Guedes Order Denying en Banc
Guedes Order Denying en Banc
Guedes Order Denying en Banc
No. 21-5045
v.
ORDER
USCA Case #21-5045 Document #1997449 Filed: 05/02/2023 Page 2 of 26
Per Curiam
BY: /s/
Daniel J. Reidy
Deputy Clerk
I.
2
Treasury Department granted the application, the person’s
name and address, along with the serial number of the machine
gun, were placed in a registry. Id. The Act made the
manufacture, transfer, or possession of a machine gun without
Treasury approval and payment of applicable taxes unlawful.
See 26 U.S.C. § 5861. In 1986, Congress prohibited the
transfer or possession of machine guns, except by authorized
military or governmental officials, unless the person lawfully
possessed the machine gun prior to May 19, 1986. See Act of
May 19, 1986, Pub. L. No. 99-308, § 102, 100 Stat. 449 (1986);
see also 18 U.S.C. § 922(o).
1
As my dissenting colleagues point out, see Walker Op. 2 n.1;
Guedes v. Bureau of Alcohol, Tobacco, Firearms & Explosives, 920
F.3d 1, 44–45 (D.C. Cir. 2019) (Henderson, J., concurring in part and
dissenting in part), Congress amended the definition of machine gun
in 1968. The amendment deleted the words “or semiautomatically”
from the above-quoted sentence. Pub. L. No. 90-618, 82 Stat. 1213,
1231 (1968). The 1968 Act also added a second sentence specifying
that “the frame or receiver” of the weapon, or “any combination of
parts designed and intended” to convert a weapon into a machine gun
or to assemble a machine gun, also qualified as a machine gun. Id.
The legislative history clearly indicates that Congress did not
consider the deletion of “or semiautomatically” to be a substantive
change, because Congress stated “[t]his subsection defines the term
‘machinegun’ and the first sentence is existing law.” S. Rep. No. 90-
1501, at 45 (1968) (section-by-section analysis of the bill); see also
USCA Case #21-5045 Document #1997449 Filed: 05/02/2023 Page 5 of 26
4
“single function of the trigger” was construed as equivalent to
“single pull” of the trigger at the outset.
5
between 2008 and 2017 cited by Petitioners and the dissent
were all private, rather than public, and issued by subordinate
Bureau officials, see Administrative Record (“A.R.”) 424–84.
See 26 C.F.R. § 601.601(d)(2)(v)(d) (“Revenue Rulings
published in the Bulletin do not have the force and effect of
[regulations], but are published to provide precedents to be
used in the disposition of other cases, and may be cited and
relied upon for that purpose. No unpublished ruling or decision
will be relied on, used, or cited, by any officer or employee of
the Service as a precedent in the disposition of other cases.”).
Further, the suggestion by Petitioners and the dissent that
purchasers of bump stocks were entitled to rely on the 2008-
2017 private letter rulings is wholly without merit. See id.; see
also McCutchen v. United States, 14 F.4th 1355, 1368–70 (Fed.
Cir. 2021), cert. denied, 143 S. Ct. 422 (2022) (holding that
bump stock private letter rulings did not establish a property
right because the Bureau’s handbook, “which is public, states
that a [firearm] classification provided by letter is ‘subject to
change if later determined to be erroneous,’” and also because
the letter rulings were informal, unpublished, and not issued
through rulemaking); Hanover Bank v. Comm’r, 369 U.S. 672,
686 (1962) (“[P]etitioners are not entitled to rely upon
unpublished private rulings which were not issued specifically
to them[.]”).
6
how it would enforce the law going forward. The 2018 Rule
was not an extraconstitutional “power grab[],” Walker Op. 1,
but rather a fitting response to many reasonable questions about
the Executive’s view of the scope of the statutory machine gun
prohibition and how it would be enforced following a national
tragedy. And while the Executive can pronounce its statutory
interpretation consistent with the constitutional order, the
judicial branch has the power and responsibility to render the
authoritative interpretation of the statute. There is no
constitutional crisis.
II.
7
J., dissenting). The 58 people killed and approximately 500
wounded in Las Vegas by a shooter using bump stock devices
behoove us to heed Justice Jackson’s prescient admonition.
