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Antenna Book CH 4-4.2d

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Antenna Book CH 4-4.2d

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THIRD EDITION Antennas For All Applications f o i 7 j 7 \ ] fj m\ j . Ve i —_—_~ Ve John B. Kraus Ronald. Marhetka att] — ANTENNAS JOHN D. KRAUS Second Edition SYMBOLS, PREFIXES AND ABBREVIATIONS See inside back cover for Constants and Conversions A ampere HH A angstrom = 107° m HPBW A vector potential, Wb m~* Hz A,@ area, m? Ay A, collecting aperture Li A, effective aperture J Am maximum effective aperture ds Ae effective aperture, receiving I Ay effective aperture, transmitting = K A, geometric aperture KK A, physical aperture Kk A scattering aperture k AR axial ratio kg AU astronomical unit L a atto = 107'* (prefix) L a unit vector t B,B magnetic fiux density, LL T= Wbm?* ‘ B susceptance, & Lep B susceptance/unit length, m=! LEP BWFN beam width, first nuils In Cc coulomb log c capacitance, F M c capacitance/unit length, m=‘ = M, M Ce aconstant,c = velocity of light = M oc cubic centimeter M, Cc degree Celsius m D,D — clectric flux density, C m-* m D directivity min d distance, m N deg degree, angle Nin dB decibel = 10 log (P/P ,) Np dBi decibels over isotropic n a element of length (salar), m a a element of length (vector), m PP ds element of surface (scalar), m* P ds element of surface (vector), m? P dv element of votume (scalar), m? P EE electric fleld intensity, ¥ m- ‘ P, E exa = 10°* (prefix) emf electromotive force, ¥ Pp e electric charge, C Qa F farad R F,F force,N R, fF fernto = 107 '§ (prefix) RCP f frequency, Hz REP Ga giga = 10° (prefix) r G conductance, & r G conductance/unit length, 3 m7" G gain - & gram rad H heary sad? : magnetic field, A m=* half-power beam width hertz = 1 cycle per second effective height current, A joule current density, A m=? jansky, 10-?° Wm? Hz~* kelvin shect-current density, Am” * a constant kilo = 10° (prefix) kilogram inductance, H inductance/unit length, H m~* liter length (scalar), m length (vector), m left citculatly polarized Jeft clliptically polarized natural logarithm (base ¢} common logarithm (base 10) mega = 10° (prefix) magnetization, A m*' polarization state of wave polarization state of antenna meter milli = 10~* (prefix} minute newton ountber {imteger) neper nano = 107° (prefix) unit vector normal to a surface polarization of dielectric, C m=? peta = 10"? (prefix) ] polarization state = Ply. 8) power, W “nuunalized power pattern, dimensionless pico = 10 ‘*? (prefix) charge, C resistance, 2 ‘tadiation resistance right-circular polarization Tight-elliptical polarization revolution radius, direction | unit vector in 7 direction radian square radian = steradian ~ gp Iso coordinate ge pag “4 e NNNS nek Mees age eect aa Poynting vector, W m=? flux density, W m~? Hz-* distance, m; also surface area, m? second (of time) steradian = square radian = rad? tesla = Wb m7? tera = 10°? (prefix) time, s radiation intensity, W se! volt voltage (also emf), ¥ emf (electromotive force), V velocity, m 3! watt weber energy density, J m7? reactance, 2 reactance/unit length, Q m=? unil vector in x direction coordinate direction admittance, U admittance/unit length, 0 m~? unit vector in y direction coordinate direction impedance, @ impedance/unit length, 2 m=? intrinsic impedance, conductor, per square intrinsic impedance, dielectric, per square load impedance, Q tansvetse impedance, rectangular waveguide, Q transverse impedance, cylindrical waveguide. 2 intrinsic impedance, space, 0 per square characteristic impedance, transmission fine, Q unit vector in z direction coordinate direction, also red shift (alpha) angle, deg or rad attenuation constant, nep m=! (beta) angle, deg or tad; also phase constant = 2n/i (gamma) angle, deg ot rad é e DANSE TEA Seager ey (delta) angle, deg or rad (epsilon) permittivity (dielectric constant), F m7? stray factor relative permittivity permittivity of vacuum, F m-' (eta) (theta) angle, deg or rad (theta) unit vector in @ direction (kappa) constant (lambda) wavelength, m Iree-space wavelength (mu) permeability, H m=! relative permeability permeability of vacuum, H m=! (nu) &xi) (pi) = 3.1416 (tho) electric charge density, Cm *: also mass density, kg m- teflection coefficient, dimensionless surface charge density, C m-? linear charge density, C m~ (sigma) conductivity, U m~! radar cross section (tau) tilt angle, polarization ellipse, deg or rad transmission coefficient (phi) angle, deg or rad (phi) unit vector in ¢ direction (chi) susceptibility, dimensionless (psi) angle, deg or rad magnetic flux, Wb (capital omega) ohm (capital omega) solid angle, st or deg? beam area main beam area minor lobe area (upsidedown capital omega} mho @ = 1/25, siemens) (omega) angular frequency {= Inf), rad 57! To Heinrich Hertz, who invented the first antennas... . «and Guglielmo Marconi, who pioneered in heir practical application. ANTENNAS . Second Edition John D. Kraus Director, Radio Observatory Taine G. McDougal Professor Emeritus of Electrical Engineering and Astronomy The Ohio State University with sections on Frequency-Sensitive Surfaces by Benedikt A. Munk Radar Scattering by Robert G. Kouyoumjian aad Moment Method by Edward H. Newman all of the Ohio State University Tata McGraw-Hill Publishing Company Limited NEW DELHI McGraw-Hill Offices New Delhi New York St Louis San Francisco Auckland Bogota Caracas Lisbon London Madrid Mexico City Milan Montreal San Juan Singapore Sydney Tokyo Toronto Tata McGraw-Hill $2 A Division of The McGraw-Hill Companies ANTENNAS Copyright © 1988 by McGraw-Hill, Inc All rights reserved. No part of this publication may be reproduced, stored in a data base or retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior written permission of the publisher: Tata McGraw-Hil! edition 1997 Sixth reprint 2001 RCLYCRCLRACBB Reprinted in India by arrangement with The McGraw-Hilt Companies, Inc., New York For sale in india Only Library of Congress Cataloging-in-Pubjication Data Kraus, John Daniel, (date). Antennas. (McGraw-Hill series in electrical engineering. Electronics and electronic circuits) Includes index, 4. Antennas (Electronics) I. Title. TK7871.6.K74 1988 621.38'028'3 87-15913 {SBN 0-07-035422-7 When ordering this title use ISBN 0-07-463219-1 Published by Tata McGraw-Hill Publishing Company Limited, 7 West Patel Nagar, New Dethi 110.008, and printed at A P Offset, Shahdara, Delhi 110 032 ABOUT THE AUTHOR John D. Kraus was bom in Ann Arbor, Michigan, in 1910 and received his Ph.D. degree in physics from the University of Michigan in 1933. He then did research in nuclear physics with Michigan's newly completed 100-ton cyclotron untit World War II when he worked on the degaussing of ships for the U.S. Navy and on radar countermeasures at Harvard University. After the War he came to the Ohio State. University where he is now Director of the Radio Observatory and McDougal Professor (Emeritus) of Electrical Engineering and Astronomy. Dr. Kraus is the inventor of the helical antenna, the workhorse of space communication, the corner reflector, used by the millions for television reception, and many other types of antennas. He designed and built the giant Ohio radio telescope known as “Big Ear.” He is the holder of many patents and has published hundreds of scientific and technical articles, He is also the author of the widely used classic textbooks Antennas (McGraw-Hil, 1950), considered to be the “Antenna Bible,” Electromagnetics (McGraw-Hill, 1953, second edition 1973, third edition, 1984), and Radio Astronomy (McGraw-Hill, 1966, second edition Cygnus Quasar, 1986). In addition, Dr. Kraus has written two popular books Big Ear (1976) and Our Cosmic Universe (1980). Dr. Kraus received the U.S. Navy Meritorious Civilian Service Award in 1946. He was made a Fellow of the Institute of Electrical and Electronic Engi- neets (LEE) in 1954 and was elected to the National Academy of Enginecriug in 1972. He received the Sullivant Medal, Ohio State University's top award, in 1970; the Outstanding Achievement Award of the University of Michigan in 198k; the prestigious Edison Medal of the IEEE in £985; and the Distinguished Achievement Award of the Antennas and Propagation Society of the IEEE in the same year. Currently, Dr. Kraus is serving as antenna consultant to government and industry. CONTENTS Symbols, Prefixes and Abbreviations Constants and Conversions Gradient, Divergence and Curl in Rectangular, Cylindrical and Inside front cover and facing inside front cover Facing inside back cover Spherical Coordinates Inside back cover Preface xxiii 1 Introduction 1 1-1 Introduction 1 1-2 The Origitis of Electromagnetic Theory and the First Antennas 1 1-3. Electromagnetic Spectrum * 8 1-4 Dimensions and Units MW 1-5 Fundamental and Secondary Units 12 1-6 How to Read the Symbols and Notation 3 17 Equation Numbering 14 1-8 Dimensional Analysis 15 References 15 2 Basic Antenna Concepts 17 2-1 Introduction 17 2.2 Definitions 17 2-3. Basic Antenna Parameters 19 