Module 4 ETD
Module 4 ETD
30/09/2022
Limitations of 1st law
3/10/2022
Reservoirs, heat engines, refrigerators, heat pumps, COP
5/10/2022
K-P and Clausius statements, equivalence
7/10/2022
PMMs, Reversibility and Irreversibility
8/10/2022
Carnot's theorem
31/10//2022
Entropy, Clausius inequality, Tutorial
10/10/2022
Availability, irreversibility, quality of energy
10/10/2022
Second law efficiency
Limitations of the 1st Law of TD
• Any process must satisfy the 1st Law of TD
• But satisfying the 1st Law does not ensure that
the process will actually take place
Examples:
• Hot Coffee
• Electric Heater
• Paddle Wheel
3
Hot Coffee
• A cup of hot coffee does not get hotter in a
cooler room
4
Electric Heater
• An electric resistor, on heating, will not
generate electricity
5
Paddle Wheel
• Transferring heat to paddle wheel will not
cause it to rotate
6
Limitations of the 1st law of TD…
• Processes proceed in a certain direction only
• The 1st Law places no restriction on the direction
of the process
• However, satisfying the 1st Law does not ensure
that a process can actually occur
• This drawback of the 1st Law is taken care by the
2nd Law of TD
• The 1st Law is concerned with the quantity of
energy while the 2nd Law is concerned with its
quality too
7
Thermal Energy Reservoirs
• A hypothetical body with a large thermal energy
capacity (mCp) that can supply or absorb finite
amounts of heat without undergoing any change
in temperature is called as a Thermal Energy
Reservoir
• Examples are oceans, lakes, atmosphere, two
phase system, industrial furnace etc
• A reservoir that supplies energy in the form as
heat is called as Source and one that absorbs
heat is called as Sink
8
Heat Engines
• Work can be converted to other forms of energy
but the reverse is not a straight forward process
9
Characteristics of a Heat Engine
• They receive heat from a high
temperature source
• They convert part of this heat
to work
• They reject the remaining
waste heat to a low
temperature sink
• They operate on a cycle
10
Heat Engines…
• Heat engines involve a fluid to and from which
heat is transferred while undergoing a cycle
• That fluid is called a Working Fluid
• The term Heat Engine is used broadly to
include work producing devices that do not
operate on Thermodynamic Cycles (IC
engines)
• The working fluid is purged and replaced by a
fresh air-fuel mixture
11
Steam Power Plant
• A Steam Power Plant is a device that fits the
definition of a Heat Engine
12
Thermal Efficiency
• For the steam power plant,
Wnet,out=Wout-Win
Wnet,out=Qin-Qout
• The fraction of the heat input that is
converted to net work output is a measure of
the performance of the heat engine and is
called as Thermal Efficiency
13
Thermal Efficiency…
14
Thermal Efficiency…
• For a Heat Engine,
Wnet,out QH QL
Wnet,out
th
QH
QH QL QL
th 1
QH QH
15
2nd Law of Thermodynamics:
Kelvin-Planck Statement
• It is impossible for any device that operates on
a cycle to receive heat from a single reservoir
and produce a net amount of work
16
Refrigerators
• The transfer of heat from a
low temperature medium to a
high temperature medium is
facilitated by a device called
Refrigerator
• They operate in cycles
• The working fluid used in the
refrigeration cycle is called a
Refrigerant
17
Basic Components of a Refrigeration
System
18
Coefficient of Performance (COP)
• The performance of a refrigerator is evaluated
by the COP
• The objective of a refrigerator is to remove
heat from a low temperature space and expel
it to a high temperature space
Desired Effect QL QL 1
COPR
Work Input Wnet,in QH QL QH 1
QL
Desired Effect QH
COPHP
Work Input Wnet,in
QH 1
QH -QL 1 QL
QH
COPHP COPR 1
21
2nd Law of Thermodynamics:
Clausius Statement
• It is impossible to construct a device that
operates in a cycle and produces no effect other
than the transfer of heat from a lower
temperature body to a higher temperature body
A refrigerator that
violates the Clausius
Statement of the 2nd
law
22
Equivalence of Kelvin-Planck and
Clausius Statements
24
PMM1 and PMM2
PMM1 PMM
2
25
Reversible and Irreversible Processes
• A Reversible Process is one that can be reversed
without leaving any trace on the surroundings
• Both the system and surroundings are returned
to their original states at the end of the reverse
process
• This is possible only if the net heat and work
