Classroom-Based Teacher-Led Action Research As A Process For Enh
Classroom-Based Teacher-Led Action Research As A Process For Enh
3-2017
Adam Hartley
Part of the Curriculum and Instruction Commons, Educational Administration and Supervision
Commons, and the Educational Assessment, Evaluation, and Research Commons
Recommended Citation
Mertler, Craig and Hartley, Adam (2017) "Classroom-Based, Teacher-Led Action Research as a Process for
Enhancing Teaching and Learning," Journal of Educational Leadership in Action: Vol. 4 : Iss. 2 , Article 3.
Available at: https://digitalcommons.lindenwood.edu/ela/vol4/iss2/3
This Article is brought to you for free and open access by the Journals at Digital Commons@Lindenwood
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CLASSROOM-BASED, TEACHER-LED
ACTION RESEARCH AS A PROCESS
FOR ENHANCING TEACHING AND
LEARNING
Faculty Article by Dr. Craig Mertler and Dr. Adam Hartley
Abstract
This paper examines the nature of classroom-based, teacher-led action research in
schools. The process of action research is described, along with its potential
applications and benefits—including, but not limited to, the empowerment of teachers
and staff, and the support structure for a program of customizable professional
development for educators. One school’s venture into school wide action research is
presented and discussed, largely from the perspective of the building administrator.
Both challenges and the successes are openly discussed. Finally, the authors make a
case for the widespread and large-scale benefits associated with the implementation of
an action research initiative in schools and districts.
Introduction
Schools across our country continuously find themselves at a crossroads. They
struggle with ways to remain focused on continuous improvement, while also trying to
equalize efforts to implement new curriculum, integrate updated standards, put into
operation new professional performance evaluation systems, and foster professional
growth and development for teachers and administrators, just to name a few. Building
and district administrators constantly grapple to find the appropriate balances among
the wide variety of initiatives that require time, resources, and commitment—and that
must also be individualized to each particular setting (e.g., each school building, with its
own unique culture and characteristic set of needs). There certainly is no one-size-fits-
all solution to these challenges. In the past, these kinds of responsibilities typically fell
on the shoulders of district- or building-level administrators (Mertler, 2016).
Action research is any form of systematic inquiry conducted by those with a direct,
vested interest in the teaching and learning process in a particular setting. Johnson
(2012) has described action research as being true systematic inquiry into
one’s own practice. It is a process that allows practicing educators to study their own
classrooms, schools, or other educational settings, in order to understand them better
and to be able to improve their quality or effectiveness (Mertler, 2017). Action research
provides a structured process for customizing research findings, enabling educators to
address specific questions, concerns, or problems within their own classrooms, schools,
or districts. The best way to know if something will work with your students or
in your classroom is to try it out, collect and analyze data to assess its effectiveness,
and then make a decision about your next steps based on your direct experience.
Figure 1. The ongoing, cyclical process of action research (from Mertler, 2017, p. 38).
Second, professional reflection is a central focus of action research. In order to truly be
able to ascertain what is and is not working in our schools, professional educators must
be able and willing to critically examine what they do and how they do it. It is this
aspect of the process that promotes true systematic investigations into one’s own
practice. Reflection is largely about learning from critical examinations of your own
practice, but also about taking the time to critically reexamine exactly who was involved
in the process, what led you to want to examine this aspect of your practice, why you
chose to do what you did, where is the appropriate place (time, sequence, location, etc.)
to implement future changes, and how this has impacted your practice (Mertler,
2017). When professional educators take the time to answer these kinds of questions
thoroughly for themselves, they develop an even deeper, more meaningful examination
of practice, as well as a heightened level of empowerment.
There are five broad ways in which action research can be successfully incorporated
into educational settings (Mertler, 2017). Action research can be used to…
Fenton Area Public Schools—a school district of just over 3,400 K-12 students, located
in Fenton, Michigan—has embraced the challenges and celebrations that come with
conducting action research within the four walls of the classroom. More specifically, the
Ellen Street Campus that houses pre-school, young five-year-olds, and other early
childhood programs has adopted a collective mindset that conducting action research
within their own classrooms, will help them become better teachers. This mindset has
created a culture where action research is the key to moving forward and improving,
each and every day.
Getting Started
Action research in a school is not easy and is something that many teachers will, at the
outset, see as something more on their plates. Ellen Street in Fenton, Michigan
conducts classroom action research projects each year to help create a sense of
ownership and to address problems of practice, in a “head-on” manner. Linda Mora,
Director of Early Childhood and Ellen Street Campus principal would even go as far as
saying,
Your staff might think you are a little crazy at first…but just do it!
Mrs. Mora stated that the best way to introduce action research is to first let the staff
know that you believe in them and believe in them as researchers:
[Having] confidence in them as researchers and letting them know you believe that their
opinions and perceptions are valued is the key to starting an action research initiative.