24 Patterns 2 2-5 Beam Area (or Beam Solid Angle) 2B 2-6 Radiation intensity 25 2-7 Beam Efficiency 25 28 Directivity 26 2.9 Examples of Directivity 6 210 Directivity and Gain 21 xii CONTENTS 2-11 Directivity and Resolution 2-12 Aperture Concept 2-13 Effective Aperture 2-14 Scattering Aperture 2-15 Loss Aperture 2-16 Collecting Aperture 2-17 Physical Aperture and Aperture Efficiency 2.18 Seattering by Large Apertures 2.19 Effective Height 2-20 Maximum Effective Aperture of a Short Dipole 2-21 Maximum Effective Aperture of a Linear 4/2 Antenna 2-22 Effective Aperture and Directivity 2-23 Beam Solid Angle as a Fraction of a Sphere 2-24 Table of Effective Aperture, Directivity, Effective Height and Other Parameters for Dipoles and Loops 2-25 Friis Transmission Formula 2-26 Duality of Antennas 2-27 Sources of Radiation: Radiation Results from Accelerated Charges 2-28 Pulsed Opened-Out Twin-Line Antennas 2.29 Fields from Oscillating Dipole 2-30 Radiation from Pulsed Center-Fed Dipote Antennas 2-31 Antenna Field Zones 2-32, Shape-Impedance Considerations 2-33 Antennas and Transmission Lines Compared 2.34. Wave Polarization 2-35 Wave Polarization and the Poynting Vector 2-36 Wave Polarization and the Poincaré Sphere 2-37 Cross-field 2-38 Table Summarizing Important Relations of Chapter 2 Problems 3 Point Sources 3-L Introduction. Point Source Defined 3-2 Power Patterns 3-3_A Power Theorem and Its Application to an Isotropic Source 3-4 Radiation Intensity 3-5 Source with Hemispheric Power Pattern. 3-6 Source with Unidirectional Cosine Power Pattern 3-7. Source with Bidirectional Cosine Power Pattern 3-8 Source with Sine (Doughnut) Power Pattern 3-9 Source with Sine-Squared (Doughnut) Power Pattern 3-10 Sourve with Unidirectional Cosine-Squared Power Pattern 3-14 Source with Unidirectional Cosine" Power Pattern 3-12 Source with Unidirectional Power Pattern That Is Not Symmetrical 3.13 Directivity 3-14 Source with Pattetn of Arbitrary Shape 3-15 Gain 3-16 Field Patterns 27 28 29 31 35 35 35 36 40 a2 46 47 48 48 50 50 $2 54 54 60 61 70 B 73 wn 81 82 86 87 89 90 91 92 93 93 94 74 9s 9% oT 101 103 104 contents xiii $17 Phase Patterns 3-18 General Equation for the Field of a Point Source Problems 4 oo 43 44 45 46 4.7 48 4g 4.10 411 412 413 +14 415 +16 417 418 Arrays of Point Sources Introduction Arrays of Twa Isotropic Point Sourees 42a Case 1. Two Isotropic Point Sources of Same Amplitude and Phase 4-2b Case 2. Two Isatropic Point Sources of Same Amplitude but Opposite Phase 42c Case 3, Two Isotropic Point Sources of the Same Amplitude and in Phase Quadrature 42d Case 4. General Case of Two Isotropic Point Sources of Equal Amplitude and Any Phase Difference A2e Case 5. Most General Case of Two Isotropic Point Sources of Unequal Amplitude and Any Phase Difference Nonisotropic but Similar Point Sources and the Principle of Pattern Multiplication Example of Pattern Synthesis by Pattern Muitiplication Nonisottopic and Dissimilar Point Sources Linear Arrays of » Isotropic Point Sources of Equal Amplitude and Spacing 46a Introduction 4-60 Case 1. Broadside Array (Sources in Phase} 4-6¢ Case 2. Ordinary End-Fire Array 46d Case 3. End-Fire Array with Increased Directivity 46¢ Case 4. Array with Maximum Field in an Arbitrary Direction. Scanning Array Null Directions for Arrays of n Isotropic Point Sources of Equal Amplitude and Spacing Broadside versus End-Fire Arrays. Turns versus Dipoles and 3-Dimensional Arrays Directions of Maxima for Arrays of 7 Isotropic Point Sources of Equal Amplitude and Spacing Linear Broadside Arrays with Nonuniform Amplitude Distributions. General Considerations Linear Arrays with Noniniform Amplitude Distributions. The Dolph-Tehebyscheff Optimum Distribution Example of Dotph-Tchebyscheff Distribution for an Array of 8 Sources Comparison of Amplitude Distributions for Source Arrays Continuous Arrays Huygens’ Principle Huygens’ Principle Applied to the Diffraction of a Plane Wave Incident ona Flat Sheet. Physicat Optics Rectangular-Area Broadside Arrays Artays with Missing Sources and. Random Arrays Problems 108, 15 116 118 118 118 118 1 122 125 126 127 130. 134 B7 37 140 441 ial 145 145 150 156 159 162 71 173 175 179 183 186 189 190 xiv CONTENTS: 5. The Electric Dipole and Thin Linear Antennas 200 5-1 ‘The Short Electric Dipole.. $2. The Fields of a Short Dipole 5-3 Radiation Resistance of Short Electric Dipole 5-4 The Fields of Short Dipole by the Hertz Vector Method 5-5 The Thin Linear Antenna S-5Sa Case 1, 4/2 Antenna 5-5b Case 2. Full-Wave Antenna $-5¢ Case 3, 34/2 Antenna 5-5d Field at Any Distance from Centes-Fed Dipole 5-6 Radiation Resistance of i/2 Antenna 5-7 Radiation Resistance at a Point Which Is Not a Current Maximum 5-8 Fields of a Thin Linear Antenna with a Uniform Traveling Wave $-8a Case 1. Linear 4/2 Antenna 5-8 Case 2. Linear Antenna 54 Long $-8¢ Case 3. Linear Antennas 1/2 to 252 Long Problems 6 The Loop Antenna 61 The Small Loop 62 The Short Magnetic Dipole. Equivalence to 2 Loop 63. The Short Magnetic Dipole. Far Fields 6-4 Comparison of Far Fields of Small Loop and Short Dipole &-5_ The Loop Antenna. General Case 66 Far-Field Patterns of Circular Loop Anteunas with Uniform Current 67 The Smalt Loop as a Special Case 68 Radiation Resistance of Loops 69 Directivity of Circular Loop Antennas with Uniform Custent 6-10 Table of Loop Formulas 61 Square Loops 6-12 Radiation Efficiency, Q, Bandwidth and Signal-to-Noise Ratio Problems 7 The Helical Antenna 7-1, Introduction 7-2. Iclical Geometry 7-3 Transmission and Radiation Modes of Monofilar Helices 7-4 Practical Design Considerations for the Monofilar Axial-Mode Helical Antenna 7-5 Axial-Mode Patterns and the Phase Velocity of Wave Propagation on Monofilar Helices 7-6 Monofilar Axial-Mode Single-Turn Patterns 7-7 Complete Axial-Mode Patterns of Monofilar Helices 7-8 Axial Ratio and Conditions for Circular Polarization of Monofilar Axial-Mode Helical Antennas 7.9 Wideband Characteristics of Monofilar Helical Antennas Radiating in the Axial Mode 7-10 Table of Pattern, Beam Width, Gain, Impedance and Axial Ratio Formuias 200 201 213 217 2g 21 222 222 223 2a 227 28 233 234 234 235 238 238 241 242 244 244 247 249 250 253 284 284 256 263 265 265 at 274 276 287 295 300 301 307 309 CONTENTS XY 7-11 Radiation from Linear Periodic Structures with Traveling Waves with Particular Reference to the Helix as a Periodic Structure Antenna 7-12 Arrays of Monofilar Axial-Mode Helical Antennas 7-12a Array of 4 Monofilar Axial-Mode Helical Antennas 7-12b Array of 96 Monofilar Axial-Mode Helical Antennas 7.13 The Monofilar Axial-Mode Helix as a Parasitic Element Helix-Helix Polyrod-Helix Horn-Helix ‘Corner-Helix The 2-Wire-Line-Helix Helix-Helix Helix Lens 7-14 The Monofilar Axial-Mode Helical Antenna as a Phase and Frequency Shifter 7-15 Linear Polarization with Monofilar Axial-Mode Helical Antennas 7-16 Monofilar Axial-Mode Helical Antennas as Feeds 4-17 Tapered and Other Forms of Axial-Mode Helical Antennas 7-18 Multifilar Axial-Mode (Kilgus Coil and Patton Coil) Helical Antennas 7-19 Monofilat and Multifilar Normal-Mode Helical Antennas. The Wheeler Coil Problems 8 The Biconical Antenna and Its Impedance 81 Introduction 8-2 The Characteristic Impedance of the Infinite Biconical Antenna 8-3 Input Impedance of the Infinite Biconical Antenna 8.4 Input Impedance of the Finite Biconical Antenna 8&5 Pattern of Biconical Antenna 8-6 Input Impedance of Antennas of Arbitrary Shape 87 Measurements of Conical and Triangular Antennas. The Brown-Woodward (Bow-Tie) Antenna 8-8 The Stacked Biconical Antenna and the Phantom Biconical Antenna Problems 9. The Cylindrical Antenna. TH Moment Method (MM) 9-1 Introduction 9-2 Outline of the Integral-Equation Method 9:3 The Wave Equation in the Vector Potential A 9-4 Hallén’s Integral Equation 9-5 First-Order Solution of Hallén's Equation 9-6 Length-Thickness Parameter {¥ 9.7 Equivalent Radius of Antennas with Noncircular Cross Section 9-8 Current Distributions 9-9 Input Impedance 9-10 Patterns of Cylindrical Antennas 9-11 The Thin Cylindrical Antenna 9-12 Cykindrical Antennas with Conical Input Sections 39 321 323 323 323 3233 323 324 324 328 325 325 326 327 329 3322 333 38 341 346 347 353 354. 