Kusak 14
Kusak 14
ABSTRACT
Fractal geometry methods allow one to quantitatively describe self-similar or self-affined landscape shapes and facilitate the complex/
holistic study of natural objects in various scales. They also allow one to compare the values of analyses from different scales (Mandelbrot
1967; Burrough 1981). With respect to the hierarchical scale (Bendix 1994) and fractal self-similarity (Mandelbrot 1982; Stuwe 2007) of the
fractal landscape shapes, suitable morphometric characteristics have to be used, and a suitable scale has to be selected, in order to evaluate
them in a representative and objective manner.
This review article defines and compares: 1) the basic terms in fractal geometry, i.e. fractal dimension, self-similar, self-affined and random
fractals, hierarchical scale, fractal self-similarity and the physical limits of a system; 2) selected methods of determining the fractal dimension
of complex geomorphic networks. From the fractal landscape shapes forming complex networks, emphasis is placed on drainage patterns
and valley networks.
If the drainage patterns or valley networks are self-similar fractals at various scales, it is possible to determine the fractal dimension by
using the method “fractal dimension of drainage patterns and valley networks according to Turcotte (1997)”. Conversely, if the river and
valley networks are self-affined fractals, it is appropriate to determine fractal dimension by methods that use regular grids. When applying
a regular grid method to determine the fractal dimension on valley schematic networks according to Howard (1967), it was found that the
“fractal dimension of drainage patterns and valley networks according to Mandelbrot (1982)”, the “box-counting dimension according to
Turcotte (2007a)” and the “capacity dimension according to Tichý (2012)” methods show values in the open interval (1, 2). In contrast, the
value of the “box-counting dimensions according to Rodríguez-Iturbe & Rinaldo (2001) / Kolmogorov dimensions according to Zelinka &
Včelař & Čandík (2006)” was greater than 2. Therefore, to achieve values in the open interval (1, 2) more steps are needed to be taken than in
the case of other fractal dimensions.
http://dx.doi.org/10.14712/23361980.2014.19
Kusák, M. (2014): Review article: Methods of fractal geometry used in the study of complex geomorphic networks
AUC Geographica, 49, No. 2, pp. 99–110
100 AUC Geographica
Tab. 1 Use of methods of fractal geometry in natural science (according to De Cola and Lam 2002a, 2002c).
complex geomorphic networks. From the complex net- object. The more the fractal dimension differs from the
works emphasis is placed in this research on drainage topological dimension, the more segmented an object is
patterns and valley networks. (Mandelbrot 1967). For example the shapes of drainage
patterns or valley networks are made up of lines (topolog-
1.2 Definition of a fractal ical dimension = 1), which are put on a plane (topological
dimension = 2). The fractal dimension of the drainage
The term fractal was first used by B. B. Mandelbrot patterns therefore describes to what extent the lines fill in
(1967), who defined it as a set, whose fractal dimension the space on the plane and reach the values in the open
is greater than its topological dimension (Table 2). The interval (1; 2). The more the drainage pattern fills in the
difference between the fractal and the topological dimen- drainage basin, the more its fractal dimension approaches
sion thus indicates the level of segmentation of a given the value of 2 (Turcotte 1997).
Author Definition
Dimension
A dimension is a fundamental characteristic of geometrical shapes, which when scaling remains unchanged.
A dimension can be generally expressed as: N = kD
where k is the reduction ratio, N is the minimum number of reduced shapes that can cover the original shape,
Tichý (2012) and D is the dimension. In other words:
A) if a line is reduced k-times, then to cover the original segment N = k2 new (reduced) lines are needed;
B) if a rectangle is reduced k-times, then to cover the original rectangle N = k2 new (reduced) rectangles are needed;
C) if a cuboid is reduced k-times, then to cover the original cuboid N = k3 new (reduced) cuboids are needed.
Initiator
Horák & Krlín & Raidl
An initiator is the part of the shape, which is, under the construction of a fractal, replaced by a generator.
(2007)
Generator
Horák & Krlín & Raidl A generator is the shape that under the construction of fractal, replace initiator, i.e. which forms the overall shape of
(2007) the fractal object.
Topological dimension, also called the Lebesgue covering dimension
The topological dimension of n-dimensional Euclidean space is N. It is an integer dimension, which describes
Čech (1959); geometric objects. The topological dimension of a point = 0, the topological dimension of a line or curve = 1, the
John (1978) topological dimension of an area = 2. The topological dimension determines the minimum number of parameters
needed to accurately determine the position of an object in the given space.
