bolla et al., 1990; Lacy et al.,
1996; Ruff, Light, Parker, & Levin, 1996). Although comparison of norms for the FAS and
CFL forms of the COWA suggest some differences in difficulty, these differences are
difficult to interpret due to the use of different samples for each form (see Spreen & Strauss,
1998, for summary). Lacy et al. (1996) studied the equivalence of the two forms in a sample
of 287 patients with various neuropsychological complaints. They administered the letters
A, C, F, L, and S to each patient in various orders and then compared performance on CFL
and FAS groupings. The two forms correlated highly in all patient groups, suggesting that
interpretation of FAS using CFL norms would be accurate, at least in clinical samples (Lacy
et al., 1996).
In addition to the form of test used, effects of demographic variables are important to
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consider when interpreting COWA results. Age effects have failed to emerge in many
studies (Axelrod & Henry, 1992; Bolla et al., 1990; Ruff et al., 1996; Selnes et al., 1991),
although some studies have shown modest age effects, with higher age predicting poorer
performance (Libon et al., 1994). Higher education has been associated with better COWA
performance in several studies (Ruff et al., 1996; Selnes et al., 1991; Tombaugh, Kozak, &
Rees, 1999). Some studies find superior performance on the COWA in women compared to
men (Bolla et al., 1990; Ruff et al., 1996), although other studies find no difference between
men and women (Boone, 1999; Saykin et al., 1995; Tombaugh et al., 1999).
This study uses multiple regression analysis to examine the influence of form of
administration (FAS or CFL) on COWA performance in a large sample comprising multiple
published and unpublished studies of normal participants. It also examines the influence of
age, education, and gender on mean performance. Influences on the variability of
performance were also examined by analyzing the effect of independent variables on the
standard deviation of the mean. The meta-analytic methodology employed allows for the
examination of two other factors that could influence the applicability of normative samples:
the strictness of the exclusion criteria, and the recency of data collection.
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Method
Data Collection
Data were collected from published journal articles, normative studies, and unpublished
dissertations reporting data obtained from normal, English-speaking participants. Studies
were identified through searches of three computerized databases, PsychInfo, Medline, and
Web of Science, using the terms verbal fluency test, controlled oral word association,
COWA, and word fluency as keywords. A manual search of issues of Neuropsychology, The
Clinical Neuropsychologist, the Journal of Clinical and Experimental Neuropsychology,
Archives of Clinical Neuropsychology, and the Journal of the International
Neuropsychological Society between 1997 and March 2006 was also conducted. Additional
studies were identified from the references in studies obtained by the first two methods.
Once identified, publications examining normal participants and reporting mean scores for
the tests and at least one of three demographic variables (age, education, or gender
composition) were included. Studies that used non-standard test administration procedures
or that failed to report the form of COWA used were excluded. Only studies conducted in
the United States or Canada were used, because differences in educational systems in other
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Procedure
The following data were entered into an Excel spreadsheet for each study: mean test score,
standard deviation of the mean, age, education, gender composition, year of study, exclusion
criteria, and form of test (FAS, CFL) used. Test form and exclusion criteria were dummy
coded for inclusion in the regression analysis. Studies using the FAS form of the COWA
were coded 1, and those using the CFL form were coded 2. Studies that excluded
participants based on at least three characteristics (history of neurological illness, history of
significant head injury, history of psychiatric illness, history of significant medical illness,
current substance use disorder), were coded 1, and those that did not employ at least three
exclusion criteria were coded 0. The sample included 134 studies. Table 1 shows the
demographic characteristics of the studies, and Table 2 shows characteristics of the sample
included.
Data Analysis
Mplus statistical software (Muthén & Muthén, 1998) was used for data analysis. A full
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information maximum likelihood (FIML) method was used to produce unbiased parameter
estimates assuming that data are missing at random (Allison, 2001; Muthén & Muthén).
Multiple regression analyses yielded regression equations for the sample means and standard
deviations of each test. Following the initial analyses, regression weights of non-significant
variables were set to zero, and the analyses rerun, in order to obtain model fit indices.
Variables that approached but did not reach significance were not set to zero. Most
independent variables were normally distributed. Education was negatively skewed,
indicating a higher proportion of scores at the higher end of the distribution. Square root,
log, and inverse transformations were conducted on the education variable, but these
transformations did not alter the results of the analyses, so the original analyses with
untransformed variables were retained in order to avoid difficulty interpreting the effects of
substantive differences in independent variables. Effect sizes for each independent variable
were obtained as the unique variance accounted for by that variable.
Results
The regression equation for the mean fit the data well when non-significant variables were
set to zero (χ2 = 0.831, df = 2, p= 0.6582, RMSEA = 0.00, 90% CI = 0.00 – 0.13, SRMR =
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0.01, CFI = 1.00, TLI = 1.00). Gender and year of study were not significant in the
preliminary analysis and were set to zero for the purpose of obtaining fit indices. Age and
education were significantly associated with mean performance on the Verbal Fluency Test.
Older age predicted worse performance, higher education predicted better performance, and
the effect sizes for both variables were large. Exclusion criteria also had a significant effect
on mean performance. More words were produced in studies with stricter exclusion criteria,
with a medium effect size. Test form was also a significant predictor of mean performance,
with worse mean performance in studies using the CFL form, but the effect size was small.
The mean score for the FAS form of the test was 40.48 (6.08), and the mean score for the
CFL form was 38.66 (5.55). The independent variables accounted for 47% of the variance in
mean scores.