Where we can employ tools of statutory interpretation to derive
a reasonable interpretation of the statute, we should not find a
“grievous ambiguity” to rule in Petitioners’ favor pursuant to
the rule of lenity. Maracich v. Spears, 570 U.S. 48, 76 (2013).
One of the manufacturers of bump stocks bragged on its
website, “Did you know that you can do full-auto firing and it
is absolutely legal?” A.R. 840. We do not have to “guess as to
what Congress intended,” Maracich, 570 U.S. at 76, to
determine whether text prohibiting “any weapon which shoots
. . . automatically more than one shot, without manual
reloading, by a single function of the trigger,” 26 U.S.C. §
5845(b), covers a device that concededly replicates “full-auto
firing,” A.R. 840. “There is no war between the Constitution
and common sense.” Mapp v. Ohio, 367 U.S. 643, 657 (1961).
2
“machinegun,” the Act drew on a long-standing definition in
the National Firearms Act of 1934, as amended in 1968: a
“machinegun” is a “weapon which shoots . . . automatically
more than one shot . . . by a single function of the trigger.” 26
U.S.C. § 5845(b). 1
1
The Act originally defined a machinegun as “any weapon which
shoots, or is designed to shoot, automatically or semiautomatically,
more than one shot.” Pub. L. No. 73-474, 48 Stat. 1236 (emphasis
added). The Gun Control Act of 1968 deleted the words “or
semiautomatically.” Pub. L. No. 90-618, 82 Stat. 1231.
USCA Case #21-5045 Document #1997449 Filed: 05/02/2023 Page 13 of 26
3
Then in 2017, a gunman using a bump stock killed 58
people and wounded 500 others in Las Vegas. In the wake of
that tragedy, Congress considered legislation to ban or restrict
bump stocks. See, e.g., H.R. 4168, 115th Cong. (2017); S.
1916, 115th Cong. (2017); S. 2475, 115th Cong. (2018); H.R.
4594, 116th Cong (2019); H.R. 5427, 117th Cong. (2021). Yet
for better or worse, those bills did not become laws.
4
authority to ban bump stocks because they are not covered by
the National Firearms Act’s definition of “machinegun.” Id. at
61. The district court rejected that argument and a panel of this
court affirmed. Guedes v. Bureau of Alcohol, Tobacco,
Firearms & Explosives, 45 F.4th 306, 317 (D.C. Cir. 2022)
(Guedes II). Guedes now petitions for rehearing en banc.
5
shooting with a bump stock, only one shot fires each time the
trigger moves. See Guedes II, 45 F.4th at 320 (“a bump stock
device[ ] fires only one round with each mechanical movement
of the trigger”). “The trigger . . . must necessarily ‘pull’
backwards and release the rifle’s hammer . . . every time that
the rifle discharges . . . . The rifle cannot fire a second round
until both the trigger and hammer reset.” Aposhian v. Barr,
958 F.3d 969, 995 (10th Cir.) (Carson, J., dissenting). Every
shot requires a new movement of the trigger. If a gun fitted
with a bump stock fires more than one round with a single
movement of the trigger, it has malfunctioned.
6
United States v. Olofson, 563 F.3d 652, 657 (7th Cir. 2009) (the
Staples footnote “was providing a glossary for terms frequently
appearing in the opinion” and not “interpreting a statute”).
2
To the agency’s evidence, Judge Wilkins’s eagle-eyed research
adds a 1934 tax ruling. Wilkins Op. 3. There, the Treasury said a
“semiautomatic” or “autoloading” pistol becomes a “machine gun”
when converted to “discharg[e] the entire capacity of its magazine
with one pull of the trigger.” Rev. Rul. XIII-38-7035, S.T. 772, 13-
2 C.B. 433–34 (Jul.-Dec. 1934). True, that ruling is probative of the
original public meaning of the Act. But tax rulings can be mistaken,
even when they may have been written by Robert Jackson. Cf.
Horace, Ars Poetica (“sometimes even good Homer nods off”). And
here, for the reasons explained above, strong textual clues counsel
against equating, as the Treasury did, “single function of the trigger”
with “one pull of the trigger.”