exchange between the system and the
surroundings is zero for the combined process
• Processes that are not reversible are called as
Irreversible processes
26
Reversible and Irreversible Processes…
• Reversible processes do not occur in nature
• They are merely idealizations of actual
processes
• Engineers are interested in Reversible
processes because work producing devices
produce most work and work consuming
devices consume least work when operating
on reversible processes
27
Irreversibilities
• The factors that cause a process to be
irreversible are called Irreversibilities
• They include Friction, Unrestrained Expansion,
Mixing of two fluids, Heat Transfer across a
finite temperature difference, Electric
Resistance, Inelastic Deformation of Solids and
Chemical Reactions
28
Internally and Externally Reversible
Processes
• A process is called Internally Reversible if no
irreversibilities occur within the boundaries of
the system during the process
• A process is called Externally Reversible if no
irreversibilities occur outside the system
boundaries during the process
• A process is called Totally Reversible or simply
Reversible if it involves no irreversibilities
within the system or its surroundings
29
Reversible Cycles
• Heat engines are cyclic devices that consume
heat and deliver work
• Work is done by the working fluid during one part
of the cycle and work is done on the fluid during
the other part
• The net work is the difference between the two
• The efficiency of a heat engine depends on the
net work
• The net work can be maximized by using
processes which require least amount of work
and deliver maximum work, i.e. Reversible
Processes
30
Reversible Cycles…
• Therefore, the most efficient cycles are
Reversible Cycles, which have reversible
processes
• Reversible cycles cannot be achieved in
practice as the irreversibilities cannot be
eliminated
• But Reversible Cycles provide the upper limit
of performance of real cycles
31
The Carnot Cycle
• The best known reversible cycle is the Carnot
Cycle, proposed by Sadi Carnot
• The theoretical heat engine that operates on
the Carnot Cycle is called the Carnot Heat
Engine
• It consists of four reversible processes-two
isothermal and two adiabatic
32
The Carnot Cycle…
36
Proof of the Carnot Principles
37
Carnot Efficiency
• The Thermal Efficiency of any heat engine,
reversible or irreversible is given as:
QL
th 1
QH
• The Thermal Efficiency of a Carnot Engine (Carnot
Efficiency) can be written as:
QL TL
th ,rev 1 1
QH TH
• This is the highest efficiency a heat engine
operating between the two thermal energy
reservoirs at temperatures TL and TH can have
38
Actual and Carnot Efficiencies
Ans: 30%
43
Problem 2
A coal burning steam power plant produces a net
power of 300 MW with an overall thermal
efficiency of 32%. The actual gravimetric air-fuel
ratio in the furnace is calculated to be 12 kg air/kg
fuel. The heating value of the coal is 28,000 kJ/kg.
Determine (a) the amount of coal consumed during
a 24-hour period and (b) the rate of air flowing
through the furnace.
45
Problem 4
A household refrigerator that has a power input
of 450 W and a COP of 2.5 is to cool five large
watermelons, 10 kg each, to 8 0C. If the
watermelons are initially at 20 0C, determine
how long it will take for the refrigerator to cool
them. The watermelons can be treated as water
whose specific heat is 4.2 kJ/kg-0C.
Ans: 2240 s
46
Problem 5
A completely reversible heat engine operates
with a source at 800 K and a sink at 280 K. At
what rate must heat be supplied to this engine,
in kJ/h, for it to produce 4 kW of power.
47
Problem 6
A Carnot refrigerator operates in a room in
which the temperature is 25 0C. The refrigerator
consumes 500 W of power when operating and
has a COP of 4.5. Determine (a) the rate of heat
removal from the refrigerated space and (b) the
temperature of the refrigerated space.
48
Problem 7
Consider two Carnot heat engines operating in
series. The first engine receives heat from the
reservoir at 1800 K and rejects the waste heat to
another reservoir at temperature T. The second
engine receives this energy rejected by the first
one, converts some of it to work, and rejects the
rest to a reservoir at 300 K. If the thermal
efficiencies of both engines are the same,
determine the temperature T.