356 358 359 359 360 361 363 365 368 3 376 317 379 xvi CONTENTS: 9-13 Antennas of Other Shapes. The Spheroida! Antenna 9.14 Current Distributions on Long Cylindrical Antennas 9-15 Integral Equations and the Moment Method (MM) ia Electrostatics 9-16 The Moment Mcthod (MM) and Its Application to a Wire Antenna 9-17 Scli-Impedance, Radar Cross Section and Mutual Impedance of Short Dipoles by the Method of Moments by Edward H, Newman Additional References for Chap. 9 Problems 10 Self and Mutual Impedances 10-1 Introduction 10-2. Reciprocity Theorem for Antennas 10-3 Self-Impedance of a Thin Linear Antenna 10-4 Mutual Impedance of Two Parallel Linear Antennas 10-5 Mutual Impedance of Parallel Antennas Side-by-Side 10-6 Mutual Impedance of Parallel Collinear Antennas 10-7 Mutual Impedance of Parallel Antennas in Echelon 10-8 Mutual Impedance of Other Gonligurations 10-9 Mutual Impedance in Terms of Directivity and Radiation Resistance Additional References for Chap. 10 Problems 11 Arrays of Dipoles and of Apertures Tatroduction Asray of 2 Driven 4/2 Elements, Broadside Case 11.2a Field Patterns 11-2b Driving-Point Impedance 11-2c Gain in Field Intensity H-3. Array of 2 Driven 2/2 Elements, End-Fire Case. 11-3a Field Patterns 11-36 Driving-Point Impedance 11-3e Gain in Field Intensity M4 Array of2 Driven 2/2 Elements. Genergggbave with Equal Cursents of Any Phase Retatiu 11-3 Closely Spaced Elements 11-52 “Intraduction 11-5b Closely Spaced Elements and Radiating Efficiency. The W8JK Artay Amay of n Driven Elements 1-7 Horizontal Antennas above a Plane Ground 11-7a Horizontat 4/2 Antenna above Ground 11-76 WA3K Antenna above Ground 11-7e Stacked Horizontal 3/2 Antennas above Ground 11-8 Vertical Antennas above a Ground Plane -9 Arrays with Parasitic Elements 11-94 Introduction 11-96 The Yagi-Uda Array (1-9¢ Square-Corner—Yagi-Uda Hybrid 380 380 384 389 397 407 408 409 416 413 422 424 228 428 430 432 433 433 435 435 436 436 439 440 445 445 447 44g 449 453 453 454 459 461 46t 468 470 4nd 476 476 481 483 CONTENTS, 11-94 Circolar Polarization with a Yagi-Uda Antenna, 1-9 The Landsdorfer Shaped-Dipole Array TL-10 Phased Arrays 11-10a Intreduetion TE-L0b Phased Array Designs 11-10¢ Rotatable Helix Phased Array U-11 Frequency-Scanning Arrays Ll-Lta Frequency-Scanning Line-Fed Array I-11 Frequeney-Seanning Backward Angle-Fire Grid and Chain Acrays 11-12. Retro-Arrays. The Van Atta Array 11-13 Adaptive Arrays and Smart Anteanas 11-132 Literature on Adaptive Arrays 1-{4 Microstrip Arrays I1-18 Low-Sidelobe Arrays 11-16 Long-Wire Antennas t1-16a_V Antennas 1|-16b Rhombie Antennas Lf-I6e Beverage Anteanas 1-17 Curtain Arrays Location and Method of Feeding Antennas Folded Dipole Antennas Modifications of Folded Dipoles Continuous Aperture Distribution Fourier Transform Relations between the Far-Field Pattern and the Aperture Distnbution 11.23 Spatial Frequency Response and Pattern Smoothing 11-24 The Simple (Addirg) Interferometer 11-25 Aperture Synthesis and Mulli-aperture Arrays 11-26 Grating Lobes Additional References Problems 12 Reflector Antennas and Their Feed Systems 19-4 Introduction 12.2 Plane Sheet Reflectors and Diffraction 123 Comer Reflectors 12-34 Active (Kraus) Corner Reflector 12-3b Passive (Retro) Corner Reflector 12-4 The Parabola, General Properties 12-5 A Comparison between Parabolic and Comer Reflectors 12-6 The Paraboloidal Reflector 12-7 Patterns of Large Circular Apertutes with Uniform Iumination 12-8 The Cylindrical Parabolic Reflector 12-9 Aperture Distributions and Efficiencies 12-10 Surface Irregularities and Gain Loss 12-11 OA-Axis Operation of Parabolic Reflectors 12-12 Cassegrain Feed, Shaped Reflectors, Spherical Reflectors and Offset Feed xvii 484 484 485 485 486 489 40 490 491 496 496 499 501 S501 502 502 503 508 509 510 Stl 514 S15 S17 520 522 533 535 536 337 543 543 S45 549 549 561 561 563 564 569 572 573 587 592 594 xviii CONTENTS 12-13 Frequency-Sensitive (or Selective) Surfaces (FSS) by Benedikt A. Munk Effect of Element Spacings d, and d, Effect of Angle of Incidence 8 Control of Bandwidth Cascading or Stacking More FSS Element Types 12-14 Some Examples of Reflector Antennas 12-18 Bona Arecibo Bell Telephone Laboratories Nobeyama Ohio State University Gorki Five College Observatory Offsat Low-Sidelobe Considerations References Probl 13 43-1 13-2 13.3 34 13.5 13-6 13:7 18 13-9 13-10 13-11 13-12 13-13 13-14 13-15 lems Stot, Horn and Complementary Antennas Introduction Slot Antennas Patterns of Slot Antennas in Flat Sheets. Edge Diffraction Babinet’s Principle and Complementary Antennas ‘The Impedance of Complementary Screens ‘The Impedance of Slot Antennas Slotted Cylinder Antennas Horn Antennas ‘The Rectangular Horn Antenna ‘Beam-Width Comparison Conical Horn Antennas Ridge Horns Septum Horns Corrugated Horns Aperture-Matched Horn References Problems 14 141 14-2 14.3 144 145 14-6 14-7 14-8 Lens Antennas Introduction ‘Nonmetallic Dielectric Lens Antennas, Fermat's Principle Artificial Dielectric Lens Antennas E-Plane Metal-Plate Lens Antennas Tolerances on Lens Antennas H-Plane Metal-Plate Lens Antennas Reflector-Lens Antenna, Polyrods SeaRase8883 653 653 654 655 657 659 639 661 661 $63 670 673 683 685 CONTENTS xix 149 Multiple-Helix Lenses 14-10 Luneburg and Einstein Lenses Additional Reference Problems 15 15-1 15-2 15-3 15-4 15-5 15-6 Broadband and Frequency-Independent Antennas Broadband Antennas The Froquency-Independent Concept: Rumsey's Principle ‘The Frequency-Independent Planar Log-Spiral Antenna “The Frequency-Independent Conical-Spiral Antenna The Log-Periodic Antenna The Yagi-Uda-Corner-Log-Periodic (YUCOLP} Array Problems 16 Antennas for Special Applications: Feeding Considerations 16-1 Introduction 16-2 Electrically Smail Antennas 16-3 Physically Smell Antennas 16-4 Antenna Siting and the Effect of Typical (Imperfect) Ground 16-5 Ground-Plane Antennas 16-6 Sleeve Antennas 16-7 Turnstile Antenna 16-8 Superturnstile Antenna 16-9 Other Omnidirectional Antennas 16-10 Cireularly Polarized Antennas {6-11 Matching Arrangements, Baluns and Traps 16-12 Patch or Microstrip Antennas 16-13 The High-Gain Omni 16-14 Submerged Antennas 16-15 Surface-Wave and Leaky-Wave Antennas 16-46 Antenna Design Considerations for Satellite Communication 16-17 Receiving versus Transmitting Considerations 16-18 Bandwidth Considerations 16-19 Gravity-Wave Antennas, Rotating Boom for Transmitting and Weber Bar for Receiving Problems 7 17-4 17-2 V3 17-4 17-5 Antenna Temperature, Remote Sensing, Radar and Scattering, Introduction Antenna Temperature, Incremental and Total System Temperature and Signal-to-Noise Ratio Passive Remote Sensing Radar, Scattering and Active Remote Sensing by Robert G. Kouyoumjian Additional References Problems 687 688 690 690, 692 692 696 697 Jor 703 708 710 7 mL m1 4 NG 723 725 16 729 TA 732 734 745 749 9 754 762 166 167 768 710 714 74 74 782 ‘787 THE D7 xx 18 18-1 18-2 {8-3 18-4 18-5 18-6 187 18.8 18.9 conrEnis Antenna Measurements Introduction Patterns Patiern Measurement Arrangements 18-3a Distance Requirement for Uniform Phase 18-3b Uniform Field Amplitude Requirement 18-3¢ Absorbing Materials 18-3d The Anechoic Chamber Compact Range 18-3e Pattern and Squint Measurements Using Celestial and Satellite Radio Sources Phase Measurements Dircetivity Gain 18-6a Gain by Comparison 18-6b Absolute Gain of Identical Antennas 18-6¢ Absolute Gain of Single Antenna 18-6d Gain by Near-Field Measurements 18-6e Gain and Aperture Efficiency from Celestial Source Measurements ‘Terminal Impedance Measurements Current Distribution Measurements Polarization Measurements 18-92 Polarization-Pattern Method 18-9b Linear-Component Method 18-9¢ Circular-Component Metiod 18-10 Antenna Rotation Experiments 18-11 Model Measurements 18-12 Measurement Error Additional References References on Radiation Hazards Problems Appendix A Tables for Reference AL A AS Ad AS AS AT AS Ad A-10 ‘Table of Antenna and Antenna System Relations Formulas for Input Impedance of Terminated Tranemission Lines Reflection and Transmission Coefficients and VSWR Characteristic Impedance of Coaxial, 2-Wire and Microstrip Transmission Lines Characteristic Impedance of Transmission Lines in Terms of Distributed Parameters Material Constants (Permittivity, Conductivity and Dielectric Strength} Permittivity Relations Celestial Radio Sources for Pattern, Squint, Gain and Aperture Efficiency Measurements Maxwell's Equations Beam Width and Sidelobe Level for Rectangular and Circular Aperture Distributions 305 805 807 809 Bul 8i4 B18. 822 823 R24 824 824 826 828 829 830 832 834 835 836 838 838 a1 842 843 843 845 845 dR 849 849 350 351 852, 853 854 856 Appendix B Computer Programs (Codes) Bel Additional Computer Program References B-2 BASIC Phased-Array Antenna Pattern Programs Appendix C Books and Video Tapes CA Books C2. Video Tapes Appendix D Answers to Starred Problems Appendix E Problem Supplement Index CONTENTS xxi 857 858 859 863 863 865 870 873 PREFACE Although there has been an explosion in antenna technology in the years since “Antennas was published, the basic principles and theory remain unchanged. My aim in this ‘new edition is to blend a central core of basics from the first edition with a representative selection of important new developments and advances resulting in a much enlarged, updated book. It is appropriate that it is appearing just 100 years from the date on which the first antennas were invented by Hein- rich Hertz to whom, along with Guglielmo Marconi, this new edition is dedi- cated. As with the first edition, physical concepts are emphasized which aid in the visualization and understanding of the radiation phenomenon. More worked examples are given to illustrate the steps and thought processes required in going from a fundamental equation to a useful answer. The new edition stresses practi- cal approaches to real-world situations and much information of value is