Fractal dimension, also called the Hausdorff–Besicovitch dimension
Hausdorff (1919 in A fractal dimension indicates the segmentation level of an object using a non-integer dimension. The shape of a
Mandelbrot 2003); Baas valley network is formed by lines embedded in the plane, and the fractal dimension describes to what extent the
(2002); Tichý (2012) space on the plane of the line is filled, thus reaching values in the open interval (1, 2).
Affine transformation
Rodríguez-Iturbe &
Affine transformations include scale changing, i.e. resizing, rotation and displacement of the field, in which the
Rinaldo (2001); Turcotte
fractal shape is captured.
(2007a)
Hausdorff measure
A Hausdorff measure is any number in the open interval (0, ∞) for each set of Rn, which has the role of a generator,
Turcotte (2007a)
i.e. forms an overall shape of a fractal object.
AUC Geographica 101
1.3 Definition of landscape shapes forming complex are often formed in areas with a low vertical division
geomorphic networks without the influence of structures); 2) parallel networks
(they are often formed in areas with a considerable incli-
Landscape shapes, which are characterized by fractal nation of slopes or by the aggradation of large rivers;
geometry methods, include shapes forming complex geo- 3) trellis networks and 4) rectangular networks (they
morphic networks on the landscape, e.g. drainage patterns occur in areas with a dominant influence of continuous –
(Horton 1945), valley networks (Babar 2005), patterned folds and discontinuous – faults tectonic deformations);
ground polygons (Washburn 1979), or morphotectonic 5) radial networks (formed, for example, on volcanic
networks of lineaments (Kim et al. 2004). As watercours- cones); 6) annular networks (formed by destruction of
es join into drainage patterns, so the system of mutual- vaults of sedimentary rocks).
ly interconnected valleys forms the valley networks, i.e.
the system of linear depressions, each of which extends 1.4 Morphometric characteristics of complex
in the direction of its own thalweg (Davis 1913; Goudie geomorphic networks
2004). The basic units of the drainage patterns are there-
fore watercourses, and the basic units of valley networks Complex geomorphic networks can be presentable
are thalwegs. The shapes and density of drainage patterns and objectively evaluated by morphometric characteris-
and valley networks are the result of the geomorpholog- tics. These characteristics describe hierarchical relations
ical development of the whole area and reflect the influ- of units within the network and allow for a correlation
ence of the lithological-tectonic base (structure) and ero- between the sizes of several networks (Table 3) (Horton
sion on the formation of the landscape (Stoddart 1997). 1945; Babar 2005; Huggett 2007). For example, morpho-
Six basic shapes of valley networks have been distin- metric characteristics are commonly used in:
guished (Howard 1967; Fairbridge 1968; Demek 1987; 1) hydrology to describe drainage patterns (Horton 1945;
Babar 2005; Huggett 2007): 1) dendritic networks (they Strahler 1957);
Tab. 3 Morphometric characteristics of valley networks according to Horton (1945), Turcotte (1997) and Mangold (2005).
Fig. 2 Fractal self-similarity of drainage patterns. Note: A – Amazon drainage pattern (drainage basin 6,915,000 km2); B – Berounka
drainage pattern (drainage basin 8,855.47 km2).
104 AUC Geographica
(1996) terms this property of fractal landscape shapes as Lam 2002b). According to Phillips (2002), Horton’s laws
the scale independence, Turcotte (1997, 2007a, 2007b) are more mathematical abstractions than the real state of
terms it as the scale invariance. the drainage patterns. Phillips (2002) conducted an anal-
When measuring the length of a coast line it holds ysis of the drainage patterns in the southern Appalachi-
true that the length of the coastline increases with a more an Mountains with 30% of the drainage patterns having
detailed scale (Mandelbrot 2003), i.e. the so-called Rich- Fd < 1; 36% of the drainage patterns having 1 < Fd < 2;
ardson effect (Zelinka & Včelař & Čandík 2006). In a and 34% of the drainage patterns having Fd > 2. The “frac-
mathematical sense, the geometrical structure in fractals tal dimension of drainage patterns and valley networks
is repeated up to infinity, i.e. the coastline would reach an according to Turcotte (1997)” is therefore not limited by
infinite length at an infinitely large scale. With the fractal an open interval (1; 2). Although the “fractal dimension
structure of landscape shapes there are certain bounda- of drainage patterns and valley networks according to
ries that cannot be overcome, so called physical limits to Turcotte (1997)” is not limited by the open interval (1; 2),
the system. For example, according to Tichý (2012) the it is recognized in the world literature as a universal meth-
ratio between the largest and the smallest part of a fractal od for calculating the fractal parameters of drainage pat-
(self-similar) landscape shape is a maximum of 500 : 1. terns and it is used most in geographic studies (e.g. Sung
However, figure 2 shows that the ratio between the shape et al. 1998; Sung & Chen 2004; Turcotte 2007a, 2007b).