Ans: 735 K
49
Problem 8
A refrigeration cycle having a coefficient of performance
of 3 maintains a computer laboratory at 18 C on a day
when the outside temperature is 30 C. The thermal load
at steady state consists of energy entering through the
walls and windows at a rate of 30,000 kJ/h and from the
occupants, computers, and lighting at a rate of 6000 kJ/h.
Determine the power required by this cycle and compare
with the minimum theoretical power required for any
refrigeration cycle operating under these conditions, each
in kW.
Ans: 3.33 kW, 0.41 kW
50
Clausius Inequality
• The Clausius inequality is given as:
Q
T 0
• The cyclic integral of Q/T is always less than or
equal to zero
• It is valid for all cycles, reversible or irreversible
• The equality in the Clausius inequality holds for
totally or just internally reversible cycles and the
inequality for the irreversible ones
51
Entropy (S)
• Entropy is a property designated by the
symbol S
Q
dS kJ / K
T int rev
52
Entropy…
• Entropy is a property and hence has fixed
values at fixed states
• The entropy change between two specified
states is the same irrespective of the path,
irreversible or reversible, is followed
53
Internally Reversible Isothermal Heat
Transfer Process
• Isothermal heat transfer processes are internally
reversible since there is no finite temperature
gradient
2
Q
2
Q 2
S
1
int rev
Q
Q
1
T int rev 1 T0 int rev T0 1
T0
54
Increase of Entropy Principle
• Consider a cycle having two processes: 1-2 is
any arbitrary process and 2-1 is a reversible
process
T 0
1
T 2 T int, rev
0
55
Increase of Entropy Principle…
2
Q
1
T
S1 S 2 0
2
Q
S 2 S1
1
T
Q
dS
T
2
Q
• S2-S1 is the Entropy Change and T is called the
1
Entropy Transfer
• The Entropy change is always greater than
Entropy Transfer
56
Increase of Entropy Principle…
• The Entropy Change can be written as
2
Q
S System S 2 S1 S gen
1
T
57
Increase of Entropy Principle…
• For an isolated system or an adiabatic closed
system, the heat transfer is zero
Sisolated 0
58
Increase of Entropy Principle…
• As no actual process is truly reversible, it is
concluded that some entropy is generated
during a process
• The universe can be assumed as an isolated
system and hence the entropy of the universe
is continuously increasing
> 0 Irreversible Process
= 0 Reversible Process
S gen < 0 Impossible Process
59
Some Remarks about Entropy
• A process must proceed in the direction that
complies with the increase in entropy principle,
i.e. Sgen 0
• Entropy is a non-conserved property. It is
conserved during the idealized reversible
processes only and increases during all actual
processes
• The performance of engineering systems is
degraded by the presence of irreversibilities, and
entropy generation is a measure of their
magnitudes
60
Isentropic Process
• Entropy of a system can be changed by heat transfer
and irreversibilities
• So, entropy does not change during a process that is
reversible and adiabatic
• Such a process where entropy remains constant is
known as Isentropic Process
• Many engineering devices like pumps, nozzles, turbines
are adiabatic and they perform well when the
irreversibilities such as friction are minimized
• Therefore isentropic processes enable us to compare
with actual processes
61
TdS Relations
• For a closed system, the energy balance is
Qint rev Wint rev,out dU
Qint rev TdS dU PdV
dS Qint rev TdS
T
Tds du Pdv
Wint rev,out PdV
TdS dU PdV Gibbs Equation
TdS dH VdP
h u Pv dh du Pdv vdP Tds dh vdP
du dh Pdv vdP
dU dH PdV VdP
TdS dH PdV VdP PdV
TdS dH VdP
62
Important Relation
• For an ideal gas undergoing as Isentropic
Process
1
1
T2 P2 v1
T1 P1 v2
63
Entropy Change of an Incompressible
Substance
Tds du pdv
du p
ds dv
T T
For incompressible substances, dv 0
du c p dT
ds
T T
On integratin g over a process1 - 2,
2 2
dT