made available in the form of many simple drawings, graphs and equations. As with the first edition my purpose is to give a unified treatment of antennas from the electromagnetic theory point of view while paying attention to important applications. Following a brief history of antennas in the first chapter to set the stage, the next three chapters deal with basic concepts and the theory of point sources. These are followed by chapters on the linear, loop, helical, bicon- ical and cylindrical antennas. ‘Then come chapters on antenna arrays, reflectors, slot, horn, complemen- tary and lens antennas. The last four chapters discuss broadband and frequency- independent antennas, antennas for special applications including electrically small and physically small antennas, temperature, remote sensing, radar, scat- tering and measurements. ‘The Appendix has many useful tables and references. ‘The book has over 1000 drawings and illustrations, many of which are unique, providing physica! insights into the process of radiation from antennas. The book is an outgrowth of lectures for antenna courses J have given at xxiii XxIT PREFACE Ohio State University and at Ohio University. The material is suitable for use at fate undergraduate or carly graduate tevel and is more than adequate for a. one- semester course. The problem sets at the end of each chapter illustrate and extend the material covered in the text. In many cases they indude important results on topics listed in the index. There are over 500 problems and worked examples. Antennas has been written to serve not only as a textbook but also as a reference hook for the practicing cngineer and scientist. As an aid to those secking additional information on a particular subject, the book is well docu- mented with references both in footnotes and at the ends of chapters. A few years ago it was customary to devote many pages of a textbook to computer programs, some with hundreds of steps. Now with many conveniently packaged programs and codes readily available this is no longer necessary. Extensive listings of such programs and codes, particularly those using moment methods, are given in Chapter 9 and in the Appendix. Nevertheless, some rela- tively short programs are included with the problem sets and in the Appendix. From my IEEE Antennas and Propagation Society Centennial address (1984) ¥ quote, With mankind's activities expanding into space, the need for antennas will grow to an unprecedented degree, Antennas will provide the vital links to and from every- thing out there. The future of antennas reaches to the stars. Robert G. Kouyoumjian, Benedikt A. Munk and Edward H. Newman of the Ohio State University have contributed sections on scattering, frequency- sensitive surfaces and moment method respectively. I have edited these contribu- tions to make symbols and terminology consistent with the rest of the book and any errors are my responsibility. In addition, I gratefully acknowledge the assistance, comments and data from many others on the topics listed: Walter D. Burnside, Ohio State Universily, compact ranges Robert S. Dixon, Ohio State University, phased-arrays Von R. Eshleman, Stanford University, gravity lenses Paul E. Mayes, University of Illinois, frequency-independent antennas Robert E. Munson, Dall Aci uspave, microstrip antennas Leon Peters, Jr, Ohio State University, dipole antennas David M. Pozar, University of Massachusetts, moment method Jack H. Richmond, Ohio State University, moment method Helmut E. Schrank, Westinghouse, low-sidelobe antennas Chen-To Tai, University of Michigan, dipole antennas Throughout the preparation of this edition, I have had the expert editorial assistance of Dr. Erich Pacht. Ulustration and manuscript preparation have been handled by Robert Davis, Kristine Hall and William Taylor. McGraw-Hill editors were Sanjeev Rao, Alar Etken and John Morriss. PREFACE XX¥ i jons in the Although great care has been exercised, some errors OF omission i p the text, tables, lists or figures will inevitably occur Anyone finding em will do me ° ” ts a i iting to me so that they car a great service by wr: FOOTE co appreciate te very helpful comments of Ronald N. Bracowell, Stan- ford University, who reviewed the manuscript for McGraw snd dete Finally, | thank my wie, Alice, for her patience, enc tion through all the years of work it has taken John D. Kraus Ohio State University CHAPTER | INTRODUCTION 1-1 INTRODUCTION. Since Hertz and Marconi, antennas have become increasingly important to our society until now they are indispensable. They are everywhere: at our homes and workplaces, on our cars and aircraft, while our ships, satellites and spacecraft bristle with them. Even as pedestrians, we carry them. Although antennas may seem to have a bewildering, almost infinite variety. they all operate according to the same basic principies of electromagnetics. The aim of this book is to explain these principles in the simplest possible terms and illustrate them with many practical examples. In some situations intuitive approaches will suffice while in others complete rigor is needed. The book pro- vides a blend of both with selected examples illustrating when to use one or the other. This chapter provides an historical background while Chap. 2 gives an introduction to basic concepts. The chapters that follow develop the subject in more detail. 1-2 THE ORIGINS OF ELECTROMAGNETIC THEORY AND THE FIRST ANTENNAS.’ Six hundred years before Christ, a Greek mathe- matician, astronomer and philosopher, Thales of Miletus, noted that when amber is rubbed with silk it produces sparks and has a seemingly magical power to 1. D, Kraus, “Antenaas Since Hertz and Marconi,” JEEE Trans. Ants. Prop, AP-33, 131-137, 1985. Sez also references at end of chapier. 2 3 INTRODUCTION attract particles of fluff and straw, The Greek word for amber is elektron and from this we get our words electricity, electron and electronics. Thales also noted the attractive power between pieces of a natural magnetic rock called loadstone, found at a place called Magnesia, from which is derived the words magnet and magnetism. Thales was a pioneer in both electricity and magnetism but his inter- est, like that of others of his time, was philosophical rather than practical, and it was 22 centuries before these phenomena were investigated in a serious experi- mental way. It remained for William Gilbert of England in about A.D. 1600 to perform the first systematic experiments of electric and magnetic phenomena, describing his experiments in his celebrated book, De Magnete. Gilbert invented the electro- scope for measuring clectrostatic effects, He was also the first to recognize that the earth itself is a huge magnet, thus providing new insights into the principles of the compass and dip needle. In experiments with electricity made about 1750 that led to his invention of the lightning rod, Benjamin Franklin, the American scientist-statesman, esiab- lished the law of conservation of charge and determined that there are both posi- tive and negative charges. Later, Charles Augustin de Coulomb of France measured electric and magnetic forces with a delicate torsion balance he invent- ed. During this period Karl Friedrich Gauss, a German mathematician and astronomer, forroulated his famous divergence theorem relating a volume and its surface, By 1800 Alessandro Volta of Italy had invented the voltaic cell and, con- necting several in series, the electric battery. With batteries, electric currents could be produced, and in 1819 the Danish professor of physics Hans Christian Oersted found that a current-carrying wire caused a nearby compass needle to deflect, thus discovering that electricity could produce magnetism. Before Oersted, electricity and magnetism were considered as entirely independent phenomena. The following year, André Marie Ampére, a French physicist, extended Oersted’s observations. He invented the solenoidal coil for producing magnetic fields and theorized correctly that the atoms in a magnet are magnetized by tiny electric currents circulating in them. About this time Georg Simon Ohm of Germany published his now-famous law relating current, voltage and resistance. However, it initially met with ridicule and a decade passed before scientists began to recognize its truth and importance. Then in 1832, Michael Faraday of London demonstrated that a changing magnetic field could produce an electric current. Whereas Ocrsted found that electricity could produce magnetism, Faraday discovered that magnetism could produce electricity. At about the same time, Joseph Henry of Albany, New York, observed the effect independently. Henry also invented the electric telegraph and telay. Faraday’s extensive experimental investigations enabled James Clerk Maxwell, a professor at Cambridge University, England, to establish in a pro- found and elegant manner the interdependence of electricity and magnetism. In his classic treatise of 1873, he published the first unified theory of electricity and 1.2. THE ORIGINS OF