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Message Reference Guide: Category 9 - Cash Management and Customer Status

This document provides information on SWIFT message standards for category 9 messages, which are related to cash management and customer status. It includes a table listing the 18 message types in category 9, along with a brief description and indicators for signing, maximum length, MUG registration, and value date ordering for each message type. No changes were made to existing category 9 message types for the November 2023 standards release. The document contains specifications, rules, and field definitions for each message type.

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0% found this document useful (0 votes)

83 views

Message Reference Guide: Category 9 - Cash Management and Customer Status

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wpg42365

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Download as PDF, TXT or read online on Scribd

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Standards

Category 9 - Cash Management and Customer Status

For Standards MT November 2023

Message Reference Guide

Standards Release Guide

This reference guide contains the category 9 message text standards, including a detailed description of the scope, the
format specifications, the rules, the guidelines, and the field specifications of each message type.

16 December 2022
Category 9 - Cash Management and Customer Status for Standards MT November 2023

Table of Contents
Introduction................................................................................................................................................. 3
Summary of Changes............................................................................................................................. 3
Category 9 Message Types........................................................................................................................ 4
Euro - Impact on Category Message Standards ........................................................................................7
MT 900 Confirmation of Debit .................................................................................................................... 8
MT 910 Confirmation of Credit ................................................................................................................... 9
MT 920 Request Message ....................................................................................................................... 10
MT 935 Rate Change Advice ................................................................................................................... 11
MT 940 Customer Statement Message....................................................................................................12
MT 941 Balance Report ........................................................................................................................... 13
MT 942 Interim Transaction Report..........................................................................................................14
MT 950 Statement Message .................................................................................................................... 15
MT 970 Netting Statement ....................................................................................................................... 16
MT 971 Netting Balance Report ............................................................................................................... 17
MT 972 Netting Interim Statement ........................................................................................................... 18
MT 973 Netting Request Message ........................................................................................................... 19
MT 985 Status Enquiry ............................................................................................................................. 20
MT 986 Status Report .............................................................................................................................. 21
MT 990 Advice of Charges, Interest and Other Adjustments ...................................................................22
MT 991 Request for Payment of Charges, Interest and Other Expenses ................................................23
MT 992 Request for Cancellation ............................................................................................................. 24
MT 995 Queries........................................................................................................................................ 25
MT 996 Answers ...................................................................................................................................... 26
MT 998 Proprietary Message ................................................................................................................... 27
MT 999 Free Format Message ................................................................................................................. 28
Glossary of Terms..................................................................................................................................... 29
Legal Notices............................................................................................................................................ 31

2 Message Reference Guide - Standards Release Guide

Introduction

Summary of Changes
Added Message Types
None

Removed Message Types

None

Modified Message Types

None

16 December 2022 3
Category 9 - Cash Management and Customer Status for Standards MT November 2023

Category 9 Message Types

The following table lists all message types defined in category 9.

For each message type, there is a short description, an indicator whether the message type is
signed (Y or N), the maximum message length on input (2,000 or 10,000 characters), whether the
use of the message requires registration with SWIFT for use in a message user group (Y or N), and
whether value date ordering (VDO) can be requested for the message (Y/N). Value date ordering
criteria are described in the Standards MT General Information.

MT MT Name Purpose Signed (1) Max. MUG VDO

Length

900 Confirmation of Advises an account owner N 2,000 N N

Debit of a debit to its account

910 Confirmation of Advises an account owner N 2,000 N Y

Credit of a credit to its account

920 Request Requests the account N 2,000 N N

Message servicing institution to send
an MT 940, 941, 942 or 950

935 Rate Change Advises the Receiver of N 2,000 N N

Advice general rate change(s) and/
or rate change(s) which
applies to a specific
account other than a call/
notice loan/deposit account

940 Customer Provides balance and N 2,000 N N

Statement transaction details of an
Message account to a financial
institution on behalf of the
account owner

941 Balance Report Provides balance N 2,000 N N

information of an account to
a financial institution on
behalf of the account owner

942 Interim Provides balance and N 2,000 N N

Transaction transaction details of an
Report account, for a specified
period of time, to a financial
institution on behalf of the
account owner

950 Statement Provides balance and N 2,000 N N

Message transaction details of an
account to the account
owner

970 Netting Provides balance and N 2,000 N N

Statement transaction details of a
netting position as recorded
by a netting system

4 Message Reference Guide - Standards Release Guide

Category 9 Message Types

MT MT Name Purpose Signed (1) Max. MUG VDO

Length

971 Netting Balance Provides balance N 2,000 N N

Report information for specified
netting position(s)

972 Netting Interim Advises interim balance N 2,000 N N

Statement and transaction details of a
netting position as recorded
by a netting system

973 Netting Request Requests an MT 971 or 972 N 2,000 N N

Message containing the latest
available information

985 Status Enquiry Requests an MT 986 N 2,000 N N

986 Status Report Provides business related N 2,000 N N

information about a
customer or institution

990 Advice of Advises an account owner N 2,000 N N

Charges, Interest of charges, interest or other
and Other adjustments to its account
Adjustments

991 Request for Requests payment of N 2,000 N N

Payment of charges, interest or other
Charges, Interest expenses
and Other
Expenses

992 Request for Requests the Receiver to N 2,000 N N

Cancellation consider cancellation of the
message identified in the
request

995 Queries Requests information N 2,000 N N

relating to a previous
message or amendment to
a previous message

996 Answers Responds to an MT 995 N 2,000 N N

Queries or MT 992 Request
for Cancellation or other
messages where no
specific message type has
been provided for the
response

998 Proprietary Contains formats defined N 10,000 N N

Message and agreed to between
users and for those
messages not yet live

999 Free Format Contains information for N 2,000 N N

Message which no other message
type has been defined

(1) A Relationship Management Application (RMA) authorisation is required in order to sign a message.

16 December 2022 5
Category 9 - Cash Management and Customer Status for Standards MT November 2023

Note: A Message User Group (MUG), for the purposes of this book, is a group of users who have
voluntarily agreed to support the specified message type and have registered with SWIFT to send or
receive the specified message type. These messages are indicated in the preceding table in the
column MUG.
Registration is free of charge. To register to use one or more message types, submit a registration
request (Order Message User Group) through the forms available on www.swift.com > Ordering
& Support > Ordering > Order Products and Services > Message User Group (MUG).
To withdraw from a MUG, use the Terminate your MUG subscription request. These forms are
available at www.swift.com > Ordering & Support > Ordering > Terminate and deactivate >
Message User Group (MUG).
To get the list of other members of a particular MUG, please contact Support.

6 Message Reference Guide - Standards Release Guide

Euro - Impact on Category Message Standards

See the Standards MT General Information for full details of the Euro-Related Information (ERI)
and the impact on Standards MT message types.

16 December 2022 7
Category 9 - Cash Management and Customer Status for Standards MT November 2023