1 ds c p 1 T
T2
s2 s1 c p ln
T1
64
Entropy Change of an Ideal Gas
Tds du pdv Tds dh vdp
du p dh v
ds dv ds dp
T T T T
p R v R
pv RT pv RT
T v T p
du dh
Also cv Also c p
dT dT
dT R dT R
ds cv dv ds c p dp
T v T p
For a process1 - 2, For a process1 - 2,
2 2 2 2 2 2
dT dv dT dp
1 ds cv
1
T
R
1
v 1 ds c p 1 T R 1 p
T2 v2 T2 p2
s2 s1 cv ln R ln s2 s1 c p ln R ln
T1 v1 T1 p1 65
Entropy Balance
Change
Total Total Total
in the Total
Entropy Entropy Entropy
Entering Leaving Generated Entropy of
the System
Sin S out S gen S System
S System S final Sinitial S 2 S1
Entropy Transfer by Heat :
2
Q Q
S heat
1
T T
Entropy Transfer by Work :
S work 0
Entropy Transfer by Mass :
S m ass ms 66
Entropy Balance for Closed System
Q
T S gen S system S2 S1
For an adiabatic system :
S gen S system S 2 S1
67
Entropy Balance for Open System
Q
T mi si me se S gen S2 S1
For steady flow systems,S 2 S1
Q
T mi si me se S gen 0
In rate form
Q
T m i si m e se Sgen 0
For steady flow, single stream
Q
T m si se Sgen 0
For steady flow, single stream, adiabatic
m s s S 0
i e gen
68
Problem 9
Air is compressed by a 12 kW compressor from
P1 to P2. The air temperature is maintained
constant at 25 0C during the process as a result
of heat transfer to the surrounding medium at
10 0C. Determine the rate of entropy change of
the air.
69
Problem 10
Heat is transferred at a rate of 2 kW from a hot
reservoir at 800 K to a cold reservoir at 300 K.
Calculate the rate at which the entropy of the
two reservoirs change.
70
Problem 11
A completely reversible heat pump produces heat
at a rate of 100 kW to warm a house maintained at
21 0C. The exterior air, which is at 10 0C, serves as
the source. Calculate the rate of entropy change of
the two reservoirs and determine if this heat pump
satisfies the second law according to the increase of
entropy principle
Ans: Yes
71
Problem 12
A 20 kg aluminium block initially at 200C is
brought into contact with a 20 kg block of iron at
100C in an insulated enclosure. Determine the
final equilibrium temperature and the total
entropy change for this process. CpAl=0.93,
CpFe=0.45 kJ/kg-K
Ans: 167.4 C, 0.175 kJ/K
72
Problem 13
A piston-cylinder device contains 1.2 kg of
nitrogen gas at 120 kPa and 27C. The gas is now
compressed slowly in a polytropic process
during which PV1.3=constant. The process ends
when the volume is reduced by one half.
Determine the entropy change of nitrogen
during this process.
Ans: -0.0617 kJ/K
73
Availability (Exergy)
• The useful work potential of a given amount of
energy at some specified state is called Exergy or
Availability or Available Energy
• The Work Potential of the energy contained in a
system at a specified state is simply the maximum
useful work that can be obtained from the system
• A system delivers the maximum possible work as
it undergoes a reversible process from the
specified initial state to the state of its
environment, that is the Dead State
74
Some Terms
• Dead State: The state when a system is in
thermodynamic equilibrium with the
surroundings. (T0, P0)
• Surroundings: Everything outside the system
boundary
• Immediate Surroundings: Portion of the
surroundings that are affected by the process
• Environment: Region beyond the immediate
surroundings whose properties are not affected
by the process at any point
75
Some Terms…
76
Exergy Associated With KE and PE
• Kinetic Energy is a form of mechanical energy and it
can be converted to work entirely
• Exergy of the KE of a system is its KE itself
V2
xke
2
• Exergy of the PE of a system is its PE itself
x pe gz
77
Surroundings Work
• Surroundings work is the work done by or
against the surroundings during a process
Wsurr P0 V2 V1
Wu W Wsurr W P0 V2 V1
78
Surroundings Work…
• When a system is expanding and doing work,
part of the work done is used to overcome the