ELECTROMAGNETIC THEORY AND THE FIRST ANTENNAS 3 magnetism and founded the science of electromagnetics. He postulated that light was electromagnetic in nature and that electromagnetic radiation of other wave- + Jengths should be possible. Maxwell unified electromagnetics in the same way that Isaac Newton unified mechanics two centuries earlier with his famous Law of Universal Gravi- tation governing the motion of all bodies both terrestrial and celestial. Although Maxwell’s equations are of great importance and, with boundary, continuity and other auxiliary relations, form the basic tenets of modern electro- magnetics, many scientists of Maxwell's time were skeptical of his theories. It was more than a decade before his theories were vindicated by Heinrich Rudolph Hertz. Early in the 1880s the Berlin Academy of Science had offered a prize for rescarch on the relation betwecn clectromagnetic forces and diclectric potariz~ ation. Heinrich Hertz considered whether the problem could be solved with oscil- lations using Leyden jars or open induction coils. Although he did not pursue this problem, his interest in oscillations had been kindled and in 1886 as pro- fessor at the Technical Institute in Karlsruhe he assembled apparatus we would now describe as a complete radio system with an end-loaded dipole as transmit- ting antenna and a resonant square loop antenna as receiver. When sparks were produced at a gap al the center of the dipole, sparking also occurred at a gap in the nearby loop. During the next 2 years, Hertz extended his experiments and demonstrated reflection, refraction and polarization, showing that except for their much greater length, radio waves were one with light. Hertz turned the tide round. sal experiments were conducted at wavelengths of about 8 meters while his later work was at shorter wavelengths, around. 30 centimeters. Figure 1-1 shows Hertz’s earliest 8-meter system and Fig. 1-2 a display of his apparatus, including thc cylindrical parabolic reflector he used at 30 centimeters. Although Hertz was the father of radio, his invention remained a labora- tory curiosity for nearly a decade until 20-year-old Guglielmo Marconi, on a summer vacation in the Alps, chanced upon a magazine which described Hertz’s experiments. Young Guglielmo wondered if these Hertzian waves could be used to send messages. He became obsessed with the idea, cut short his vacation and Tushed home to test it. In spacious rooms on an upper floor of the Marconi mansion in Bologna, Matconi repeated Hertz’s experiments. His first success late one night so elated him he could not wait until morning to break the news, so he woke his mother and demonstrated his radio systm to her. Marconi quickly went on to add tuning, big antenna and ground systems for longer wavelengths and was able to signal over large distances. In mid- December 1901, he startled the world by announcing that he had received radio > His dipole was called a Hertzian dipole and the radio waves Hertzian waves. 45 INTRERECTION _. | e » Figure f-1 Heinrich Hertz's complete radio system of 1886 with end-louded dipole transmitting antenna (CC’| and resonant loop receiving antenna tabed) for 4 ~ 8 m. With induction ceil (4) tumed on, sparks at yap B induced sparks at M in the loop receiving antenna (From Heinrich Hertz's book Elecivie Waves, Macmillan, 1893: redrawn with dimensions added.) BE 4 Figure 1-2. Hertz’s sphere-loaded i/2 dipole and spark gap (resting on floor in foreground) and tical parabolic refiector for 30 centimeters (standing at left) Dipole with spark gap is on the parabola focal axis. (Photograph hy Edward C. Jordan) 1-2. THE ORIGINS OF ELECTROMAGNETIC THEORY AND THE FIRST ANTENNAS 5 signals at St. John’s, Newfoundland, which had been sent across the Adantic from a station he had built at Poidhu in Cornwall, England. The scientific estab- lishment did not believe his claim because in its view radio waves, like light, should travel in straight lines and could not bend around the earth from England to Newfoundland. However, the Cable Company believed Marconi and served him with a writ to cease and desist because it had a monopoly on transatlantic communication. The Cable Company's stock had plummeted following Marconi’s announcement and it threatened to sue him for any loss of revenue if he persisted. However, persist he did, and a legal battle developed that continued for 27 years until finally the cable and wireless groups merged. One month after Marconi’s announcement, the American Institute of Elec- trical Engineers (AEE) hetd a banquet at New York's Waldorf-Astoria to cele- brate the event. Charles Protius Steinmetz, President of the AIEE, was there, as was Alexander Graham Bell, but many prominent scientists boycotted the banquet. Their theories had been challenged and they wanted no part of it. Not long after the banquet, Marconi provided irrefutable evidence that radio waves could bend around the earth. He recorded Morse signals, inked automatically on tape, as received from England across almost all of the Atlantic while steaming aboard the SS Philadelphia from Cherbourg to New York. The ship's captain, the first officer and many passengers were witnesses. A year later, in 1903, Marconi began a regular transatlantic message service between Poldhu, England, and stations he built near Glace Bay, Nova Scotia, and South Wellfleet on Cape Cod, In 1901, the Poldhu station had a fan aerial supported by two 60-meter guyed wooden poles and as receiving antenna for his first transatlantic signals at St. John’s, Marconi pulled up a 200-meter wire with a kite, working it against an array of wires on the ground. A later antenna at Poldhv, typicat of antennas at other Marconi stations, consisted of a conical wire cage. This was held up by four massive self-supporting 70-meter wooden towers (Fig. 1-3). With inputs of 50 kilowatts, antenna wires crackled and glowed with corona at night. Local Tesidents were sure that such fireworks in the sky would alter the weather. Rarely has an invention captured the public imagination like Masconi's wireless did at the turn of the century. We now call it radio but then it was wireless: Marconi’s wireless. After its value a sea bad been dramatized by the 3S Republic and SS Titanic disasters, Marconi was regarded with a universal awe and admiration seldom matched. Before wireless, complete isolation enshrouded 4 ship at sea. Disaster could strike without anyone on the shore or nearby ships being aware that anything had happened. Marconi changed all that. Marconi became the Wizard of Wireless. Although Hertz had used 30-centimeter wavelengths and Jagadis Chandra Bose and others even shorter wavelengths involving horns and hollow wave- Guides, the distance these waves could be detected was limited by the technology of the period so these centimeter waves found little use until much later. Radio developed at long wavelengths with very long waves favored for long distances. A , Popular “rule-of-thumb” of the period was that the range which could be 6 1 iwrropucTION We RAS -atewdaza ye Figare 1-3. Squarc-cone antenna at Marconi’s Poldhu, England, station in 1905. The 70-meter wooden towers support a network of wires which converge to a point just above the transmitting and receiving buildings between the towers. achieved with adequate power was equal to 500 times the wavelength. Thus, for a range of 5000 kilometers, one required 2 wavelength of 10000 meters. At typical wavelengths of 2000 to 20000 meters, the antennas were a small fraction of a wavelength in height and their radiation resistances only an ohm or less. Losses in heat and corona reduced efficiencies but with the brute power of many kilowatts, significant amounts were radiated. Although many authoritics favored very tong wavelengths, Marconi may have appreciated the importance of radiation resistance and was in the vanguard of those advocating shorter wave- lengths, such as 600 meters. At this wavelength an antenna could have 100 times its radiation resistance at 6000 meters. In 1912 the Wireless Institute and the Society of Radio Enginccrs merged to form the Institute of Radio Engincers.' In the first issue of the Institute's Pro- ceedings, which appeared in January 1913, it is interesting that the first article was on antennas and in particular on radiation resistance. Another Proceedings article noted the youthfulness of commercial wireless operators. Most were in their late teens with practically none over the age of 25. Wireless was definitely a young man’s profession. The cra before World War I was one of long waves, of spark, arc and alternators for transmission; and of coherers, Fleming valves and De Forest "In 1963, the Institute of Radio Engineers and the American Institute of Flectrical Engineers merged to form the Institute of Electrical and Electronic Engineers (EEE). 