of the Amazon’s drainage pattern and that of the Beroun-
ka is approximately 781:1. Due to the physical limits of 3.2.2 Determination of dimensions through the use of regular grids
the system, i.e. the limit that cannot be overcome in the Turcotte (2007a) studied self-affined fractal shapes and
landscape, geomorphology uses the fractal dimension of in determining the fractal dimension of shapes he over-
a final line (sensu Mandelbrot 2003). laps these shapes with a regular grid, where each cell in
the regular grid has dimensions r and h. Turcotte (2007a)
3.2 Fractal dimension of drainage patterns gave an example of a self-affined fractal structure, where
and valley networks in the first step, the original shape of the line (indicator),
which can be overlapped by just one cell, is divided into
3.2.1 “Fractal dimension of drainage patterns and valley networks four lines (generator) that can be overlapped by four cells
according to Turcott (1997)” of a regular grid (Figure 3A, 3B). In the second and third
Turcotte (1997, 2007a, 2007b) studied the use of frac-
tals to describe the landscape and on the basis of bifurca-
tion ratio Rb and the length-order ratio Rr (Table 2), he
compiled a formula for calculating the fractal dimension
D of drainage patterns and valley networks:
D = ln(Rb) / ln (Rr).
The value of a fractal dimension indicates the extent
to which the area is filled with watercourses or valleys.
Increasing the value of the fractal dimension of drain-
age patterns of the order X + 1 means that the number of
watercourses of the order X + 1 has increased or that the
length of watercourses of the order X + 1 has increased,
and the drainage patterns therefore fill the study area to
a greater extent. The fractal dimension of drainage pat-
terns and valley networks are different in various regions
(due to the influence of the structural bedrock, tectonic
activities) and even within a single region when changing
the scale (Burrough 1981; Sung et al. 1998; Sung & Chen
2004).
However, Phillips (2002) describes the inaccuracies
of the “fractal dimension of drainage patterns and valley
networks according to Turcotte (1997)”. The formula for Fig. 3 Example of self-affined fractals according to Turcotte
(2007a), modified. Note: A – zero initial condition of the shape of
calculating the fractal dimension is based on the bifur- a self-affined fractal: an initiator, i.e. a straight line leading from
cation ratio and length-order ratio, which are based on point X(0, 0) to point Y(r, h), overlaid with one cell of a regular grid;
the first and the second of Horton’s law (Horton 1945). B – the first step in the formation a self-affined fractal: generator,
Horton’s laws describe drainage patterns as self-similar consisting of four lines, overlaid with four cells of regular grids;
C – the second step in the formation of a self-affined fractal,
fractals, i.e. he gives the same values of bifurcation ratios overlaid with 16 cells of regular grids; D – the third step in the
and length ratios between all orders. Real drainage pat- formation of a self-affined fractal, overlaid with 64 cells of regular
terns, however, are not self-similar (Voss 1988; De Cola & grids.
AUC Geographica 105
step, each line (initiator) is likewise divided into four lines grid overlapping the drainage pattern or valley network
(generator), which can be overlapped exactly by sixteen becomes more detailed. The closer r is to 0, the more
(Figure 3C) and sixty four (Figure 3D) cells of a regular accurate the value of the box-counting dimension. The
grid, respectively. value of the fractal dimension is not dependent on the
A regular grid can also be used in determining the size base of the logarithm (Table 4).