Mrs. Mora also pointed out that changing the mindset of teachers and allowing them to
make mistakes—in fact, celebrate those mistakes—is essential. She said a true leader
takes risks and models the behavior of a researcher. She jumped in and started the
action research initiative in her building without much knowledge of the process or how
to approach the training.
I wasn’t sure how often we should meet in PLCs to share and collaborate and to share
our research findings or for how long. I didn’t know if the meetings should be in small
groups or all of us together. I didn’t know if we should meet in groups that worked
together or in mixed groups.
What Mrs. Mora did know is that reflection and collaboration would be crucial if this was
going to be a success. After the first year of conducting school wide action research
projects, she added the critical friend component. The critical friend addition to action
research projects allowed for teachers to observe other teachers, discuss their action
research projects, and share their findings with one another throughout the year. Mrs.
Mora added this component to further the idea of learning from one another and to take
advantage of the many competencies that are present at Ellen Street, as well as at
other schools in the district.
The best training for teachers is to set the stage where risks are encouraged and
mistakes are shared and celebrated. Research is not clear cut when it comes to
classroom action research. It can be messy and—as long as the teachers understand
that right from the beginning—they will embrace the opportunity.
Time is not always on our side when it comes to starting action research projects in the
school community. Prioritizing is important and tying action research into our daily
routines and tasks helps immensely. Understanding that time is scarce and teachers’
feelings of being overwhelmed is the norm in schools, Ellen Street staff started out with
just a few small tasks related to action research. Mrs. Mora keyed in on a few small
steps of action research and did not push it all on her staff at once:
Choosing [an action research] project they are passionate about was important for
me. Learning should be joyful, for kids and for adults.
At the beginning of the year, she asked her staff to look at external research on aspects
of classroom teaching and learning. She also asked them to consider a research
question for which they could eventually gather evidence to show support or lack of
support later in the year. In the first year, Mrs. Mora learned that action research could
be just as powerful if teachers are trying to disprove a practice that they are expected to
deliver in the classroom, but cautioned that the joy in learning may be lost unless
teachers find a topic they in which they have interest:
The first year a teacher chose to do a research project on an idea I supported that she
did not agree with…She chose to disprove my idea instead of choosing a project that
she was personally interested or passionate about. In the end, it was not very joyful for
her or me.
Introducing the concept slowly will help establish a sustainable action research
process. Ellen Street continues to go slow; however, a few teachers are ready to move
forward and have taken it upon themselves to build action research into their daily
practices.
That is what’s great about the action research process. My staff can be at various steps
[of the process], can move in and out of each step, and share their successes and
failures along the way.
There are three components to the action research process at the Ellen Street Campus.
Teachers are the captains of their respective ships; they know their students and
understand their families. They come to know their students’ strengths and what must
be improved for their students to be successful. Teachers are in the trenches day in
and day out, facing the many challenges of educating children and navigating through
the various aspects of a school year. Action research allows for ownership of not only
the problems that occur in the classroom, but ownership of the possible solutions to
those problems. At the same time, however, it is important to exhibit some degree of
caution. For example, when choosing a problem of practice to study, one teacher from
Ellen Street warns that teachers should take their time. She pointed out that,
Choosing a research question too soon can be a mistake. We seem to always have so
much going and it is important to enjoy the research [process].
As teachers lay out a plan for an action research project, they will often pull from
experiences and collaborate with peers to discuss the exact nature of the priorities
related to researching a problem that is current and that might be creating barriers for
student success. Another Ellen Street teacher agreed,
Picking an action research project that doesn't work with the kids in your class will lead
to getting disinterested in that [particular action research] topic. I suggest looking at
new approaches, and collaborating and reflecting with other teachers in professional
learning community meetings.
Choosing a topic in which you are interested, that is relevant and meaningful in the
contextual environment in which you teach, and has the potential to lead to positive
change is the key to success in conducting successful action research in your school
(Mertler, 2017).
During this year-long process, teachers discuss a problem of practice or questions they
have about their own teaching and their own students’ learning. From these
discussions, they individually or collaboratively develop sets of research questions that
they want to find answers to by designing and implementing action research within their
own classrooms. The process of implementing the plan for conducting their action
research follows, and is intertwined with professional conversations that take place
during the research cycle in the form of frank and open conversations with critical
friends and in whole staff meetings.
Keys in this process have been the four previously identified necessary features of a
supportive infrastructure. These include training and support, time, encouragement of
collaboration, and rewards or recognition as incentives.
o Adequate training and support — Mora knows a thing or two about needing the
right amount of training:
I have been in education for more than thirty years and I came to realize long ago that if
teachers are not given time to practice and discuss changes, things will not get
done. We owe it to our staff to train them in what we expect them to do if we want to
see positive change.
She clearly understands that action research is a shift in the teaching
profession. Giving teachers the opportunity to assume ownership over what occurs in
the classroom and the ability to change through research and design is not part of the
traditional school day. Knowing this, Mrs. Mora provides time at the beginning of each
year—as well as throughout the year—to sharpen the skills of her staff and to make
sure they feel supported.