12 THE ORIGINS OF ELECTROMAGNETIC THEORY AND THE FIRST ANTENNAS 7 audions for reception. Following the war, vacuum tubes became available for transmission; continuous waves replaced spark and radio broadcasting began in the 200 to 600-meter range. Wavelengths less than 200 meters were considered of tittle value and were relegated to the amateurs. In 1921, the American Radio Relay League sent Paul Godley to Europe to try and receive a Greenwich, Connecticut, amateur station operating on 200 meters. Major Edwin H. Armstrong, inventor of the super- heterodyne receiver and later of FM, constructed the transmitter with the help of several other amateurs. Godley set up his receiving station near the Firth of Clyde in Scotland, He had two receivers, one a 10-tube superheterodyne, and a Beverage antenna, On December 12, 1921, just 20 years to the day after Marconi received his first transatlantic signals on a very long wavelength, Godley received messages from the Connecticut station and went on to log over 30 other US. amateurs. It was a breakthrough, and in the years that followed, wavelengths from 200 meters down began to be used for long-distance communication. Atmospherics were the bane of the long waves, especially in the summer. They were tess on the short waves but still enough of a problem in 1930 for the Bell Telephone Laboratories to have Karl G. Jansky study whether they came from certain predominant directions. Antennas for telephone service with Europe might then be designed with nulls in these directions. Jansky constructed a rotating 8-element Bruce curtain with a reflector oper- ating at t4 meters (Fig. t-4). Although he obtained the desired data on atmo- spheries from thunderstorms, he noted that in the absence of all such static there was always prescnt a very faint hisslike noise or static which moved completely around the compass in 24 hours. After many months of observations, Jansky Figure 1-4. Karl Guthe Jansky und his rotating Bruce curlain antenna with which he discovered Jadio emission from our galaxy. (Courtesy Bell Telephone Laboratories: Jansky inset courtesy Mary Jansky Surfer} BL istRoaecTION concluded that it was coming from beyond the earth and beyond the sun. It was a cosmic static coming from our galaxy with the maximum from the galactic center. Jansky’s serendipitous discovery of extraterrestrial radio waves opened 2 new window on the universe. Fansky became the father of radio astronomy. Jansky recognized that this cosmic noise from our galaxy set a limit to the sensitivity that could be achieved with a short-wave receiving system. At 14 meters this sky noise has an equivalent temperature of 20000 kelvins, At centi- meter wavelengths it is less, but never less than 3 kelvins. This is the residual sky background level of the primordial fireball that created the universe as measured four decades later by radio astronomers Arno Penzias and Robert Wilson of the Bell Telephone Laboratories at a site not far from the one used by Jansky. For many years, or until after World War II, only onc person, Grote Reber, followed up Jansky’s discovery in a significant way. Reber constructed a 9-meter parabolic reflector antenna (Fig. 1-5) operating at a wavelength of about 2 meters which is the prototype of the modern parabolic dish antenna. With it he made the first radio maps of the sky. Reber also recognized that his untenna-receiver constituted a radiometer, ie. a temperature-measuring device in which his recei- ver response was related to the temperature of distant regions of space coupled to his antenna via its radiation resistance. With the advent of radar during World War II, centimeter waves, which had been abandoned at the turn of the century, finally came into their own and the entire radio spectrum opened up to wide usage. Hundreds of stationary com- munication sateltites operating at centimeter wavelengths now ring the earth as though mounted on towers 36000 kilometers high. Our probes are exploring the solar system to Uranus and beyond, responding to our commands and sending back pictures and data at centimeter wavelengths even though it takes more than an hour for the radio waves to travel the distance onc way. Our radio telescopes operating-at millimeter to kilometer wavelengths receive signals from objects so distant that’ the waves have been traveling for more than [0 billion years. With mankind’s activities expanding into space, the need for antennas will grow to an unprecedented degree. Antennas wilt provide the vital links to and from cverything out there. The future of antennas reaches to the stars. 1-3. ELECTROMAGNETIC SPECTRUM. Continuous wave energy radi- ated by antennas oscillates at radio frequencies. The associated free-space waves range in length from thousands of meters at the long-wave extreme to fractions of a millimeter at the short-wave extreme. The relation of radio waves to the entire electromagnetic spectrum is presented in Fig. 1-6. Short radio waves and long infrared waves overlap into a twilight zone that may be regarded as belonging to both. The wavelength A of a wave is related to the frequency f and velocity v of the wave by A=G ( 1-3 ELECTROMAGNETIC SPECTRM 9 Figure 1-8 Grote Reber and fis parabolic refiecior antenna with which he made he first radio maps of the sky. This antenna, which he inset courtesy Arthur C. Clarke.) in 1938, is the prototype of the modem dish antenna. (Reber 40 1 intRonucTION Infea-rod Radio Opticat window pyrene window Atmosphere opaque a ‘ I lonosphere opaque ‘beoron by fntersslar gas y B Moveeizcioael, TTI [Ma angtaace » &8 © Acar*At ¥ sot | mume 8B pum SE Naas Snortwave Gfterent sizef ume = BES : : tioronen Reauocg Pt tue § in i vee Gamma raye xraye_ poles}, inra-rodd Radio’ oh whe ‘Wavelength Cee TY 4 101001 191901 101001 101001 10100 1 101001 101001 10100 attometers picometers micrometers meters 10°" temtometers 10 '*" nanometers: 0°'m milimeters kilometers: 10° mn 19-8 19-4m 108m Figare 1-6 The electromagnetic spectrum with wavelength on a logarithmic scale from the shortest gamma rays to the tongest radio waves. The atmospheric-ionospherie opacity is shown at the top with the optical and radio windows in evidence, Thus, the wavelength depends on the velocity v which depends on the medium. In this sense, frequency is a more fundamental quantity since it is independent of the medium. When the medium is free space (vacuum) vac=3x10®ms"! Q Figure 1-7 shows the relation of wavelength to frequency for r = c (free space). Many of the uses of the spectrum are indicated along the right-hand edge of the figure. A more detailed frequency use listing is given in Table 1-1. Table 1-1 Radio-frequency band designations Frequency ‘Wavelength Band designation 30-300 Hz 1041 Mm ELF (extremely fow frequency) 300-3000 Hz 1 Mm-—100 kn 3.30 kHz 100-16 km VLF (very low frequency) 30-300 kHz 1041 km LF (low frequency} 300-3000 kHz 1 km-100 m MF (medium frequency) 3-30 MHz 100-10 m HF (high frequency) 30-300 MHz 101m VHF (very high frequency) 300-3000 MHz | m-I0' em THF (ultra high frequency) 130 GHz 10-1 em SHF (super high frequency) 30-300 GHz tom-1 mm EHF (extremely high frequency) 300-3000 GHz 1 mm-=100 yan Frequency Warelength IEEE Radar Band designation 1-2 GHz 30-15 cm L 2-4 GHz 15-7.5 em 3 4-8 GHz 753.15 em c 8-12 GHz 375-250 cm x 12-18 GHz 2.50-1.67 cm Ku 18-27 GHz 167-111 om K 27-40 GHz 1.11 gm-7.5 om Ka 40-300 GHz 7.5-1.0 mm mm 4 DIMENSIONS AND UNITS 11 Band 10 designations THe 3| ; Submitlimeter 1 or infra red 200] 100] ee a 30 «ka 10 sue Exes GHz 3| s so uHF ET = 300) 2 100 HE E39] Miz'9 HF 3| 1 Me 300} 190) iF 20) 1 VLE ate 1 rivivi aan 30 300 3° 30 300° 3 «30 300 3 30 300 100 10 10:«-109 110100110 100 arm mmm 1 km Wavelength (for v=c) Figure 1-7 Wavelength versus frequency for v = ¢. Example of wavelength for a given frequency. For a frequency of 300 MHz the cor- responding wavelength is given by 4-5 -im @ In a lossiess nonmagnetic dielectric medium with relative permittivity ¢, = 2, the same wave has a velocity 10" 2810" 212 x 10% ms! 4 and = 0.707 m = 707 mm oy 300 x 10 14 DIMENSIONS AND UNITS. Lord Kelvin is reported to have said: When you can measure what you are speaking about and express it in numbers you know something about it; but when you cannot measure it, when you cannot ‘express it in numbers your knowledge is of a meagre and unsatisfactory kind; it may 123 tyrronuction be the beginning of knawledge but you have scarcely progressed in your thoughts to the stage of science whatever the matter may be. To this it might be added that before we can measure something, we must define its dimensions and provide some standard, or referenge unit, in terms of which the quantity car be expressed numerically. A dimension defines some physical characteristic. For example, length, mass, time, velocity and force are dimensions. The dimensions of length, mass, time, electric current, temperature and himninous intensity are considered as the funda- mental dimensions since other dimensions can be defined in terms of these six. This choice is arbitrary but convenient. Let the leiters L, M, T, 1, 7 and # Tepresent the dimensions of length, mass, time, clectric current, temperature and luminous intensity. Other dimensions are then secondary dimensions. For example, area is a secondary dimension which can be expressed in terms of the fundamental dimension of length squared (12). As other examples, the fundamen- tal dimensions of velocity are L/T and of force are ML/T?. A unit is a standard or reference by which a dimension can be expressed numerically. Thus, the mezer is a unit in terms of which the dimension of length can be expressed and the kilogram is a unit in terms of which the dimension of mass can be expressed. For example, the tength (dimension) of a stecl rod might be 2 meters and its mass (dimension) 5 kilograms. 