and shape complexity of complex geomorphic networks It was determined that the “fractal dimension of drain-
and their fractal dimension, e.g. Mandelbrot (1982), age patterns and valley networks according to Mandel-
Rodríguez-Iturbe & Rinaldo (2001), Zelinka & Včelař & brot (1982)”, the “box-counting dimension according to
Čandík (2006), Turcotte (2007a) or Tichý (2012) (Table 4). Turcotte (2007a)” and the “capacity dimension according
A complex geomorphic network, such as a drainage pat- to Tichý (2012)” reach values in the open interval (1, 2)
tern or valley network, is overlapped by a regular grid, (Table 4, Figure 5) in four steps using a regular grid, i.e.
the size of the cell side is usually defined in the inter- the first step r1 = 1, the second step r2 = 0.5, the third
val r (0, 1) (Rodríguez-Iturbe & Rinaldo 2001). The cell step r3 = 0.25, and the fourth step r4 = 0.125 (Table 4;
size r in each step gradually decreases, thus the regular Figure 4), on schematic valley networks according to
Tab. 4 The method of determining the fractal dimension by application of the regular grid by different authors and their application of
schematic valley networks by Howard (1967).
Fig. 4 Using a regular grid for the calculation of the fractal dimension of schematic valley networks according to Howard (1967). Note:
A – dendritic valley network; B – parallel valley network; C – trellis valley network; D – rectangular valley network; E – radial valley network;
F – annular valley network; 1 – the first step: r1 = 1, N1 (A, B, C, D, E, F) = 9; 2 – the second step: r2 = 0.5, N2 (A) = 33, N2 (B, C) = 35, N2 (D) = 31,
N2 (E) = 32, N2 (F) = 27; 3 – the third step: r3 = 0.25, N3 (A) = 113, N3 (B) = 120, N3 (C) = 135, N3 (D) = 104, N3 (E) = 92, N3 (F) = 79; 4 – the fourth
step: r4 = 0.125, N4 (A) = 286, N4 (B) = 309, N4 (C) = 438, N4 (D) = 244, N4 (E) = 231, N4 (F) = 212.
AUC Geographica 107
Fig. 5 Value of fractal dimensions applied to schematic valley networks according to Howard (1967). Note: A – “fractal dimension of
drainage patterns and valley networks according to Mandelbrot (1982)”; B – “box-counting dimension according to Rodriguez-Iturbe &
Rinaldo (2001) / Kolmogorov dimension according to Zelinka & Včelař & Čandík (2006)”; C – “box-counting dimension according to Turcotte
(2007a); and D – “capacity dimension according to Tichý (2012)”.
Howard (1967). This is in accordance with the definitions 2 (Table 4; Figure 5). In each further step the value of
of a fractal dimension according to Hausdorff (1919 in the dimension decreases. Thus, in order for the dimen-
Mandelbrot 2003), Baas (2002), and others. When Tur- sion value to reach values of an open interval (1, 2) more
cotte (2007a) defines the calculation of his “box-counting steps are required than for the other mentioned fractal
dimension”, he refers to the definition of a “fractal dimen- dimensions.
sion of drainage patterns and valley networks according
to Mandelbrot (1982)”, and although this calculation 3.2.3 Cellular automata
is adjusted in the four steps, the values of both dimen- Fonstad (2006) studied the relations between land-
sions are identical (Table 4; Figure 5). The values of the scape ecology and geomorphology and he studied fractal
“box-counting dimension according to Rodriguez-Itur- landscape shapes by means of so-called cellular automa-
be & Rinaldo (2001) / Kolmogorov dimension according ta. Cellular automata are used for modeling the time and
to Zelinka & Včelař & Čandík (2006)”, are greater than space of fractal systems. The study area is divided into
108 AUC Geographica
discrete cells (squares, triangles or hexagons), which form the areas in the “window” are designed as homogeneous
a regular grid (square, triangular or hexagonal), called a units that can reach values of 1 (black) = there is a fractal
cellular network. The cell size is determined based on the shape and 0 (white) = there is not a fractal shape.
parameters of a specific territory, i.e. it varies in differ- In general, calculating the size of the squares accord-
ent studies. Cells in the network have values according ing to Bi et al. (2012) can also be applied for the study of
to whether or not they contain the studied fractal shape, other fractal landscape shapes. For example, when stud-
i.e. if the value of the cell is 1 (black), the fractal shape is ying drainage patterns or valley networks, we can substi-
present but if the value of the cell is 0 (white), the fractal tute n by the most numerous units in the network, i.e. the
shape is not present. In each step, the cell values change most frequent length of the rivers or valleys in the study
depending on the value of the individual cells and their area. In order to study the drainage patterns or valley net-
surroundings. works, which consist of the largest number of 3 km long
Cellular automata were first used in geomorphology rivers or valleys, an area of 81 km2 is ideal (sensu Bi et al.