The regression equation for the standard deviation of the mean also fit the data well when
non-significant variables were set to zero (χ2 = 2.489, df = 3, p = 0.4762, RMSEA = 0.00,
90% CI = 0.00 – 0.14, SRMR = 0.02, CFI = 1.00, TLI = 1.00). Age was associated with
standard deviation; there was greater variability in older samples. Age of study also
predicted variability of performance, with less variability in older studies. Form was a
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Table 3 shows the unstandardized beta weights for each variable retained in the second
analysis. Table 4 shows the effect sizes represented as percent of variance accounted for by
each variable.
Conclusions
The results of this study suggest that the CFL form of the COWA Test is more difficult than
the FAS form and that there is greater variability in performance on the FAS form among
normal individuals. Because the range of normal scores is narrower for CFL, interpretation
of results from the two forms could be different for individuals whose scores lie at the
extremes of the distribution where the effect of differences in standard deviations may be
amplified. These results are inconsistent with findings from the study by Lacy et al. (1996)
showing comparable performance on the two forms in clinical samples. One implication of
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these results is that performance on one form of the test cannot be accurately interpreted
using norms based on the other form. Similarly, comparisons of raw scores on the two forms
of the test, such as might be used in a pre- and post-intervention evaluation of cognitive
ability, should be made cautiously, if at all.
Although previous studies have been inconsistent in their support of age as a variable
influencing COWA performance, this study indicates that older adults will perform more
poorly than younger adults and that their performance will be more variable. Verbal ability
is generally considered a crystallized ability, one that does not decline with age or in
response to subtle brain dysfunction, but verbal fluency, particularly phonemic fluency,
requires executive ability, specifically the ability to initiate and maintain effort and organize
information for retrieval, abilities that are sensitive to subtle cerebral dysfunction and aging
(Bryan & Luszez, 2000; Burke & Barnes, 2006; Henry & Beatty, 2006; Mittenberg,
Seidenberg, O'Leary, & DiGiulio, 1989; Plumet, Gil, & Gaonac'h, 2005). Education was a
potent predictor of performance, consistent with prior research. Higher education predicted
better performance. Previous research on the effect of gender on Verbal Fluency
performance has been inconsistent. This study indicates that gender does not influence
verbal fluency.
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Overall, these results support the importance of using norms stratified by age and education,
but not gender, when interpreting COWA performance and suggest caution in using the two
forms of the test interchangeably.
Acknowledgments
This study was supported by the National Institute of Alcohol Abuse and Alcoholism Grants R01 AA11594, and
K02 AA00325.
Appendix A
Axelrod & Henry (1992) 20 41.1 9.9 55.3 15.4 50 Yes FAS
20 39.6 10.7 65.2 14.4 50 Yes FAS
20 36.0 9.3 74.3 14.5 50 Yes FAS
20 37.8 14.0 83.4 14.5 40 Yes FAS
Basso et al. (2002) 31 44.0 9.16 34.09 14.91 9 Yes FAS
Basso et al. (1999) 82 47.68 10.82 31.9 14.56 100 Yes FAS
Beatty et al. (1989) 13 39.5 11.6 65.4 14.4 Yes FAS
15 38.4 8.2 63.9 11.0 Yes FAS
Berry et al. (1993) 21 41.6 10.7 33.2 14.1 95 Yes FAS
Bolla et al. (1990) 32 38 12 61 13 100 Yes FAS
25 43 12 63 14 100 Yes FAS
23 47 9 65 17 100 Yes FAS
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33 42 9 61 13 0 Yes FAS
39 46 12 65 15 0 Yes FAS
47 49 12 69 16 0 Yes FAS
Bolla et al. (1999) 21 36.3 10.0 33.9 12.6 81 Yes FAS
Bondi et al. (2003) 43 39.05 10.29 66.72 14.67 56 No FAS
36 39.31 12.01 79.17 14.53 50 No FAS
Boone et al. (1990) 25 43.56 6.51 54.5 14.68 Yes FAS
21 42.33 14.21 64.5 13.81 Yes FAS
15 36.0 8.93 74.5 14.53 Yes FAS
Boone et al. (1995) 110 40.45 11.12 63.1 14.8 47 Yes FAS
Caccappolo-Van Vliet et al. (2003) 155 39.0 67.9 15.1 40 No CFL
Carone et al. (2005) 37 42.2 10.2 42.3 15.0 *** Yes CFL
Cerhan et al. (2002) 221 34.01 11.31 76.1 13.7 41 Yes CFL
Cerhan et al. (1998) 622 34.8 12.6 47 100 No FAS
1598 33.2 12.5 52 100 No FAS
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Criteria
Criteria
Criteria
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Table 1
Demographic Characteristics of the Sample
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N 134
Mean Score (SD) 40.18 (6.02)
Mean Standard Deviation (SD) 11.23 (2.12)
Mean Age (SD) 53.63 (19.65)
Mean Education (SD) 13.94 (2.01)
Average % Male Participants (SD) 50% (31)
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Table 2
Characteristics of Studies
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Table 3
Estimates for Demographic and Study Variables (Unstandardized Beta Weights)
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% Male 0 0
Exclusion Criteria 3.274** 0
*
p<0.05
**
p<0.01
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Table 4
Variance in Means Accounted for by Independent Variables
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R2 0.468 0.151
Magnitude of effect sizes: Small (1-2% of variance), Medium (5-10%), Large (15% or more).
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