The training occurs in many ways and includes constant check-ins for her
teachers. This training has not been an easy addition to her professional development
plan, as she has met resistance along the way.
I have found that it is best I start the year out with topics such as mindset and
change. Before we jump into action research, my staff must feel as they can take risks
and know I am here to support them as they are indeed changing their practice.
Lack of common planning time is a problem at our building due to having just one
special's teacher (Art, P.E., Music). One solution is that we all meet on Friday’s before
school. I would prefer fewer Friday mornings and more PD days towards collaboration. I
think the longer sessions would be more meaningful and useful.
Each school district is different when it comes to time and training. Prioritizing time for
professional development training is critical to the successful start of a school-wide
action research initiative, such that teachers are aware of the process of conducting
action research, and have ample opportunities to ask for and receive support, both from
administrators and colleagues.
Change is tough, and we are more apt to change if we are supporting one another
through that change.
Collaborating with other staff, across grade levels, throughout our building was a source
of new ideas, as well as extending thinking in other directions.
Collaboration leads to creativity and creativity can lead to positive change. Other
teachers at Ellen Street concurred and pointed out that collaborating with their peers
and hearing others discuss the findings from their own research has caused them to
see things in a different light and think of new approaches to their teaching. Teachers
were asked to cite main reasons that they would recommend engaging in action
research to other teachers, and one teacher in particular said,
During these sessions, teachers create and share posters that provide evidence of their
findings, recommendations, and implications of future research. One teacher said it
best,
It is not the poster board that’s important; it’s the data collected throughout the year that
is the true celebration.
Action research provides teachers with data from their own experiences and their own
students. This is the meaningful evidence they need to be able to tell their
stories. Teachers strongly believed that there is no better way to communicate your
story than to stand up in front of your peers and share the journey of action research.
There is a sense of ownership, a sense of completion that we do not get from other
professional development opportunities. No one can argue that this does not pertain to
my classroom…this is my classroom.
However, in addition, Mrs. Mora makes sure not to wait until the end of the year for
recognition. She has weekly check-ins with her teachers, makes sure to communicate
with central office on the progress of her staff, and ultimately shares the action research
stories with her school community, including the families of her students:
Recognizing the efforts of our staff helps teachers see how important their work is in
creating a culture of true earning at Ellen Street.
3. Finally, teachers share the results with colleagues to learn what worked and
what did not work.
At the end of each year, teachers report their findings and offer suggestions on further
research and program changes based on the data they have collected and
analyzed. Not only do the presentation and sharing sessions serve to recognize the
effort of the entire staff, but they are also a critical component of the action research
cycle. Within and following each cycle and every presentation of action research,
teachers become better researchers, more effective communicators, and critical
problem solvers. This three-pronged system employed by the administrators, teachers,
and staff allows for a true culture of learning as teachers share both their failures and
their successes with one another.
Mrs. Mora has recognized that her teachers, like many of our educators across the
nation, had not been trained to conduct research or make decisions based on data in
their pre-service preparation or experiences. Practicing research and learning how to
analyze data and communicate to her colleagues about the data that she collected
herself has empowered her to take control as a leader and take ownership of
solving her own problems. Another teacher, who experienced an increase in self-
efficacy noted,
Ben Franklin was right—“involve me and I learn.” Fenton Area Public School teachers
are involved and they are learning…and so are their students.
Discussion
In an era of increasing accountability and a focus on data-informed decision making in
public education, action research offers a viable and practical solution for districts to
explore and initiate a positive change at the classroom and school levels. As a process,
action research allows districts and individual schools to focus on meeting the
challenges that are contextually unique to their individual settings. This could possibly
be the single most effective strategy for identifying local-level problems of practice,
implementing innovative solutions, and initiating positive change in our schools. There
is no single, pre-packaged, commercially-available “solution” to widespread educational
problems that can accomplish what the application of the action research process can
do.
Granted, the necessary infrastructure in the form of training and support, allotment of
time, encouragement of collaboration, any inclusion of recognition for staff may create
challenges for some schools and districts, but creative solutions are out there. We
believe that the potential benefits far outweigh these administrative challenges. The
benefits of “creating” empowered, impassioned, and engaged teachers and staff can
potentially pay a multitude of dividends for years to come. It is important to remember
action research is a process, a “toolkit,” if you will––providing this toolkit to your staff
enables them to engage in an ongoing process of continuous improvement at the
classroom, school, and/or district levels. We implore you to consider the
implementation of an action research initiative in your schools, or perhaps even in an
entire district. As passionate as we are about the implementation of action research as
an improvement mechanism in schools, we do not believe we could say it any better
than Mrs. Mora:
I believe [action research] has the power to transform teaching and learning while
developing creativity, competency, and confidence. It also fosters great joy…something
found too little in public education today.
References
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