by Barca et al. (1986) during the research of landslides 2012). The fractal dimension can then be determined, for
and erosion. Afterwards cellular automata were used example using the “fractal dimension of drainage patterns
in other geomorphological studies, for example on the and valley networks according to Turcotte (1997)”, and
areal extent of erosion, the spatial distribution of aeoli- then it is possible to compare how the value of the fractal
an sediments, or shapes of sand dunes. For the study of dimension varies in different parts of the basin or when
drainage patterns, cellular automata can be used only: resizing the “windows”.
1) in semi-arid or arid areas where there are temporary
streams (no surface runoff during the year); or 2) in areas
where the bedrock is composed of unconsolidated rocks, 4. Conclusion
that allow river braiding, and where the river easily and
quickly relocates its riverbed. In such areas, the cell val- Fractal landscape shapes are defined in any resolution
ues in cellular automata may change and the changes of without indicating the scale, i.e. the shape remains the
drainage patterns can be modeled using cellular autom- same at any magnification or diminution (Baas 2002;
ata. However, in most cases of drainage patterns and in Farina 2006), and they have a so-called hierarchical scale
all cases of valley networks, the use of cellular automata (Bendix 1994), where the shapes in the given scale are
is not possible, since the cells in the grid should always affected by the whole of the superior scale and they alter-
have the same values. Despite the fact that in most cases natively affect the subcomplex of a hierarchically lower
of drainage patterns and in all cases of valley networks scale. Self-similar and self-affined fractals are primarily
the use of cellular automata is not possible (because the used to describe and illustrate natural objects. Wherein,
cells in the grid have the same values), the “fractal cel- e.g. in determining the fractal shape of drainage patterns
lar model according to Bi et al. (2012)” is considered and valley networks, the results according to Mandelbrot
to be inspirational and therefore will also be briefly (1982) and Turcott (1997), i.e. self-similar fractals, and
analyzed. according to Voss (1988), i.e. self-affined fractals, are
different.
3.2.4 “Fractal cellular model according to Bi et al. (2012)” If the drainage patterns or valley networks are self-
Bi et al. (2012) use a “fractal cellular model” to eval- similar fractals, then the fractal dimension can be best
uate the fractal dimension of the landscape in the area determined using the “fractal dimension of drainage pat-
of the Ordos Block (an area of 500,000 km2 with locat- terns and valley networks according to Turcotte (1997)”.
ed between the North China Platform and the Tibetan Although this is not limited by the open interval (1, 2)
Plateau). This method can show the spatial variation of many authors use it as a universal method for calculating
the fractal properties of the relief. It is a moving model, the fractal parameters and it is frequently used. If there is
where “windows” of varying sizes are created which shift also an area of interest, i.e. a catchment area or area of the
on the digital images of the area. The size of the squares valley network which is divided into sub-areas, e.g. using
sides W, which form a quadratic grid, is calculated from the method according to Bi et al. (2012), the resulting
the relationship: value of the “fractal dimension of the drainage patterns
and valley networks according to Turcotte (1997)” would
W = 2n + 1,
be more accurate.
where n is a positive whole number in the interval <1; If the drainage patterns or valley networks are self-
10>. If n = 6 m, then the size of the shifting “window” is affined fractals, it is better to determine the fractal dimen-
65 × 65 m. The “window” with a size of 65 × 65 m is shift- sion by methods that use regular grids. When applying
ed: 1) from the upper left corner of the study area to the the method to determine the fractal dimension using a
bottom right corner; 2) only about 33 m, so that the seg- regular grid on a schematic valley network according to
ments of the area always partially overlap. Fractal param- Howard (1967) it was determined that the “fractal dimen-
eters are then examined in the parts of the relief that cap- sion of drainage patterns and valley networks by Man-
ture the shifting “window”. As with the cellular automata delbrot (1982)”, “box-counting dimension according to
AUC Geographica 109
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Michal Kusák
Charles University in Prague
Fakulty of Science
Albertov 6
128 43 Prague 2
E-mail: [email protected]
Tel.: +420604892482