USCA Case #21-5045 Document #1997449 Filed: 05/02/2023 Page 17 of 26
7
‘activity’ or ‘performance’ of the trigger that causes the gun to
shoot automatically more than one shot.” Guedes II, 45 F.4th
at 315 (quotation marks omitted). But that focuses on the
reason why the trigger moves, not, as the statute requires, on
how often the trigger moves. That gets it backwards. The
statute is indifferent about why the trigger moves — pull,
bump, or otherwise — it looks only to how many shots are
fired each time the trigger moves.
8
And if a bump is analogous to a pull, then rifles fitted with
bump stocks are not machineguns under the National Firearms
Act. Each bump, like each pull, fires one bullet. A single
action never causes the rifle to fire more than one shot.
9
on the barrel” for a bump stock to let him fire more than one
shot. Guedes II, 45 F.4th at 318. And tellingly, the Bureau
reached a different conclusion for years, finding that bump
stocks require “multiple inputs by the user for each successive
shot.” Letter from Richard W. Marianos, ATF Assistant
Director Public and Governmental Affairs, to Rep. Ed
Perlmutter, at 1–2 (Apr. 16, 2013), https://perma.cc/46VL-
J88S.
10
3
* * *
11
II
But the bump stock ban is not ordinary. It’s the source of
a circuit split. It’s the product of an agency’s impatience with
Congress. And it’s an affront to 800 years of Anglo-American
legal history restricting the executive’s power to create new
crimes.
The Fifth and Sixth Circuits have held, as I would, that the
Act does not let the Bureau ban bump stocks. See Cargill, 57
F.4th at 447; Hardin v. Bureau of Alcohol, Tobacco, Firearms
and Explosives, 2023 WL 3065807 (6th Cir. 2023). The Tenth
USCA Case #21-5045 Document #1997449 Filed: 05/02/2023 Page 22 of 26
12
Circuit upheld the Bureau’s rule, as did this Court. Aposhian,
958 F.3d at 989; Guedes II, 45 F.4th at 310.
13
many years, but Congress has never enacted net neutrality
legislation or clearly authorized the FCC to impose common-
carrier obligations on Internet service providers.”).
I will not rehash here all the reasons why lawmaking by the
executive is problematic. I’ve written about it before.
American Lung Association v. EPA, 985 F.3d 914, 996–97
(D.C. Cir. 2021) (Walker, J. concurring in part and dissenting
in part), overruled by West Virginia, 142 S. Ct. at 2614. So
have many of our nation’s finest judges and scholars. See, e.g.,
Baldwin v. United States, 140 S. Ct. 690, 691 (2020) (Thomas,
J., dissenting from denial of certiorari); Steven G. Calabresi et
al., The Rise and Fall of the Separation of Powers, 106 Nw. L.
Rev. 527, 545–46 (2012). And Madison before them. The
Federalist No. 48 (J. Madison). And Montesquieu before him.
1 Montesquieu, The Spirit of the Laws 151–62 (Thomas Nugent
trans. 1777).
14
15
of-powers concept designed as a safeguard against unlicensed
executive action, forbidding only deprivations not authorized
by legislation or common law.” United States v. Vaello
Madero, 142 S. Ct. 1539, 1545 (2022) (Thomas, J., concurring)
(quotation marks omitted).
16
276 U.S. 394, 409 (1928) (coining the “intelligible principle”
phrase). Under the Supreme Court’s light-touch nondelegation
doctrine, it has upheld as a valid delegation a statute
“endow[ing] the nation’s chief prosecutor with the power to
write his own criminal code governing the lives of a half-
million citizens.” Gundy v. United States, 139 S. Ct. 2116,
2131 (2019) (Gorsuch, J., dissenting); cf. Touby v. United
States, 500 U.S. 160, 165–66 (1991) (it is an open question
whether “something more than an ‘intelligible principle’ is
required when Congress authorizes another Branch to
promulgate regulations that contemplate criminal sanctions”).
* * *
The day before the Bureau’s rule, owning a bump stock was
legal. The day after, it carries a ten-year prison sentence — all
without Congress lifting a finger.