1-59 FUNDAMENTAL AND SECONDARY UNITS. The units for the fundamentat dimensions are called the fundamental or base units. In this book the International System of Units, abbreviated SI, is used.’ In this system the meter. Kilogram, second, ampere, kelvin and candela are the base units for the six funda- mental dimensions of length, mass, time, electric current, temperature and Jumin- ous intensity. The definitions for these fundamental units are: Meter (m). Length equal to 1 650763.73 wavelengths in vacuum corresponding to the 2p,o-5d, traasition of krypton-86. Kilogram (kg Equal to mass of international prototype kilogram, a platinum. iridium mass preserved at Sévres, France. This standard kilogram is the only artifact among the SI base units. Second (3). Equal to time duration of 9 192631 770 periods of radiation correspond- ing to the transition between two hyperfine levels of the ground state of cesivm-133. The second was formerly defined as 1/86400 part of a mean solar day. The earth's fotation rate is gradually stowing down, but the atomic (cesium-133) transition is 2 ‘The International System of Units is the modemized version of the metric system. The abbreviation Sis from the French name Systéme Internationale d'Unités, For the complete official description of the system see US. Nail. Bur. Stand. Spec. Pub. 330, 1971 16 HOW TO READ THE SYMBOLS AND NOTATION 13 much more constant and is now the standard. The two standards differ by about | second per year. Ampere (A). Electric current which if Sowing in two infinitely long parallel wires in vacuum separated by | meter produces a force of 200 nanonewtons per meter of length (200 nN m7! = 2x 1077 Nm™). Kelvin (K), Temperature equat to 1/273.6 of the triple point of water (or triple point of water equals 273.16 kelvins).’ ‘Candela (cd). Luminous mtensity equal to that of 1/600000 square meter of a perfect radiator at the temperature of freezing platinum. The units for other dimensions are called secondary or derived units and are ‘pased on these fundamental units. The material in this book deals principally with the four fundamental dimensions length, mass, time and electric current (dimensional symbols L, M, T and J). The four fundamental units for these dimensions are the basis of what was formerly called the meter-kilogram-second-ampere {mksa) system, now a sub- system of the SI. The book also includes discussions of temperature but no refer- ences to luminous intensity. The complete $1 involves not only units but also other recommendations, one of which is that multiples and submultiples of the SI units be stated in steps of 10° or 1073. Thus, the kilometer (1 km = 10? m) and the millimeter (1 mm = 1073 m) are preferred units of length, but the centimeter {= 107 * m) is not. For example, the proper S! designation for the width of motion-picture film is 38 mm, not 3.5 cm. In this book rationalized SI units are used. The rationalized system has the advantage that the factor 4x does not appear in Maxwell's equations (App. A), although it does appear in certain other relations. A complete table of units in this system is given in the Appendix of Electromagnetics, 3rd ed., by J. D. Kraus (McGraw-Hill, 1984). 1-6 HOW TO READ THE SYMBOLS AND NOTATION. In this book quantities, or dimensions, which are scalars, like charge Q, mass M or resis- lance K, are always in italics. Quantities which may be vectors or scalars are boldface as vectors and italics as scalars, e.g., electric field E (vector) or E (scalar). Unit vectors are always boldface with a hat {circumflex) over the letter, e.g. % ore? ' Note that the symbol for degrees is not used with kelvins. Thus, the boiling temperature of water (100°C) is 373 kelvins (373 K), nor 373°K. However, the degree sign is retained with degrees Celsius. "In longhand notation a vector may be indicated by a bar over the letter and hat {“) over the unit vector. 141 iwtropuction Units are in roman type, i.e, not italic; for example, H for henry, s for second, or A for ampere.! The abbreviation for a unit is capitalized if the unit is derived from a proper name; otherwise it is lowercase (small letter), Thus, we have C for coulomb but m for meter. Note that when the unit is written out, it is always lawercase even though derived from a proper name. Prefixes for units are also roman, like n in nC for nanocoulomb or M in MW for megawatt. Example 1. D=% 200pC m?* means that the electric Aux density D is a vector in the positive x direction with a magnitude of 200 picocoulombs per square meter (=2 x 107! coulomb per square meter). Example 2. v=l0¥ means that the voltage V equals 10 volts, Distinguish carefully between F (italics) for voltage, V (roman) for volts, v (lowercase, boldface} for velocity and v (lowercase, italics) for volume, Example 3. S=4Wm* Hz? means that the flux density S (a scalar) equals 4 watts per square meter per heriz This can also be writien S = 4 W/m?/Hz or 4 W/m? Hz), but the form W m-* Hz~' is more direct and less ambiguous. Note that for conciseness, prefixes are used where appropriate instead of exponents. Thus, a velocity would be expressed in prefix form as v— 215 Mms74! (215 megameters per second) not in the exponential form 2.15 x 10° m 37 J However, in solving a problem the exponential would be used although the finall answer might be put in the prefix form (215 Mm s~*} The modernized metric (SI) units and the conventions used herein combin to give a concise, exuct and unambiguous notation, and if one is attentive to the details, it will be seen to possess both clegance and beauty. 1-7 EQUATION NUMBERING. Important equations and those referred, to in the text are numbered consecutively beginning with each section. When| reference is made to an cquation in a different section, its number is prevcded by! the chapter and section number. Thus, {14-15-3) refers to Chap. 14, Sec. 15, Eq, (3). A reference to this same equation within Sec. 15 of Chap. 14 would read| simply (3). Note that chapter and section numbers are printed at the top of cacl page. * Tn longhand nolation no distinction is usually made between quantities (italics! and units (roman) However, it can be done by placing a bar under the letter ta indicate italics or writing the letter with distinet slant REFERENCES 15 1-8 DIMENSIONAL ANALYSIS. It is a necessary condition for correct- ness that every equation be balanced dimensionally. For example, consider the hypothetical formula M —=DA L where M = mass L=length D = density (mass per unit volume} A= area The dimensional symbols for the left side are M/L, the same as those used. The dimensional symbols for the right side are Therefore, both sides of this equation have the dimensions of mass per length, and the equation is balanced dimensionally. This is not a guarantee that the equation is correct; ic., it is not a sufficient condition for correctness. It is, however, a necessary condition for correctness, and it is frequently helpful to analyze equations in this way to determine whether or not they are dimensionally balanced, Such dimensional analysis is also useful for determining what the dimensions of a quantity are. For example, to find the dimensions of force, we make use of ‘Newton's second law that Force = mass x acceleration Since acceleration has the dimensions of length per time squared, the dimensions of force are Mass length Time” ot in dimensional symbols ME Force = > REFERENCES Hose, Jagadis Chandra: Collected Physical Papers, Longmans, Green, 1927 Bose, Jagadis Chandra: “On a Complete Apparatus for the Study of the Properties of Electrie Waves,” Elect. Engr. (Lond,, October 1896. Brown, George H.:“ Marconi,” Cosmic Search, 2, $-8, Spring 1986. Dunlap, Orrin E.: Marconi—The Man and His Wireless, Macmillan, 1937 Faraday, Michael: Experimental Researches in Eleciricity, B. Quaritch, London, 1855 Gundlach, Friedrich Wilheim: “ Die Technik der kirzesten elecktromagnetischen Wellen seit Hein- nich Hertz,” Elektrotech, Zeit. (kTZ), 7, 246, 1957. . 