atmospheric pressure
• When a system is compressed, the
atmospheric pressure helps the compression
process
• Wsurr is significant only is systems involving
moving boundary work
79
Reversible Work (Wrev)
• Wrev is the maximum amount of useful work
that can be produced (or the minimum work
that needs to be supplied) as a system
undergoes a process between the specified
initial and final states
• This is the useful work output (or input)
obtained (or expended) when the process
between the initial and final states is executed
in a reversible manner
80
Irreversibility
• Irreversibility is the difference between the
reversible work and useful work
• Irreversibility is equivalent to the exergy
destroyed I W W
rev ,out u ,out
or
I Wu ,in W rev ,in
• For a reversible process, the irreversibility is zero
• Irreversibility is a positive quantity
81
2nd Law Efficiency
• Thermal Efficiency and COP are defined based
on the 1st Law of TD
• They make no reference to the best possible
performance
• Therefore 2nd Law efficiency is defined in
order to compare performances of devices
based on their working potentials
82
2nd Law Efficiency…
• Engine B has a greater
potential
• So Engine B is
performing poorly
TL 300
rev , A 1 1 50%
TH A 600
T 300
rev , B 1 L 1 70%
TH B 1000
83
2nd Law Efficiency…
• 2nd Law Efficiency is defined as the ratio of the
actual thermal efficiency to the maximum
possible thermal efficiency under the same
conditions
th
II
th ,rev
0.3 0.3
II , A 0.6 and II , B 0.43
0.5 0.7
84
General Definition of 2nd Law Efficiency
II
Wu
For work producing devices
Wrev
II
Wrev
For work consuming devices
Wu
II
COP
For refrigerat ors and heat pumps
COPrev
85
Exergy of a Closed System
86
Exergy of a Closed System…
Exergy :
V2
u u0 P0 v v0 T0 s s0 gz
2
Exergy Change:
V22 V12
2 1 u2 u1 P0 v2 v1 T0 s2 s1 g z 2 z1
2
For Stationary Systems :
u u0 P0 v v0 T0 s s0
87
Exergy of an Open System
Flow Exergy :
V2
h h0 T0 s s0 gz
2
Flow Exergy Change:
V22 V12
2 - 1 h2 h1 T0 s2 s1 g z2 z1
2
88
Exergy Transfer
By Heat :
T0
X heat 1 Q
T
By Work :
X work W Wsurr
W
By Mass :
X m ass m
89
Decrease of Exergy Principle
• Exergy of an isolated system during a process
always decreases
• Only in a reversible process, exergy remains
constant
• Exergy never increases and in an actual
process it is destroyed and is given by the
Gouy-Stodola Theorem
X destroyed T0 S gen
90
Exergy Destruction
X destroyed T0 S gen
X destroyed 0 Irreversib le Process
X destroyed 0 Reversible Process
X destroyed 0 Impossible Process
91
Exergy Balance
92
Summary
93
Problem 12
A heat engine receives heat from a source at
1500 K at a rate of 700 kJ/s, and it rejects the
waste heat to a medium at 320 K. The measured
power output of the heat engine is 320 kW, and
the environment temperature is 25 0C.
Determine (a) the reversible power, (b) the rate
of irreversibility, and (c) the second law
efficiency of this heat engine.
95
Problem 14
A freezer is maintained at -7 0C by removing
heat from it at a rate of 80 kJ/min. The power
input to the freezer is 0.5 kW, and the
surrounding air is at 25 0C. Determine (a) the
reversible power, (b) the irreversibility, and (c)
the second-law efficiency of this freezer.
96
Problem 15
A cylinder of an internal combustion engine
contains 2450 cm3 of gaseous combustion products
at a pressure of 7 bar and a temperature of 867 0C
just before the exhaust valve opens. Determine the
specific exergy of the gas, in kJ/kg. Ignore the
effects of motion and gravity and model the
combustion products as air as ideal gas. Take
T0=300 K and P0=1.103 bar.
Ans: 325.2 kJ/kg
97
Problem 16
Show that the power produced by a wind
turbine is proportional to the cube of the wind
velocity and to the square of the blade span
diameter
98
Exergy vs. Energy
Energy : First Law Exergy : Second Law