16 INTRODUCTION Hertz, Heinrich Rudolph: * Uber Strahlen elecktrischer Kraft,” Wiedemaans Ann. Phys., 36, 769-783, 1889, Hertz, Heinrich Rudolph: Electric Waves, Macmillan, London, 1893; Dover, 1962. Hertz, Heinrich Rudolph: Collected Works, Barth Verlag, 1895, Hertz, Heinrich Rudolph: “The Work of Hertz and His Svccessors—Signalling through Space without Wires,” Electrician Publications, 1894, 1808, 1900, 1908. Hertz, Johanna: Heinrich Hertz, San Francisco Press, (977 (memoirs, letters and diaries of Herz). Kraus, John D- Big Ear, Cygnus-Quasar, 1976, Kraus, John D.: "Karl Jansky and His Discovery of Radio Waves from Our Galaxy,” Cosmtic Search, 3, no. 4, 8-12, 1981. Kraus, John. D.: “Grote Reber and the First Radio Maps of the Sky,” Cosmie Search, 4, no. 1, 14-18, 1982 Kraus, John D.: “Karl Guthe Jansky's Serendipity, Its Impact on Astronomy and His Lessons for the Future.” in K. Kellerman and B, Sheets (eds), Serendipitous Discoveries in Radio Astronomy, National Radio Astronomy Observatory, 1983. Kraus, John D. Electromagnetics, rd ed., MeGraw-Hill, 1984. Kraus, John D.: “Antennas Since Hertz and Marconi,” IEEE Trans. Ants. Prop, AP-33, 131-132, February 1985 (Centennial Plenary Session Paper). Kraus, John D.: Radio Astronomy, Ind ed., Cygnus-Quasar, 1986; Sec. 1-2 on Jansky, Reber and early history. Kraus, John D.: “Heinrich Hertz—Theorist and Experimenter,” [EEE Trans. Microwave Theory Tech. Hertz Centennial Issue, MTT-36, May 1988. Lodge, Oliver J.:* Signalling through Space without Wires,” Etectrician Publications, 1898. Marconi, Degna: My Father Marconi, McGraw-Hill, 1962. Maxwell, James Clerk: A Treatise on Electricity and Magnetism, Oxford, 1873, 1904, Newton, isaac: Principia, Cambridge, 1687. Poincaré, Henri, and F. K. Vreeland: Maxwell's Theory and Wireless Telegraphy, Constable, London, 1905, Ramsey, John F.: “Microwave Antenna and Waveguide Techniques before 1900," Proc. IRE, 46, ADS—415, February 1958, Rayleigh, Lord: “On the Passage of Electric Waves through Tubes or the Vibrations of Dielectric Cylinders,” Phil, Mag. 43, 125-132, February 1897. Righi, A.“ L'Ottica della Osciltazioni Elettriche,” Zanichelli, Bologna, 1897, Rothe, Horst: “Heinrich Hertz. der Entdecker der elektromagnetischen Wellen,” Elektrotech. Zeit. (ET2), 7, 247-251, 1957. Wolf. Franz: Heinrich Hertz, Leben and Werk,” Elektrotech. Zeit (EZ), 7, 242-246, 1957. CHAPTER BASIC ANTENNA CONCEPTS 2-1 INTRODUCTION. The purpose of this chapter is to provide intro- ductory insights into antennas and their characteristics. Following a section on definitions, the basic parameters of radiation resistance, temperature, pattern, directivity, gain, beam area and aperture are introduced. From the aperture concept it is only a few steps to the important Friis transmission formula. This is followed by a discussion of sources of radiation, field zones around an antenna and the effect of shape on impedance. The sources of radiation are illustrated for both transient (pulse) and continuous waves. The chapter concludes with a dis- cussion of polarization and cross-field. 2-2. DEFINITIONS. A radio antenna! may be defined as the structure associated with the region of transition between a guided wave and a free-space wave, ar vice versa In connection with this definition it is also useful to cousider what is meant by the terms ¢ransmission line and resonator. A transmission line is a device for transmitting or guiding radio-frequency energy from one point to another. Usually it is desirable to transmit the energy ' In its zoological sense, an antenna is the feeler, or organ of touch, of an insect. According 19 usage in the United States the plural of “insect antenna” is “antennae.” but the plural of “radio antenna" is “amennas.” 17 po 18 2 Basic ANTENNA CONCEPTS with a minimum of attenuation, heat and radiation losses being as small as pos- sible, This means that while the energy is being conveyed from one point to another it is confined to the transmission line or is bound closely to it. Thus, the wave transmitted along the line is !-dimensional in that it does not spread out into space but follows along the line. From this general point of view one may extend the term transmission line (or transmission system) to include not only coaxial and 2-wire transmission lines but also hollow pipes, or waveguides. A generator connected to an infinite, lossless transmission line produces a uniform traveling wave along the line. If the line is short-circuited, the outgoing traveling waye is reflected, producing a standing wave on the line due to the interference between the outgoing and reflected waves. A standing wave has associated with it local concentrations of energy. If the reflected wave is equal to the outgoing wave, we have a pure standing wave. The energy concentrations in such 6 wave oscillate from catirely electric to entirely magnetic and back twice per cycle. Such energy behavior is characteristic of a resonant circuit, or reson- alor. Although the term resonator, in its most general sense, may be applied to any device with standing waves, the term is usually reserved for devices with stored energy concentrations that are large compared with the net flow of energy per cycle! Where there is only an guter conductor, as in a short-circuited section of waveguide, the device is called a cavity resonator, ‘Thus. antennas radiate (or receive) energy, transmission lines guide energy, while resonators store energy. A guided wave traveling along a transmission line which opens out, as in Fig. 2-1, will radiate as a free-space wave, The guided wave is a plane wave while the free-space wave is a spherically expanding wave. Along the uniform part of the line, energy is guided as a plane wave with little loss, provided the spacing between the wires is a smail fraction of-a wavelength. At the right, as the trans- mission jine separation approaches a wavelength or more, the wave tends to be radiated so that the opened-out linc acts like an antenna which launches a free- space wave. The currents on the transmission Jine flow out on the transmission line and end there, but the fields associated with them keep on going. To be more explicit. the region of transition between the guided wave and the free-space wave may be defined as an antenna. We have described the antenna as a transmitting device. As a receiving device the delinition is turned around, and an antenna 1s the region of transition between a free-space wave and a guided wave. Thus, an antenna is a transition device, or transducer, between a guided wave and a free-space wave, or vice versa? While transmission lines (or waveguides) are usually made so as to mini- "The ratio of the energy stored to that fost per cycle is proportional to the Q, or sharpness of resonance of the resonator (see Sec. 6-12) ? We note that antenna parameters, such as impedance or gain, require that the antenna terminals be specified 23 BASIC ANTENNA PARAMETERS 19 Generator transmitter Guided {TEM} wave Ghe dimensional wave | ~—————7 Transition region Free space wave : radiating i or antenna three dimensions Figure 2-1. The antenna is a region of transition between a wave guided by a transnision ine and « free-space wave. The transmission line conductor separation is a small fraction of « wavelength while the separation a1 the open end of the transition region or antenna may be many wavelengihs. More generally, an antenna interfaces between electrons on conductors and photons in space. The eye is another such device. mize radiation, antennas are designed to radiate (or receive) energy as effectively * po tenna, like the eye, is a transformation device converting electromag- netic photons into circuit currents; but, unlike the eye, the antenna can also convert cnergy from a circuit into photons radiated into space. In simplest terms a antenna Converts photons iv currents or vice versa, Consider a transmission line connected to a dipole? antenna as in Fig. 22. The dipole acts as an antenna because it }aunches a free-space wave. However may also be regarded as a section of an open-ended transmission line. In addi- tion, it exhibits many of the characteristics of a resonator, since energy reflected from the ends of the dipole gives rise to a standing wave and energy storage near the antenna. Thus, a single device, in this case the dipole, exhibits simultancously properties characteristic of an antenna, a transmission line and a resonator. 2.3 BASIC ANTENNA PARAMETERS. Referring to Fig. 2-2, the antenna appears from the transmissinn line as a 2-terminal circuit element having an impedance Z with a resistive component called the radiation resistance R,. “A photon is the quantum unit of electromagnetic energy equal to Af, where h = Planck's constant (863 » 10794 J shand f= frequency (Hz), positive electric charge q separated a distance from an equal but negative charge consutures an electric dipole. 1 the separation is f, then ql is the dipole moment. A linear conductor which, a1 a given instant, hasa postive charget one end and an equal but negative charge atthe oxher end may eet a» 4 dipole anvenna. (A loop may be considered ta be a magnetic dipole antenna of moment £4, wher 1 = loop current and A= loop area) 2002 Baste ANTENNA CONCEPTS Generator | Transmission ling Surgoing and a | reficcted waves on antenna Figure 22 The antenna launches a free-space wave but appears us a circuit impedance to the trans- mission line, antenna A Free space wave t ‘pole

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